200 Conn. 151 | Conn. | 1986
This case concerns the validity of municipal action, pursuant to the emergency provisions of the state building code, declaring parts of a building to be unsafe and prohibiting its further residential occupancy. The plaintiff, Gorra Realty, Inc., the owner of the Lena Building located at 153-165 State Street, New London, brought an action against the defendants Melvin Jetmore, the building official of the city of New London, and the city of New London, to enjoin the posting of the building and to recover compensatory damages, punitive damages and attorney’s fees. The trial court, after a hearing, rendered judgment for the defendants, and the plaintiff has appealed.
The trial court’s memorandum of decision contains the following finding of facts. The Lena Building is an historic building. It is listed in the National Register of Historic Places and located in the historic district of New London, adjacent to the New London municipal building on Captain’s Walk. It contains four commercial establishments as well—as twenty-three residential apartments.
Acting on the basis of official inspections and complaints from tenants, the defendant Jetmore, as building official of the defendant city, first posted the Lena Building as unsafe on May 19,1980. That posting was removed after a conference at which the plaintiff promised repairs. The plaintiff had sought renovation funds under the HUD 312 program but such funds proved to be unavailable. Thereafter, on July 7, 1981, at a meeting held in the city manager’s office, the plaintiff was notified that the Lena Building would be posted
In posting the Lena Building on July 27, 1981, the building official purported to act pursuant to § 125.0
Two days after the posting, the plaintiff sought and obtained a temporary injunction for the removal of the placards prohibiting occupancy of the Lena Building. The injunction remained in effect until the conclusion of the proceedings in the trial court. During that time, the city of New London through its welfare department housed thirty-two persons in the building. No tenants were shown to have vacated the premises because of the posting, and the plaintiff suffered no loss of rental
In its pleadings, the plaintiff sought injunctive and monetary relief, alleging violations of the federal and the state constitutions and of 42 U.S.C. § 1983.
With respect to the plaintiffs claimed right to an injunction, the trial court found that the plaintiff had an adequate remedy at law either under § 126 of the state building code or under § 122 of the New London housing code. In addition, the court determined that injunctive relief was unwarranted because the plaintiff had no due process right to notice or hearing preceding an emergency posting. Finally, the court concluded that the building official’s decision to post the building was warranted because there were indications that portions of the structure were in danger of collapse.
With respect to the plaintiff’s claimed right to common law compensatory damages, the trial court found that the plaintiff had failed to prove that the posting had caused any financial loss to the plaintiff. Since the building was never vacated, its short-lived posting did not cause the plaintiff to lose rental income.
With respect to the plaintiff’s claim for damages under 42 U.S.C. § 1983, the trial court found that the plaintiffs constitutional rights had not been violated. The court reiterated that there was no due process right
On appeal, the plaintiff claims that the trial court erred: (1) in finding that the plaintiff had an adequate remedy at law; (2) in concluding that there was credible evidence to support the defendant Jetmore’s decision to post the building; (8) in finding that it was proper to post the plaintiff’s building without prior notice and hearing when the building as a whole was structurally sound; (4) in declining to find an exemption from compliance with the building code for the plaintiff’s building, either as a prior lav/ful existing use or because of its status as an historic building; and (5) in various evidentiary rulings. We find no reversible error.
I
The first issue on appeal relates to the propriety of the trial court’s ruling that the availability of administrative remedies precluded the plaintiff’s access to injunctive relief. The plaintiff maintains that neither the state building code nor the New London municipal housing code affords him an adequate remedy at law. We agree.
The trial court was of the opinion that § 126 of the state building code (Rev. to 1971) gave the plaintiff an administrative remedy through its provision for the
In the alternative, the trial court found that the plaintiff might have invoked § 122 of the New London housing code, which provides for a hearing before the city’s code enforcement committee.
II
The trial court's denial of the plaintiff's claim for injunctive relief was not premised solely on the availa
A
The plaintiff maintains that the defendant’s posting of its property was not warranted by § 125 of the state building code, entitled “Emergency Measures.” Section 125.1 authorizes such posting when “in the opinion of the building official, there is actual and immediate danger of failure or collapse of a building or structure or any part thereof which would endanger life . . . .” (Emphasis added.) The trial court acknowledged that the evidence at trial “was in substantial conflict, especially as to the existence and extent of the claimed defective conditions of the Lena Building.” The court found that, although the building as a whole was structurally sound, “the credible evidence supports Jetmore’s decision to post the building because there were indications that portions of the structure were in danger of collapse.” The plaintiff argues that this finding of fact was clearly erroneous. We disagree.
In reviewing a trial court’s finding of fact to determine whether it is supported by the evidence; Practice Book § 3060D;
The evidence upon which the court relied consisted of testimony reporting substantial defects in stairways, ceilings and paint. Of these the most serious was evidence that the front stairway was being supported by a temporary metal lally column, that the front and rear staircases were not level, and that the staircases were pulling away from the wall. In addition, there was evidence that some of the ceilings were in danger of falling.*
B
In addition to challenging the substantive basis of the defendants’ action, the plaintiff also maintains that the trial court erroneously concluded that the plaintiff had not been deprived of its constitutional rights under the federal and the state constitutions. The plaintiff’s constitutional claim has two components. The plaintiff alleges that, even under the emergency provisions of § 125 of the state building code, it had a due process right to prior notice, hearing and an opportunity to respond to claimed violations, in advance of the posting of its property. Furthermore, the plaintiff alleges that it had a right to equal protection of the laws that was violated because the posting of its property was arbitrary, capricious and in retaliation for the refusal of the plaintiff to permit the defendants to inspect its premises. We agree with the trial court that the plaintiff failed to establish any constitutional violation.
The plaintiff’s due process claim founders on the well established constitutional principle permitting summary administrative action in situations of emergency. Hodel v. Virginia Surface Mining & Reclamation Assn., 452 U.S. 264, 299-301, 101 S. Ct. 2352, 69 L. Ed. 2d 1 (1981); Calero-Toledo v. Pearson Yacht Leasing Co., 416 U.S. 663, 677-80, 94 S. Ct. 2080, 40 L. Ed. 2d 452 (1974). Our conclusion, supra, upholding the trial court’s finding that the defendants justifiably invoked § 125 of the building code, places this case within the ambit of these precedents. In these circumstances, the plaintiff’s due process rights are adequately protected by its access to judicial relief. See Connecticut Light & Power Co. v. Norwalk, 179 Conn. 111, 119-20, 425 A.2d 576 (1979). In addition, it is noteworthy that the plain
The plaintiffs equal protection claim stands on a somewhat different footing because it rests on the factual proposition that the defendants acted arbitrarily, discriminatorily and vindictively in posting the plaintiffs property. The trial court found that these claims were not supported by the evidence: “While the relationship between the parties has been strained and adversarial, the plaintiff has not proven that defendant Jetmore acted improperly or outside his scope of authority. As building official, defendant Jetmore has reasonable rights of inspection and is required to uphold the standards promulgated by the codes. See New London Housing Code §§ 111, 114; Connecticut State Building Code (Rev. to 1971) § 108.
Since we have determined that the defendants had the authority, in the light of the conditions prevailing at the Lena Building, to invoke emergency posting measures, the plaintiffs claim comes down to an assertion that the trial court erred in concluding that the plaintiffs had failed to prove that this authority was exercised in bad faith. Questions going to intent and motive, which require the drawing of inferences from proven facts, depend for their resolution upon an assessment of demeanor and credibility that is peculiarly within the province of the trier of fact. Solomon v. Aberman, 196 Conn. 359, 378-79, 493 A.2d 193 (1985); Dadio v. Dadio, 123 Conn. 88, 92-93, 192 A. 557 (1937). Our review of the evidence persuades us that the trial court did not clearly err in finding as it did. The plaintiff was afforded repeated opportunities to make the repairs that would have avoided the posting of its building. The plaintiff does not claim to have presented evidence indicating that other buildings, in like condition, were not posted.
C
The resolution of the plaintiff’s claims with regard to constitutional rights to injunctive relief is largely dis-positive of its claimed rights to damages under 42 U.S.C. § 1983. A § 1983 action requires a finding that a person has suffered a “deprivation of any rights, privileges, or immunities secured by the Constitution and laws” because of the conduct of a person acting “under color of any statute, ordinance, regulation, custom, or usage of any State or Territory.” We are unpersuaded that the plaintiff’s claims rise to this level. See Briscoe v. LaHue, 460 U.S. 325, 329, 103 S. Ct. 1108, 75 L. Ed. 2d 96 (1983); Powers v. Coe, 728 F.2d 97, 104-107 (2d Cir. 1984), after remand, Powers v. McGuigan, 769 F.2d 72 (2d Cir. 1985); Morrison v. Washington County, Alabama, 700 F.2d 678, 682 (11th Cir. 1983); Tarkowski v. Robert Bartlett Realty Co., 644 F.2d 1204, 1206 (7th Cir. 1980).
The specific conduct to which the plaintiff points our attention does not establish a constitutional deprivation. Although the plaintiff now complains that the defendants failed to file a certified inspection report, which it alleges to have been a statutory prerequisite
Ill
The plaintiff’s fourth claim of error urges us to hold that its property was improperly posted because conditions at the Lena Building are not governed by the provisions of the state building code. The plaintiff relies on two alternate grounds: the exemption of buildings that were lawfully existing on October 1, 1945, under § 120.3 (Rev. to 1971) of the state building code,
With respect to the claim of lawful pre-existing use, the trial court agreed factually with the plaintiff that
With respect to the claim arising out of the Lena Building’s classification as an historic structure, the trial court acknowledged that the building had been placed on appropriate registers of historic places. The court ruled, however, that such listings did not exempt its owner “from complying with the required building codes, except as the same may be modified by requirements to retain its historic significance.”
The legislature, in General Statutes § 29-259, has ordered that the state building code be revised to allow exemptions from the state building code for historic structures, classified as such in the state register of historic places. Nothing in the record indicates that such exemptions have as yet been incorporated into the building code. That lacuna is, however, irrelevant in this case. The statute itself excludes from the exemption anything that would “affect the safe design, use
IV
The plaintiff’s final claims of error relate to a number of evidentiary rulings by the trial court. These claims fall into two categories: rulings concerning proof of damages, and rulings concerning the application of the building code to existing buildings.
We need not discuss those evidentiary rulings that relate to proof of damages. Since we have concluded that the plaintiff has failed to prove any violation of its statutory or constitutional rights, the question of damages has become academic.
The remaining claim of error concerns the proffered expert testimony of Leo Belval, who became state building inspector at some time after the disputed posting in this case. He had previously been a local building official in Essex. His testimony was offered with regard to the applicability of the building code to existing buildings. The plaintiffs brief has made review of this claim difficult. In contravention of the requirements of Practice Book § 3060F (d) (3),
There is no error.
In this opinion the other justices concurred.
The Connecticut State Basic Building Code was revised in 1981, effective September 1, 1981, shortly after the incidents at issue in this case occurred. In the revision, § 125.0 became § 124.0. Throughout this opinion, we will refer to the Connecticut State Building Code (Rev. to 1971) which was in effect at the times in question.
Section 125.0 of the Connecticut State Building Code (Rev. to 1971) provides: “Section 125.0 Emergency Measures
“125.1 Vacating Buildings: When, in the opinion of the building official, there is actual and immediate danger of failure or collapse of a building or structure or any part thereof which would endanger life, or when any structure or part of a structure has fallen and life is endangered by the occupation of the building, the building official is hereby authorized and empowered to order and require the inmates and occupants to vacate the same forthwith. He shall cause to be posted at each entrance to such building a notice reading as follows:
‘THIS BUILDING IS UNSAFE AND ITS USE OR OCCUPANCY HAS BEEN PROHIBITED BY THE BUILDING OFFICIAL’ and it shall be unlawful for any person to enter such building or structure except for the purpose of making the required repairs or of demolishing the same.
“125.2 Temporary Safeguards: When, in the opinion of the building official, there is actual and immediate danger of collapse or failure of a building or structure or any part thereof which would endanger life, he shall cause the necessary work to be done to render such building or structure or part thereof temporarily safe, whether or not the legal procedure herein described has been instituted.
“125.3 Closing Streets: When necessary for the public safety, the building official may temporarily close sidewalks, streets, buildings and structures and places adjacent to such unsafe buildings, and prohibit the same from being used.
“125.4 Emergency Repairs: For the purposes of this section the building official shall employ the necessary labor and materials to perform the required work as expeditiously as possible.
“125.5 Costs of Emergency Repairs: Costs incurred in the performance of emergency work shall be paid from the municipal treasury on certifi
Under § 108 of the building code, the local building official is charged with enforcing the state building code. See footnote 13, infra.
Inspections by employees of the building department revealed the following conditions in the building:
“(a) The front stairway was being supported by a temporary metal Pally] column. It was not known how long the column had been there, why it was placed there or exactly the extent of support it provided;
“(b) Both the front and rear staircases were not level and were listing to a substantial degree;
“(c) The staircases were pulling away from the wall and were not securely fastened;
“(d) Some ceilings and plaster in the hallways and apartments had fallen; some were cracked and sagging and in danger of falling;
“(e) General deterioration and vandalism to some plumbing facilities caused water damage to ceilings causing them to fall in some apartments.
“(f) Paint from walls and ceilings containing lead was peeling and falling.”
Title 42 of the United States Code, § 1983 provides in pertinent part: “CIVIL ACTION for deprivation of RIGHTS. Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.’’
Section 126 of the Connecticut State Building Code (Rev. to 1971) provides: “Section 126.0 Board of Survey
“126.1 Application for Survey: The owner of a building or structure or his duly authorized representative who has been served with an unsafe order and notice to make such structure safe, secure or habitable or to take down and remove such structure shall have the right, except in cases of emergency, to demand the appointment of a board of survey if he deems such order to be unnecessary, improper or unreasonable. Such demand shall be in writing with a statement of the reasons therefor.
“126.2 Constitution of Board of Survey: The board of survey shall consist of three persons, one of whom shall be the building official or an assistant designated by him; another shall be the owner or his legal representative, or a licensed professional engineer or architect, or a qualified builder designated by the owner; and the third shall be a licensed professional engineer or architect chosen jointly by the other two members or designated by a justice of the court of record in case of failure of agreement.”
Section 122 of the New London Housing Code (Rev. to 1971) provides in pertinent part: “122.0 Appeals
“Any person affected by any notice which has been issued in connection with the enforcement of any provision of this ordinance may request, and upon the payment of a ten dollar fee payable to the Treasurer of the City of New London, shall be granted a hearing on the matter before the Code Enforcement Committee created in section 115.0 of this ordinance; provided that such person shall file in the office of the Building Official a written petition requesting such hearing and setting forth a brief statement of the grounds thereof within 20 days after the day the notice was served. Upon receipt of such petition the Building Official shall notify said com
Sections 101.0 and 102.0 of the New London Housing Code (Rev. to 1971) provide: “101.0 Application of Building Code
“Any alterations to buildings, or changes of use therein, which may be caused directly or indirectly by the enforcement of this code shall be done in accordance with applicable sections of the Building Code of New London.
“102.0 Conflicts With Other Ordinances
“Where a provision of this code is found to be in conflict with a provision of any zoning, building, fire, safety or health ordinance or code of New London existing on the effective date of this code, the provision which establishes the higher standard for the promotion and protection of the safety and health of the people shall prevail. In any case where a provision of this code is found to be in conflict with a provision of any other ordinance .or code of New London existing on the effective date of this code which establishes a lower standard for the promotion, and protection of the safety and health of the people, the provisions of this code shall prevail, and such other ordinances or codes are hereby declared to be repealed to the extent that they may be found in conflict with this code.”
The plaintiff has not renewed on appeal his claim, raised at trial, that the posting of the Lena Building constituted an unconstitutional taking without compensation.
“[Practice Book] Sec. 3060D. review by the supreme court “The supreme court may reverse or modify the decision of the trial court if it determines that the decision is clearly erroneous in view of the evidence and pleadings in the whole record.
“If the supreme court deems it necessary to the proper disposition of
“It is the responsibility of the appellant to provide an adequate record for review.”
There was also evidence that lead-based paint was peeling and falling from walls and ceilings, and that general deterioration of and vandalism to plumbing facilities had resulted in water damage to ceilings.
“[Practice Book] Sec. 3082. rectification of appeal; articulation
“Any motion seeking corrections in the transcript or the trial court record which depend on proof of matters not of record or seeking an articulation or further articulation of the decision of the trial court shall be made in the first instance to the judge of the trial court whence the appeal is taken or the reservation is made. The trial court may, either on its own motion or on a motion filed by any party, make such corrections or additions as are necessary for the proper presentation of the preliminary statement of issues or for the proper presentation of questions reserved; or the trial court may approve a stipulation of counsel that such a correction or addition be made, provided the motion or stipulation is presented before the appeal is ready to be assigned for hearing and only by leave of the supreme court thereafter. The action of the trial judge as regards such a correction or addition may be reviewed by the supreme court under Sec. 3108. Nothing herein is intended to affect the existing practice with respect to opening and correcting judgments and the records on which they are based.
“Corrections made before the record is printed shall be included in it. If the record has been printed, the chief justice may direct the chief clerk of the supreme court to make a supplemental printed record, to be printed and distributed in the same way as the original printed record, but in the absence of such a direction the chief clerk of the supreme court shall furnish the justices of the supreme court typewritten copies.”
Section 111.0 of the New London Housing Code (Rev. to 1971) provides: “111.0 Enforcement Officer.
“It shall be the duty and responsibility of the Building Official of New London to enforce the provisions of the Housing Code as herein provided.”
Section 114.0 of the New London Housing Code (Rev. to 1971) provides: “114.0 Inspections
“The Building Official is hereby authorized and directed to make inspections to determine the condition of dwellings, dwelling units, rooming units, and premises located within the City of New London, in order that he may perform his duty of safeguarding the health and safety of the occupants of dwellings and of the general public. For the purpose of making such inspections the Building Official is hereby authorized to enter, examine, and survey at all reasonable times all dwellings, dwelling units, rooming units, and premises. The owner or occupant of every dwelling, dwelling unit, and rooming unit, or the person in charge thereof, shall give the Building Official free access to such dwelling, dwelling unit, or rooming unit and its premises, at all times for the purpose of such inspection, examination, and survey. Each occupant of a dwelling or dwelling unit shall give the owner thereof, or his agent or employee, access to any part of such dwelling or
Section 108.0 of the Connecticut State Building Code (Rev. to 1971) provides: “Section 108.0 Duties and Powers of Building Official
“The building official shall enforce all the provisions of the Basic Code and all further rules and regulations adopted and promulgated thereunder relative to the mode or manner of construction and the materials to be used in the erection, addition to, alteration, repair, removal, demolition, installation of service equipment, and the location, use, occupancy and maintenance of all buildings and structures, except as may otherwise be specifically provided for by statutory requirements or as herein provided.”
The only allusion to search and seizure in the plaintiff’s brief raises the matter only as part of the plaintiffs overall claim of discriminatory action by the defendants.
The plaintiff's amended statement of issues contains no reference to the legality of the defendants’ inspections.
Section 120.3 of the Connecticut State Building Code (Rev. to 1971) provides:
“120.3 Existing Buildings or Structures: Upon written request from the owner of an existing building or structure, the building official shall issue a certificate of use and occupancy, provided there are no violations of law or orders of the building official pending, and it is established after inspection and investigation that the alleged use of the building or structure has heretofore existed. Nothing contained herein shall require the removal, alteration or abandonment of, or prevent the continuance of the use and occupancy of, a building lawfully existing on October 1, 1945, except as may be necessary for the safety of life or property.”
General Statutes (Rev. to 1985) § 29-259 was transferred from § 19-395t in 1983. At the time in question, this statute provided: “Sec. 19-395t. exemption FROM CODE FOR URBAN HOMESTEADING PROPERTY AND HISTORIC structures, (a) The state building inspector and the state building code standards committee shall revise the state building code to allow exemptions from the state building code for property acquired by an urban homesteading agency, pursuant to section 8-169r, and transferred to a qualified applicant pursuant to section 8-169s, and for historic structures, as defined in section 10-321a, which have been classified as such in the state register of historic places, to encourage participation in urban homesteading programs and the restoration and preservation of historic places; provided such exemptions shall not affect the safe design, use or construction of such property.
“(b) Any person, agent of the state, municipality or any other political subdivision of the state may apply to the state building inspector and the state building code standards committee to modify or set aside standards for historic buildings incorporated in the state building code. The state building inspector shall, within seven days of receipt of any such application, forward a copy of such application to the director of advocacy for the handicapped and developmentally disabled and to the director of the Connecticut historical commission. Each of said directors shall, within thirty days of receipt, review such application and make such written recommendations as he deems appropriate to the state building inspector and the state building code standards committee concerning the disposition of such application. The recommendations of such directors shall be part of the records and documents of the state building inspector concerning such application. The state building inspector and the state building code standards committee shall consider such written recommendations when acting upon such application and may set aside or modify an individual standard or specification when they jointly determine that it would not be feasible or would unreasonably complicate the construction, alteration or repair in question and where alternative methods and materials have been proposed to maintain certain features. Such determination shall be in writing, shall state the reasons therefor and if it sets aside any such standard of specification, a copy of such determination shall be sent to each of said directors.
“(c) Regulations or codes made or amended by authority of this section shall, after a public hearing called for that purpose by the state building inspector not less than thirty days before the date of such hearing, be filed by the state building inspector with the secretary of the state in accord
“(d) If any regulation made or amended by authority of this section is set aside by a court, such ruling shall affect only the regulation, standard or specification included in the ruling and all other regulations, standards or specifications shall remain in effect.”
17 Section 106.0 of the Connecticut State Building Code (Rev. to 1971) provides: “Section 106.0 Existing Buildings “Except as provided in this section, existing buildings when altered or repaired as herein specified shall be made to conform to the full requirements of the Basic Code for new buildings:
“106.1 Alterations Exceeding Fifty Percent: If alterations or repairs are made within any period of twelve (12) months, costing in excess of fifty (50) per cent of the physical value of the building; or “106.2 Damages Exceeding Fifty Per Cent: If the building is damaged by fire or any other cause to an extent in excess of fifty (50) per cent of the physical value of the building before the damage was incurred.
“106.3 Alterations Under Fifty Per Cent: If the cost of alterations or repairs described herein is between twenty-five (25) and fifty (50) per cent of the physical value of the building, the building official shall determine to what degree the portions so altered or repaired shall be made to conform to the requirements for the new buildings:
“106.4 Alterations Under Twenty-five Per Cent: If the cost of alterations or repairs described herein is twenty-five (25) per cent or less of the physical value of the building, the building official shall permit the restoration of the building to its condition previous to damage or deterioration with the same kind of materials as those of which the building was constructed; provided that such construction does not endanger the general safety and public welfare and complies with the provisions of section 928.1 in respect to existing roofs.
“106.5 Increase in Size: If the building is increased in floor area or number of stories, the entire building shall be made to conform with the requirements of the Basic Code in respect to means of egress, fire safety, light and ventilation.
“106.6 Part Change in Use: If a portion of the building is changed in occupancy or to a new use group and that portion is separated from the remainder of the building with the required vertical and horizontal fire divisions complying with the fire grading table 16, then the construction involved
“106.7 Physical Value: In applying the provisions of this section, the physical value of the building shall be determined by the building official and be based on current replacement costs.”
Practice Book § 3060F (d) (3) provides: “Sec. 3060F. appellant’s BRIEF; FORM
“The appellant’s brief shall contain the following . . .
“(d) The argument, divided under appropriate headings into as many parts as there are points to be presented, with appropriate references to the statement of facts or to the page or pages of the record or transcript. . . .
“(3) When error is claimed in any other ruling in a court or jury case, the brief or appendix shall include, where appropriate: the pertinent motion or pleading, if it does not appear in the printed record; the question or offer of exhibit; the objection and the ground on which it was based; the ground