Lead Opinion
delivered the opinion of the Court.
The issue in this ease concerns the application of Bruton v. United States,
The case before us differs from Bruton in that the prosecution here redacted the codefendant’s confession by substituting for the defendant’s name in the confession a blank space or the word “deleted.” We must decide whether these substitutions make a significant legal difference. We hold that they do not and that Bruton’s protective rule applies.
I
In 1993, Stacey Williams died after a severe beating. Anthony Bell gave a confession, to the Baltimore City police, in which he said that he (Bell), Kevin Gray, and Jacquin “Tank” Vanlandingham had participated in the beating that resulted in Williams’ death. Vanlandingham later died. A Maryland grand jury indicted Bell and Gray for murder. The State of Maryland tried them jointly.
The trial judge, after denying Gray’s motion for a separate trial, permitted the State to introduce Bell’s confession into evidence at trial. But the judge ordered the confession redacted. Consequently, the police detective who read the confession into evidence said the word “deleted” or “deletion” whenever Gray’s name or Vanlandingham’s name appeared. Immediately after the police detective read the redacted confession to the jury, the prosecutor asked, “after he gave you that information, you subsequently were able
When instructing the jury, the trial judge specified that the confession was evidence only against Bell; the instructions said that the jury should not use the confession as evidence against Gray. The jury convicted both Bell and Gray. Gray appealed.
Maryland’s intermediate appellate court accepted Gray’s argument that Bruton prohibited use of the confession and set aside his conviction.
II
In deciding whether Bruton’s protective rule applies to the redacted confession before us, we must consider both Bruton and a later ease, Richardson v. Marsh,
Bruton, as we have said, involved two defendants — Evans and Bruton — tried jointly for robbery. Evans did not testify, but the Government introduced into evidence Evans’ confession, which stated that both he (Evans) and Bruton together had committed the robbery.
This Court held that, despite the limiting instruction, the introduction of Evans’ out-of-court confession at Bruton’s trial had violated Bruton’s right, protected by the Sixth Amendment, to cross-examine witnesses. Id., at 137. The Court recognized that in many circumstances a limiting instruction will adequately protect one defendant from the prejudicial effects of the introduction at a joint trial of evidence intended for use only against a different defendant. Id., at 135. But it said:
“[TJhere are some contexts in which the risk that the jury will not, or cannot, follow instructions is so great, and the consequences of failure so vital to the defendant, that the practical and human limitations of the jury system cannot be ignored. Such a context is presented here, where the powerfully incriminating extrajudicial statements of a eodefendant, who stands accused side-by-side with the defendant, are deliberately spread before the jury in a joint trial. Not only are the in-criminations devastating to the defendant but their credibility is inevitably suspect.... The unreliability of such evidence is intolerably compounded when the alleged accomplice, as here, does not testify and cannot be tested by cross-examination.” Id., at 135-136 (citations omitted).
The Court found that Evans’ confession constituted just such a “powerfully incriminating extrajudicial statemen[t],” and that its introduction into evidence, insulated from cross-examination, violated Bruton’s Sixth Amendment rights. Id., at 135.
In Richardson v. Marsh, supra, the Court considered a redacted confession. The ease involved a joint murder trial of Marsh and Williams. The State had redacted the confession of one defendant, Williams, so as to “omit all reference”
The Court held that this redacted confession fell outside Bruton’s seope and was admissible (with appropriate limiting instructions) at the joint trial. The Court distinguished Evans’ confession in Bruton as a confession that was “incriminating on its face,” and which had “expressly impli-eat[ed]” Bruton.
“that the Confrontation Clause is not violated by the admission of a nontestifying eodefendant’s confession with a proper limiting instruction when, as here, the confession is redacted to eliminate not only the defendant’s name, but any reference to his or her existence.” Id., at 211.
The Court added: “We express no opinion on the admissibility of a confession in which the defendant’s name has been replaced with a symbol or neutral pronoun.” Id., at 211, n. 5.
Originally, the codefendant’s confession in the ease before us, like that in Bruton, referred to, and directly implicated, another defendant. The State, however, redacted that confession by removing the nonconfessing defendant’s name. Nonetheless, unlike Richardson’s redacted confession, this confession refers directly to the “existence” of the noncon-fessing defendant. The State has simply replaced the non-confessing defendant’s name with a kind of symbol, namely, the word “deleted” or a blank space set off by commas. The redacted confession, for example, responded to the question “Who was in the group that beat Stacey,” with the phrase, “Me, , and a few other guys.” See Appendix, infra, at 199. And when the police witness read the confession in court, he said the word “deleted” or “deletion” where the blank spaces appear. We therefore must decide a question that Richardson left open, namely, whether redaction that replaces a defendant’s name with an obvious indication of deletion, such as a blank space, the word “deleted,” or a similar symbol, still falls within Bruton’s protective rule. We hold that it does.
Bruton, as interpreted by Richardson, holds that certain “powerfully incriminating extrajudicial statements of a co-defendant” — those naming another defendant — considered as a class, are so prejudicial that limiting instructions cannot work. Richardson,
For another thing, the obvious deletion may well call the jurors’ attention specially to the removed name. By encouraging the jury to speculate about the reference, the redaction may overemphasize the importance of the confession’s accusation — once the jurors work out the reference. That is why Judge Learned Hand, many years ago, wrote in a similar instance that blacking out the name of a codefendant not only “would have been futile.... [T]here could not have been the slightest doubt as to whose names had been blacked out,” but “even if there had been, that blacking out itself would
Finally, Bruton’s protected statements and statements redacted to leave a blank or some other similarly obvious alteration function the same way grammatically. They are directly accusatory. Evans’ statement in Bruton used a proper name to point explicitly to an accused defendant. And Bruton held that the “powerfully incriminating” effect of what Justice Stewart called “an out-of-court accusation,”
We concede certain differences between Bruton and this case. A confession that uses a blank or the word “delete” (or, for that matter, a first name or a nickname) less obviously refers to the defendant than a confession that uses the defendant’s full and proper name. Moreover, in some instances the person to whom the blank refers may not be clear: Although the followup question asked by the State in this case eliminated all doubt, the reference might not be
IV
The State, in arguing for a contrary conclusion, relies heavily upon Richardson. But we do not believe Richardson controls the result here. We concede that Richardson placed outside the scope of Bruton’s rule those statements that incriminate inferentially.
Nor are the policy reasons that Richardson provided in support of its conclusion applicable here. Richardson expressed concern lest application of Bruton's rule apply where “redaction” of confessions, particularly “confessions incriminating by connection,” would often “not [be] possible,” thereby forcing prosecutors too often to abandon use either of the confession or of a joint trial.
“Question: Who was in the group that beat Stacey?
“Answer: Me, deleted, deleted, and a few other guys.”
App. 11.
Why could the witness not, instead, have said:
“Question: Who was in the group that beat Stacey?
“Answer: Me and a few other guys.”
The Richardson Court also feared that the inclusion, within Bruton’s, protective rule, of confessions that incriminated “by connection” too often would provoke mistrials, or would unnecessarily lead prosecutors to abandon the confession or joint trial, because neither the prosecutors nor the judge could easily predict, until after the introduction of all the evidence, whether or not Bruton had barred use of the confession.
For these reasons, we hold that the confession here at issue, which substituted blanks and the word “delete” for the petitioner’s proper name, falls within the class of statements to which Bruton’s protections apply.
The judgment of the Court of Appeals is vacated, and the case is remanded for further proceedings not inconsistent with this opinion.
It is so ordered.
[Typewritten Version of Handwritten Redacted Statement, State’s Exhibit 5B]
(REDACTED STATEMENT)
This is a statement of Anthony Bell, taken on 1-4-94 at 0925 hrs in the small interview room. Statement taken by Det. Pennington and Det. Ritz.
(Q) Is your name Anthony Bell
(A) Yes
(Q) Are 19 years old and your date of Birth is 6-17-74
(A) Yes
(Q) Can you read and write
(A) Yes
(Q) Are you under the influence of alcohol or drugs
(A) No
(Q) You were explained your Explanation of Rights, do you fully understand them
(A) Yes
(Q) Are you willing to answer questions without an attorney present at this time
(A) Yes
Anthony Bell
[Page -2-]
Bell, Anthony -
(Q) Has anyone promised you anything if you answer questions
(A) No
(Q) What can you tell me about the beating of Stacey Williams that occurred on 10 November 1993
(A) An argument broke out between and Stacey in the 500 blk of Louden Ave Stacey got smacked and then ran into Wildwood Parkway. Me , and a few other guys ran after Stacey. We caught up to him on Wild-
(Q) When Stacey was beaten on Wildwood Parkway, how was he beaten
Anthony Bell
[Page -3-]
Bell, Anthony
(Al) Hit, kicked
(Q) Who hit and kicked Stacey
(A) I hit Stacey, he was kicked but I don’t know who kicked him
(Q) Who was in the group that beat Stacey
(A) Me, , and a few other guys
(Q) Do you have the other guys names
(A) , and me, I don’t remember who was out there
(Q) Did anyone pick Stacey up and drop him to the ground
(A) No when I was there.
(Q) What was the argument over between Stacey and
Anthony Bell
[Page -4-]
Bell, Anthony
(A) Some money that Stacey owed
(Q) How many guys were hitting on Stacey
(A) About six guys
(Q) Do you have a black jacket with Park Heights written on the back
(A) Yeh
(Q) Who else has these jacket.
(A)
(A) Yes
Anthony Bell
Det. William F. Ritz Det. Homer Pennington
Dissenting Opinion
with whom The Chief Justice, Justice Kennedy, and Justice Thomas join, dissenting.
In Richardson v. Marsh,
The almost invariable assumption of the law is that jurors follow their instructions. Francis v. Franklin,
We declined in Richardson, however, to extend Bruton to confessions that incriminate only by inference from other evidence. When incrimination is inferential, “it is a less valid generalization that the jury will not likely obey the instruction to disregard the evidence.”
Of course the Court is correct that confessions redacted to omit the defendant’s name are more likely to incriminate than confessions redacted to omit any reference to his existence. But it is also true — and more relevant here — that confessions redacted to omit the defendant’s name are less likely to incriminate than confessions that expressly state it. The latter are “powerfully incriminating” as a class, Bruton, supra, at 124, n. 1, 135; the former are not so. Here, for instance, there were two names deleted, five or more participants in the crime, and only one other defendant on trial. The jury no doubt may “speculate about the reference,” ante, at 198, as it speculates when evidence connects a defendant to a confession that does not refer to his existence. The issue, however, is not whether the confession incriminated petitioner, but whether the incrimination is so “powerful” that we must depart from the normal presumption that the jury follows its instructions. Richardson, supra, at 208, n. 3. I think it is not — and I am certain that drawing the line for departing from the ordinary rule at the facial identification of the defendant makes more sense than drawing it anywhere else.
The Court’s extension of Bruton to name-redacted confessions “as a class” will seriously compromise “society’s compelling interest in finding, convicting, and punishing those who violate the law.” Moran v. Burbine, 475 U. S. 412, 426
The United States Constitution guarantees, not a perfect system of criminal justice (as to which there can be considerable disagreement), but a minimum standard of fairness. Lest we lose sight of the forest for the trees, it should be borne in mind that federal and state rules of criminal procedure — which can afford to seek perfection because they can be more readily changed — exclude nontestifying-eodefendant confessions even where the Sixth Amendment does not. Under the Federal Rules of Criminal Procedure (and Maryland’s), a trial court may order separate trials if joinder will prejudice a defendant. See Fed. Rule Crim. Proc. 14; Md. Crim. Rule 4-253(e) (1998). Maryland courts have described the term “prejudice” as a “term of art,” which “refers only to prejudice resulting to the defendant from the reception of evidence that would have been inadmissible against that defendant had there been no joinder.” Ogonowski v. State,
Notes
The Court is mistaken to suggest that in Richardson v. Marsh,
The Court does believe, however, that the answer to a “followup question” — “All right, now, officer, after he gave you that information, you subsequently were able to arrest Mr. Kevin Gray; is that correct?” (“That’s correct”) — “eliminated all doubt” as to the subject of the redaction. Ante, at 189, 194. That is probably not so, and is certainly far from dear. Testimony that preceded the introduction of Bell’s confession had already established that Gray had become a suspect in the case, and that a warrant had been issued for his arrest, before Bell confessed. Brief for Respondent 26, n. 10. Respondent contends that, given this trial background, and in its context, the prosecutor’s question did not imply any connection between Bell’s confession and Gray’s arrest, and was simply a means of making the transition from Bell’s statement to the next piece of evidence, Gray’s statement. Ibid. That is at least arguable, and an appellate court is in a poor position to resolve such a contextual question de novo. That is why objections to trial testimony are supposed to be made at the time— so that trial judges, who hear the testimony in full, live context, can make such determinations in the first instance. But if the question did bring the redaction home to the defendant, surely that shows the impropriety of the question rather than of the redaction — and the question was not objected to. The failure to object deprives petitioner of the right to complain of some incremental identifiability added to the redacted statement by the question and answer. Of course the Court’s reliance upon this testimony belies its contention that name-redacted confessions are powerfully incriminating “as a class,” ante, at 195.
