MEMORANDUM & ORDER
Plaintiff Robert Graham brought the above-captioned action against the City of New York and John and Jane Doe 1 through 10. Plaintiff amended the Complaint twice and as part of the amendments, added Defendants William Glenn and Andrew Ugbomah. The Second Amended Complaint (the “Complaint”) asserts claims for deprivation of rights, excessive force, false arrest, malicious abuse of process, violation of the First Amendment, interference with familial relations, failure to intervene, supervisory liability, and municipal liability, pursuant to 42 U.S.C. § 1983. The Complaint also asserts claims for assault, battery, negligent infliction of emotional distress, false arrest, malicious abuse of process, negligent hiring and retention, negligent training and supervision, negligence, and respondeat superior pursuant to New York state law. Defendants moved for summary judgment on all claims. In addition to claiming that Plaintiff failed to raise triable issue of facts, Defendants also asserted that they are immune from all of Plaintiffs federal and state law claims.
The Court heard oral argument on October 22, 2012. At oral argument, Plaintiff withdrew his claims for deprivation of rights, malicious abuse of process, violation of the First Amendment, interference with familial relations, supervisory liability, and municipal liability pursuant to § 1983 and his claims for negligent infliction of emotional distress, malicious abuse of process, negligent hiring and retention, negligent training and supervision, and negligence pursuant to New York state law. The Court reserved decision on Plaintiffs excessive force, false arrest, and failure to intervene claims pursuant to § 1983, as well as Plaintiffs assault, battery, false arrest, and respondeat superior claims pursuant to New York state law and Defendants’ immunity defenses. For the reasons discussed below, the Court grants summary judgment on the assault and battery claims against Defendant Ugbomah and denies Defendants’ motion for sum
I. Background
On June 8, 2007, at approximately 5:30 p.m., Plaintiff was driving with his then four-year old son on Church Avenue near East 96th Street in Brooklyn, New York. (Def. 56.1 ¶ 1.) Defendants William Glenn and Andrew Ugbomah, New York City police officers (collectively the “Officer Defendants”) were on Church Avenue in a marked police vehicle responding to a police report. (Id. at ¶ 3.) The Officer Defendants turned on their sirens and gestured Plaintiff to back up. (Id. at ¶ 4.) According to Plaintiff, he gestured that he could not back up because there was a van parked directly behind him. (Pl. 56.1 ¶ 5.) Defendant Glenn then exited his car, approached Plaintiffs car and requested Plaintiffs driver’s license. (Def. 56.1 ¶ 6.) Plaintiff gave Defendant Glenn his driver’s license, which Defendant Glenn took. (Id. at ¶¶ 6-7.) Defendant Glenn then returned to his vehicle and drove to the end of the block to investigate the police report. (Id.) After 15 to 20 minutes, the Officer Defendants returned and Defendant Glenn approached Plaintiffs car and asked him for his registration. (Id. at ¶¶ 8-9.) Plaintiff removed the registration from an envelope stored above his visor. (Id. at ¶ 10; Pl. 56.1 ¶ 10.)
The parties dispute whether Plaintiff actually made the registration available to Defendant Glenn. According to Defendants, Plaintiff stopped short of making the registration available and began to ask Defendant Glenn why he needed the registration. (Def. 56.1 ¶¶ 11-12.) Defendant Glenn then warned Plaintiff that if he did not turn over his registration, he would be arrested. (Id. at ¶¶ 14-15.) Defendants assert that Plaintiff continued to refuse to turn over his registration. (Id.) According to Plaintiff, he provided his registration by “holding it in the middle of his open driver’s side window where Officer Glenn could take it from him.” (Pl. 56.1 ¶¶ 12-13.) While doing so, Plaintiff began to ask Defendant Glenn why he needed it. (Id.) Plaintiff also tried to explain that he was unable to back up earlier because of a parked van. (Id.)
After the exchange regarding Plaintiff’s registration, Plaintiff was forcibly removed from his car. (Def. 56.1 ¶ 16.) According to Plaintiff, Defendant Glenn “flew into a rage, dragged [him] from his vehicle, shoved him against it, and handcuffed him behind his back.” (Pl. 56.1 ¶ 14.) Plaintiffs son was taken by a family friend to his nearby daycare center. (Def. 56.1 ¶ 17.) Plaintiff was placed in the back of the police car and was made to sit with his hands cuffed behind his back. (Id. at ¶ 19; Pl. 56.1 ¶ 19.) Plaintiff alleges that he had recently undergone surgery to remove a cancerous tumor from the bicep of his right arm and the position caused the scar tissue to stretch and was especially painful. (Pl. 56.1 ¶ 19.) Plaintiff pleaded with the Officer Defendants to remove the handcuffs, which was eventually done. (Def. 56.1 ¶ 20; Pl. 56.1 ¶ 20.) Plaintiff was in the police car for 30 to 45 minutes and was eventually released with a summons for disorderly conduct. (Def. 56.1 ¶ 21; Pl. 56.1 ¶ 21.)
II. Discussion
a. Standard of Review
Summary judgment is proper only when, construing the evidence in the light most favorable to the non-movant, “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a); see also Redd v. N.Y. Div. of Parole,
b. Federal Claims
i. False Arrest
To prevail on a false arrest claim, Plaintiff has to prove that: “(1) the defendant intended to confine [the plaintiff], (2) the plaintiff was conscious of the confinement, (3) the plaintiff did not consent to the confinement and (4) the confinement was not otherwise privileged.” Singer v. Fulton Cnty. Sheriff,
Defendants assert that probable cause existed to arrest Plaintiff for obstruction of governmental administration (“OGA”) and violation of New York Vehicle and Traffic Law § 401. (Def. Summ. J. 9-12.) Defendants allege Plaintiff could have reasonably been found guilty of OGA for failure to comply with Defendant Glenn’s request for his registration. (Def. Summ. J. 9-11.) “Under New York law, obstructing governmental administration has four elements: ‘(1) prevention or attempt to prevent (2) a public servant from performing (3) an official function (4) by means of intimidation, force or interference.’ ” Cameron v. City of New York,
Under both theories, Defendants’ argument is wholly based on their assertion that Plaintiff failed to comply with Defendant Glenn’s instruction to provide his registration. (Def. Summ. J. 9-11; Def. Reply 3-6.) Defendants argue that Plaintiffs deposition testimony clearly supports their contention that Plaintiff did not provide the registration. However, the deposition is ambiguous on this point. For example, Plaintiff states “I had the registration in an envelope above my visor, so I take it down, and I was in the act of giving it to him and I paused momentarily to ask the officer what he was going to do[.]” (Graham Dep. 69:24-70:2.) At another point in the deposition, Plaintiff suggests that he stopped short of giving the registration:
Q. When you say you were in the act of handing it, handing your registration to Officer Glenn, what stopped you from handing your registration to Officer Glenn?
MR. KLEIN: Objection. Go ahead.
A. What stopped me?
Q. Yes.
A. Well, I was just — I just — I just wanted to ask him, to ask the question what was he going to do, because usually when we — you know, when they ask you for your registration and your license and so forth, you know, more likely you feel like you going to be summoned, and so I just asked, what was he going to do at that point, so that’s what stopped— why I just paused to ask that question.
(Graham Dep. at 105:13-106:1.) However, a page later Plaintiff states:
Q. Your registration was in your hand when you asked what Officer Glenn was going to do?
A. Yes, it was in my hand.
Q. Where was your hand?
A. Like, like about this position handing, like about to go through the window to hand it to him and I kind of just stopped and asked the question (indicating).
MR. MCCANN: Indicating shoulder level right hand at approximately—
THE WITNESS: Middle of the window.
MR. MCCANN: Area of the window.
Q. Can you describe where your hand was?
A. Like middle of the window, you know, just like he is standing there just waiting for me to just hand it through the window.
(Graham Dep. at 106:2-16.) This testimony supports Plaintiffs assertion that he
ii. Excessive Force
“The Fourth Amendment prohibits the use of unreasonable and therefore excessive force by a police officer” in the course of an arrest. Tracy v. Freshwater,
(a) Forcibly Removing Plaintiff from his Car
According to Plaintiff, Defendant Glenn “flew into a rage, dragged [him] from his vehicle, shoved him against it, and handcuffed him behind his back.” (PI. 56.1 ¶ 14.) Defendants claim that Plaintiff cannot maintain an excessive force claim because forcibly removing Plaintiff from his vehicle was de minimis force, especially since Plaintiff did not suffer any serious injury. (PL Opp’n 14-15.) Viewing the facts in the light most favorable to Plaintiff, a reasonable jury could find that Defendant Glenn used excessive force when he forcibly removed Plaintiff from his car.
Defendants are liable as long as the force used exceeded the force needed for the factual circumstances and the fact that Plaintiff may not have sustained serious long lasting harm is not dispositive. See Hayes v. N.Y.C. Police Dep’t,
In the instant action, Defendants allege that Defendant Glenn suspected Plaintiff of two traffic violations — failing to yield to a police vehicle and failing to provide his registration. (Def. Summ. J. 9-12.) There is nothing in the record that indicates the Officer Defendants thought that Plaintiff was an “immediate threat to the safety of the officer or others.” Tracy,
(b) Handcuffing Plaintiff
Defendants also claim that the handcuffing of Plaintiff was not excessive force. The Second Circuit has rejected the adoption of “a per se rule that the use of handcuffs in effecting an arrest is always reasonable.” Soares v. Connecticut,
Defendants argue that “the lack of significant injury to plaintiffs wrists shows that the handcuffs were applied properly,” and, therefore, Plaintiffs handcuffing claim meets neither the first nor the third prong of the test. (Def. Summ. J. 16.) Defendants focus on the fact that Plaintiff complained of only “slight swelling” and the lack of medical records demonstrating lasting harm.
Defendants argue that Plaintiffs handcuffs were loosened, thus, he cannot meet the second prong. (Def. Summ. J. 17.) According to Plaintiff, he immediately told the Officer Defendants after being placed in the back of the police car in handcuffs that he had just undergone surgery on his arm and that being in the car with his hands cuffed tightly behind him caused him immense pain. (Pl. Decl. ¶ 12; PI. 56.1 ¶ 19.) Plaintiff asserts that he “repeatedly pleaded with the Officers to somehow relieve the pain but that they were unresponsive” and that the pain was so bad that he began to cry. (PI. Deck ¶ 12; PI. 56.1 ¶ 19.) It was not until a half hour later that they removed the handcuffs. (PI. Deck ¶ 13; PI. 56.1 ¶ 19.) Where initial pleas were ignored and handcuffs were only eventually loosened, the second prong can be met. See, e.g., Pelayo v. Port Auth.,
Under the totality of the circumstances, there are sufficient facts in the record from which a reasonable jury could find that handcuffing Plaintiff was excessive force since he was suspected of traffic violations, was not a threat to others, and he was not evading arrest. Lemmo,
iii. Failure to Intervene
“It is widely recognized that all law enforcement officials have an affirmative duty to intervene to protect the constitutional rights of citizens from infringement by other law enforcement officers in their presence.” Anderson v. Branen,
“An officer who fails to intercede is liable for the preventable harm caused by the actions of the other officers where that officer observes or has reason to know: (1) that excessive force is being used; (2) that a citizen has been unjustifiably arrested; or (3) that any constitutional violation has been committed by a law enforcement official.” Anderson, 17 F.3d at 557; see also Jean-Laurent v. Wilkerson,
Defendants argue that Plaintiff cannot sustain any underlying violations of his constitutional rights, and, therefore, he cannot sustain a claim for failure to intervene. (Def. Summ. J. 22-23.) Defendant Ugbomah was Defendant Glenn’s partner and present at the scene of the incident. (Def. 56.1 ¶ 3.) Because there are questions of fact regarding whether Defendant Glenn violated Plaintiffs right by falsely arresting Plaintiff and using excessive force, there are also questions of fact regarding whether Defendant Ugbomah failed to intervene. See, e.g., Richardson v. Providence, No. 09-CV-4647,
iv. Qualified Immunity
“[A] decision dismissing a claim based on qualified immunity at the summary judgment stage may only be granted when a court finds that an official has met his or her burden demonstrating that no rational jury could conclude ‘(1) that the official violated a statutory or constitutional right, and (2) that the right was clearly established at the time of the challenged conduct.’ ” Coollick v. Hughes,
As discussed above, Plaintiff has presented sufficient facts from which a reasonable jury could find that the Officer Defendants are liable for his false arrest, excessive force and failure to intervene claims. Gilles v. Repicky,
There are factual issues concerning whether Plaintiff engaged in obstruction of governmental administration and violated the New York Vehicle and Traffic Law, justifying his arrest and the use of force. A reasonable jury could believe Plaintiffs assertion that he provided his registration to Defendant Glenn, and, therefore, not even arguable probable cause existed and there was no basis for Officer Defendants to arrest Plaintiff or use any force against him. Therefore, the Court denies summary judgment on the theory that the Officer Defendants are immune. See, e.g., Swartz,
c. New York State Law Claims
i. False Arrest
“A § 1983 claim for false arrest, resting on the Fourth Amendment right of an individual to be free from unreasonable seizures, including arrest without probable cause, is substantially the same as a claim for false arrest under New York law.” Weyant,
ii. Assault and Battery
Federal excessive force claims and state law assault and battery claims against police officers are nearly identical. See Humphrey v. Landers,
iii. New York State Law Immunity
The standard for determining whether police officers enjoy immunity for false arrest and assault and battery actions is the same under state law as it is under federal law. Gilliard v. City of New York, No. 10-CV-5187,
iv. Respondeat Superior
New York courts have held municipalities liable under a theory of respondeat superior for false arrest and assault and battery claims. See Ackerson,
III. Conclusion
For the foregoing reasons, the Court grants summary judgment on the assault and battery claims against Defendant Ugbomah and denies Defendants’ motion for summary judgment on all of the remaining claims.
SO .ORDERED.
Notes
. Defendants argue that there was reasonable suspicion to initially stop Plaintiff’s car. (See Def. Summ. J. 6-7.) They argue that Plaintiff was in violation of the section which requires drivers to yield to emergency vehicles. See N.Y. Veh. & Traf. § 1144. In opposition to Defendants' summary judgment motion, Plaintiff does not dispute whether the Officer Defendants had reasonable suspicion to stop him. (See generally PL Opp’n 7-17.) For the purposes of this motion, the Court assumes without deciding that the initial stop of Plaintiff was proper.
. Individuals may be arrested for failure to produce their registrations and other traffic violations. United States v. Scopo, 19 F.3d 777, 781 (2d Cir.1994) (noting that under New York Vehicle & Traffic. § 155, officers have the ability to arrest even for "minor” offenses); People v. Stith,
. Plaintiff argues that the totality of the circumstances test requires the Court to analyze Plaintiff's allegations that he was forcibly removed from his car and tightly handcuffed as one action. (PL Opp’n 20.) Defendants assert that the totality of the circumstances test does not require that a court aggregate the Officer Defendants’ actions into one singular claim. (Def. Reply 8-11.) Defendants also argue that claims for unreasonable handcuffing must be analyzed separately from other accusations of excessive force. (Id.) However, the Court need not decide if Plaintiff's unreasonable handcuffing claims must be analyzed separately, because even under Defendants’ piecemeal proposal, Plaintiff's excessive force claim survives summary judgment.
. The cases cited by the Defendant, for the proposition that forcibly removing Plaintiff was not excessive, can be distinguished because all of the cases cited by Defendants involve plaintiffs who were thought to be in possession of drugs or arms or both, or plaintiffs who were actively resistant to the police. Wims v. N.Y.C. Police Dep’t, No. 10-CV-6128,
. Plaintiff need not provide medical records, his testimony regarding his pain is sufficient. See Maxwell v. City of New York,
. The cases cited by Defendants to support their argument that Plaintiff's handcuffing claim fails are distinguishable from Plaintiff’s case. See Schy v. Vermont, 2 Fed.Appx. 101, 102 (2d Cir.2001) (plaintiff "did not complain to [defendant] of pain, and there was insufficient evidence that [defendant] knew that [plaintiff] was in pain; that [plaintiff] made no showing that he had suffered any serious or visible injury; and that he never requested or sought medical attention”); Bender v. City of New York, No. 09-CV-3286,
. Defendants alleged in their moving papers that since there is no allegation that Defendant Ugbomah actually physically touched Plaintiff, he should be granted summary judgment on the battery claim. (Def. Summ. J. 31.) Battery requires actual physical contact. Girden v. Sandals Int’l, 262 F.3d 195, 203 (2d Cir.2001) ("A ‘battery’ is an intentional wrongful physical contact with another person without consent.” (quoting United Nat'l Ins. Co. v. Waterfront N.Y. Realty Corp.,
. Defendants’ argument in favor of immunity relies on “the judgment error theory,” which is inapplicable in this case. (PL Opp’n 34.) The judgmental error theory applies to "discretionary or quasi-judicial acts [that] involve the exercise of reasoned judgment which could typically produce different acceptable results[.]” Estate of Rosenbaum by Plotkin v. City of New York,
