208 Conn. 161 | Conn. | 1988
This appeal arises out of an action by the plaintiff, Virginia N. Gordon, conservatrix of the estate of her brother, Arthur R. Navarette, an incapable, for injuries that he suffered in a beating at the Marina Apartments housing project in Bridgeport. The defendants include the city of Bridgeport, the Bridgeport housing authority (BHA), commissioners Stephen Katz, Clarence T. Williams, Jeri Boyd, Gino Cassidy and Raymond J. Alletto of the BHA, former mayor Leonard S. Paoletta, Sr., chief of police Joseph A. Walsh, and the Bridgeport police department. The defendant city of Bridgeport filed a motion to strike the third and fourth counts of the plaintiff’s complaint. The trial court, Ripley, J., granted the motion as to the defendants Paoletta, Walsh, the city of Bridgeport and the Bridgeport police department and the plaintiff filed this appeal. We find no error.
The pleadings in the case reveal the following background facts. In the early evening hours on November 26,1983, Navarette stopped at a convenience store at 321 Main Street near the Marina Apartments housing project. Navarette encountered a group of youths and one youth forcibly grabbed Navarette’s wallet and fled into the project. Two other youths lured Navarette inside the project on the pretext that they would help him recover the wallet. The youths then pulled Navarette under a dark stairwell inside a building in the project and physically beat him with their fists, feet, bottles
The plaintiff filed a four count complaint against the various defendants. The first count alleges that the BHA and the city of Bridgeport were negligent in managing and in providing security to the housing project. It also alleges that the BHA, operating in its capacity as managing agent for the city, is guilty of gross mishandling and misappropriation of funds. The second count names the individual members of the housing authority as defendants and alleges theories of negligence similar to those asserted in the first count. Neither the first nor the second count is the subject of this appeal. The third count names Paoletta and the city as defendants while the fourth count names Walsh, the police department and the city as defendants. The essence of the third and fourth counts of the complaint, referring to a “Cooperation Agreement” between the BHA and the city concerning the providing of the “usual municipal services” to the project, is that the defendants negligently created a condition conducive to crime and failed to provide adequate security at the housing project. It is also alleged that the foregoing breaches violated General Statutes § 47a-7 (a) (2) and (3)
The plaintiff claims that: (1) the trial court erred in ruling that the city and its representatives owed no duty to Navarette as a matter of law; (2) the complaint sufficiently pleaded facts which, if proved, would give rise to a ministerial or “operational” construction of the city’s duty; (3) the trial court erred in ruling as a matter of law that the city did not stand in an agency relationship to the BHA; (4) even if the city’s duty is discretionary, the city’s acts of undertaking certain obligations created a duty to a foreseeable class of persons; and (5) this court should abrogate the public duty doctrine. We conclude that none of the plaintiff’s claims is persuasive.
I
Although the plaintiff raises five separate claims, her first, second, fourth and fifth claims relate to the issue
A
The first claim concerns whether the trial court erred in ruling that the city and its representatives owed no duty to Navarette as a matter of law. The plaintiff, however, asserts that there is a threshold inquiry in the area of municipal liability—deciding if the official acts or omissions are ministerial or discretionary—and because that is a question for the trier of fact, it is inappropriate to decide the issue on a motion to strike. The plaintiff relies heavily on a statement in Gauvin v. New Haven, 187 Conn. 180, 186, 445 A.2d 1 (1982), that “[w]hether the acts complained of in operating a city park were governmental or ministerial is a factual question which depends upon the nature of the act complained of.” The plaintiff also refers to Sestito v. Groton, 178 Conn. 520, 528, 423 A.2d 165 (1979), Tango v.New Haven, 173 Conn. 203, 204, 377 A.2d 284 (1977), and a number of Superior Court cases that hold, on varying fact patterns, that the issue of governmental immunity is a question of fact.
Before reaching the precise issue before us on this claim, it is instructive to outline briefly the doctrine of municipal immunity in Connecticut. A municipality itself was generally immune from liability for its tortious acts at common law; Ryszkiewicz v. New Britain, 193 Conn. 589, 593, 479 A.2d 793 (1984); but its employees faced the same personal tort liability as private individuals. “It was once said that as a general rule governmental officers and employees were personally liable for their torts, more or less without exception, even where the governmental unit itself was protected by an immunity.” W. Prosser & W. Keeton, Torts (5th Ed.
This court subsequently adopted the public duty doctrine, which provided even more immunity to public officials. Leger v. Kelley, 142 Conn. 585, 589-90, 116 A.2d 429 (1955). Reaffirming the public duty doctrine in Shore v. Stonington, supra, 152, we said: “ ‘[I]f the duty which the official authority imposes upon an officer is a duty to the public, a failure to perform it, or an inadequate or erroneous performance, must be a public and not an individual injury, and must be redressed if at all in some form of public prosecution. On the other hand, if the duty is a duty to the individual, then a neglect to perform it or to perform it properly, is an individual wrong, and may support an individual action for damages.’ Leger v. Kelley, [supra]; see also South v. Maryland, 59 U.S. (18 How.) 396, 402-403, 15 L. Ed. 433 (1855); Massengill v. Yuma County, 104 Ariz. 518, 521, 456 P.2d 376 (1969); 2 Cooley, Torts (4th Ed.) § 300; 63 Am. Jur. 2d, Public Officers and Employees § 287; 65 C.J.S., Negligence § 4 (8); annot., 41 A.L.R.3d 700.”
The court in Shore also went on to say: “Policy considerations have also resulted in the establishment of
This court has also discussed extensively the difference between a ministerial and a discretionary act. “A municipality is immune from liability for the performance of governmental acts as distinguished from ministerial acts. Governmental acts are performed wholly for the direct benefit of the public and are supervisory or discretionary in nature. ... On the other hand, ministerial acts are performed in a prescribed manner without the exercise of judgment or discretion
Under the framework in Shore, the court looks to see whether there is a public or private duty alleged by the plaintiff. If a public duty exists, an official can be liable only if the act complained of is a ministerial act or one of the narrow exceptions to discretionary acts applies. We must resolve whether the issue of a public duty can be decided on a motion to strike in this case.
The purpose of a motion to strike is to “contest . . . the legal sufficiency of the allegations of any complaint ... to state a claim upon which relief can be granted.” Practice Book § 152; Mingachos v. CBS, Inc., 196 Conn. 91, 108, 491 A.2d 368 (1985). In ruling on a motion to strike, the court is limited to the facts alleged in the complaint. King v. Board of Education, 195 Conn. 90, 93, 486 A.2d 1111 (1985). The court must construe the facts in the complaint most favorably to the plaintiff. Amodio v. Cunningham, 182 Conn. 80, 82-83, 438 A.2d 6 (1980). Notwithstanding the procedural posture of a motion to strike, this court has approved the practice of deciding the issue of governmental immunity as a matter of law. See Shore v. Stonington, supra; Wysocki v. Derby, 140 Conn. 173, 175, 98 A.2d 659 (1953); see also Brown v. Branford, 12 Conn. App. 106, 110-11, 529 A.2d 743 (1987).
The plaintiff attempts to distinguish Shore by asserting that it was an appeal from a summary judgment
It is the existence of a duty that is the dispositive factor concerning the motion to strike in this case. To survive a motion to strike, the court must determine that the defendants owed a duty to the plaintiff’s incapable. The existence of this duty is a matter for the court to decide, not a jury. Id. The plaintiff’s claim that the trial court was precluded from deciding on a motion
B
The plaintiff next asserts that the facts pleaded in her complaint, construed most favorably to her, would give rise to a violation of a ministerial duty by the defendants. As explained above, a ministerial duty is one imposed for acts performed without the exercise of discretion. Gauvin v. New Haven, supra. The third and fourth counts allege that the city failed to provide either adequate security or police protection to this housing project that the plaintiff claims was owned by the city. The trial court implicitly determined, as a matter of law, that the city did not own this housing project. Although the trial court did not specifically state that the city of Bridgeport was not the owner of the Marina Apartments housing project, it did determine that the city did not have responsibility to maintain the premises since the “Housing Authority is an independent body corporate and politic [General Statutes § 8-40] and is not an agency of the city.” It would be incongruous to believe that the trial court would factor into its decision concerning responsibility for maintenance of the housing project the issue of agency without having previously decided that the city itself did not own the project. Had the city owned the project, a discussion about agency by the trial court would have been unnecessary.
The trial court, in considering the statutory scheme in passing upon the allegations of the relevant counts, could determine, as a matter of law, that the BHA, which was a separate corporate entity from the city of Bridgeport, “owned” this project. The trial court could make this determination in construing the statutory scheme of part I of chapter 128 of the General Statutes. The interpretation of a statute is a question of law,
The plaintiff is left only with a claim that an alleged shortage of police patrols in the Marina Apartments housing project was a breach of a duty imposed by law and not simply a discretionary decision by the police department concerning deployment of its officers. The plaintiff’s claims run counter to the great weight of authority that the operation of a police department is a discretionary governmental function. Morris v. Washington Metropolitan Area Transit Authority, 781 F.2d 218, 220 (D.C. Cir. 1986); Calogrides v. Mobile, 475 So. 2d 560, 561 (Ala. 1985); Leibman v. Burbank, 490 So. 2d 218, 219 (Fla. 1986). Motyka v. Amsterdam, 15 N.Y.2d 134, 138, 204 N.E.2d 635, 256 N.Y.S.2d 595 (1965); Rion v. Ashland, 110 App. Div. 2d 944, 488
At oral argument, the plaintiff asserted that Navarette belonged to a foreseeable class of plaintiffs within the exception for certain discretionary acts outlined in Shore v. Stonington, supra. The plaintiff, however, has not alleged any facts to support her claim. According to the complaint, the police had no knowledge whatsoever of the robbery of Navarette, who made no attempt to notify the police, and who entered the project on his own. The facts of this case do not support the claim that Navarette was even a remotely foreseeable plaintiff. Id.; Sestito v. Groton, supra. This is a weaker case factually than Sestito on this aspect.
The plaintiff has included a large list of cases in her brief that hold that whether an act is ministerial or discretionary is a question of fact and is not properly resolved on a motion to strike. The crucial distinguish
C
The plaintiff’s next claim is that even if the city’s duty is discretionary, the city created a duty to a foreseeable class of plaintiffs by undertaking certain obligations. Specifically, the plaintiff asserts that a cooperation agreement between the city and the BHA and the city’s hiring of special police officers created a duty to a foreseeable class of plaintiffs of which the plaintiff’s incapable was a member—tenants of the housing project and their invitees.
Concerning the cooperation agreement, the plaintiff argues that signing the agreement was a discretion
The plaintiff’s claim that the hiring of six special police officers created a duty to a foreseeable class of plaintiffs is also untenable because we have already determined that the plaintiff has not alleged any facts to support her claim that Navarette belonged to a foreseeable class of plaintiffs.
D
The plaintiff also asks this court to abrogate the public duty doctrine. The doctrine, described above, was announced in Leger v. Kelley, supra, and reaffirmed in Shore v. Stonington, supra. We recognize that the public duty doctrine has been abrogated by a number of jurisdictions. See, e.g., Adams v. State, 555 P.2d 235, 241-42 (Alaska 1976); Ryan v. State, 134 Ariz. 308, 310, 656 P.2d 597 (1982); Leake v. Cain, 720 P.2d 152, 158 (Colo. 1986); Brennan v. Eugene, 285 Or. 401, 409, 591 P.2d 719 (1979); Petersen v. State, 100 Wash. 2d 421, 432-33, 671 P.2d 230 (1983). As the defendants point out, however, a number of these jurisdictions had previously abolished governmental immunity and their courts held that a public/private duty distinction was
It is also apparent that this plaintiff could not achieve a different outcome in this case even if the public duty doctrine was abrogated since the distinction between discretionary and ministerial acts would remain. See Petersen v. State, supra. The plaintiff clearly has not shown by any allegations in the challenged counts that any actions by the defendants were ministerial and has not established that any exception for discretionary acts applies. Therefore, even if the public duty doctrine were abolished, a finding that the defendants’ actions were discretionary and not ministerial would preclude liability of the defendants. Although it is true that the distinction between public/private duties and discretionary/ministerial acts often overlap, the plaintiff’s reasons for urging the abrogation of the public duty doctrine are unconvincing. As we said in Rogan v. Board of Trustees, 178 Conn. 579, 582, 424 A.2d 274 (1979), “ ‘[t]he question whether the principles of governmental immunity from suit and liability can best serve this and succeeding generations has become, by force of the long and firm establishment of these principles as precedent, a matter for legislative, not judicial, determination.’ ”
The plaintiffs next claim is that the trial court erred in ruling as a matter of law that the city of Bridgeport did not stand in an agency relationship to the BHA. The plaintiff asserts that an agency relationship exists because the municipality has the power to create the authority under General Statutes § 8-40 and it has control over the BHA by the power to appoint and remove commissioners under General Statutes § 8-41. In the alternative, the plaintiff argues that an agency relationship existed for a particular purpose, i.e., police protection, because of the “Cooperation Agreement” that existed and the claim that the city hired six police officers for all of the BHA’s projects.
“Agency is defined as ‘ “the fiduciary relationship which results from manifestation of consent by one person to another that the other shall act on his behalf and subject to his control, and consent by the other so to act . . . .” Restatement (Second), 1 Agency § 1.’ McLaughlin v. Chicken Delight, Inc., 164 Conn. 317, 322, 321 A.2d 456 (1973). Thus, the three elements required to show the existence of an agency relationship include: (1) a manifestation by the principal that the agent will act for him; (2) acceptance by the agent of the undertaking; and (3) an understanding between the parties that the principal will be in control of the undertaking. Restatement (Second), 1 Agency § 1, comment b (1958).” Botticello v. Stefanovicz, 177 Conn. 22, 25, 411 A.2d 16 (1979); Beckenstein v. Potter & Carrier, Inc., 191 Conn. 120, 132-33, 464 A.2d 6 (1983).
Although the finding of an agency relationship is ordinarily a question of fact; Beckenstein v. Potter & Carrier, Inc., supra, 133; Conte v. Dwan Lincoln-Mercury, Inc., 172 Conn. 112, 124, 374 A.2d 144 (1976); the plaintiff is asserting an agency relationship based
In the context of a taxpayer standing issue, this court said: “The housing authority is a distinct corporate entity. Cum. Sup. 1955, § 437d. It is not an agency of
In the alternative, the plaintiff argues that an agency relationship existed for a particular purpose, i.e., providing police protection. The plaintiff points to two factors: the cooperation agreement between the two parties and the fact that the defendant city hired and placed six special police officers in the BHA’s projects. This claim is not persuasive. In the cooperation agreement, the city agreed to furnish to the authority’s housing project its “normal municipal services,” including police protection. This “normal” level of police protection is no different from that offered to all other city residents. The agreement did not specify patrol levels or any other details of the protection offered. Therefore the level of protection offered was within the discretionary authority of the city and its representatives. By the plaintiff’s logic, the city would have an agency relationship with every resident of Bridgeport. This is
There is no error.
In this opinion the other justices concurred.
General Statutes § 47a-7 (a) (2) and(3)provides: “landlord’s responsibilities. (a) A landlord shall ... (2) make all repairs and do whatever is necessary to put and keep the premises in a fit and habitable condition, except where the premises are intentionally rendered unfit or uninhabitable by the tenant, a member of his family or other person on the premises with his consent, in which case such duty shall be the responsibility of the tenant; (3) keep all common areas of the premises in a clean and safe condition.”
General Statutes § 47a-54d provides: “public halls, (a) Dark or poorly ventilated public halls in tenement, lodging or boarding houses shall be remedied in such manner as is deemed practicable and ordered by the board of health or enforcing agency.
“(b) The owner of each tenement house shall provide for the lighting of all public halls at night.”
General Statutes § 52-557n provides: “LIABILITY OF POLITICAL SUBDIVISION AND ITS EMPLOYEES, OFFICERS AND AGENTS, (a) (1) Except as otherwise provided by law, a political subdivision of the state shall be liable for damages to person or property caused by: (A) The negligent acts or omissions of such political subdivision or any employee, officer or agent thereof acting within the scope of his employment or official duties; (B) negligence in the performance of functions from which the political subdivision derives a special corporate profit or pecuniary benefit; and (C) acts of the political subdivision which constitute the creation or participation in the creation of a nuisance; provided, no cause of action shall be maintained for damages resulting from injury to any person'or property by means of a defective road or bridge except pursuant to section 13a-149. (2) Except as otherwise provided by law, a political subdivision of the state shall not be liable for damages to person or property caused by: (A) Acts or omissions of any employee, officer or agent which constitute criminal conduct, fraud, actual malice or wilful misconduct; or (B) negligent acts or omissions which require the exercise of judgment or discretion as an official function of the authority expressly or impliedly granted by law.
“(b) Notwithstanding the provisions of subsection (a) of this section, a political subdivision of the state or any employee, officer or agent acting within the scope of his employment or official duties shall not be liable for damages to person or property resulting from: (1) The condition of natural land or unimproved property; (2) the condition of a reservoir, dam, canal, conduit, drain or similar structure when used by a person in a manner which is not reasonably foreseeable; (3) the temporary condition of a road or bridge which results from weather, if the political subdivision has not received notice and has not had a reasonable opportunity to make the condition safe; (4) the condition of an unpaved road, trail or footpath, the purpose of which is to provide access to a recreation or scenic area, if the political subdivision has not received notice and has not had a reasonable opportunity to make the condition safe; (5) the initiation of a judicial or administrative
This state’s doctrine of governmental immunity accords with the doctrine of governmental immunity as announced by the United States Supreme Court in Nixon v. Fitzgerald, 457 U.S. 731, 744, 102 S. Ct. 2690, 73 L. Ed. 2d 349 (1982). There it stated: “[Tlhis court consistently has recognized that government officials are entitled to some form of immunity from suits for civil damages.” “As recognized at common law, public officers require this protection to shield them from undue interference with their duties and from potentially disabling threats of liability.” Harlow v. Fitzgerald, 457 U.S. 800, 806, 102 S. Ct. 2727, 73 L. Ed. 2d 396 (1982). Federal law also recognizes the distinction between discretionary and ministerial acts. Id., 816-17; see also Payton v. United States, 679 F.2d 475, 479-80 (5th Cir. 1982).
General Statutes § 8-40 provides: “CREATION OF HOUSING AUTHORITIES. In each municipality of the state there is created a public body corporate and politic to be known as the ‘housing authority’ of the municipality; provided such authority shall not transact any business or exercise its powers hereunder until the governing body of the municipality by resolution declares that there is need for a housing authority in the municipality, provided it shall find (1) that insanitary or unsafe inhabited dwelling accommodations exist in the municipality or (2) that there is a shortage of safe or sanitary dwelling accommodations in the municipality available to families of low income at rentals they can afford or (3) that there is a shortage of safe or sanitary dwelling accommodations in the municipality available to families of moderate income at rentals they can afford. In determining whether dwelling accommodations are unsafe or insanitary, said governing body may take into consideration the degree of overcrowding, the percentage of land coverage, the light, air, space and access available to the inhabitants of such dwelling accommodations, the size and arrangement of the rooms, the sanitary facilities and the extent to which conditions exist in such buildings which endanger life or property by fire or other causes. The governing bodies of two or more municipalities may create a regional housing authority, which shall have all the powers, duties and responsibilities conferred upon housing authorities by this chapter and chapter 130. The area of operation of such authority shall include the municipalities for which such authority is created. Such authority shall act through a board of commissioners composed of two representatives from each municipality appointed for terms of four years in the manner provided in section 8-41.”
General Statutes § 8-44 provides: “powers of authority. An authority shall constitute a public body corporate and politic, exercising public
General Statutes § 8-41 provides: “appointment, qualifications and tenure of commissioners, (a) When the governing body of a municipal
“(b) Any tenant organization composed of tenants residing within units owned or managed by the appointing authority may indicate to such authority its desire to be notified of any pending appointment of any such commissioner. A reasonable time before appointing any such commissioner, the appointing authority shall notify any such tenant organization and, in making such appointment, such authority shall consider tenants suggested by such tenant organizations.”
General Statutes § 8-41a provides: “liability of authority for actions of commissioners and employees. Each housing authority shall protect and save harmless any commissioner or any full-time employee of such authority from financial loss and expense, including legal fees and costs, if any, arising out of any claim, demand, suit or judgment by reason of alleged negligence, or for alleged infringement of any person’s civil rights, on the part of such commissioner or such employee while acting in the discharge of his duties.”
General Statutes § 8-52 provides: “bonds. An authority shall have the power to issue bonds, from time to time, in its discretion, for any of its corporate purposes. An authority may issue such types of bonds as it determines, including, without limiting the generality of the foregoing, bonds on which the principal and interest are payable (a) exclusively from the income and revenues of the housing project financed with the proceeds of such bonds; (b) exclusively from the income and revenues of certain designated housing projects, whether or not they are financed in whole or in part with the proceeds of such bonds; or (c) from its revenues generally. Any such bonds may be additionally secured by a pledge of any grant or
General Statutes § 8-43 provides: “removal of commissioners; subpoenas. A commissioner of an authority may be removed by the appointing power for inefficiency, neglect of duty or misconduct in office, but a commissioner shall be removed only after opportunity to be heard in person or by counsel before the appointing power, at least ten days prior to which he shall have been given a copy of the charges against him. In the event of the removal of any commissioner, a record of the proceedings, together with the charges and findings thereon, shall be filed in the office of the clerk. Such appointing power, for its purposes under this section, may subpoena any books, papers, records, accounts, contracts, deeds, regulations or documents. Any person who wilfully refuses to produce such books, papers, records, accounts, contracts or documents shall be fined not more than five hundred dollars or imprisoned not more than six months or both.”