*1
David C. COMMISSION,
The INDUSTRIAL
Respondent,
AROK, Inc., Respondent Employer, Compensation Fund,
State
Respondent Carrier.
1No. CA-IC 01-0117. Arizona, Appeals
Court 1, Department
Division A.
May 2004.
As Amended June
drywаll
approximately 42 inches in
stilts
height.
working
After
for several hours on
stilts,
walking
the
fell while
Grammatico
site,
job
through a cluttered area of the
Jerome, Gibson, Stewart, Friedman, Ste-
breaking
right wrist
left knee. He
his
P.C.,
Friedman,
successfully
Engle,
By
had
traversed the area on stilts
venson &
Joel F.
day
falling.
in
without
earlier
the
Phoenix, Attorneys for Petitioner.
8,May
Later in
of
the afternoon
Gram-
Counsel,
McGrory,
Laura L.
The
Chief
marijua-
matico admitted that he had smoked
Arizona, Phoenix,
Industrial Commission of
nasally ingested
na and
three to four “lines”
Attorney
Respondent.
for
6,May
methamphetamine
Saturday,
of
on
Jones,
Hoehuli, By
Skelton &
G.
Charles
again ingested
and had
three to four lines of
Phoenix,
Rehling,
Attorneys
Rеspondents
for
methamphetamine
Sunday, May
on
7. A
Employer and Carrier.
in
sample provided by
urine
Grammatico
positive
carboxy
hours after his fall tested
OPINION
(a
metabolite),
marijuana
amphet-
THC
methamphetamine,
amine1 and
all of which
TIMMER, Judge.
See,
e.g.,
are
to use in Arizona.
A.R.S.
1 In
amended Ari-
§
(Supp.2003).
13-3401
(“A.R.S.”)
zona Revised Statutes
section 23-
¶ 4
respondent
pre-
The
insurance carrier’s
provide
1021 to
if
employer imple-
decessor-in-interest
denied Grammatico
drug-free workplace policy,
ments a
a worker
benefits,
protested.
which he
At a subse-
workplace injury
who
suffers
and subse-
quent hearing held before an administrative
quently
positive
impairment
tests
for аlcohol
(“ALJ”),
judge
presented
law
evidence was
illegal drug
eligible
use is not
for workers’
drug-test-
that AROK maintained a certified
compensation benefits unless one of three
§§
ing policy
compliance
in
with AR.S.
exceptions applies.
§
A.R.S.
(1995
Supp.2003),
493 to -493.11
&
and had
action,
(Supp.2003).
special
In this
we are
timely
policy
filed certification
its
provision
ICA,
asked to decide whether this
vio-
thereby triggering
applicability
23-1021(D).
states,
lates Article
provision
the Arizona A.R.S.
That
by
pertinent part, as
depriving
Constitution
follows:
workers of com-
pensatory
benefits for
“caused in
employer
policy
has
[I]f
established
whole,
part,
by
testing
impairment
or ...
or alcohol
contributed to”
test-
ing
employee’s injury
... an
necessary employment
or death shall
dangers.
risks and
personal
injury by
not be considered a
follow,
For the reasons that
we conclude that
arising
accident
out of
the course of
violates Article
employment
compensable pursu-
and is not
applied in
Consequently,
as
this case.
we set
chapter,
ant
to this
of such
aside the award entered
the Industrial
employer
coop-
fails to
refuses to
(“ICA”),
Commission of Arizona
which de-
erate with or refuses to
take
test
petitioner
nied benefits to
David C. Gramma-
any
for the unlawful use of
controlled sub-
23-1021(D).
application
tico
on an
based
proscribed by
chaрter
stance
title
...
that is administered
or at the re-
BACKGROUND
quest
employer
of the
not more than twen-
Monday, May
2 On
Grammatico
ty-four
employer
after
hours
receives
employed by respondent
employer
injury,
actual notice of the
unless the em-
AROK, Inc.,
working
ployee proves any
following:
aas
foreman of a crew
of the
installing
building
sheet metal trim on a
exte-
employee’s
1. The
use of alcohol or ...
performed
any
proscribed by
rior.
Grammatico
his work
unlawful substance
title
Amphetamine
methamphetamine
placed
liquidation
ais
metabol-
court
HIH into
claims,
ite.
assigned
including
ICA
all HIH
Gramma-
claim,
Compensation
tico’s
State
Fund
Company
original
2. HIH Insurance
served as the
("Fund").
insurance carrier in this case. After a California
Legislature
enact a Workmen’s
contributing
shall
chapter 34 was not a
cause
injury
employee’s
compen-
or death.
...
Compensation
of the
Law
which
any
required
paid to
sation shall be
to be
employee’s
...
alcohol concen-
2. The
workman,
consti-
lower than ... would
tration was
such
case of
28-1381,
A
subsection
tute a violation
personal
course of such
*3
presumption
and would
create
any
any
injury to ...
such workman
under the influence of
the
of,
arising out of and in the course
accident
intoxicating liquor
blood alcohol con-
[0.08
whole,
is
or in
employment,
such
....
tent]
to,
necessary
aby
part, or is contributed
impairment
or alcohol
3. The
test
employment, or a
risk or
of such
...
that were lower
test used cutoff levels
necessary
danger inherent
in the
prescribed at
than
cutoff levels
the
the
thereof....
nature
testing
transportation
for
time of the
statutory scheme cre-
Emphasis added. The
testing pro-
workplace
and alcohol
by
implement
the
ated
the
regulations].
grams under [federal
mandate,
§§ 23-901
constitutional
see A.R.S.
23-1021(D)(l),
§
Applying
the ALJ
5
(1995
provides that
Supp.2003),
to 23-1091
&
noneompensable because
found the claim
compen-
any employee
accepts
who
workers’
prove
that his use
Grammatico had failed
right
to sue his or her
sation waives the
controlled substances “was not
of unlawful
§
damages.
employer for tort
A.R.S.
injuries.
spe-
contributing
This
cause” of
23-906(A)
1024(A) (1995);
§
see also A.R.S.
cial action followed.3
(1995)
compensable
(providing that before
OF REVIEW
STANDARD
may opt out of workers’
injury employee
compensation coverage and elect to sue em-
deferentially review the
6 We
tort). Thus,
principle
ployer
guiding
independently
findings
factual
but
re
ALJ’s
rights
system “is a trade of tort
See,
of the
e.g.,
legal
PFS v.
view his
conclusions.
Ariz.,
274, 277,
an em-
expeditious, no-fault method which
191 Ariz.
Indus. Comm’n of
30,
analyze
(App.1997).
We
for acciden-
ployee
955 P.2d
33
can receive
novo, begin
constitutiоnality
a statute de
acci-
injuries sustained in work-related
tal
ning
strong presumption
Wellman, Inc.,
dents.” Stoecker v. Brush
See, e.g., Lapare v.
statute is constitutional.
534,
448, 451, 11,
P.2d
537
Ariz.
984
194
Ariz.,
318, 321,
154 Ariz.
Indus. Comm’n
Ariz.,
(1999);
v. Indus.
Aitken
Comm’n of
819,
Grammatico,
(App.1987).
822
(1995)
456,
P.2d
462
constitutionality
challenging
party
as the
(“[I]n
efficiently
expedi-
and
the context
23-1021(D),
§
the burden of over
bears
compensation to
tiously providing
Additionally,
coming
presumption.
this
Id.
workers,
com-
[workers’
which is what
§
unconstitutional
we will declare
do,
designed to
fault
pensation] system is
that it conflicts with
only if we are satisfied
consideration.”).
remains no
8,
18,
of our constitution.
Section
compensato
Court,
8 In order to receive
Superior
Chevron Chem. Co.
(1982).
benefits,
legal
1275,
ry
a claimant must show both
Ariz.
causation.
causation and medical
DeSchaaf
DISCUSSION
Ariz.,
v. Indus. Comm’n of
1B
(App.1984) (citing
A.
Ari
of the
7 Article
Larson,
Compensation Law
Workmen’s
part,
provides,
relevant
zona Constitution
(1982))4
“legal
shows
A claimant
38.83
as follows:
challenges to
portunity
respective
to address constitutional
parties
briefs in
After the
filed their
Thereafter,
statutes).
Attorney
case,
General
notifying the Ari-
state
we issued an order
this
addressing
the issue.
declined to file brief
Attorney
constitu-
General of Grammatico’s
zona
pro-
challenge
to A.R.S.
tional
principle
presently
in 2 Arthur
opportunity
found
Attorney
4. This
viding
General an
Larson,
Workers' Com-
Lex K.
Larson's
Larson &
A.R.S. 12-1841
address the claim. See
(Supp.2003).
at 46-6
given op-
pensation
46.03[1]
Law
Attorney
(providing
General must be
part, that
heart-
provided,
“[a]
in relevant
by demonstrating that
the acci
causation”
injury,
illness or
perivascular
related or
out of and in the course
em
dent arose
personal inju-
considered a
Id.;
death shall not be
ployment.
Noble v. Indus. Comm’n of
arising
ry by
out of and
Ariz.,
accident
compensa-
is not
course of
causation”
Conversely, “medical
injury,
...
stress or exertion
ble
unless some
by showing that the industrial
is established
employment was a substantial
related to the
injury.
Id. Article
accident caused the
injury,
illness
contributing cause of the
8, of the Arizona Constitution does
DeSchaaf,
or death.”
delineates
not address medical causation but
P.2d at 1290.
scope
legal
providing that
causation
whole,
compensable injury
“is caused
special
petition
action
to this
11 In her
part,
or is contributed to”
court,
argued that the
claimant
the DeSchaaf
*4
DeSchaaf,
danger
risk or
of
requirement
of
“substantial contribution”
321,
working
encouraged
world and should not be
¶ 21 The Dissent also contends that Gram-
However,
ignore
or rewarded.
we cannot
drug
during
prior
use
the weekend
matieo’s
system
that our constitutional
for workers’
workplace
analogous
to
fall is
to a meat
his
compensation requires
payment
of bene-
using
cutter’s аct of
a meat knife to inten-
necessary
danger
employ-
fits if a
or
risk
hand,
tionally cut off his
which is non-com-
partially
ment
caused or contributed to an
injury.
pensable as a self-inflicted
accident,
industrial
without consideration of
Infra
¶28.
23-1021(A) (providing
See A.R.S.
Thus,
any
injured employee.
fault
inju-
compensation
workplace
for accidental
changed,
unless and until the constitution is
excluding compensation
ries and
for self-in-
legislature
abrogate
cannot
claims for
injuries).
analogy
flicted
is flawed.
injuries wholly
workers’
or
partially
caused or
to
contributed
neces-
injury
22 For an
to be “self-inflicted” and
sary employment
dangers solely
risks or
be-
“accidental,”
claimant
must have
employee
coop-
cause an
fails to
fails to
clearly expected that his or her actions would
with,
drug
erate
or refuses to take a
injury.
result in
Glodo v. Indus. Comm’n of
alcohol test.
Ariz.,
259, 262-64,
18-
Corp.
applied
(App.1997);
19 Because
can be
Rural Metro
v. Indus.
Ariz.,
133, 135-36, 9,
deny
Ariz.
violating
benefits without
Comm’n
1053, 1055-56
of the Arizona Constitution
nec- P.3d
Glo
do,
essary
injury that
dangers
risks or
did not
we held that a claimant’s
intentionally
wholly
partially
punched
to an
when he
a
cause or contribute
occurred
accident,
statutory
anger
provision
workplace
industrial
metal door
ex
anticipated
Phelps
pected
not unconstitutional on its face. See
result and was therе-
self-inflicted, non-compensable injury.
qualified
fore
alcohol or
test. Because the
263-64,
unconstitutionally
17
users,
non-drug
drug users are 5
and
(using
knife to inten-
as are
aspects of the risk
work).
likely
non-drug
to file
tionally
while at
than
users
cut off one’s hand
times more
claims”). A
in-
360%
workers’
exception for self-inflicted
29 The
accidents,”
“on-the-job
crease
legisla
expressly called out
has been
use,
certainly a basis to review
illegal drug
is
23-102KA)
(Supp.2003)
ture. A.R.S.
certainly reasonable for
conduct.
It is
such
injury in the
(granting compensation for
the term
legislature to conclude
injury was
course of
“unless the
“necessary
not include conduct at
risk” does
self-inflicted”). Recognizing the
purposely
influence of
workplace while under the
statute,
Supreme
ruled
the Arizona
Court
illegal drugs.7
self-inflicted,
injury
it is uncom
an
though
be
pensable, even
it would otherwise
con-
upheld statutes
other
31 We have
employment. Lopez v. Ken
in the course of
represent-
the statute
stitutional areas when
Copper Corp., 71 Ariz.
necott
legislative interpretation of
ed a reasonable
(1950).
recently,
P.2d
More
explicit
otherwise
terms.
the constitution’s
Appeals upheld
Arizona
the Indus
Court
instance,
6, of the
For
compensate
trial
refusal to
an
Commission’s
“Every person
states:
Arizona Constitution
injury
to his
employee who had suffered
write,
may freely speak,
publish
and
on all
intentionally
hand when he
struck a metal
added.)
subjects____” (Emphasis
The word
Comm’n, 191
door at work. Glodo v. Indus.
explicit
Yet we have
“all” is both
and broad.
Ariz.
interpretations
in which
upheld legislative
court held that this
was not
Glodo
time,
placed
legislature
has
reasonable
employee
an accident because the
should
on the free-
place, and manner restrictions
punching
have known that
his hand into
Em-
speech in some instances. See
dom of
injury.
metal door would result in
Id.
City
Bookstore v.
press Adult Video &
of the
to some directive
policy,
injuries being
which
resulted
II.
noncompensable.8
concept of
fault
majority
analy-
33 The
contends that this
cannot cast so
a net that it
broad
overwhelms
sis,
legislative
on a
based
decision of what
the other terms of the constitutional man-
risk,”
may
“necessary
represents
constitute a
date.
“injects
a “restrictive definition” that
fault”
¶36
question
per-
here is whether
compensation system
into the worker’s
forming required
a
task at work while under
may
act to “exclude a host of
if
the influence of
substances
“neces-
part by
employee’s
reckless
sary
risk” of
lan-
That is the
negligent
Supra
majori-
actions.”
20. The
guage of the constitutional mandate. Ariz.
ty also submits that this case is akin to Rural
Const,
18, §
may
art.
8.
not discard it.
We
Commission,
Corp.
Metro
v. Industriаl
A. mitting legislature to a use “restrictive fault,” phrase “injecting 34 As to definition” of the constitutional “nec- the “neces- stilts, essary injuries” sary being risk” there will be “host of risk” is defined as as negligent” employee opposed being to based on “reckless or on stilts while under the illegal drugs, majority coverage. conduct that will be excluded from influence of then the is Supra clearly long correct. Our eases have held that “fault remains no consideration” when ¶38 First, construing when a statute to determining whether is due. complies determine whether it with the con- Comm’n, Aitken v. Indus. 183 Ariz. stitution, duty give reading we it a have (1995). This dissent has no promote constitutionality. that will its See quarrel with holdings. these Found., Arizona Downs v. Ariz. Horsemen’s
¶35 hold, however, Our cases also compensable certain (stating “duty conduct is not have a courts construe See, it, though occurring e.g., give possible, even at work. a statute so as Goodyear Corp., meaning”). 158 reasonable and constitutional Aircraft (finding noncompensable simply P.2d an em- do not We view statute terms ployee’s injuries engaging plausible interpretations may when in conduct at uncon- be stitutional; specifically precluded); work that had been rule will “[w]e rather the Dependable Messenger, Inc. Indus. not declare an act of the unconsti- Comm’n, 516, 518-19, beyond tutional unless we are satisfied *9 (App.1993) (employee injuries 663-64 from reasonable doubt that the act is conflict personally-motivated fight during work hours with federal or state constitutions.” the Court, compensable); Superior not Scheller v. v. Indus. Chevron Chem. Co. (1982) Comm’n, 1279, 1275, added). injuries suggest majori- (App.1982) (noncompensable (emphasis I that the Schwartz, Ma, Fault!, dealing 8. For a discussion of Arizona cases A. Look No Arizona Attor- 2000, concept settings Roger Apr. the fault in various see at 26-32. ney, employee, being after ty heightened are those which an has not followed this standard drug testing pro- “beyond specifically a reasonable notified of a of review —that analyzing gram employer implemented statute. The ma- has and doubt” —in this that his basis, jority’s interpretation clearly plausible, maintaining on-going is but nonethe- is on intentionally illegal only interpretation voluntarily the and uses it is not the less her language drugs of the constitution and the statute which then contribute to his or circumstances, adopt In such we must at work. bear. interpretation reject
a and the constitutional interpretation.
unconstitutional
Edward J.
c.
Corp.
Bldg.
DeBartolo
Florida
Coast
¶41
majority
Gulf
The
also asserts that
Council,
& Const. Trades
485 U.S.
apt
analysis.
for
Rural Metro case is more
108 S.Ct.
the constitution’s our
ture is bound non-constitutional
holdings. disagree To with our earlier non- (such
constitutional decisions as Rural Met- ) completely legislature’s pre-
ro is within the view, however, my
rogative. In A.R.S. 23-
1021(D) absolutely impact has no Ru- holding
ral Metro even as when viewed
majority upholding construes it. A decision as
A.R.S. here would holding principles
do no violence to
Rural Metro.
III.
¶44 reasons, foregoing For the I would
find A.R.S. constitutional as
applied. Accordingly, respectfully I dissent.
The STATE of
Tony Dewayne SMITH, Appellant.
No. 2 CA-CR 2003-0254. Arizona, Appeals
Court of Two, Department
Division B.
May
