Goodman v. People, 81 N.E. 830

Goodman v. People

81 N.E. 830

Ill.

1907

Check Treatment

Mr. Justice Vickers

delivered the opinion of the court:

Thе first and most important question relates to the sufficiency of the second count in the indictment. The objection urged to the indictment is, that the writing set out is not such an instrument as the court can see, from an inspection, would have a tendency to defraud, and that there is no averment of extrinsic facts to aid the court to determine its fraudulent tendency.

Forgery has been variously defined. Blackstone defines forgery to be the fraudulent making or altering of a writing to the prejudice of another’s rights. (4 Blackstone’s Com. 247.) Wharton defines forgery tо be the fraudulent falsifying of an instrument to another’s prejudice. (1 Wharton on Crim Law,—8th ed.—sec. 653.) Bishop’s definition is as follows: “Forgery is the fraudulent making of a false writing which, if genuine, would be apparently of some legal efficacy.” (2 Bishop on Crim. Law, sec. 523.) Clark & Marshall, in their late wоrk on the law of crimes, (sec. 392,) define forgery as the false making, with intent to defraud, ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍of any writing which, if genuine, might apparently be of legal efficacy or the foundation of a legal liability.

From these definitions of the offense it follows that three essential elements must exist tо constitute the offense: (1) There must be a false writing or alteration of an instrument; (2) the instrument as made must be apparently capable of defrauding; (3) there must be an intent to defraud. Unless the alleged instrument shows on its face that it is capable of defrauding, or such character is given it by extrinsic averments, forgery cannot be predicated upon it. Bonds, notes, checks, and other instruments for the payment of money or the creation of duties or obligations, are familiar illustrations of writings which usually show, on inspection, that when forged they are capable of being used to defraud. Many cases are to be found in this and other courts in which convictions for forgery have been upheld where the indictment simply charged the forgery in proper language and set out a copy of the forged instrumеnt without any extrinsic averments. Indeed, in the greater number of forgery cases no necessity exists for such extrinsic matter. While this is the general rule, applicable to most cases, yet cases not infrequently arise where the fraudulent character of the allegеd forged writing can only be made to appear by innuendoes, introducing extraneous facts and circumstances which show that the writing possessed a fraudulent character not discernible except when read in the light of such facts and circumstances. An instrument that is vоid or without apparent legal efficacy on its face, or which is not shown, by averment of extrinsic facts, to be capable of affecting the rights of another, cannot be the subject of forgery. Commonwealth v. Hinds, 101 Mass. 209; People v. Drayton, 168 N. Y. 10; 60 N. E. Rep. 1048.

The indictment in this case contains no averments of extrinsic facts, and it is contended none are required. In this view we cannot concur. In order that the time pass in question should be used to defraud the Chicago Great Western Railway Company it is necessary that said pass should bear a similitude to a true and genuine pass. This similitude need only be such that the court can say that a reasonable and ordinary person might be deceived into accepting the same as true and genuine. it need not be so skillfully executed that it requires an expert to detect it. Garmire v. State, 104 Ind. 444; 4 N. E. Rep. 54; Barnes v. Commonwealth, 101 Ky. 556; 41 S. W. Rep. 772; Clark & Marshall on the Law of Crimes, p. 586.

The first matter requiring the aid of extrinsic averments in the case at bar is with respect to the use to which the writing in question is to be put. The writing recites, “Pass foreman and twelve men upon conditions on back hereof. Between all stations.” Pass them how and over what? If the company had no lines of railroad or street railway lines, or other means of transporting persons from one place to another, ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍then, manifestly, it could not be defrauded by persons offering the pass for transportation. It therefore becomes material and necessary to know the extrinsic fact whether the company owned or operated lines of railroad or other means of carrying passengers, and hence arises the necessity for the averments of the facts so that relevant and proper testimony to prove them could be introduced on the trial.

In the case of Klawanski v. People, 218 Ill. 481, which was an indictment for forging and uttering as true and genuine a false and forged complimentary theater ticket, we held that an indictment that failed to charge that an entertainment was to be held on the date the ticket purported to be good for admission and for which a consideration was required to be paid, and which failed to aver that the person who purported to issue such ticket was the agent and authorized to issue such ticket, was not good, even after a plea of guilty. In the Klawanski case we recognized and applied the well established rule of criminal pleading applicable to cases of forgery, and that case would seem to be conclusive of the questions arising on this indictment. We there held that this court could not take judicial notice that a certain entertainment was held on the 21st of December, for admission to which a consideration was to be charged, or that James Batles, whose name purported to be signed to the ticket, had any authority to issue such ticket. The indictment in the Klawanski case charged the forgery with an intent to defraud Jacob Lift. The forged ticket was written on the stationery of McVicker’s .theater, on which Jacob Litt’s name appears as sole proprietor. This was hеld not sufficient to advise the court who Jacob Litt was or to show that he would be defrauded if the pass was used. All these facts were necessary in that case to show the tendency of the instrument to defraud the party who is named in the indictment as the intended victim of the forgery. The instrument alleged to have been forged in the case at bar, like the theater ticket in the Klawanski case, requires the aid of extrinsic facts to show its fraudulent character.

While it is true that matters of which the court will take judicial notice need hot be аverred or proven, still the omitted circumstances here are not facts of such general knowledge and notoriety as that they will be judicially noticed. In a prosecution for counterfeiting money issued by the government, courts will take notice of the coins and bills issued by the government and of their denominations; but where the charge is for counterfeiting the bills of a national bank the rule is otherwise, and it must be averred and proven that the bank whose bills are alleged to have been counterfeited circulated money in the similitude of the alleged spurious bills. (Elliott on Evidence, secs. 2953-2956.) The existence of a railroad is not a fact of which courts .take judicial notice, but whenever such fact is brought into issue it must be averred and proven. (Ohio and Mississippi Railroad Co. v. Taylor, 27 Ill. 207; Logansport, Peоria and Burlington Railroad Co. v. Caldwell, 38 id. 280.) In the case at bar the indictment alleges that the Chicago Great Western Railway Company was a corporation, but it does not aver that the said corporation owned or operated a line of railroad or other public conveyance for hire, and without these facts the court cannot see how the instrument in question could have a tendency to defraud the Chicago Great Western Railway Company. In the next place, there is no averment that Sam. E. Sticlcney was general manager of the Chicago Great Western Railway Company. This is important in ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍view of the fact that the indictment charges the intent to defraud the railroad company. Had the intent charged been to injure and defraud a stranger to the corporаtion the rule would be otherwise. The corporation must be presumed to know who its officers and agents are, and it could only be defrauded by a forgery of an instrument purporting to be signed by some one who in fact sustained a position of authority in the corporation, while an innocent third party might be deceived and defrauded by any name, either real or fictitious, which purported to be that of an agent or officer of the company.

The case of State v. Thorn, 66 N. C. 644, is an authority on this point and is cited and approved by Bishop in his work on Criminal Procеdure. In that case the indictment was for forging-an order drawn on Judge Howard by Fate Johnson. The proof showed that Johnson was the agent and manager of Howard and was authorized to draw orders in favor of employees of Howard, but these facts did not. appear from the indictment. In reversing the case, Pearson, C. J., said: “The bill of indictment is defective in this: there is no averment to connect Johnson with Howard, so as to show that Johnson had authority, as agent of Howard, to state the account of laborers and draw on him for the bаlance due. Without this averment there is nothing from which the court can see that the false paper had a tendency to defraud Howard, or how it could have been issued for such purpose. The writing must have a tendency to injure. That tendency must be apparent to the court, either by the face of the writing or by the averment of facts extrinsic showing the tendency to injure. The indictment must aver that the party purporting to have signed the false paper had authority to sign and bind the party alleged to have been defrauded.”

In Dаud v. State, 34 Tex. Crim. App. 460, it was held that an order or time-check issued by a section foreman of a railroad company which showed the number of days the party had worked, the rate of wages and the deductions for board was the subject of forgery when aided by proper extrinsic averments showing the custom of the railroad company to pay time-checks when drawn by its section foreman. The case is much like the Thorn case, supra, only in the Daud case the pleader set out the extrinsic matters for want of which the Thоrn case was reversed.

In Overly v. State, 34 Tex. Crim. App. 500, the forgery was of a railroad ticket, and the judgment was reversed ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍for want of proper averments of extrinsic facts to show that the company might be ‘defrauded by such ticket.

The rule is thus clearly laid down by the Court of Appeals of New York: “The rule of pleading established in this State in such cases is, that if the paper set forth in the indictment, and of which the forgery is predicated, does not, either upon its face or by the averment of extrinsic facts, affirmatively appear to be an instrument which, if genuine, would be operative, the indictment is bad, as failing to state facts sufficient to constitute a crime.” People v. Drayton, 168 N. Y. 10, (60 N. E. Rep. 1048,) citing People v. Shall, 9 Cow. 778; People v. Savage, 5 N. Y. Crim. 541; Fadner v. People, 33 Hun, 240; People v. Wilson, 6 Johns. 320; Cunningham v. People, 4 Hun, 455; People v. Harrison, 8 Barb. 560.

The Supreme Court of Massachusetts has given the same rule its sanction in the following language: “In order to maintain an indictmеnt for forgery at common law it must appear not only that there has been a false making of a written instrument for the purpose of fraud or deceit, but also that the forged instrument is of such a description that it might defraud or deceive if used with that intent; and that if the fraudulent character of the forged instrument is not manifest on its face, this deficiency should be supplied by such averments as would enable the court judicially to see that it had such a tendency.” Commonwealth v. Dunleay, 157 Mass. 386; 32 N. E. Rep. 356.

In United States v. Turner, 32 U. S. 131, in sustaining a conviction for passing a forged bank bill which purpоrted to be signed by John' Ruske as president and D. Anderson as cashier, neither of whom held or had ever held the offices which by .the forged bill they were purported to hold, the court said: “The object is to guard the public from false and counterfeit paper purpоrting on its face to be issued by the bank. It could not be presumed that persons in general would be cognizant of the fact who, at particular periods, were president and cashier of the bank. The officers were liable to be removed at the pleasurе of the directors, and the times of their appointment ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍or removal, or even their names, could not ordinarily be within the knowledge of the body of the citizens. The public mischief would be equally great whether the names were those of the genuine officers or of fiсtitious or unauthorized persons, and ordinary diligence could not protect them against imposition.” The reasoning of Justice Story in this case clearly shows the importance of keeping in mind the distinction between cases where the forgery is intended .to defraud а person who knows the truth and one who has no means of knowing. See, also, on the same point, Neall v. United States, 118 Fed. Rep. 699; State v. Henning, 158 Ind. 196; 63 N. E. Rep. 207.

The case of Waterman v. People, 67 Ill. 91, clearly recognizes the rule which requires the averment of extrinsic facts when the alleged forgery is of an instrument the fraudulent сharacter of which does not appear from the face of the writing.

Our conclusion is, that the instrument set out in the indictment in the case at bar is not such a writing as on its face shows that it might have been used to defraud the Chicago Great Western Railway Company, and thаt the indictment predicated thereon, which fails to aver such extrinsic facts as to impart to it the fraudulent tendency charged, is not a good criminal pleading and should have been quashed by the court below.

For the error of the trial court in overruling the motion to quash the indictment the judgment is reversed and the cause remanded.

Reversedremanded.