Gordon v. StateGordon v. State
Robert A. Butterworth, Attorney General, and Carmen F. Corrente, Assistant Attorney General, Daytona Beach, FL, for Respondent.
PER CURIAM.
We have for review a decision on the following question certified by the Fifth District Court of Appeal to be of great public importance:
DOES THE DOUBLE JEOPARDY CLAUSE PRECLUDE CONVICTING AND SENTENCING A DEFENDANT ON CHARGES OF ATTEMPTED FIRST DEGREE MURDER, CAUSING BODILY INJURY DURING A FELONY, AND AGGRAVATED BATTERY CAUSING GREAT BODILY HARM?
Gordon v. State, 744 So.2d 1112 (Fla. 5th DCA 1999). We have jurisdiction.
PROCEDURAL AND FACTUAL BACKGROUND
Bryon Gordon (Gordon) seeks review of multiple convictions on double jeopаrdy grounds. Gordon was charged with attempted first-degree murder with a firearm (Count I), causing bodily injury during a felony with a weapon (felony causing bodily injury) (Count II), aggravated battery causing great bodily harm with a firearm (Count III), and robbery with a firearm (Count IV). Counts I and II are both life felonies. See
At trial, the evidence established that Gordon confronted the alleged victim, Michael Friedman, with a gun, punched him in the face, and demanded his money. After Friedman resisted, Gordon shot him in the side while simultaneously grabbing his wallet.
At the close of the State‘s case, Gordon moved for a judgment of acquittal, arguing that Count III was subsumed within Count I. The trial court, concluding that the State had satisfied its burden, denied the motion. Gordon renewed his motion at the close of all the evidence, contending that “there was one gunshot, and we have three crimes basically charged for the same offense.” The trial court responded, “Well, I think they can do that.”
The jury returned verdicts of guilty as charged on the four counts. The trial court announced that Gordon would be adjudicated guilty as to those four charges, but requested argument regarding whether, for purposes of sentencing, Counts II and III were subsumed in Count I. At the sentencing procеeding, the trial court indicated that it was inclined to rule that Counts II and III were subsumed in Count I because there was a single gunshot that “caused all the damage.” Although the
Gordon appealed to the Fifth District Court of Appeal, arguing that his convictions for Counts II and III should be vacated because they were subsumed in Count I. Gordon further argued that the sentence imposed on Count I should be reduced because points were added on his guidelines scoresheet to reflect the convictions on Counts II and III, even though the judge did not impose separate sentencing orders on those counts. The State, in its brief filed in the Fifth District, accepted Gordon‘s statement of the facts, expressly noting that it “does not disрute that these convictions resulted from a single incident where one shot was fired.”
The Fifth District affirmed the four convictions and remanded for imposition of sentence on Counts II and III. See Gordon v. State, 744 So.2d 1112 (Fla. 5th DCA 1999). In its recitation of the facts, the Fifth District stated:
The victim testified that the Defendant held a gun to his side, demanded his wallet, punched him in the face, then shot him while the wallet was being removed from his pocket. The injuries from the gunshot were life-threatening and left the victim scarred for life; there was no evidence of any injury from the punch to the face.
Id. at 1113. The court recognized that attempted first-degree murder requires an intent to kill, while felony causing bodily injury does not. See id. at 1114. Similarly, felony causing bodily injury requires bodily injury, while attempted first-degree murder does not. See id. The court rejected Gordon‘s argument that Counts I, II, and III were merely degrees of the same offense. Rather, the court concluded that they were aimed at punishing different evils: attempts to kill and the acts of physically injuring someone. See id. The court further noted that the Legislature effectively had overruled Carawan v. State, 515 So.2d 161 (Fla.1987), and that this Court later recognized that multiple punishment for separate offenses could be imposed based on a single act. See id. at 1115 & n. 9. Accordingly, the Fifth District held that Counts II and III were nоt subsumed in Count I and certified the aforementioned question as one of great public importance. See id. at 1115.
PRIOR DOUBLE JEOPARDY CASELAW
The Double Jeopardy Clause in both the state and federal constitutions protects criminal defendants from multiple convictions and punishments for the same offense.1
The prevailing standard for determining the constitutionality of multiple convictions for offenses arising from the same criminal transaction is whether the Legislature “intended to authorize separate punishments for the two crimes.” M.P. v. State, 682 So.2d 79, 81 (Fla.1996); see State v. Anderson, 695 So.2d 309, 311 (Fla.1997) (“Legislative intent is the polestar that guides our analysis in double jeopardy issues....“). Absent a clear statement of legislative intent to authorize separate punishments for two crimes, courts employ the Blockburger2
test, as
(4)(a) Whoever, in the course of one criminal transaction or episode, commits an act or acts which constitute one or more separate criminal offenses, upon conviсtion and adjudication of guilt, shall be sentenced separately for each criminal offense; and the sentencing judge may order the sentences to be served concurrently or consecutively. For the purposes of this subsection, offenses are separate if each offense requires proof of an element that the other does not, without regard to the accusatory pleading or the proof adduced at trial.
(b) The intent of the Legislature is to convict and sentence for each criminal offense committed in the course of one criminal episоde or transaction and not to allow the principle of lenity as set forth in subsection (1) to determine legislative intent. Exceptions to this rule of construction are:
1. Offenses which require identical elements of proof.
2. Offenses which are degrees of the same offense as provided by statute.
3. Offenses which are lesser offenses the statutory elements of which are subsumed by the greater offense.
The application of the statutory exceptions, however, is more complex. At issue in the present case is the construction of the second exception-offenses which are degrees of the same offense as provided by statute.3
We addressed varying degrees of crimes in Johnson v. State, 597 So.2d 798 (Fla.1992). In that case, the defendant was convicted of both grand theft of property and grand theft of a firearm for snatching a purse containing both cash and a firearm. See id. at 799. We concluded that the value of the goods or the taking of a firearm merely defined the degree of the felony and did not constitute
Thus, our construction of the second exception indicates that a two-step inquiry is required: whether the crimes constitute separate offenses under Blockburger, as codified in
ANALYSIS
A traditional Blockburger analysis, which is required by
Each of these сrimes contains an element that the other does not. First, attempted first-degree murder and felony causing bodily injury cannot be considered the same offense. Attempted first-degree murder entails an intent to kill, whereas felony causing bodily injury does not. Likewise, felony causing bodily injury requires bodily injury, whereas attempted first-degree murder does not. Therefore, the Blockburger analysis indicates that they are separate offenses. See Brown v. State, 761 So.2d 1135 (Fla. 1st DCA 2000) (holding that attempted first-degree murder and felony causing bodily injury were separate offenses under Blockburger and did not constitute degrees of the same offense), review granted, 767 So.2d 454 (Fla.2000). Second, attempted first-degree murder is distinguishable from aggravated battery because the latter requires an intent to cause great bodily hаrm, not an intent to kill, which is necessary for attempted first-degree murder. Likewise, aggravated battery requires great bodily harm, whereas attempted first-degree murder does not. The attempt to kill the victim is a separate and distinct act which is complete when the gun is fired-regardless of whether the target is hit. Thus, the Blockburger analysis also indicates that attempted first-degree murder and aggravated battery are separately punishable. Third, felony causing bodily injury requires an attempt to commit a felony; however, aggravated battery does not.5 Indeed, the statute governing this offense is not even appliсable until a predicate felony offense is committed. Although similar, aggravated battery requires great bodily harm, whereas felony causing bodily injury merely requires an act causing bodily injury. This distinction is important because the great bodily harm element distinguishes aggravated battery from a simple battery. Therefore, felony causing bodily injury and aggravated battery causing great bodily harm are also separate offenses under Blockburger.
As previously mentioned, even if the offenses satisfy the Blockburger test, they may still be considered degree variants of the same core offense. Gordon argues that the offenses in the instant case are merely degree variants of an underlying offense of causing bodily harm or injury to another and, therefore, multiple convictions are impermissible. As such, Gordon contends that Sirmons and its progeny are applicable to the instant case. The State, however, contends that Sirmons is distinguishable because it predates the 1997 enactment of
To determine whether the second statutory exception applies, we must analyze Sirmons and its progeny. In Sirmons, we held, based on our earlier decisions in Johnson and Thompson, that grand theft
As Justice Shaw noted in his dissenting opinion in Carawan v. State, 515 So.2d 161, 173 (Fla.1987) (Shaw, J., dissenting):
The primary evil of aggravated battery is that it inflicts physical injury on the victim; the primary evil of attempted homicide is that it mаy inflict death, there is no requirement that the state prove any physical injury. The two statutes are not addressed to the same evil. The relationship between aggravated battery and attempted homicide is different than that between aggravated battery and actual, not attempted, homicide.
Gordon contends that the offenses are synonymous because they all involve the core offense of injuring someone. On the contrary, attempted first-degree murder punishes the intent to kill, whereas aggravated battery causing great bodily harm punishes the act of seriously injuring another person. As the State correctly points out, felony causing bodily injury punishes the act of injuring someone during the commission of a felony, in this case armed robbery. This concern is unrelated to aggravated battery, which does not require the commission of a felony. In short, the separate evils of intending to kill, seriously injuring someone, and injuring someone during the commission of a felony are sufficiently distinct that they warrant separate punishment. As Justice Shaw noted in his Carawan dissent, “[W]here appellant unquestionably committed all three offenses, all three caused separate evils, and all three meet the critеria of section 775.021(4) for separate convictions and punishments, the legislative directive to punish cumulatively cannot be said to be unreasonable.” Id.
The State attempts to distinguish Sirmons because it predated the enactment of the felony causing bodily injury offense. However, this distinction is not persuasive because of the continued viability of the “core offense” construction of the second
As further support, Gordon contends that, contrary to the Fifth District‘s opinion, the holdings in Carawan and State v. Boivin, 487 So.2d 1037 (Fla.1986), control the outcome of this case. In Carawan, we held that dual convictions for aggravated battery and attempted manslaughter arising out of the same act constituted double jeopardy. See Carawan, 515 So.2d at 170-71. In so doing, we employed several rules of construction, including the rule of lenity. See id. Subsequently, the Legislature amended
In Boivin, we noted that the statutory elements of attempted first-degree murder and aggravated battery revealed that each crime required proof of an additional element that the other did not. See Boivin, 487 So.2d at 1038. Nevertheless, we found “no legislative intent or recognition that society needs multiple punishments for both aggravated battery and attempted first-degree murder where both the attempted murder and the aggravated battery caused no additional injury to another person or property.” Id.
In light of the subsequent statutory amendment explicitly setting forth the Legislature‘s intent, the Carawan and Boivin decisions cannot be said to control the instant case. Those decisions were explicitly based on our interpretation of legislative intent, an interpretatiоn expressly rejected by the Legislature. While we noted in Boivin that the statutory elements of the two crimes were different, we further said that we could discern no legislative intent to separately punish defendants for both crimes. See id. However, we now know the legislative intent. The subsequent amendment to
The State argues that courts have imposed no prohibition against convicting a defendant of both aggravated battery and attempted murder. See, e.g., Boone v. State, 615 So.2d 760 (Fla. 4th DCA 1993); Tripp v. State, 610 So.2d 1311 (Fla. 1st DCA 1992), approved, 642 So.2d 728 (Fla. 1994). Gordon, on the other hand, contends Tripp involved separate acts and that the Boone opinion does not indicate whether the convictions resulted from a single act. Instead, he contends the decisions in Campbell-Eley v. State, 718 So.2d 327 (Fla. 4th DCA 1998), and Laines v. State, 662 So.2d 1248 (Fla. 3d DCA 1995), receded from on other grounds, Grene v. State, 702 So.2d 510 (Fla. 3d DCA 1996), which hold that dual convictions for aggravated battery and second-degree murder are impermissible, are more persuasive and more analogous to this situation.
Gordon correctly observes that the Boone opinion does not indicate whether the crimes resulted from a single act. However, his cursory dismissal of Tripp is not as persuasive because the crimes do appear to result from one criminal episode. In either event, the cases that Gordon offers as support for his position are, again, not dispositive. First, the cases did not involve the crimes of attempted first-degree murder and aggravated battery. Second, while the courts in Campbell-Eley and Laines recognized that the crimes at issue-aggravated battery and second-degree murder-each contained an element that the other did not, the thrust of the
In a similar argument, Gordon highlights the principle that convictions for both premeditated murder and felony murder are impermissible when only one death occurred. See Goss v. State, 398 So.2d 998, 999 (Fla. 5th DCA 1981). We have held repeatedly that
Nоnetheless, Gordon contends that the logical extension of this principle dictates that dual convictions for attempted premeditated murder and attempted felony murder are impermissible. The State concedes this point, but emphasizes that
We find Gordon‘s other contentions to be without merit. Therefore, we hold that attempted first-degree murder, felony causing bodily injury, and aggravated battery causing great bodily harm constitute separate offenses under Blockburger and are not “degree variants” of the same underlying offense. Thus, no double jeopardy violation exists. Accordingly, we answer the certified question in the negative, approve the decision of the district court, and direct that this case be remanded to the trial court for resentencing, since Gordon was not sentenced on Counts II and III because of double jeopardy concerns.
It is so ordered.
WELLS, C.J., and SHAW, HARDING, ANSTEAD, PARIENTE and LEWIS, JJ., concur.
QUINCE, J., dissents with an opinion.
QUINCE, J., dissenting.
I agree with the majority that Count III, aggravated battery causing great bodily harm, is separately punishable from attempted first-degree murder and felony causing bodily injury. However, I disagreе that multiple convictions for all three crimes are permissible. In my view, dual convictions for attempted first-degree
As the State correctly observes, despite the statement of legislative intent incorporated in
In Amlotte v. State, 456 So.2d 448 (Fla. 1984), this Court held that attempted felony murder was a crime in Florida. The elements of this crime were the perpetration of or attempt to perpetrate an enumerated felony and an intentional overt act, or the aiding and abetting of such an act, which could, but does not, cause the death of another. The Court reasoned, “Because the attempt occurs during the commission of a felony, the law, as under the felony murder doctrine, presumes the existence of the specific intent required to prove attempt.” Id. at 449.
In State v. Gray, 654 So.2d 552 (Fla. 1995), this Court overruled Amlotte and concluded that attempted felony murder was a nonexistent crime. In 1996, the Legislature enacted
In Brown v. State, 761 So.2d 1135 (Fla. 1st DCA 2000), review granted, 767 So.2d 454 (Fla.2000),6 the First District construed the former version of
In the present case, a single gunshot was the basis for the attempted premeditated murder and felony causing bodily injury convictions. In effect, felony causing bodily injury is essentially the former crime of attempted felony murder. Although the Legislature evinced an intent to punish all crimes committеd in the course of one criminal episode, we must
For the foregoing reasons, Gordon‘s convictions for felony causing bodily injury and attempted premeditated murder constitute double jeopardy. That portion of the district court‘s opinion affirming the conviction on Count II and requiring sentencing on Count II should be quashed. The сase should be remanded to the trial court for entry of judgment on counts I, III and IV and for sentencing on those counts only.
Notes
Any person who perpetrates or attempts to perpetrate any felony enumerated in s. 782.04(3) and who commits, aids, or abets an act that causes bodily injury to another commits a fеlony of the first degree, punishable by imprisonment for a term of years not exceeding life, or as provided in s. 775.082, s. 775.083, or s. 775.084, which is an offense ranked in level 9 of the sentencing guidelines. Victim injury points shall be scored under this subsection.