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Government of the Virgin Islands v. Joseph, Shelly
685 F.2d 857
3rd Cir.
1982
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*2 GARTH, merged only can be sentenced and HIGGIN- Before ROSENN BOTHAM, Judges. under Counts I II. Circuit once THE OF COURT OPINION I. HIGGINBOTHAM, Jr., A. Circuit LEON 22, 1979, bloody night February in a On Judge. *3 terror, forcibly of three assailants armed 27,1981, twelve-person On August Villa Number at the Reef Con- entered Six the Dis- sitting in the Croix Division of St. Croix, The Virgin Islands. dominium St. Virgin the found trict Islands Court m. and a approximately time was 12:40 a. de- Joseph guilty of one count first Shelly woman gang rapists and found a thieves gree assault, degree rob- three counts first who just at home alone showered degree rape. count first Dis- bery and one going Sneaking up preparation for to bed. Finch, sitting Judge Raymond T. trict Court woman, lie they the ordered her to behind Sep- Joseph on designation, sentenced floor, keep eyes the her face down on to the years to fifteen tember make not look at her assailants or shut and rape con- years and ten to be served count any sound. counts. remaining on each of the secutively placed against A was the side her gun the timely appeal filed a notice of to she was and bound gagged head while judgment court’s and commitment. district Repeated and beat- hand-and-foot. threats challenges four to his con- Joseph raises while her ings were administered to her First, appeal. viction and sentence this being was ransacked. satisfied home Not per- he that the trial erred in argues court and of cash jewelry with the small amount mitting testify a witness to that she saw Six, of the found at Villa Number two gun prior car to several months her bed lifted the victim to assailants bound Second, the he it was crime. asserts raped, was and threat- where she tortured counsel for to error to allow a co-defendant a knife was repeatedly. Finally, ened Joseph gave testify regarding confession placed at her throat was covered and she Third, alleges that his attorney. the he she was told that if she moved a sheet. She for a new trial have been motion should then be killed. Her assailants would documents, of- granted certain since her further search slipped out of home in were inadvert- fered into evidence money.” big “the jury during the their delibera- ently sent to Six, three leaving Upon Villa Number argues Finally, tion. he that his sentence and Villa Num- the street entered crossed he improper was as received consecutive men, They two Thirty-Six. found there ber assaulting robbing the sentences Af- seven-year-old boy. and a two women person. same terrorizing beating the villa’s ter owner oral ar- considering After the briefs and people present, the assailants all of the case, gument in we this have concluded fled occupants. The intruders bound We is entitled a new trial. appellant telephone rang and one after appel- do reversible not find error in the called heard one of the assailants victims However, allegations. de- lant’s first two departing, like Before a name “Shaboo.” appel- spite against the substantial evidence $1,000.00 took in cash the intruders about lant, are convinced that the submission we items number of such as cameras and a documents, not of two critical jewelry. record, highly prejudi- was admitted of so two officers on police of a fair The were called and deprive appellant cial as to broadcast, patrol, hearing radio agree appellant after trial. We also usually speeding along a road improperly spotted sentenced to consec- a car that he was night In an effort II of the of late traffic. terms under Counts I and devoid utive roadblock, pulled their view, police as- appellant’s up In our set information. speeding Savage patrol are car across road. robbery of Michael sault and government’s counts of the police car car and careened information struck off pursued road. The officers August the occu- filed pants of they the car as fled but failed to anyone. catch One officer that he believed II. recognized fleeing one of the individuals as ground ap Appellant’s first Richard Motta. peal Chris relates Lisa against The evidence at trial introduced tiansen. Mrs. Christiansen was a friend Shelly Joseph overwhelming. The Joseph who a government was called as Chevy abandoned auto was a 1974 two-door witness and testified that she a black saw registered Joseph. Property Nova stolen gun under seat of car. Jo from two villas was in the car found as objected attorney seph’s her guns well being as identified as used but overruled. The district court relied fitting description crimes. A vehicle on Rule 404 of the Federal of Evi Rules *4 Joseph’s car was observed in the area of the Robinson, dence and United States v. 560 Reef prior to Condominiums the crimes. (2d denied, 1977), F.2d 507 cert. Cir. 435 rape Seminal stains found on the victim’s 905, 1451, 98 55 U.S. S.Ct. L.Ed.2d 496 panties type Joseph matched the blood of (1978),1for the proposition that of evidence and Joseph frequently went the nick- Joseph’s prior possession a gun of was rele name Finally, immediately Shabu. after vant to show the to opportunity defendant’s place, the crimes Virgin took left the robbery. commit armed On cross-examina stay Islands to grandmother with his in tion, Ms. Christiansen not able conclu was Antigua, British West Indies. sively identify guns to either of the two Charges against Shelly Joseph were filed in Chevy found the abandoned Nova as persons, two other of one whom was being the gun same she saw under the car’s Richard engaged attorney Motta. Motta seat earlier. Edward Ocean to him represent and Ocean 404(b) Rule of pro- of the Rules Evidence flew to Antigua to meet with Joseph. Be- vides: Croix, leaving given fore St. Ocean was a crimes, (b) wrongs, Other or acts. Evi- of letter introduction from Reverend Vera crimes, dence of other or wrongs, acts is Woods. It was this letter and the subse- prove not admissible to the character of

quent confession, signed by Joseph, excul- person in order to in show that he acted pating inadvertently Motta which were sent however, conformity may, therewith. It jury although neither was introduced purposes, admissible for other such as as evidence at trial. was arrested motive, intent, proof of opportunity, in Antigua authorities and extradited to preparation, plan, knowledge, identity, or St. Croix. government eventually The dis- absence of mistake or accident. charges against missed all Motta and the other noted, co-defendant. As previously 404(b). Advisory Fed.R.Evid. The of *5 and spirit that violates the ra- Joseph was not at verend letter. Wood’s privi- attorney-client behind the tionale and left the letter his hotel home so Ocean we Appellant’s Brief at 10. As un- lege.” grandmother. Later address with appellant’s argument, the he is derstand afternoon, that Joseph was told that Ocean advocating adoption what is the com- They for him. met looking was called the rule. monly “common defense” and moved into a hotel’s restaurant then private room. rule, support of the common defense cases, Hunydee relies two Joseph Joseph that clearly

Ocean advised he States, 1965) (9th Cir. United 355 F.2d 183 him a copy Motta and read representing McPartlin, 595 F.2d and United States Joseph statute. told extradition Ocean (7th 1979). Hunydee, Reef 1321 Cir. hus implicated that if he were to be subject crimes he be to extradition to band and wife were under indictment could Virgin Joseph Separate trial in the Islands. said tax counsel were and income evasion. pro- he and consequences any possible understood to conflicts. employed avoid to a detailed oral state- give ceeded Ocean pre-indictment meeting of two At a and admitting ment his role in the crimes respective attorneys, defendants and their exonerating Motta. At the conclusion Hunydee’s attorney his belief Ms. stated sign meeting, Joseph agreed to an al- guilty Hunydee plead that if Mr. would Ms. leged confession because he did not “want prosecuted. Mr. Hunydee would not be Hu pay to see an innocent man for a crime he nydee with his lawyer conferred decid was not involved in.” “plead guilty and the blame.” ed to take Hunydee at trial 355 F.2d 184. At Ms. after met Approximately a week Ocean regarding attorney her testified the above Joseph, with Ocean filed affidavit Hunydee alleged a conference and Mr. vio detailing the court his interview with Jo- attorney-client privilege lation of copy seph. Ocean also mailed appeal. affidavit statement to Jo- Ninth Circuit found reversible following rule: seph. error and stated the Thus, only appeal suppression ment at trial. issue on Woods testified at the Reverend propriety allowing testily hearing to but was not called at the trial. The Ocean government agreed not trial. to use written state- . . . Circuit persons Judge Tone, where two or more who are affirmed. writing for subject possible indictment in connec- court, concluded that first defend- tion with the same make transactions ant’s pro- statements “entitled to the confidential statements to their attor- attorney-client tection of the privilege, be- statements, neys, these though they even cause his statements were made in confi- are exchanged attorneys, between should dence an attorney for a co-defendant for privileged they to the extent that con- purpose common related both defens- cern common issues and are intended to es.” F.2d at 1336. representation possible subse- facilitate The basic pur- rationale common quent proceedings. pose theory is when two co-defendants 185, relying 355 F.2d at on Continental Oil join effort, decide common “the States, Co. v. (9th 330 F.2d 347 represented attorney pur- each both for 1964). poses joint of that effort.” 595 F.2d at passing viability Without on the of 1337. It is clear from our the facts of case Hunydee rule in situations like one Joseph that rely cannot on the common there, presented we note our case purpose theory. Motta’s interests were at Joseph did make a statement his all completely antagonistic times to the in- attorney which was then shared with the Joseph. terests of Ocean stated that he attorney of a co-defendant. This distinc representing Motta and advised is significant tion Hunydee hold of the extradition so laws ing appears to have been based on exist would possible be aware conse- ence of a privileged be communication quences of admitting his role in the crime. tween the defendant and lawyer his which At no it appear time does be- was then to a group extended conversation lieved he was participating joint in a de- with the co-defendant and her counsel. Rather, fense implicated effort. he himself Here, Ocean’s clear announcement that he exonerate an innocent man who was representing precludes any Motta sug took part no in the crimes. gestion that there ever existed an attorney- *6 client relationship capable which was of be conclusion, we believe that the trial ing extended to the conversation between judge by did not err allowing Ocean to Joseph. Ocean and testify regarding his meeting Joseph. The purpose Joseph’s statements was to

Appellant’s reliance on McPartlin help his friend and co-defendant misplaced. case is Motta. likewise To that case a accomplish purpose business-persons number it is and not unreason- city offi- able cials to infer that the appellant were indicted for participating in a intended his bribery scheme statement be involving the shown to the city award of authorities. We trial, Prior contracts. to two of the defend- decline to attorney-client extend the privi- ants they lege realized shared a common to a situation where the defendant did attacking interest credibility of a not intend confidentiality and made his particular witness. With the consent his wholly statements divorced from an attor- counsel, the first defendant met with an ney-client relationship. investigator by employed the other defend- attorney.

ant’s investigator The and attor- IV. ney believed that the first defendant made On day Joseph certain was to sen supported statements which tenced, his counsel second moved for new trial on defendant’s defense. When the grounds second that two documents not attempted defendant to admit introduce trial, ted inadvertently these statements into evidence had the first defend- been objected grounds ant on the sent they jury. were to the His motion was reduced privileged judge writing days 21, communications. The trial five September later on objection sustained the and the Seventh 1981 on and amended October 1981. The think it fair. I Charge and Idonot is motion for a new denied trial court will feel Heart & Conscience your 1982.3 think January trial me that none you told clear. Remember reaching the improperly item The first therejand were thats of Mr.Mottas Sons statement, reduced to nothing more I and I had just what said by Joseph, writing by Ocean say. The state- Antigua. given in which was the truth speak stated: expecting you 13 and I am as Exhibit ment was marked come back St.Croix. you cannot since June I, Attorney told Joseph, have Shelley challenge the does not government The February happened what was introduced that neither document fact the Reef reference to and 22 of 1979 with to the both were submitted at trial and that Rape-Robbery-Assault Condominium that the They argue consideration. jury were That there condominium units. two properly denied a new trial was motion for crime, and involved in the three of us or waived the error was harmless because three. one of the Motta was not Richard object. We disa- failure to due to I had a misunder- Motta and Richard conten- government’s of the gree with both Febru- days before two or three standing of these that the submission tions and. hold 22,1979 with him I have not been ary as to de- was so two documents me since that misunderstand- or he with a fair trial. right his prive Joseph of by me was last seen ing. Richard Motta waiver ar- government’s The basis other fellows saw him with three when I moved prosecutor when the gument is that fellows joined in with two other before I noted two ex- evidence he exhibits into his Reef incident. regarding the encompass either which did not ceptions Shelley Joseph Exhibit 13 had been 13 or G. Exhibit Since letter written item was the second counsel, govern- marked defendant’s before given to Ocean Reverend Woods and by counsel to that the failure ment reasons as was marked Antigua. It he left for object constituted the exhibits and to check read as follows: Exhibit G and prose- and the Both the defense a waiver. in Jesus name. Greeting you inadvertence that it was sheer cution assert Ocean,whom I Friend,Attorney This is a not removed from the two documents you here to do No sending you;he am is jury. received the exhibits Harm,but him the whole Truth please tell perfectly plain “It you would this matter. You said about evidence not kept free of room must be it is known that be afraid for me if presence, that its during received mind for I donnot you. came to look Dal the verdict.” will vitiate Son,Ri- prejudicial, if Mr.Motta I mind for myself,but *7 546, States, F.2d 553 427 lago United chie;who v. in the Car you told me wasnot omit- and citations (D.C.Cir.1969) (footnote him into brought have you.They appeal motion, despite a notice of the fact that Joseph’s new trial motion 3. We believe had al newly Joseph’s and sentence conviction ground evi from discovered based on the dence, ready of the Vir timely filed. See Government filed under Fed.R. been and hence was 1103, Josiah, (3d Gross, 1105 gin 641 F.2d v. v. 614 Islands Crim.P. 33. See United States Ellison, 1981); Cir.) curiam) (implying 557 F.2d (3d (per States v. that United F.2d 365 Cir. denied, 965, 128, (7th Cir.), 434 U.S. jury cert. improper 132 influence on the evidence of 504, (1977); evidence”), 450 Richard “newly 54 L.Ed.2d 98 S.Ct. constituted discovered cert. 366, States, (5th 925, 3019, denied, F.2d 368 Cir. 360 65 L.Ed.2d son v. United 447 U.S. 100 S.Ct. may 1966). Moore, we con (1980); also satisfied that We are 8A J. Federal Practice 1118 1981). motion for a new (2d denial of sider the ¶33.07, ed. But see at 33-55 Gereau, appeal part his conviction Virgin of the from trial as Islands v. Government of sentence, notwithstanding 441, 603, no 438, (3d the fact that 609 Cir. 603 F.2d 16 V.I. appeal improper pres separate was filed from 1979) (motion raising notice issue of denying v. See United States jury the motion. placed sev order must be made within sures on 120, 1967); (3d such, Bujese, Rich verdict). 371 F.2d 123 Cir. days As the district en after the States, supra, deny at 369. 360 F.2d jurisdiction v. United ardson court had to entertain 864 that

ted). responsibility testimony has been included in the ordinarily It is However, counsel concurring opinion. to check the exhibits and failure the concur- object timely a manner can under some ring opinion that, at fails to note circumstances a waiver. United constitute denying was as vehement Burket, 568, (2d v. 480 States F.2d 571 Cir. meeting there was a as Ocean was assert-' 1973); Strassman, v. 241 F.2d States ing meeting that a place. took testi- 784, (2d 1957). 786 As Cir. our court recent fied that he had “never met with Ed wrote, ly the exhibits were not intend “[i]f Ocean,” and had never seen him at all be- ed or parties the court to remain in morning fore Ocean’s of the evidence, actually or were not admitted into App. at 307. trial. Where there was such a evidence, appellants object now cannot complete factual about contradiction presence they their room unless the meeting place, certainly whether took a ‘plain can show that committed court jury could have believed either Ocean or ” Friedland, error.’ United States v. 660 Joseph. There is no in our a rule court that denied, 919, (3d 1981), F.2d 928 cert. greater prosecution witness entitled to - -, 2268, U.S. 102 S.Ct. 73 L.Ed.2d credibility testifying than defendant (1982). 1283 The standard for plain error his or her own behalf. With this clash of is whether “the evidence was so testimony, missing link to corroborative defendant was denied fair trial.” supplied Ocean’s the let- (citations omitted). Id. stated, ter. It black and white for the read, to see and that Ocean and appel

We have concluded that the 14, “I, plain lant has met error had met on June standard. Un doubtedly, Shelley Joseph, Attorney defendant’s counsel have told should have However, carefully February checked each what happened exhibit. 21 and 22 of prosecutor, who was under the same 1979 with reference Reef Condomini- care, duty neglected likewise Rape-Robbery-Assault to exclude um in two condomin- the improper documents when he reading moved ium units.” Prior this written them highly prejudicial jurors into evidence. The might statement some have nature of a confession and a letter be reasonable doubt whether Ocean should from a minister cannot be doubted. Ocean believed. But with the written statement testified about jury, beyond circumstances his before the can we say a rea- meeting provided and the statement uns sonable doubt that it was not the last straw hakeable ultimately corroboration that would com which contributed to the crum- pletely bling fragile undermine efforts to credibility chal foundation of lenge credibility. Ocean’s on which defense rested? Furthermore, respectfully disagree pattern

We with the the factual here is opinion concurring totally to the extent it distinguishable from cases such as Florida, the potential impact 427, minimizes which the Schneble 405 U.S. S.Ct. written (1972) “confession” or statement could 31 L.Ed.2d 340 and Milton v. have jury. had on the Before an error Wainwright, can 407 U.S. 92 S.Ct. (1972), called harmless the court “must be able L.Ed.2d 1 which do not involve the to declare a belief that it was improper harmless admission into evidence of writ- beyond Chapman a reasonable doubt.” ten statement or written confession *8 California, 18, 24, 824, 828, 386 U.S. 87 S.Ct. defendant. Both and Milton Schneble con- 17 (1967). L.Ed.2d 705 To brand the police sub cerned the officers as to error, mission of this statement as by harmless oral statements made them a defend- we eyes would have close our ant or a co-defendant. Neither case reality factfinding juries. process of the a improper involved admission of detail, precision Attorney With and Ocean written statement which corroborated meeting regarding Antigua testified his police testimony. Accordingly, officers’ 14, on June with and Joseph, 1980 much of and Milton are not relevant au- Schneble

865 ” an committed lesser Green improp- thority proposition for the [the offense].’ statement, 160, 440, 16 idge, quoting written corrobo- 600 F.2d V.I. at erly submitted rating testimony at constitutes Virgin Aqui oral Islands Government of no, 395, (3d harmless error. 378 F.2d V.I. 421 6 Cir. 1967). To whether offense is determine Woods, Reverend it As to letter from necessary lesser it is examine included society is still the case in our members statutory provisions. relevant great respect and clergy of the are accorded testify did deference. Reverend Woods 291(2) Virgin Islands Section Code placed Joseph at the Her letter in the trial. defines assault as follows: car, it corroborated Ocean’s Whoever— (which challenged), high- and it Joseph had lighted fugitive by status as a ac- (2) threatening gesture show- makes a that he could not return to knowledging St. ing in intention itself an immediate cou- Finally, Croix. the letter referenced an a pled ability with an to commit bat- obvious between Reverend conversation tery an assault. inescap- Woods from which —commits turn, present 295(3), provides able conclusion was that that: Section thereby for the knew crimes and that Motta Whoever— a was not. We will not find waiver when is parties both are at fault and (3) rape, with intent to commit sod- can highly say so that we larceny, or omy, mayhem, robbery as- fair confidence the defendant denied a another— saults trial.4 guilty in the first degree. is of assault robbery V. in the 1862(2) defines first Section degree and states that: Finally, argues that it was appellant robbery person guilty A judge error for the trial to sentence him to is when, degree first in the course of the under Counts and II of consecutive terms alleged commission the crime or of the information. Count I that Jo- immediate 295(3) therefrom, perpetra- seph flight he or another violated 14 V.I.C. assault- § tor of the ing Savage with the intent crime: Michael to com- robbery. alleged mit II violation Count (2) or threatens the use Displays, uses 1862(2) of 14 in that V.I.C. robbed § dangerous of a weapon. Michael Savage by means force or fear provisions reading statutory Our of the

by displaying threatening or to use a dan- set out above indicates that defendant gerous weapon. “Displays, who or threatens the uses use reading of the the course dangerous weapon” during

Our statutes of a question supports degree robbery necessarily and the relevant cases first must I and appellant’s guilty view that Counts II of the of assault as defined 291 and §§ 295(3). Greenidge merge. information Prince v. words of the See States, 403, 1 court, robbery 352 77 L.Ed.2d it is to commit impossible U.S. S.Ct. (1956); degree committing Virgin Is the first without first Government Reviere, (3d Reviere, 1982); degree. lands v. F.2d 453 assault in the our Cir. first relationship Virgin Islands between Government of the Green court addressed idge, 437, 16 (3d assault 1979). Virgin robbery V.I. 154 sec- F.2d Islands assault “Generally, open is a lesser tions but whether an offense included left robbery. ‘impossible offense lesser offense to How- only if it is commit included ever, “it is a greater having without fair offense first court indicated government’s without 4. The contention that letter merit. from Reverend Woods was harmless error is *9 injustice grievous simply the because there was inference that assault with intent to rob provision pointing was to cover the situation an evidence the enacted abundance of person where a assaults another with intent guilt. defendant’s rob, prevented completing but from again case once that This demonstrates crime.” 670 the F.2d at 455 n.2. We now neither counsel nor the clerk can be casual open by decide the question left Reviere about the to the submission documents 295(3) and conclude that constitutes § jury; procedure instead this must be 1862(2) lesser included offense when § out as as meticulously any carried other all the elements of both are offenses com- paused the course of a trial. If counsel had against mitted the same individual. and carefully checked each document before jury its final to the submission for VI. deliberation, latter’s a new trial would not We are not unmindful the fact that required recog- have been in this case. We this replete record is with substantial evi- pressures escalating judges, nize the on trial against dence It Joseph. surprising is not personnel with lawyers court move jury that guilty found of these him dispatch finishing expedi- case each as vicious crimes. We recognize also that the Nevertheless, tiously possible. as is a there cruelty of these crimes shock would point where or makes haste casualness Yet, sensitivity any person. civilized our substantial, though waste. Because inad- jurisprudence American demands that even vertent, errors unnecessarily commit- egregious the most offender is entitled to ted, we are left with no alternative but his impartial have or her fate decided an order a new trial. jury, further, jury will have Having that the concluded submission judgment solely based their properly Joseph’s statement and the letter case, admitted evidence of record. In this from Reverend Woods was so as jury permitted to take with them appellant deny fair we will re- to the jury room damaging documentary verse and remand this case to the district evidence not admitted into the record. Be- court a new trial. cause the evidence jury taken to the room thoroughly implicated so the appellant, we GARTH, Judge, concurring Circuit cannot be certain whether this unadmitted part concurring judgment. awas decisive factor the jury’s majority despite holds the dis- They may deliberation. have decided this jury closure to the of Joseph’s oral confes- adversely case appellant to the primarily through sion Ed- witness because of the signed confession and the Ocean, Joseph’s ward fact written letter from Reverend given Woods to them inadvertently statement was sent to the for their final deliberation. recognize We exhibit, jury as constitutes reversible these documents the jury reached error, together error. This im- through inadvertence, and that neither the proper jury submission to the of the Woods prosecutor nor counsel for the defendant or letter, majority is held to mandate a deputy clerk of court knew that reversal of conviction. these during documents delibera- But, agree jury’s exposure tion. even While that the though this incident was inadvertence, caused Woods letter must result in a trial administrative new Joseph, appellant’s process agree I do not right jury’s due of law is not to be receipt denied him simply may because he written statement would guilty or require because the the same result. submission to the Nor would I hold of unadmitted evidence was that the district inadvertent. court was correct in admit- A confronting defendant 55 years prison ting respect- Lisa Christiansen’s finds no ing gun solace in fact that he she saw in two car inadvertence, denied due process by and our months before the here crimes reviewed jurisprudential system cannot tolerate such were committed. *10 raping her under another Joseph admitted

I. James while the other two men threat from opinion, the written statement my In apartment money, jewelry, searched together sent to the room which was drugs. proceeded and The three then exhibits, error, none- while with other apartment they up second where tied and de- Attorney harmless. Ocean’s theless occupants. robbed Joseph’s oral testimony concerning tailed crimes, having committed the confession making Joseph told Ocean that while harm- insignificant any rendered additional Condominium, from the Reef getaway their ful that written statement impact thought was a Joseph past drove what he have had brief jury. could on roadblock, later lost control of his police but view, constituted, my in written statement three men and went off the road. The car harmless cumulative evidence and merely Joseph stayed said he had separated. then have influenced independently could not weeks after for two to three in St. Croix jury’s verdict. leaving incident before island. the Reef all, testimony cover- In Ocean’s transcribed proposition, an abstract Although as pages. nearly forty ed case, agree facts of this can related to the nature of a highly prejudicial that statement, contrast, Joseph’s written “[t]he doubted,” signed confession ... cannot be reproduced majority opinion in the which is reviewing at the cir- Maj. op. sentences of four page consisted case, clearly of this it is evi- cumstances and in two handwritten Ocean added dent that written statement essence, by Joseph. the statement places damaging testimony. little to Ocean’s (1) Joseph that told did no more than reveal concerning his length Ocean had testified at happened February “what and Ocean Joseph which admit- trip Antigua during Condominium, Reef but 22 of 1979” at the at the ted his involvement in the crimes details; (2) giving any that three without to the repeated Reef Ocean Condominium. involved, but that Motta individuals Joseph had told great detail what them; (3) days that a few was not one were committed. him about how the crimes 22, Joseph and Motta had February before (4) misunderstanding; Joseph and him that Joseph testified that told Ocean people prior seen Motta with other had last O’Reilly were in- Lorne James and Anthon statement, incident. The to the Reef Reef crimes. Jo- Joseph volved with into Joseph, was never admitted signed by seph very good that he was a told Ocean evidence, read to the nor were its contents Motta’s and knew friend of Richard inadvertence, however, the Through jury. days four family Motta but that three or the other ex- was included with statement the Reef incident he had had a “fall- before jury room. that were sent to the hibits and, ing consequence, with Motta as a out” James, and Joseph, Motta was not with comparing gone I have into some detail O’Reilly night of the crimes. testimony, which has been sus- Ocean’s appeal, summary in this with the tained night, Joseph told Ocean signed by statement written Joseph, money had had no that, com- in order to demonstrate Joseph, James, with James under threats from went testimony, which pared in-depth to Ocean’s to the O’Reilly and' Reef Condominium crime, Joseph’s related all facets of the first Joseph said the three Joseph’s car. Indeed, significance. had little pick up statement drove to James’s residence to had to do with the thrust of the statement to mean interpreted “tools” —which Ocean Motta’s, Joseph’s, involve- only rather than with claimed that guns and masks. emphasis crimes. This time of ment in the O’Reilly guns James at the be- completely understandable wore a handker- statement the crime and Joseph not to had interviewed face. cause Ocean part chief over the lower of his Once to exon- against Joseph but Condominium, gather entered at the Reef all three has attrib- majority Yet the woman. erate Motta. apartment inhabited a lone *11 Florida, 427, Joseph’s conclusory uted to in- In Schneble v. 405 92 statement U.S. 1056, (1972), 31 340 which, police- S.Ct. L.Ed.2d a Motta if volving importance an not man testified at the defendant’s trial placed in proper perspective, might serious- a The by statements made co-defendant. ly affect the manner in which future courts co-defendant did not take stand and may regard an issue as the one here such thus was not available for cross-examina- presented, as a precedent. challenged police- tion. The defendant I do not believe that we must conclu- give man’s of v. as violative Bruton weight examining sive to writing, a without States, 123, 1620, 391 88 U.S. S.Ct. in case-by-case detail and the context (1968), 20 L.Ed.2d 476 in which the Supreme writing which that by was considered the Court held that the of a admission confes- conceded, jury. As I unques- have earlier sion of a who not co-defendant did take a tionably can be highly confession deprived of rights stand the defendant his jury greatly, and can influence under sixth amendment’s confrontation but I do not believe this statement is implicated clause when that confession that nature. We should not blind ourselves defendant. The Court in Schneble held violated, even if Bruton had reality jury’s been perceptions admission of the co-defendant’s statements considering Joseph’s a writing such as state- light police was harmless error in testi- ment under present- the circumstances here mony concerning the defendant’s confession ed. having committed crime. is question There little but I that would explaining holding, In its Court noted agree majority with the had Ocean’s testi- min- confession was “[the defendant’s] mony to Joseph’s as oral been as confession utely completely detailed and consistent conclusory Joseph’s as was written state- evidence,” objective while “the ment, and the written statement had been allegedly inadmissible statements of [the as detailed as Ocean’s recital. In such at most tended corroborate co-defendant] case, I could not conceive that the erroneous certain details of compre- [the defendant’s] delivery to jury writing impli- of such a 430-31, hensive confession.” 405 at 92 U.S. cating the defendant could be deemed at S.Ct. 1059. The Court concluded that Conversely, however, harmless error. I average jury’ “the ‘minds would not cannot conceive that the written statement have found the significantly State’s case jury all hearing saw after persuasive less had the as to [the testimony as Joseph’s (giv- involvement admissions been excluded. co-defendant’s] ing, course, regard denials) Joseph’s The into admission evidence of these state- could be classified as other than harmless ments, therefore, atwas harmless er- most Indeed, error. only if the erroneous sub- 432, (quoting ror.” Id. at 92 S.Ct. at 1059 mission jury to the had writ- been Harrington California, 250, 254, 395 U.S. statement, ten I would not have concurred 1726, 1728, (1969)). 89 23 S.Ct. L.Ed.2d 284 reversing Joseph’s conviction, for, Ias Wainwright, See also Milton v. 407 U.S. concluded, have statement without 371, 2174, (1972) (ad- 92 1 S.Ct. 33 L.Ed.2d more was harmless error.1 mission of uncounseled confession harmless opinion doubt”), majority I employed do not understand the sonable the standard hold majority, Maj. op. 864-865, that the erroneous submission of written see but jury 52(a). document to the its where substance has See Fed.R.Crim.P. United States v. already jury Carter, (3d been 1980). revealed to the and where no 619 F.2d 295 n.9 objection counsel, error, 52(a) “Any defect, has provides: irregu- been made defense Rule error, per- larity constitutes constitutional even if it or variance which not does affect sub- plain-error mits review rights under the disregarded.” my doctrine. stantial view, shall be error, appro- conclusory absence of constitutional the submission of priate determining any standard for whether an er- written statement to the did not affect Chapman right ror Attorney is harmless found substantial once tes- California, 18, 24, 824, 828, Thus, 386 87 U.S. S.Ct. tified. would find the error to harm- (1967) (“harmless beyond L.Ed.2d 705 a rea- less. denied, Ravich, (2d Cir.), F.2d 1196 cert. prior con- of three admissible light error in 27 L.Ed.2d 66 91 S.Ct. defendant). 400 U.S. fessions evidence of the defendants’ (1970), in which written impact marginal long after the crimes gun possession with that of confession can be contrasted held to be under committed was admissible letter, whose to the the Woods submission cases, 404(b). how In both these Rule majority to be correctly holds not ever, similarity there was a between error. Unlike the written confes- harmless those used guns admitted into evidence and *12 sion, merely which the testimo- summarized Robinson, example, in crimes. In given by Ocean, let- ny already the Woods from the de .38 caliber revolver seized entirely into injected ter new element robbery, ten weeks after a bank fendant case, testify since Woods at trial did not into after there had was admitted evidence concerning the contacts gun that a .38 and a testimony been caliber in the let- were the source of her remarks gun gun that “looked like” a .38 caliber upon ter. The letter had impact Woods Ravich, six .38 used in the crime. In suggested by an affidavit .38 ammunition pistols caliber caliber counsel filed in with Jo- defense connection possession in the six found defendants’ affi- seph’s motion for a new trial. In that into after the crime were admitted weeks davit, it that a told defense appears juror agent after an FBI testified evidence reached its counsel Joel Holt that “the on the having found .38 caliber bullet verdict because of letters written certain getaway car. floor of Joseph,” Shelly from Ms. Vera Woods to contrast, Here, no was ever connection juror surprised by and that this “was in Jo- gun between seen established it jury] evidence because had not heard [the seph’s guns car and the used in the crimes. App. trial.” I come in at at 31. Because majority, my opinion, has stretched The Jo- believe that the differences between far, 404(b) encompass too a situa- Rule seph’s written statement and the Woods danger preju- “the undue tion in which dramatic, not, I letter are as the would outweighs probative value of dice does, majority lump the and the statement 404(b) advisory Fed.R.Evid. evidence.” together purposes letter of a Woods Thus, I the district believe committee note. analysis. harmless-error admitting its discretion in court abused testimony. Christiansen’s II. testimony about Jo- light of Ocean’s objection, permit- Over court district confession, however, the error oral seph’s she saw testify ted Lisa Christiansen testimony about admitting Christiansen’s ear gun Joseph’s under the front seat of respect I was harmless. In this gun Christmas, 1978, approximately around two majority. testimo- agree with the Ocean’s months before crimes were committed. Joseph’s was such ny respecting confession Christiansen, however, identify could not guilt that devastating evidence of guns either of the crimes as used in the was admitted tangential being gun she had car. seen in not inde- Joseph’s gun possession could The district court ruled that verdict. I pendently have affected the 404(b) was admissible under Fed.R.Evid. however, this separately point, write show opportunity had the admissibility issue of the only because the robberies, rape commit the he had since again arise testimony may of Christiansen’s gun gun access to a and a was used in the reversal, Joseph is when, result of our as a crimes. view, my upon tried anew. majority, upholding the court’s estab- retrial, greater can be unless nexus Robinson, ruling, relies on United Joseph’s car gun States lished between seen banc), (2d 1977) (en crimes, cert. 560 F.2d 507 in the the district guns used and the denied, gun 435 U.S. exclude the S.Ct. court should (1978), L.Ed.2d 496 and United States which it admitted.

III. indicated,

As I have I fully concur

majority’s of Joseph’s reversal conviction

and in its direction that be tried only write separately express

anew.

my disagreement majority’s appli- with the

cation of the harmless-error doctrine and interpretation

with its broad of admissibili-

ty 404(b). of evidence under Fed.R.Evid. positions

These majority, taken al-

though necessary judgment to its

reversal, may have unfortunate conse-

quences in future cases in which similar

questions may arise. *13 ELECTRONICS,

WILLIAMS INC. INTERNATIONAL,

ARTIC

INC., Appellant.

No. 81-2407. Appeals, Court States

Third Circuit.

Argued May 1982. Aug. 2,

Decided 1982.

Rehearing Aug. Denied Notes Joseph was tried and on all convicted five Committee on Proposed Rules indicate that Robinson, the Second Circuit affirmed in this case since Christiansen could not trial positively gun court’s decision to admit evidence that the saw match the she under the car possession guns defendant was in of a .38 caliber seat with the found in the car after it was handgun abandoned, on when arrested the basis it that was her should have been probative opportunity participate of his agree, in prior We excluded. do not since the robbery question. the armed The possession gun opportu court em- of a can be relevant phasized duty weighing pro- that “[t]he nity subsequent up matching even without gun-at-arrest bative value gun with the one used the crime. See against squarely its effect Ravich, rested on (2d United States v. 421 F.2d 1196 experienced judge.” shoulders Cir.), trial denied, cert. 400 U.S. 91 S.Ct. 27 404(b) 560 F.2d at 514. The trial court’s Rule (1970) (upholding L.Ed.2d 66 the admission of decision is reviewed under the abuse of discre- upon possession guns the defendant’s arrest citing tion standard. 560 at F.2d 515 Construc- and ammunition other than those used in the Co., Building tion Ltd. v. Brooks-Skinner alleged robbery). bank (3d 1973). Joseph F.2d contends trial, Joseph’s attorney Prior to filed as a mechanical 404(b) intended Rule is not Rather, prevent trial vests in limine to Ocean and Rule motion solution. whether the dan- from The ba judge testifying. determination Reverend Woods outweighs pro- prejudice ger of unfair commu sis the motion was Here, we of the evidence. bative value protected with was under nication judge’s decision to say that the trial cannot attorney-client privilege Reverend for the testify purpose let Ms. Christiansen priest-pen under the was excludable Woods an showing opportunity abuse judge trial found that privilege. itent event, this it any record discretion. not extend to privilege did was, worst, at harmless error. either Ocean or communication with agree We trial court that Woods.2 III. serving Joseph’s attorney as Ocean was Ocean, attorney representing Edward and, given there when the statement Motta, named Richard a co-defendant fore, it was not error allow Ocean Virgin left learned that testify against Joseph the trial. grandmother with his stay Islands concedes that Ocean at Joseph’s counsel letter of introduc- Antigua. He secured a Joseph. argument represented no His time Woods and went tion from Reverend Vera cannot is “that counsel for co-defendant He Joseph’s grandmother. home of testify as to information obtained from 14,1980 morning of June arrived preparation as co-defendant with Re- Joseph’s grandmother presented

Case Details

Case Name: Government of the Virgin Islands v. Joseph, Shelly
Court Name: Court of Appeals for the Third Circuit
Date Published: Jul 23, 1982
Citation: 685 F.2d 857
Docket Number: 81-2780
Court Abbreviation: 3rd Cir.
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