Lead Opinion
In this case we review a determination that peremptory challenges were not based on race and consider whether two members of the venire should have been excused for cause. The trial court overruled Petitioner’s objections to Respondent’s peremptory challenges and also refused to excuse two venire-members for cause. The court of appeals affirmed the trial court’s take-nothing judgment. 915 S.W.2d 666. We affirm the judgment of the court of appeals.
I
James Emerson Goode died from complications following knee-replacement surgery performed at Methodist Hospital of Lubbock. Orlin Goode, as independent executor of the estate of James Goode, brought a medical malpractice suit against Mohammad F. Shoukfeh, a cardiologist who treated James Goode for a pulmonary embolism several days after his surgery. The case was tried to a jury, who failed to find Shoukfeh negligent. The trial court rendered judgment on
Goode’s complaints on appeal focus on the selection of the jury. Following voir dire of the prospective jury panel, Shoukfeh peremptorily challenged six veniremembers. Goode, an African-American, objected to four of these challenges as impermissibly motivated by race under Edmonson v. Leesville Concrete Co.,
The trial court conducted a hearing on Goode’s Edmonson challenge, which Goode’s counsel began by stating that: (1) the four challenged jurors were members of a racial minority; (2) no sufficient, racially neutral reason justified these challenges; and (3) Goode would put forth evidence of his claims if the court so desired. The court declined this offer of evidence and instead called upon Shoukfeh’s counsel to reply.
Responding to the court’s request, Shouk-feh’s counsel offered explanations for striking the four jurors in question. Juror 7 knew and had worked with either James Goode’s widow or one of his children. Juror 26 was once a nurse at Methodist Hospital, and Shoukfeh’s counsel expressed concern with “the reasons that she left employ there.” The objection to juror 28 was that she made an “unequivocal statement ... that she had a problem sitting in judgment” and also that she failed to disclose her prior jury service on her juror information card. Finally, juror 9 was a single mother of four who listed her occupation as “house mother,” which counsel for Shoukfeh took to mean unemployed, and Shoukfeh’s counsel stated that he was concerned that her service on the jury “would affect her ability to take care of four children.” Shoukfeh’s counsel also claimed that juror 9 would be “more of a plaintiffs juror” because she appeared to be a welfare recipient.
Following these explanations, Goode requested the opportunity to examine the voir dire notes of opposing counsel and argued that these notes should be admitted into evidence. Goode then requested the opportunity to call witnesses and eventually did call Jim Hund and Bill Moss, Shoukfeh’s attorneys. The questioning of Hund and Moss focused on their respective voir dire notes. When asked whether these notes reflected any reliance on race in striking the four jurors in question, Hund invoked the work-product privilege. Moss answered “no” in response to the same question. However, both Hund and Moss asserted the work-product privilege in refusing to disclose their notes to Goode. The trial court sustained the privilege claims and refused to conduct an in camera inspection of the notes. The court then overruled Goode’s Edmonson objections. Goode contends that following Shoukfeh’s peremptory challenges, no African-Americans or Hispanics were left on the panel, although the record indicates that two individuals with names of Hispanic origin remained.
Goode contends that Shoukfeh failed to offer race-neutral explanations for his peremptory challenges and that the trial court erred in denying access to counsel’s notes, which may have provided concrete evidence that the peremptory challenges were made with racially discriminatory intent.
II
A
Goode’s challenges to the strikes exercised by Shoukfeh arise under the United States Constitution, as interpreted' in decisions of both the United States Supreme Court and this Court. In Batson v. Kentucky,
The United States Supreme Court has extended the reach of Batson to other situations, most notably civil trials. See Edmon
In the wake of Edmonson, this Court confirmed in Powers v. Palacios,
Decisions of the United States Supreme Court have delineated the substantive parameters that govern a Batson/Edmonson objection. In two criminal cases, Hernandez v. New York,
During the second step of the process, the burden shifts to the party who has exercised the strike to come forward with a race-neutral explanation. Purkett, 514 U.S at 767,
The decisions of the United States Supreme Court also make clear that at the third step in the process, the issue of whether the race-neutral explanation should be believed is purely a question of fact for the trial court. Hernandez,
Our civil jurisprudence in Texas has employed a deferential, but more familiar, “abuse of discretion” standard in reviewing many of the decisions made by a trial court. A trial court abuses its discretion if its decision “is arbitrary, unreasonable, and without reference to guiding principles.” Mercedes-Benz Credit Corp. v. Rhyne,
However, a reviewing court will not be bound by a finding of no discrimination under either our abuse of discretion standard or the clearly erroneous standard if the justification offered for striking a potential juror is “simply too incredible to be accepted.” Hernandez,
These are the parameters within which we analyze Goode’s contentions that Shoukfeh gave no race-neutral explanation for his peremptory challenges and that the court of appeals applied the wrong standard in reviewing the trial court’s ruling.
B
The issue of whether Goode established a prima facie case of racial discrimination is unchallenged. Accordingly, our review begins at the second step of the Batson/Edmonson analysis. We must determine whether, assuming the reasons Shoukfeh offered for striking the jurors at issue were true, the peremptory challenges violate the Equal Protection Clause as a matter of law. Hernandez,
Shoukfeh’s counsel stated that he struck juror 7 because she knew a member of
C
In proceeding to the third step of the Edmonson analysis, we address Goode’s contention that the court of appeals failed to follow the Batson/Edmonson analytical framework. Goode argues that the court of appeals moved beyond the first step in the procedure only to improperly combine the second and third steps and summarily conclude that Shoukfeh’s peremptory challenges were proper because the explanations offered by Shoukfeh’s counsel were facially race-neutral. Goode contends that the court of appeals failed to determine whether the explanations were credible or were a mere pretext.
The United States Supreme Court has made it clear that whether the explanations offered for exercising peremptory challenges are credible is a fact question to be resolved by the trial court. See Hernandez,
Goode catalogues the factors upon which he relies to demonstrate that Shoukfeh’s proffered reasons were pretextual. First, Goode contends that the pattern of Shouk-feh’s peremptory strikes establishes an intent to purge the panel of racial minorities. Shoukfeh used six peremptory strikes. Three of these were used to remove African-Americans (jmors 7, 26, and 28), two were used to remove Anglos (jurors 13 and 22), and one to remove an Hispanic (juror 9). The remaining panel had no African-Americans.
Next, Goode argues that racial discrimination is established because Shoukfeh did not strike Anglo jurors who possessed characteristics similar to those of minority jurors whom he did strike. Shoukfeh struck juror 26, an African-American, allegedly because she was a former Methodist Hospital nurse, but he did not strike jurors 4 and 11, Anglos who were acquainted with one of Shoukfeh’s partners, or juror 18, an Anglo who, like juror 26, was a former nurse at Methodist Hospital. Shoukfeh counters that this is irrelevant for two reasons. First, he did strike juror 13, an Anglo medical professor. Second, Shoukfeh’s counsel contends that unlike juror 18, juror 26’s relationship with Methodist Hospital was problematic because the reasons her employment ended concerned him.
Similarly, Goode asserts that Shoukfeh struck juror 7, an African-American, because juror 7 knew a member of the Goode family, but he did not strike juror 12, an Anglo who went to school with one of James Goode’s children. Shoukfeh responds that this discrepancy is meaningless because he did strike juror 22, an Anglo who went to school with Orlin Goode.
Finally, Goode contends that Shoukfeh’s failure to question three members of racial minorities before striking them (jurors 9, 26, and 28) indicates that Shoukfeh’s proffered reasons for exercising these peremptory challenges were pretextual. Goode argues that the lack of questioning is particularly troubling with respect to juror 9, because the record indicates that the factors Shoukfeh identified for challenging her are ambiguous or inaccurate. Shoukfeh’s stated reasons for striking juror 9 were that she was an unmarried, unemployed, mother of four, apparently on welfare, who was unlikely to be a good defense juror. Shoukfeh downplays the significance of his failure to question these minority jurors because he also did not question juror 13, one of the Anglos he peremptorily challenged.
The trial court resolved these factual disputes and chose to believe that Shoukfeh’s counsel exercised the peremptory challenges
D
The trial court refused to permit Goode to inspect the voir dire notes of Shoukfeh’s attorneys or to conduct an in camera inspection of the notes. Goode assigns this as reversible error. Our Court has not previously considered this question.
However, the issue is one that the Texas Court of Criminal Appeals has addressed. Our sister court has held that the production of a prosecutor’s juror information notes is both “necessary and proper” when the prosecutor refreshes his or her memory regarding the exercise of peremptory challenges by reviewing those notes before the Batson hearing. Salazar v. State,
Courts in other jurisdictions have not required a prosecutor to disclose voir dire notes to a Batson/Edmonson movant. Foster v. State,
Under our rules of civil procedure and evidence, an attorney’s work product is not subject to discovery unless either the privilege is waived or the work product falls within one of the five exceptions enumerated in Texas Rule of Civil Evidence 503(d). See Tex.R. Crv. P. 166b(3)(a).
Providing an explanation for peremptory challenges does not in and of itself waive the work product privilege that applies to notes made by counsel during voir dire. If we were to accept such reasoning, a considerable part of an attorney’s work product would be discoverable as the case unfolded and counsel’s mental impressions and strategies became clear. Nor does a trial court’s authority to examine privileged documents in camera affect the analysis. Generally, a trial court conducts an in camera inspection to determine if a document is in fact privileged. If it is not privileged, then it may become evidence that the factfinder may consider. If the document is privileged, it is not subject
We think the approach taken by the Texas Court of Criminal Appeals in Salazar and Pondexter is correct and comports with our rules of evidence. The Court of Criminal Appeals has based its holdings on Rule 611 of the Texas Rules of Criminal Evidence, which provides that when a
witness uses a writing to refresh his memory for the purpose of testifying either while testifying or before testifying, an adverse party is entitled to have the writing produced at the hearing, to inspect it, to cross-examine the witness thereon, and to introduce in evidence those portions which relate to the testimony of the witness.
Tex.R.Crim. Evid. 611. A similar rale applies to civil trials under Rule 612 of the Texas Rules of Civil Evidence.
We hold that an Edmonson movant has the right to examine the voir dire notes of the opponent’s attorney when the attorney relies upon these notes while giving sworn or unsworn testimony in the Edmonson hearing. Absent such reliance, the voir dire notes are privileged work product, and the movant may not examine them. In this ease, Goode does not allege that Shoukfeh’s attorneys relied upon their notes during the Ed-monson hearing, but merely claims that the notes contain evidence of the attorneys’ allegedly race-based decisions. Accordingly, the notes are privileged, and the trial court properly ruled that Goode could not examine them.
Ill
The court of appeals expressed some consternation that neither this Court nor the United States Supreme Court has offered guidance for the procedures to be followed in resolving Edmonson challenges to peremptory strikes.
Though the topic has long been the subject of judicial discourse in the criminal realm, neither of the aforementioned supreme courts expounded upon the procedures utilized in a civil proceeding. Indeed, this dearth of guidance spawned at least one jurist to wish that “some of these appellate ... judges that turn in all this [stuff], would have to come down here and put up with it.”
Procedures for resolution of Edmonson challenges must adequately safeguard the constitutional rights arising under the Equal
The United States Supreme Court has declined “to formulate particular procedures to be followed upon a defendant’s timely objection to a prosecutor’s challenges.” Batson,
The state and federal courts left with the responsibility of formulating Batson/Edmon-son procedures have produced a fairly uneven set of procedures across the country. As the court of appeals noted below, the resulting “dearth” of consistent procedural guidance is the “predicament” of the Edmonson rule.
The Texas criminal jurisprudence on Bat-son procedures is much more developed than the civil jurisprudence. In 1987, the Legislature included a provision in the Texas Code of Criminal Procedure incorporating Batson.
The most general procedural issue concerns the overall nature and tenor of a Bat-son/Edmonson hearing. The court of appeals in this case concluded that such a hearing is an “adversarial, evidentiary hearing” in which “the procedural and evidentia-ry rules normally applicable to general civil matters apply with equal force.”
In contrast, courts in other jurisdictions have held that a full-blown, adversarial hearing is not required. See People v. Mack,
Still other jurisdictions have specifically approved the use of ex parte, in camera proceedings in lieu of an adversarial hearing. See United States v. Davis,
Finally, many jurisdictions simply leave it to the trial courts to determine appropriate procedures for a given set of circumstances. See United States v. Clemons,
Consideration of an Edmonson challenge is by its very nature adversarial. Further, this Court has often held that ex paite, in camera procedures are disfavored. See, e.g., Remington Arms Co. v. Canales,
The more difficult questions are the extent to which the party making the Edmonson challenge may rebut the explanations offered and whether there is a right of cross-examination. Some jurisdictions have held that the movant does have the right to rebut the opponent’s stated reasons or otherwise prove that these reasons are a sham or a pretext. See United States v. Roan Eagle,
The Texas Court of Criminal Appeals has held that the movant does have the right to rebut. Salazar v. State,
Because the party challenging the peremptory strikes has the .ultimate burden of persuasion, Purkett,
Whether the movant should have the right to cross-examine the opponent’s attorney in order to establish that the attorney’s stated race-neutral explanations are pretex-tual is another much-debated issue. Some jurisdictions place the determination of the right to cross-examine within the discretion of the trial court. See Hameed,
As with the opportunity to rebut, we conclude that the trial court should provide the party asserting objections under Edmon-son with a reasonable opportunity to conduct cross-examination.
In sum, we acknowledge the importance of protecting equal protection rights, but also adhere to the Supreme Court’s observations in Batson and its progeny that procedures for Edmonson hearings should prevent “unnecessary disruption” in the trial courts. Powers v. Ohio,
IV
Finally, Goode argues that the court of appeals erred in affirming the trial court’s denial of Goode’s challenges of jurors 6 and 30 for cause. In Hallett v. Houston Northwest Medical Center,
Goode complied with Hallett with regard to juror 30, but at no time mentioned juror 6. Accordingly, we agree with the court of appeals that Goode waived his right to complain on appeal of the trial court’s decision not to excuse juror 6 for cause.
With respect to juror 30, Goode argues that the voir dire examination of juror 30 demonstrates that he was biased and should have been excused for cause.
We cannot conclude that juror 30 was biased or prejudiced as a matter of law. The trial court was “in a better position ... to evaluate the juror’s sincerity and his capacity for fairness and impartiality.” Swap Shop,
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We affirm the judgment of the court of appeals.
Notes
. That rule provides:
3. Exemptions. The following matters are protected from disclosure by privilege:
a. Work Product. The work product of an attorney, subject to the exceptions of Texas Rule of Civil Evidence 503(d) which shall govern as to work product as well as to attorney-client privilege.
TexR. Civ. P. 166b(3)(a).
. Rule 612 provides:
If a witness uses a writing to refresh his memory for the purpose of testifying either—
(1) while testifying, or
(2) before testifying, if the court in its discretion determines it is necessary in the interests of justice,
an adverse party is entitled to have the writing produced at the hearing, to inspect it, to cross-examine the witness thereon, and to introduce in evidence those portions which relate to the testimony of the witness. If it is claimed that the writing contains matters not related to the subject matter of the testimony the court shall examine the writing in camera, excise any portion not so related, and order delivery of the remainder to the party entitled thereto. Any portion withheld over objections shall be preserved and made available to the appellate court in the event of an appeal. If a writing is not produced or delivered pursuant to order under this rule, the court shall make any order justice requires.
Tex.R. Civ. Evid. 612.
. The statute provides:
Art. 35.261. Peremptory challenges based on race prohibited
(a) After the parties have delivered their lists to the clerk under Article 35.26 of this code and before the court has impanelled [sic] the jury, the defendant may request the court to dismiss the array and call a new array in the case. The Court shall grant the motion of a defendant for dismissal of the array if the court determines that the defendant is a member of an identifiable racial group, that the attorney representing the state exercised peremptory challenges for the purpose of excluding persons from the jury on the basis of their race,
and that the defendant has offered evidence of relevant facts that tend to show that challenges made by the attorney representing the state were made for reasons based on race. If the defendant establishes a prima facie case, the burden then shifts to the attorney representing the state to give a racially neutral explanation for the challenges. The burden of persuasion remains with the defendant to establish purposeful discrimination.
(b) If the court determines that the attorney representing the state challenged prospective jurors on the basis of race, the court shall call a new array in the case.
Tex.Code Crim. P. art. 35.261.
. The pertinent exchanges that took place are as follows:
A: Both sides, I feel, are pretty even. I will have to admit, though, that the other side, because the way it was explained, ... as far as just the whole explanation of blood clotting and what happened, I am leaning a little more towards the doctor’s side. Now, that—now when I say leaning, it's only because of just what I have heard so far.... It was just a little more clear in my mind.
*453 Q: [F]rom what I understand that you have told me, you might have a little bit of leaning or as we talked to, a slight bias at this point in time, toward Dr. Shoukfeh, is that true?
A: At this time, yes.
Q: [D]oes that mean that as we sit here now, that I am starting off a little bit behind and he is starting off a little bit ahead, even though it's a little bit?
A: The only reason I would say starting off is just because of the explanation. Not so much that I don't believe you or I do believe him. It’s just simply because I understood it a little better. As time goes on, I might understand your side just as much. Now, when I say — when you say bias, it's not that great of a margin.
Q: So it's just a small bias?
A: Yes.
Q: Instead of a large bias?
A: Yes, if you have to put a size on it, yes.
At that point, Shoukfeh's counsel attempted to rehabilitate juror 30.
Q: [C]an you make your decision based upon just the evidence that comes from the witness stand?
A: No, I mean — I am sorry. Yes, I can make my decision on the evidence that comes from the witness stand.... The reason I said no is because no, I have not made a decision just from what you two have said.
Concurrence Opinion
concurring.
Although I concur in the judgment, I object to the Court’s refusal to adopt the “clearly erroneous” standard of reviewing a Batson/Edmonson challenge. I would follow the lead of the federal courts and the Texas. Court of Criminal Appeals and adopt this standard, rather than the “abuse of discretion” standard the Court applies today. In addition, I write separately to express relief that, contrary to the prediction I made in City of Beaumont v. Bouillion,
In Bouillion, I noted a shift in the focus of our peremptory challenge jurisprudence from a litigant’s right to receive a fair and impartial trial to a prospective juror’s right to be free from discrimination. Bouillion,
As the Court acknowledges, in federal courts, in Texas criminal appeals, and heretofore in Texas civil appeals, the standard of review of a Batson/Edmonson challenge has been whether the ruling was “clearly erroneous.” See
In addition, it is debatable which standard is more deferential to the trial court, and whether any real difference exists between the two standards. The definition of abuse of discretion is well established and admittedly gives great deference to the trial court. See Mercedes-Benz Credit Corp. v. Rhyne,
Aside from this objection, I agree with the Court’s analysis. Reviewing the case before us, we conclude that Shoukfeh’s explanation that he struck juror nine “because she was an unmarried, unemployed, mother of four, apparently on welfare, whom he believed would be a ‘bad defense juror’” is facially race-neutral.
The showing of a prima facie case by the opponent of the strike effectively creates a rebuttable presumption that the prospective juror’s equal protection rights have been violated. This presumption only shifts the burden of coming forward with the evidence; it does not shift the burden of persuasion. Id. at 768,
Because the party making the strike does not have the burden of persuasion, the plausibility of the justification is not considered. Plausibility is only relevant in determining the weight of the burden that the opponent of the strike must overcome in his offer of proof. An implausible justification, though neutral, would most likely be found pretextual in the face of solid evidence of discrimination. Id. It therefore follows that even a weak justification, if plausible, will be upheld if the opponent of the strike does not meet his burden of proof. Justifications that have been used to uphold strikes include body language, inattentiveness, physical characteristics, demeanor, dress, and youth. See Elaine A. Carlson, Batson, J.E.B., and Beyond: The Paradoxical Quest for Reasoned Peremptory Strikes in the Jury Selection Process, 46 Baylor L.Rev. 947, 998 (1994).
Because the ultimate burden of showing a discriminatory purpose still falls on the party opposing the strike, peremptory strikes retain their distinct status. Peremptory strikes still may be differentiated from challenges for cause because the party opposing a challenge for cause has the burden of showing the legitimacy of the justification, whereas with peremptory strikes, the opponent of the strike has the burden. Attorneys may once again strike prospective jurors who happen to be of a cognizable class (race, ethnicity, or gender) on the basis of an unquantifiable feeling, such as a hunch or instinct, as long as the party exercising the strike comes forward with a race-neutral explanation. Today’s decision, by clearly placing the burden on the opponent of the strike, breathes much-needed life into peremptory challenges in Texas.
