Graff v. MottaGraff v. Motta
- Reporters:
- , ,
- Before:
- Bourcier
OPINION
BOURCIER, Justice.
These are appeals by the city of Warwick and one of its police officers from final judgment entered against them in the Superior Court following jury verdicts for the plaintiff. The plaintiff also appeals from the final judgment reflecting the rejection by the jury of his claim for violation of civil rights pursuant to
The plaintiff is John P. Graff (Graff), and the defendants are the city of Warwick (city) and William DeFeo (Captain DeFeo), a captain in the Warwick police department. On April 24,1990, Graff commenced a civil action in the Superior Court against the city and a John Doe designated defendant, seeking both compensatory as well as punitive damages for malicious prosecution (count 1), abuse of process (count 2), violation of civil rights —
Facts and Travel
Graffs complaint had its origins in an incident that occurred in the early morning hours of June 1, 1987. On that date, while Graff was operating his 1980 Harley Davidson motorcycle on West Shore Road in Warwick, Officer Charles R. Blaekmar, Jr. (Officer Blaekmar), a Warwick police officer, observed the motorcycle traveling approximately fifty-five miles per hour in an area designated a thirty-five-mile-per-hour zone. Officer Blaekmar also noticed that in addition to exceeding the speed-limit, the motorcycle was lacking a taillight. Officer Black-mar exited the parking lot in which he had been parked and began following the motorcycle. While Officer Blaekmar was pursuing the motorcycle, it accelerated to approximately seventy-five to eighty miles per hour. While traveling at that high rate of speed, the motorcycle had to negotiate two difficult curves in the road. When Officer Blaekmar came around the second curve, he noticed that the motorcycle had just been involved in a head-on collision with another motor vehicle.
As he approached the scene of the collision, Officer Blaekmar found a body, later identified as the plaintiff Graff, approximately fifteen to twenty feet from the motorcycle. Graff had sustained what appeared to be life-threatening injuries. An ambulance was called, and Graff was eventually taken to Rhode Island Hospital where he remained for some two months and underwent three rounds of surgery. As a result of the medical treatment he received, Graff survived the collision.
The operator of the car that was involved in the collision with Graffs motorcycle, Brian D. Fontaine (Fontaine), gave a statement to the police soon after the incident. In that statement Fontaine explained that as he was driving on West Shore Road, he observed Graffs motorcycle traveling toward him in his lane of travel at a high rate of speed. Fontaine was unable to maneuver his car to avoid the motorcycle before impact. Fon-taine’s witness statement, along with the police report written by Officer Blaekmar, a criminal complaint, a police summons, and an ■unsigned affidavit were all made part of the Warwick police record maintained on the June 1, 1987 collision. The summons, which charged Graff with eluding a police officer, was not issued to Graff immediately after the accident, however, because it was not clear whether Graff would survive. Because Graffs future was uncertain, the entire police record of the incident was put aside.
Graffs recollection regarding the events of the collision on June 1,1987, differed, however, from that of Fontaine and of Officer Blaekmar. Graff contended that he was forced to cross the center line of the road when a police officer’s cruiser suddenly appeared behind him on his right side. He believed that he was only traveling thirty-five miles per hour and that the collision occurred because he was forced across the road by the police cruiser as he came around the curve.
In March of 1988, Graff, apparently intending to file a civil negligence action against the city stemming from the June 1, 1987 collision and aware that G.L.1956 § 9-31-2 limited his potential recovery to $100,-000, had his attorney request introduction of a special act in the General Assembly that would permit him to recover up to $500,000 in his intended civil action. That special act was introduced and enacted by the General Assembly.
According to Graff, the introduction of the special act in the General Assembly did not go unnoticed, however, and served to trigger the events that would later culminate in the litigated ease that is presently before us in this appeal. Although the appeal before us is not Graffs originally intended June 1, 1987 collision damage claim, Graff contends it is first cousin to it.
Graff asserts in the appeal before us, as he did in his Superior Court trial, that shortly after the introduction of his special act in the General Assembly in April 1988, its introduction was brought to the attention of the chief of the Warwick police department, Wesley Blanchard (Chief Blanchard). Chief Blanchard was thereby reminded of the Graff collision ease and pending criminal charge, which as of April 1988 was still undisposed of, and he asked the then chief prosecution officer,
Graffs basic contention at the trial below was that the eluding a police officer criminal complaint was filed in retaliation for his having introduced the special bill that permitted him to file a personal injury action against the city for the collision that occurred on June 1, 1987. The jury apparently believed Graffs contentions and awarded him $1,000 in compensatory damages on each of his false arrest/imprisonment, malicious prosecution, and abuse of process claims. They also awarded him $75,000 in punitive damages against the city.
II
Punitive Damages
The first claim of error raised by the city and Captain DeFeo in their appeal is that punitive damages cannot be awarded against a municipality. Historically, under the common law, the state, as well as a municipality, enjoyed sovereign immunity, which could be waived only by the state’s deliberate and explicit waiver. See Mulvaney v. Napolitano, 671 A.2d 312, 312 (R.I.1995). Through G.L.1956 § 9-31-1, enacted in 1970, the General Assembly, however, explicitly provided that the State of Rhode Island and any political subdivision thereof could be held “liable in all actions of tort in the same manner as a private individual or corporation.” Section 9-31-2 provided further that liability for governmental actions, those being actions normally performed by a governmental body, would be limited to $100,000. 1 Liability for proprietary actions, those being actions normally performed by private individuals, however, was unlimited.
Although § 9-31-1 purports broadly to waive the immunity of the state in all tort actions, we have always strictly construed that statute. “We therefore presume that the Legislature did not intend to deprive the State of any sovereign power ‘unless the intent to do so is clearly expressed or arises by necessary implication from the statutory language.’” In re Sherman, 565 A.2d 870, 872 (R.I.1989)(quoting Andrade v. State, 448 A.2d 1293, 1295 (R.I.1982)). In Sherman, Andrade, and Mulvaney, supra, this Court was concerned with the award of interest in actions brought against the state. In those cases we concluded that § 9-31-1 did not contemplate an award of interest against the state because the language of § 9-31-1, although seemingly broad and unlimited, did not expressly address the issue of interest Similarly, we now conclude that § 9-31-1 does not contemplate an award of punitive damages against the state because the language of § 9-31-1 also does not expressly address the issue of punitive damages. This conclusion is consistent with the holdings in the vast majority of other states that have decided the same issue.
In
Sharapata v. Town of Islip,
56 N.Y.2d 332, 452 N.Y.S.2d 347, 437 N.E.2d 1104 (1982), the New York court was concerned with New York’s waiver of immunity statute that, much like the Rhode Island waiver of immunity statute, employed extremely broad language. The New York statute provided that “[t]he state hereby waives its immunity
The New York court explained that there are two justifications for punitive damages, punishment and deterrence, neither of which is furthered by an award of punitive damages against the state. When the state is held liable for punitive damages, “the self-same group who [is] expected to benefit from the public example which the granting of such damages supposedly makes of the wrongdoer” is the group that must bear the burden of the punishment, that group comprising the taxpayers and the citizens of the state or subdivision. Id. at 350, 437 N.E.2d at 1107. (quoting Sharapata v. Town of Islip, 82 A.D.2d 350, 441 N.Y.S.2d 275, 283 (1981)). See also City of Newport v. Fact Concerts, Inc., 453 U.S. 247, 263, 101 S.Ct. 2748, 2757, 69 L.Ed.2d 616, 629 (1981)(“[i]n general, courts viewed punitive damages as contrary to sound public policy, because such awards would burden the very taxpayers and citizens for whose benefit the wrongdoer was being chastised”). Thus, the group that is supposed to benefit from the punishment’s being imposed by the award of punitive damages is the same group that is being punished by the award, an anomalous result.
Furthermore, since the “punitive power of exemplary damages is largely proportionate to the financial sacrifice it means for the malefactor,” the unlimited taxing power of the state or the locality would be a relevant inquiry for the determination of the punitive damage award, thereby potentially prejudicing a jury in favor of imposing a sizable punitive damage award. That action would result in both a windfall recovery for the plaintiff and a strain on local treasuries and services available to the public at large. 453 U.S. at 270-71, 101 S.Ct. at 2761-62, 69 L.Ed.2d at 634. It is for all the above reasons that the New York court in Sharapata joined with the vast majority of jurisdictions that have considered the award of punitive damages against a municipality and have refused to recognize a waiver of the sovereign immunity for such damages absent explicit direction by the Legislature to do so. See Joel E. Smith, Annotation, Recovery of Exemplary or Punitive Damages from Municipal Corporation, 1 A.L.R.4th 448 (1980)(also containing the few minority view cases that have permitted an award of punitive damages against the state). We conclude that the no-punitive-damage approach is the better approach. Accordingly, we vacate the punitive damage award against the city of Warwick both because the legislative wording employed in § 9-31-1 does not explicitly permit or contemplate an award of punitive damages and because any award of punitive damages against a state or municipality is contrary to public policy.
Ill
Motions for a Directed Verdict 2
The next claim of error by the city of Warwick and Captain DeFeo is that the trial justice erred in not granting their motions for a directed verdict on the malicious prosecution and false arrest/imprisonment counts in Graffs complaint. The city and Captain DeFeo contend that there was no evidence
In reviewing a trial justice’s decision on a motion for directed verdict, we must use the same standard as the trial justice. Cinq-Mars v. Rodriguez, 674 A.2d 401, 405 (R.I.1996)(citing Young v. Park, 417 A.2d 889, 893 (R.I.1980)). Thus, we “must view the evidence in the light most favorable to the party opposing the motion and draw all reasonable favorable inferences therefrom without weighing the evidence or considering the credibility of the witnesses.” 674 A.2d at 405 (citing Vaz v. Bastien, 599 A.2d 1363, 1364 (R.I.1991)). “If the evidence viewed in this light would justify a reasonable jury’s finding for the plaintiff, the jury is entitled to decide the facts and the motion should be denied.” 674 A.2d at 405 (citing Rodrigues v. Miriam Hospital, 623 A.2d 456, 460 (R.I. 1993)). “If, however, after this analysis of the evidence, the trial justice concludes that no reasonable jury could find for the plaintiff, the motion should be granted.” 674 A.2d at 405 (citing Izen v. Winoker, 589 A.2d 824, 827 (R.I.1991)). Applying that standard to the facts of this case, we conclude that the trial justice did not err in denying the defendants’ motions for a directed verdict.
Given the evidence presented at the trial below, a reasonable jury could have concluded that the evading a police officer charge was resurrected and filed without probable cause and in retaliation for the special act that Graff had requested be introduced in the General Assembly to permit him to recover increased damages against the city of Warwick. There was also evidence presented that the date on the police summons relating to its being issued on June 1, 1987, the date of the collision, had been altered. Furthermore, there was evidence that suggested that certain documents that were supposed to have been part of the police record maintained on the June 1, 1987 collision were missing or never existed. Additionally, Officer Blackmar’s comment to Graff after he was arrested, that he should “make it easy on [himself] and drop it,” could serve to support Graffs allegation of malice in the police department’s institution of the criminal prosecution against him. The lapse of time, almost a full year, between the collision and the issuance of the arrest warrant could also permit a jury to infer that the criminal proceeding lacked probable cause. In viewing all the above evidence in the light most favorable to Graff, a reasonable jury could certainly have concluded that the city and Captain DeFeo were liable on the malicious prosecution claim in Graffs complaint. Moreover, in support of Graffs false arrest/imprisonment claim, the aforementioned evidence could have also caused a reasonable jury to conclude that the city of Warwick and Captain DeFeo were acting without legal justification when they procured the warrant from the District Court for Graffs arrest. Accordingly, the trial justice did not err in denying the motions for directed verdict.
Notwithstanding our conclusion that the trial justice did not err in denying the motions for directed verdict, Graff is not entitled to the multiple recoveries resulting from the separate counts alleged in his complaint. The trial record discloses that the only damages claimed and proven by him were for the counsel fees he was required to pay in resisting the misdemeanor motor vehicle charge and for several days’ loss of wages caused by his court appearances. Those damages were all of singular event.
3
He only paid his lawyer once, and he only once lost several days from work. He cannot then under our law recover three times for the
The jury found that Graff had sustained total damages in the amount of only $1,000. Under our law that is all he is entitled to receive from the defendants. Accordingly, the jury’s award for $1,000 on each of Graffs theories advanced in pursuing recovery for his damages resulted in multiple recovery by him for the same single amount of his damages. As a result, even though the jury verdicts have determined the culpability of both defendants with regard to Graffs claims for abuse of process, malicious prosecution, and false arrest/imprisonment, Graff can only recover once for the total damages the jury found he sustained, namely $1,000.
IV
We next address Graffs cross-appeal on his
Graff argues that a verdict in his favor on his state law causes of action results in a
per se
finding for him on his
In
Braley
the plaintiff was cut off by a police car while driving along a city road. The plaintiff followed the police car after it cut in front of him and signaled with his horn and lights for the police car to pull over. When the officer stopped his ear, the plaintiff also stopped his car and began a verbal assault with the officer. The plaintiff told the officer that he planned to file a complaint against him. The officer then asked the plaintiff for his license, which the plaintiff refused to produce. The officer then arrested the plaintiff and detained him overnight. The plaintiff was arraigned the next day on charges of operating a motor vehicle without a license and obstructing and hindering a police officer in performance his duties. A jury found the plaintiff not guilty on both those charges. The plaintiff then filed a suit in federal court, alleging
The appellate court explained that “an action brought under [42 U.S.C.]
The court in
Braley
went on to consider whether, regardless of the impact of state law claims on a
We conclude on the basis of the evidence presented at the trial below, that it was reasonable for the jury to conclude that although the acts alleged by plaintiff were sufficient to establish liability under state tort law, they did not rise to the level of a constitutional deprivation. Furthermore, with respect to Graffs
Y
Joint and Several Liability
In regard to Graffs second allegation on his cross-appeal, that Captain DeFeo should be made jointly and severally liable for the compensatory damages awarded against the city of Warwick, we sustain the appeal. The city of Warwick was found liable on Graffs malicious prosecution, false arrest/imprisonment, and abuse of process claims. Additionally, Captain DeFeo was found both individually liable and hable in his official capacity on those same claims. Since both the city of Warwick and Captain DeFeo were found hable for having caused the same injury to Graff, the failure of the jury to assess compensatory damages against Captain DeFeo was erroneous. “[T]he term ‘joint tortfeasors’ means two (2) or more persons jointly or severally hable in tort for the same injury to person or property, whether or not judgment has been recovered against ah or some of them.” G.L.1956 § 10-6-2. Accordingly, as joint tortfeasors both the city of Warwick and Captain DeFeo are jointly and severally hable for the $1,000 compensatory damage award we are affirming in this opinion.
VI
Conclusion
For ah the foregoing reasons, the appeal of the city of Warwick and Captain DeFeo is sustained in part and denied in part, and the cross-appeal of Graff is sustained in part and denied in part. The judgment appealed from is vacated in part and affirmed in part. The papers in this case are remanded to the
Notes
. The limitation on liability was $50,000 when G.L.1956 § 9-31-2 was first enacted by P.L. 1970, ch. 181, § 2, but it was increased to $100,-000 by P.L. 1984, ch. 87, § 1.
. Pursuant to Rule 50 of the Superior Court Rules of Civil Procedure, as amended in 1995, motions for directed verdict are now designated as motions for judgment as a matter of law.
. Graff paid $1,050 for legal fees and sustained $577.92 in lost wages. There were no physical injuries or medical expenses incurred, according to Graff‘s response to defendants’ interrogatories.
. The intentional infliction of emotional injury claim was directed out before the case was given to the jury.