Plaintiff-Appellant Gregory Goodrich (“Goodrich”) is an employee of DefendantAppellee The Long Island Rail Road Company (“LIRR”). On March 12, 2010, he brought suit under the Federal Employers’ Liability Act (“FELA”), 45 U.S.C. § 51
et seq.,
against his employer, the LIRR, and two individual defendants, alleging claims of negligent infliction of emotional distress (“NIED”) and intentional infliction of emotional distress (“IIED”) against each of the three defendants. He appeals from a June 30, 2010, judgment of the United States District Court for the Southern District of New York (Scheindlin, /.), granting the LIRR’s motion to dismiss his complaint, including his IIED claim against the LIRR, for failure to state a claim. Because we hold that the district court correctly concluded that a plaintiff bringing a claim for IIED under FELA is required to satisfy the “zone of danger” test outlined by the Supreme Court in
Consolidated Rail Corp. v. Gottshall,
BACKGROUND
In reviewing the district court’s grant of a motion to dismiss brought pursuant to
Goodrich alleges that while he was employed by the LIRR as an electrician at its facility in Hillside Yard, Queens, New York, he suffered severe emotional distress as a result of the actions of defendants the LIRR and two LIRR employees, Donald Russell (“Russell”) and an unnamed individual “John Doe ‘A.’ ” At a pretrial conference conducted after the LIRR had filed its motion to dismiss in this case, Goodrich further alleged that, at the time the challenged conduct took place, he had been HIV positive for a number of years. 1 In August 2009, he had allegedly been out of work with the flu for several days and had submitted a sick leave application in order to be compensated for the days missed while he was ill. While he was away from work, an individual, whom Goodrich believes was Russell, took the sick leave form from Goodrich’s locker, added the words “And HIV positive” beneath the doctor’s flu diagnosis, and posted it on a public bulletin board at the LIRR’s facility. Goodrich alleges that in doing so, Russell was acting within the scope of his employment.
Goodrich filed his complaint in March 2010, asserting subject matter jurisdiction under FELA and alleging an NIED claim and an IIED claim against the LIRR, Russell, and the unknown individual John Doe “A.” The LIRR filed a motion to dismiss with respect to the claims against it, arguing that to state a claim either for NIED or for IIED under FELA, Goodrich was required to satisfy the “zone of danger” test by alleging that he had either sustained a physical impact or been placed in immediate risk of physical harm by the conduct of the LIRR or its agents. Goodrich subsequently withdrew his NIED claim, acknowledging the need to satisfy the zone of danger test in that context, but contested the need to satisfy the same test to bring an IIED claim.
The district court concluded that the zone of danger test was applicable to IIED claims brought under FELA, granting LIRR’s motion to dismiss on that basis. Although the individual defendants did not appear before the district court — according to the LIRR, Russell had not been served with a summons and complaint in this proceeding, while the other individual remained unidentified — the district court dismissed the action as to them as well, on the ground that a FELA action can only be brought against a “common carrier by railroad” and not an individual.
This appeal followed.
DISCUSSION
I. Standard of Review
We review
de novo
a district court’s grant of a Rule 12(b)(6) motion to dismiss for failure to state a claim upon which relief may be granted, “accepting all factual claims in the complaint as true, and drawing all reasonable inferences in the
II. Applicability of the Zone of Danger Test to IIED Claims Brought Under FELA
The sole question presented by this appeal is whether the zone of danger test applies to IIED claims brought under FELA. We begin with the text of the statute. FELA provides in relevant part that:
Every common earner by railroad ... shall be liable in damages to any person suffering injury while he is employed by such carrier ... for such injury or death resulting in whole or in part from the negligence of any of the officers, agents, or employees of such carrier, or by reason of any defect or insufficiency, due to its negligence, in its cars, engines, appliances, machinery, track, roadbed, works, boats, wharves, or other equipment.
45 U.S.C. § 51. On its face, the statute offers little reason to conclude- that its coverage extends to claims for the intentional infliction of emotional distress, in that the statute creates liability for the “negligence” of a common carrier by railroad resulting in “injury or death” to a worker. The Supreme Court, however, has “recognized generally that the FELA is a broad remedial statute, and ha[s] adopted a ‘standard of liberal construction in order to accomplish [Congress’] objects’ ” in enacting it.
Atchison, Topeka & Santa Fe Ry. Co. v. Buell,
The Supreme Court has only more recently addressed the question whether FELA, through its use of the phrase “injury or death,” provides for recovery not only for physical but also purely emotional harms. In
Buell,
confronting for the first time the question whether a purely emotional injury is cognizable under FELA, the Court noted that the question “may not be susceptible to an all-inclusive ‘yes’ or ‘no’ answer.”
480
U.S. at 570,
In
Gottshall,
the Supreme Court returned to the issue, addressing in particular the question whether and to what extent a claim for
negligent
infliction of emotional distress is cognizable under FELA.
See
The Court then proceeded to the second inquiry, the relevant common law treatment of NIED claims, noting that “although common-law principles are not necessarily dispositive of questions arising under FELA, unless they are expressly rejected in the text of the statute, they are entitled to great weight in our analysis.”
Id.
at 544,
Having recognized NIED claims as cognizable under FELA, the Court next adopted the zone of danger test to define the scope of the duty FELA places on employers to avoid imposing emotional distress on their employees. Assessing three common-law tests for limiting liability for NIED claims, the Court made clear that it was adopting the test that “best reconciles the concerns of the common law with the principles underlying our FELA jurisprudence.”
Id.
at 554,
The zone of danger test was refined in
Metro-North Commuter Railroad Co. v. Buckley,
After
Gottshall
and
Buckley,
we examined in
Higgins
whether an IIED claim is cognizable under FELA and concluded that it was, reasoning that “[b]ecause intentional torts are recognized under FELA and claims for solely emotional injury are also recognized, ... claims of intentional infliction of emotional distress can be brought under FELA.”
Concurring in the result, then-Judge Sotomayor concluded that the zone of danger test did apply and would have decided the case on that basis. In doing so, she noted that while the Supreme Court in Gottshall considered an NIED claim, its discussion extended broadly to the types of injuries compensable under FELA. See id. at 430 (Sotomayor, J., concurring in the judgment). Analyzing the Court’s decisions in Gottshall and Buckley, Judge Sotomayor reasoned that, while the common law’s focus on the extreme or outrageous nature of a defendant’s conduct may adequately guarantee that a claim of emotional distress is genuine, “this approach takes the focus away from the core concern of FELA as described in both Gottshall and Buckley: that employees must suffer some kind of physical harm, impact, or invasion before they may recover under the Act.” Id. at 431-32.
As an initial matter, we agree with the concurring opinion in
Higgins
that
Gottshall
and
Buckley
are highly relevant to the zone of danger test’s applicability in the IIED context, even though both decisions dealt with NIED claims. As the concur
We also agree with the concurrence in
Higgins
that, in analyzing the question here, we properly begin with the understanding that FELA’s “core concern,”
see Higgins,
It is true that the common law does not currently impose a zone of danger test on IIED claims. The Restatement (Second) of Torts defines the tort in these terms: “One who by extreme and outrageous conduct intentionally or recklessly causes severe emotional distress to another is subject to liability for such emotional distress, and if bodily harm to the other results from it, for such bodily harm.” Restatement (Second) of Torts § 46(1) (1965). This approach has been followed by most, if not all, American jurisdictions,
see
Re
Our inquiry does not end with the present day state of the common law on this question, however. Under
Gottshall,
we are also compelled to “[c]onsider[ ] the question ‘in the appropriate historical context,”’
We find highly significant—though not dispositive
per se, see Nelson v. Metro-North Commuter R.R.,
[T]he law has been reluctant, and very slow indeed, to accept the interest in peace of mind as entitled to independent legal protection. This has been true even where the invasion has been an intentional one. It is not until comparatively recent years that there has been anything like a general admission that the infliction of mental distress, standing alone, may ever serve as the basis of an action. In this respect the law is clearly in a process of growth, the ultimate limits of which must be as yet only a matter of conjecture.
William L. Prosser,
Intentional Infliction of Mental Suffering: A New Tort,
37
Reflective of the still undetermined contours of this emerging cause of action, when the tort of intentional infliction of emotional distress was first added to the Restatement in a 1948 Supplement to the Restatement (First) of Torts, the provision simply stated that “[o]ne who, without a privilege to do so, intentionally causes severe emotional distress to another is liable ... for such emotional distress.” Restatement (First) of Torts, § 46 (Supp. 1948). It was not until the Restatement (Second) of Torts, published in 1965, that the cause of action assumed the form in which it was widely adopted and persists at present, its scope cabined only by the requirements that the defendant’s underlying conduct be “extreme and outrageous” and -the resulting emotional distress “severe.” See Restatement (Second) of Torts § 46 (1965).
We of course give “great weight” to common law principles in deciding claims brought under FELA, unless they are expressly rejected in the text of the statute.
See Gottshall,
Neither FELA’s terms nor any court decision of which we are aware supports expanding the injuries for which recovery is available under FELA to include those occurring outside a zone of physical danger. The IIED claim is a tort unbounded by any connection to the dangers originally prompting Congress to protect railroad
Goodrich contends that applying the zone of danger test in the IIED context will have the effect either of precluding recovery for otherwise meritorious IIED claims — perhaps limiting the successful claims to those most like the traditional tort of assault — or of channeling many such IIED actions into NIED claims instead, where the common law does not require that the underlying conduct of which a plaintiff complains be extreme or outrageous.
4
Neither contention alters our conclusion here. As then-judge Soto-mayor noted in
Higgins,
the fact that recognizing the applicability of the zone of danger test to this type of claim may preclude the bringing of some otherwise meritorious IIED claims under the aegis of FELA does not address, much less answer, the question whether the zone of danger test is applicable: “While I recognize that this may preclude recovery for purely emotional harm even where the conduct alleged is extreme and outrageous, this is not a sufficient basis ... to conclude that the zone of danger test does not apply.”
Higgins,
III. Leave to Amend
Goodrich argues
that, even if
we conclude that the zone of danger test applies
CONCLUSION
For all of the foregoing reasons, the judgment of the district court is therefore AFFIRMED.
Notes
. The allegations brought forward in the pretrial conference were not included in the plaintiff’s complaint or in a proposed amended complaint and thus are ordinarily not properly considered in a motion to dismiss under Rule 12(b)(6).
See Reliance Ins. Co. v. Polyvision Corp.,
. In
Norfolk & Western Railway Co.
v.
Ayers,
. The Restatement did recognize traditional exceptions to this rule like the tort of assault, id. §§ 21-34, and the liability of common carriers to their customers for insults by employees, id. § 48.
. We note that with respect to the argument that the tort of IIED, when delimited by the zone of danger test, mirrors the traditional tort of assault, this Circuit has observed that the full extent of the phrase "immediate risk of physical harm” in the Supreme Court's formulation of the zone of danger test is not entirely settled.
See Nelson v. Metro-North Commuter R.R.,
