Lead Opinion
Reversed and remanded with instructions to dismiss by published opinion. Judge WILKINSON wrote the opinion, in which Judge WILKINS joined. Judge HALL wrote a concurring opinion.
OPINION
Coleman Wayne Gray was convicted of capital murder in a Virginia court. Gray exhausted his state remedies and then petitioned for a writ of habeas corpus, alleging, inter alia, that his sentencing violated the Due Process Clause. On that ground the district court issued the writ, and the Commonwealth of Virginia now appeals. We reverse and remand with instructions to dismiss the petition.
I.
On the evening of May 2, 1985, Gray and his friend Melvin Tucker drove into the parking lot of a Murphy’s Mart department store in Portsmouth, Virginia. They observed the store manager, Richard McClelland, inside. McClelland had recently discharged Gray’s wife from her job at the store, thereby displeasing Gray, who told a friend he was “going to get” McClelland. When McClel-land left work in his automobile, Gray and Tucker followed. See Gray v. Commonwealth,
At an intersection, Gray pulled his car in front of McClelland’s and blocked the road. Armed with a .32 caliber revolver, Gray ordered McClelland into Gray’s car. Gray and his two passengers then returned to Murphy’s Mart. While Tucker waited in the car, Gray forced McClelland inside the store at gunpoint. McClelland was told that if he refused to cooperate, his family would suffer. Gray and McClelland then emerged from the store with three sacks of cash containing
Gray drove to a service station and fueled the automobile. He removed a gas can from the trunk and filled it with gasoline as well. Gray then proceeded to a remote dirt road, stopped the car, and commanded McClelland to get out. Gray ordered McClelland to lie face down on the ground. As McClelland did so, he begged Gray not to hurt him. Gray assured McClelland he had nothing to fear, and then fired six bullets into the back of McClelland’s head with the .32 caliber handgun. The shooting was execution style: the shots were fired in rapid succession, from a range of three to eighteen inches. Gray told Tucker as they drove away from the murder scene that he had to shoot McClelland because McClelland knew him. Id.,
The two men then returned to the intersection where they first abducted McClel-land. Gray informed Tucker that he intended to burn McClelland’s car to destroy the evidence. Gray soaked the interior of McClelland’s car with gasoline from the gas can, tossed a lit match into the ear, and fled. Gray and Tucker returned to Gray’s apartment to count the money. Id. at 173.
Both Gray and Tucker were subsequently indicted on various criminal counts. Tucker pleaded guilty to lesser charges in exchange for agreeing to testify against Gray. Gray, however, went to trial for armed robbery, abduction, arson, unlawful firearm use, and capital murder. In a pre-trial motion, Gray’s counsel asked the court to appoint a private investigator to assist the defense, but the motion was denied. Gray’s counsel also moved for discovery under Rule 3A:11 of the Virginia Supreme Court. The court issued a discovery order pursuant to that Rule and included an additional provision requiring the disclosure of exculpatory evidence.
On Monday, December 2, 1985, the guilt phase of Gray’s trial began. Following a motion by the defense under Peterson v. Commonwealth,
On Thursday, December 5, 1985, the jury convicted Gray on all counts. That evening, the Commonwealth’s Attorney informed the defense that at the penalty phase, scheduled to begin the next morning, he intended to offer evidence of the Sorrell murders in addition to the incriminating statements that he discussed with the defense on Monday. The proposed evidence consisted of testimony by the police detective who investigated the murders, testimony by the state medical examiner who performed the victims’ autopsies, and photographs and forensic evidence of the crime scene. Defense counsel interviewed the police detective over the telephone that night.
The following morning, Friday, December 6, the penalty phase began. During an in-chambers conference, Gray’s counsel asked the court to exclude the additional Sorrell evidence on the ground that it exceeded the scope of corroborating evidence permissible under state law, and that they were unprepared to rebut it that day. The court expressed the view that the evidence was admissible at sentencing.
At the penalty phase, the prosecution first offered evidence of other criminal acts committed by Gray. That evidence included his criminal record, which the Virginia Supreme Court noted reflected thirteen felony convictions, at least nine of which were for violent crimes. See Gray,
Tucker then took the stand on behalf of the Commonwealth and addressed the Sor-rell murders. He testified that shortly after the McClelland murder, he and Gray were
The Commonwealth next called Detective Michael Slezak. Slezak testified that he discovered the body of Lisa Sorrell in the driver’s seat of a bumed-out automobile and found the body of three-year-old Shanta in the trunk. He also testified that an expended match was recovered from the interior of the ear: the automobile, like McClelland’s, was apparently ignited after the murder. Slezak identified several photographs of the crime scene, which were each admitted into evidence. He offered no opinion on who was responsible for the murders, however. The defense then cross-examined Slezak. The questions emphasized the highly-publicized nature of the Sorrell murders and suggested that due to the possibility of a “copycat crime,” the Sorrell and McClelland murders might not have been committed by the same person.
Finally, the Commonwealth called the medical examiner, Dr. Faruk Presswalla. His statements indicated that the Sorrell murders were performed in a manner strikingly similar to that of the McClelland murder. He testified that Lisa Sorrell was killed by six .32 caliber gunshots to the back of her head, and that Shanta died from smoke inhalation. He identified autopsy photographs, which were admitted into evidence. The prosecution also introduced Dr. Presswalla’s autopsy report. The defense stipulated to Dr. Presswalla’s expert status and declined to cross-examine him.
The defense, in turn, called seven witnesses to present mitigating evidence. They testified largely to their favorable opinions of Gray’s character. Gray,
The court instructed the jury on the aggravating factors under the Virginia death penalty statute — the vileness of the crime charged and the future dangerousness of the defendant. Upon deliberation, the jury unanimously found the existence of both ag-gravators and fixed Gray’s sentence at death.
The Virginia Supreme Court affirmed Gray’s conviction and sentence, Gray,
Thereafter, Gray filed the instant petition for a writ of habeas corpus. He alleged numerous constitutional violations with respect to both phases of the trial. The district court held an evidentiary hearing and heard testimony from trial counsel and the prosecution witnesses as to the events at sentencing. Of particular interest to the district court was Detective Slezak’s testimony that Timothy Sorrell, Lisa’s husband, had been an initial suspect in the Sorrell murders, although upon further investigation he was not charged. The district court granted the writ and vacated Gray’s sentence, finding that the prosecution had “violated the moral standards of fair play embodied in the Due Process Clause” by unfairly surprising the defense with the additional Sorrell evidence. The decision was stayed pending this appeal.
II.
The primary challenges to Gray’s sentence involve the aggravating factors found by the jury. Petitioner asserts that the vileness element as applied to him was unconstitutionally vague under Godfrey v. Georgia, 446
A.
We first address the vileness factor. Virginia law provides that a jury may impose the death sentence if it finds that the conduct “for which he stands charged was outrageously or wantonly vile, horrible or inhuman in that it involved torture, depravity of mind or an aggravated battery to the victim.” Va. Code § 19.2-264.2(1). To pass muster under Godfrey, a sentencing factor must be sufficiently limited to “channel the sentencer’s discretion by ‘clear and objective standards’ that provide ‘specific and detailed guidance.’ ”
We have repeatedly held that limiting instructions based on Smith meet the constitutional standard set forth in Godfrey. See Turner v. Williams,
B.
We next turn to the question of future dangerousness.
In the instant case, petitioner claims that the future dangerousness verdict is invalid because he was unfairly surprised by the additional Sorrell murder evidence, and that effective rebuttal of the prosecution’s evidence was thereby precluded. Petitioner and his counsel knew at the outset of the guilt phase that he would be accused of the Sorrell murders in penalty proceedings, however, and were informed of the additional evidence the night before that phase began. Thus, the precise rule petitioner seeks is a constitutional entitlement to adequate advance notice of particular items of evidence.
In Caspari v. Bohlen the Supreme Court made clear that federal courts must analyze whether a habeas petitioner seeks to extend the boundaries of existing law before considering the merits of the claim, if the state so argues. — U.S. -, -,
Petitioner relies largely on Gardner v. Florida, supra, for the proposition that use of the Sorrell evidence violated the Due Process Clause. That case, however, does not dictate the conclusion that petitioner had a constitutional right to some minimum amount of advance notice of the particulars of the prosecution’s penalty case. In Gardner, the judge relied on confidential portions of a presentence report in deciding to sentence the defendant to death, but never disclosed that information to the defense until judgment was entered.
Petitioner, by contrast, was not sentenced on the basis of any secret information. Rather, the evidence of petitioner’s future dangerousness was advanced in open court, and petitioner’s counsel was specifically afforded the chance to cross-examine the adverse witnesses. See Williams v. New York,
Gardner itself warned against broad expansions of its holding. Although Gardner extended the guarantee of due process to the sentencing context, the extension was carefully circumscribed. The fact that due process applied at sentencing did not transport
The district court’s justification for relying on Gardner is in error. In applying Gardner to the facts of this case, the district court cited a passage from Smith v. Estelle,
Not only is petitioner’s position not mandated by Gardner, but other precedent existing at the time his conviction became final counsels affirmatively against it. In Weatherford v. Bursey,
The practical import of the rule sought by petitioner underscores its novelty. If the Due Process Clause entitled defendants to some minimum advance notice of ancillary evidence, federal courts would be thrust deep into state criminal proceedings. The general scope of discovery at such trials, however, represents precisely the type of question that has traditionally been left to the states. See Herrera v. Collins, — U.S. -, -,
Finally, petitioner’s contention rings hollow on its facts. The prosecution informed the defense on Monday morning that it intended to present evidence of statements by Gray that would implicate him in the Sorrell murders. That testimony was, of course, the linchpin of the government’s proof of those crimes. Knowledge of the particular evidence the prosecution would offer to support that testimony, i.e., to show that the murders actually occurred, was simply not necessary to prepare a defense against the general charge of petitioner’s guilt. Petitioner has advanced no meaningful way in which he would have proceeded any differently at the penalty phase had he known about the photographs, the autopsy report, and the like, before Thursday evening; indeed, it seems likely that petitioner’s case would have unfolded in much the same fashion that it did.
For the foregoing reasons, petitioner is not entitled to habeas relief on the ground that he did not receive sufficient notice of the evidence in question.
III.
Petitioner offers several alternative grounds for affirming the issuance of the writ. We find none persuasive.
First, petitioner contends that the state court’s refusal to appoint a private investigator for the defense contravened due process. The Supreme Court, however, has flatly declined to address the question whether, “as a matter of federal constitutional law[,] what if any showing would [entitle] a defendant to [private] assistance.” Caldwell v. Mississippi,
Next, petitioner argues that the evidence at the guilt phase of the trial was insufficient to convict him of capital murder. He complains, in essence, that there was no direct evidence that he fired the fatal shots. However, a rational juror could well have found beyond a reasonable doubt that Gray was the triggerman. Jackson v. Virginia,
Last, petitioner asserts that the district court erred in dismissing as procedurally defaulted two other claims: that the prosecution failed to fully disclose impeachment evidence regarding a prosecution witness, Jeremiah Smallwood, and that Smallwood perjured himself. Because petitioner did not raise these arguments in the Virginia courts either at trial or on direct appeal, they would be procedurally barred from state collateral review. Fitzgerald v. Bass,
IV.
The judgment of the district court is hereby reversed and the ease is remanded with directions that the petition be dismissed.
REVERSED AND REMANDED.
Notes
. Petitioner and the Commonwealth disagree about the effect of a holding that the future dangerousness finding was invalidated by the additional Sorrell evidence. Petitioner contends that it would vitiate the entire sentence, whereas the Commonwealth argues that the sentence could be supported by the independent jury finding of vileness. See Zant v. Stephens,
. It follows that this is not a case in which we are asked merely to "apply an extant normative rule to a new set of facts,” Turner v. Williams,
.Petitioner devotes extensive portions of his brief to Timothy Sorrell's status as an initial suspect in the Sorrell murders, arguing that had he known of that fact he could have better defused the charge leveled against him. We refuse to be dragged into a mini-trial on the respective strengths of the cases against Sorrell and petitioner. Our sole commission on collateral review is to review the state trial record for violations of federal law. See 28 U.S.C. § 2254(a). Once we have satisfied ourselves that no such error occurred, we are not at liberty to reconduct state proceedings on federal habeas corpus. As the Supreme Court noted in Wainwright v. Sykes,
.Petitioner's claim does not begin to approach either of the excepted categories that permit relief on the basis of novel doctrine. The rule petitioner seeks to establish would not place private conduct beyond the scope of lawful prosecution. Butler v. McKellar,
Concurrence Opinion
concurring:
I join in all of the majority’s opinion except for Section II-B, in which the majority concludes that Gray’s due process challenge to the sentencing jury’s finding of future dangerousness is procedurally barred by the “new rule” doctrine. Although I express no opinion as to the precise rule Gray seeks or whether it would indeed be a “new” one for Teague purposes, I believe that it is at least arguable, were we to grant the relief requested, that the rule to emerge would have been dictated by Gardner v. Florida,
In Gardner, Justice Stevens noted that a defendant has “a legitimate interest in the character of the procedure which leads to the imposition of sentence even if he may have no right to object to a particular result of the sentencing process.” Id. at 358,
Although the majority correctly notes that if the respondent pleads the Teague procedural bar, a court must resolve the issue prior to considering the merits of the claim, ante at 64 (citing Caspari v. Bohlen, — U.S. -, -,
Because Gray clearly failed to request that evidence regarding this matter be taken by the state habeas court, I would hold his claim to be procedurally barred by the rule in Keeney v. Tamayo-Reyes,
We have previously stated that "[b]ecause Teague and its Supreme Court progeny ... have sent somewhat inconsistent signals, the circuit courts have had difficulty in coherently following these cases." Turner,
