Case Information
*1 Before GRUENDER, WOLLMAN, and SHEPHERD, Circuit Judges.
____________
GRUENDER, Circuit Judge.
*2 Grand Juror Doe (“Doe”) appeals the district court’s [2] dismissal of her action seeking both a declaration that the State of Missouri’s grand jury secrecy laws are an unconstitutional abridgement of free speech as applied to her and an injunction preventing their enforcement. [3] For the reasons below, we affirm.
I.
On August 9, 2014, Darren Wilson, a former police officer with the City of Ferguson, Missouri, shot and killed Michael Brown. Following the shooting, St. Louis County Prosecuting Attorney Robert P. McCulloch announced that he intended to submit the matter to a grand jury for consideration. At the time, Doe was a grand juror serving in the circuit court for St. Louis County for a term originally scheduled to end on September 10, 2014. Following Brown’s death, Doe’s service was extended to January 2015, and the grand jury was tasked with investigating whether there was probable cause to believe Wilson committed a crime.
“In Missouri, grand jury proceedings are conducted in secret,”
State ex rel.
Roe v. Goldman
,
On November 24, 2014, the Wilson grand jury returned a “no true bill,” and the jury was subsequently discharged. Immediately afterward, McCulloch held a press conference at which he delivered an oral statement and, in an unusual move, released some of the evidence and testimony presented to the grand jury, including transcripts, reports, interviews, and forensic evidence. The documents were redacted to keep secret the identities of the grand jurors, witnesses, and other persons connected to the investigation. The documents did not include any information concerning the grand jury’s deliberations or any grand juror’s vote on any charge.
Six weeks later, Doe sued McCulloch in his official capacity under 42 U.S.C. § 1983, seeking both declaratory and injunctive relief because, she claimed, sections 540.080, 540.120, 540.310, and 540.320 of the Missouri Revised Statutes violate the Free Speech Clause of the First Amendment as applied to her. [4] In her complaint, Doe alleged that she had not recounted her experience or expressed her views concerning the Wilson case on account of her fears that she will face criminal penalties or contempt charges. She asserted that McCulloch mischaracterized the views of the grand jurors collectively toward the evidence, the witnesses’ credibility, and the law, and as a result, she sought to correct the record. Doe also claimed that *4 she would like to speak about the experience of being a grand juror, including the discrepancies she noticed in the procedures utilized by McCulloch in the Wilson case compared to others. Doe did not express a desire to discuss publicly the Wilson matter completely independently of her role as a grand juror, but instead she sought to pull back the curtain of the jury’s secrecy to discuss a wide array of previously confidential matters that go to the heart of the grand jury’s deliberations.
The district court initially granted Missouri’s motion to dismiss under the
abstention doctrine announced in
Railroad Commission of Texas v. Pullman Co.
,
At the end of litigation in state court, the district court reopened this case.
Doe
v. McCulloch
, No. 4:15 CV 6 RWS,
II.
On appeal, Doe argues that section 540.320 of the Missouri Revised Statutes is an unconstitutional abridgment of free speech as applied to her and thus that the district court erred in dismissing her challenge against this provision for failure to state a claim. [5] Missouri responds that (1) the First Amendment’s Free Speech Clause does not afford Doe a right to speak about matters she learned of during her grand jury service; (2) even if the Free Speech Clause covers her proposed speech, Doe waived her rights when she swore an oath of secrecy; and (3) applying strict scrutiny, section 540.320 is narrowly tailored to achieve a compelling governmental interest.
We review
de novo
a district court’s grant of a motion to dismiss for failure
to state a claim.
Wong v. Minn. Dep’t of Human Servs.
,
The First Amendment prohibits the enactment of laws “abridging the freedom
of speech.” U.S. Const. amend. I. “The Fourteenth Amendment makes th[is]
prohibition applicable to the States.”
Williams-Yulee v. Fla. Bar
,
The Free Speech Clause prohibits any governmental body from “restrict[ing] expression because of its message, its ideas, its subject matter, or its content.” Reed v. Town of Gilbert , 576 U.S. 155, 163 (2015). “Content-based laws—those that target speech based on its communicative content—are presumptively unconstitutional and may be justified only if the government proves that they are narrowly tailored to serve compelling state interests.” A law is content based if it requires “enforcement authorities to examine the content of the message that is conveyed to determine whether a violation has occurred.” McCullen v. Coakley , 573 U.S. 464, 479 (2014) (internal quotation marks omitted). Thus, in evaluating how closely to scrutinize a state restriction of speech, a court must determine whether a statute “draws distinctions based on the message a speaker conveys.” Reed , 576 U.S. at 163.
The district court held that section 540.320 imposes a content-based
restriction because it regulates the specific communicative content of speech, and
we assume that the district court’s determination is correct.
[6]
Bell
, 367 F. Supp. 3d
*7
at 975. Because Doe may not “disclose any evidence given before the grand jury”
or the “name of any witness,” Mo. Rev. Stat. § 540.320, the district court reasoned
that the prosecuting attorney would have to examine the content of Doe’s speech to
find a violation of section 540.320,
id.
;
see also In re Subpoena 2018R00776
, 947
F.3d 148, 155 (3d Cir. 2020) (holding that a grand jury subpoena’s non-disclosure
order constituted a content-based regulation subject to strict scrutiny because the
order drew “distinctions based on the message”). Accordingly, we must determine
whether section 540.320 is narrowly tailored to achieve a compelling governmental
interest as applied to the speech in which Doe avers she wants to engage.
See Reed
,
A.
We begin with a review of Missouri’s purported interest in grand jury secrecy.
As we have previously explained, “strict scrutiny is best described as an end-and-
means test,” and as a result, we must first have a “clear understanding of what the
state’s interest may be” before deciding “whether the purported interest is indeed a
compelling state interest.”
Republican Party of Minn. v. White
,
The United States Constitution “presumes a role for the grand jury” in
American criminal procedure through the Fifth Amendment,
United States v.
Navarro-Vargas
,
The grand jury is an ancient institution with roots stretching as deep as the
twelfth century.
See Navarro-Vargas
,
At common law, the violation of grand jury secrecy was a crime,
see
4
William Blackstone, Commentaries *126, and jurors defended their right to secrecy
as essential to the grand jury’s independence,
see
Sara Sun Beale et al.,
Grand Jury
Law & Practice
§ 5.2 (2019). For instance, in 1681, King Charles II sought to
*9
convict the Earl of Shaftesbury of high treason because Shaftesbury opposed the
Crown’s effort to reestablish the Catholic Church in England.
See
Douglas P.
Currier, Note,
The Exercise of Supervisory Powers to Dismiss a Grand Jury
Indictment
—
a Basis for Curbing Prosecutorial Misconduct
, 45 Ohio St. L.J. 1077,
1078 (1984). A grand jury was assembled at the Old Bailey in London and a bill of
indictment was placed before it.
See Earl of Shaftesbury’s Trial
, 8 How. St. Tr. 759,
771-74 (1681). The Crown moved to hear the evidence in open court, but the grand
jury refused, explaining in detail the justifications for secrecy and calling upon the
oath they had sworn to “keep secret” the evidence presented before them, as “hath
been the constant practice of our ancestors and predecessors.” at 771-72;
see also In re Grand Jury Subpoenas
,
When the institution of the grand jury crossed from England to the American
colonies, the rule of grand jury secrecy came with it.
See Costello
,
These justifications have now been widely accepted in American courts as
validating the rule of grand jury secrecy.
See, e.g.
,
In re Subpoena 2018R00776
,
Indeed, the Court has recognized that “several distinct interests [are] served by safeguarding the confidentiality of grand jury proceedings,” explaining that
if preindictment proceedings were made public, many prospective witnesses would be hesitant to come forward voluntarily, knowing that those against whom they testify would be aware of that testimony. Moreover, witnesses who appeared before the grand jury would be less likely to testify fully and frankly, as they would be open to retribution as well as to inducements. There also would be the risk that those about to be indicted would flee, or would try to influence individual grand jurors to vote against indictment. Finally, by preserving the secrecy of the proceedings, we assure that persons who are accused but exonerated by the grand jury will not be held up to public ridicule.
Douglas Oil Co.,
Other jurists have concluded that the secrecy of
who
makes up the grand jury
also serves to legitimate its decisions and to shield grand jurors from intimidation
and harassment both during and after their service, ensuring their deliberation is not
driven by concerns beyond the scope of the charged crime and the presented
evidence.
See Butterworth,
We have previously explained that what constitutes a compelling interest “is
not easily defined,” but we have recognized that a state advances a compelling
interest when a policy is necessary for “upholding the administration of justice.”
White
,
The Supreme Court has frequently observed that secrecy ensures the grand
jury fulfills its “dual function” as both a sword and shield of American criminal law,
“ferret[ing] out crimes deserving of prosecution” and “screen[ing] out charges not
warranting prosecution.”
See, e.g.
,
United States v. Sells Eng’g, Inc
,
We think it thus beyond dispute that secrecy is an integral component to a
functioning grand jury system and that once a state chooses to adopt it as a
mechanism for screening indictments, the grand jury’s secrecy becomes an interest
of the highest order because it is necessary for “upholding the administration of
justice.”
See White
,
B.
Doe asserts that even if grand jury secrecy ordinarily constitutes a compelling interest, section 540.320’s requirement that she not disclose evidence or witness names is no longer narrowly tailored to advance that interest because McCulloch took the “extraordinary” step of releasing evidence and other information concerning the proceedings of the grand jury. Doe contends that the volume of information that is now public militates in favor of permitting her to speak broadly on issues that have not previously been disclosed. We disagree.
For a statute to be narrowly tailored, it must be the least restrictive means of
serving the government’s interest.
See McCullen
,
First, we think it self-evident that section 540.320 continues to “actually
advance[] the state’s interest.”
See White
,
Second, Missouri maintains an interest in protecting the secrecy of the grand
jury’s deliberative process.
See In re Grand Jury Proceedings Relative to Perl
, 838
F.2d 304, 306 (8th Cir. 1988) (noting that the rule of secrecy is designed “to preserve
the freedom and integrity of the deliberative process”). McCulloch did not reveal
any information regarding the grand jury’s membership, deliberations, or voting, and
we believe Missouri maintains an interest in keeping this information—including
Doe’s own views—secret.
See United States v. Nixon
,
Third, section 540.320 protects the unindicted accused from public ridicule or
other opprobrium.
See Douglas Oil Co.,
Next, we do not believe the challenged provision sweeps too broadly.
See In
re April 1956 Term Grand Jury
,
Neither do we believe that section 540.320 is underinclusive; that is, it does
not permit “vast swaths” of speech that undermine the state’s compelling interest
such that the statute cannot be said to “advance its stated purpose.”
See Williams-
Yulee
,
Finally, we conclude there is no more limited means by which Missouri can advance its interest in preserving the functioning of the grand jury system. If Doe were to speak on the quality of the evidence, the credibility of witnesses, or the deliberations of fellow jurors concerning the same, she would necessarily undermine the functioning of the grand jury. Witnesses in future cases may be less candid. The unindicted may face unending questions about culpability as juror after juror comes forward with their own view of the evidence, feeling pressured to respond either to challenge or defend Doe’s views, lest their collective decision be mischaracterized. And in future cases, jurors might hesitate to discuss matters candidly or to vote their conscience out of fear of future publicity. See Butterworth , 494 U.S. at 636-37 (Scalia, J., concurring); Douglas Oil Co. , 441 U.S. at 222 (explaining that in evaluating grand jury disclosures, “courts must consider not only the immediate effects upon a particular grand jury, but also the possible effect upon the functioning of future grand juries”).
The Supreme Court’s holding in
Butterworth
is not to the contrary. 494 U.S.
624. There, the Court held that a witness who testified before a Florida grand jury
could not be prohibited from disclosing the substance of his testimony after the term
of the grand jury had ended. 494 U.S. at 626. But the Court purposely did not
address the right of a witness to discuss his “experience” before the grand jury.
Id
.
at 629 n.2. It instead limited its holding to allow the witness to “divulge information
*16
of which he was in possession before he testified before the grand jury, and not
information which he may have obtained as a result of his participation in the
proceedings of the grand jury.” at 631-32. This case thus varies from
Butterworth
in a critical way: Doe proposes to divulge information that she obtained
as a direct result
of her participation in the Wilson grand jury.
See Seattle Times
Co. v. Rhinehart
,
Accordingly, we hold that, as applied to Doe, section 540.320 of the Missouri
Revised Statutes is narrowly tailored to serve Missouri’s compelling interest in
preserving the functioning of its grand jury system. As a result, it is the “rare case”
of a speech restriction that survives strict scrutiny review.
See Burson v. Freeman
,
III.
For the foregoing reasons, we affirm.
______________________________
Notes
[1] Wesley J.C. Bell succeeded Robert P. McCulloch in his official capacity as the Prosecuting Attorney for St. Louis County, Missouri on January 1, 2019. Pursuant to Federal Rule of Civil Procedure 25(d), the district court substituted Bell for McCulloch as the named defendant, and the case comes to us with the above caption.
[2] The Honorable Rodney W. Sippel, Chief Judge, United States District Court for the Eastern District of Missouri.
[3] The district court granted Doe’s motion to proceed pseudonymously and
thereafter used female pronouns in its orders. Consistent with the district court and
our previous opinion in this matter,
see Doe v. McCulloch
,
[4] We refer to the defendant as Missouri in the rest of this opinion because of the nature of Doe’s claim.
[5] Doe does not appeal the district court’s determination that she lacks standing
to challenge sections 540.080, 540.120, and 540.310 of the Missouri Revised
Statutes. Thus, we only address the constitutionality of section 540.320.
See
Constanza v. Holder
,
[6] Missouri’s restrictions on Doe’s speech may not be subject to strict scrutiny. At the time of the First Amendment’s ratification, the grand jury had operated in secret both in England and the colonies for centuries. See Butterworth , 494 U.S. at
[7] Doe implores us to consider federal court interpretations of Federal Rule of
Criminal Procedure 6(e), but that rule has no bearing on the constitutionality of
Missouri’s grand jury secrecy regulations. Although these cases pertain to the
release of grand jury material, they do not address a juror’s rights under the Free
Speech Clause.
See, e.g.
,
In re Grand Jury Subpoena, Judith Miller
,
