Gonzalez v. YoungGonzalez v. Young
- Reporters:
- ,
- Before:
- Aldisert
OPINION OF THE COURT
ALDISERT, Circuit Judge.This appeal requires us to resolve a question which was left open by the Supreme Court in Hagans v. Lavine, 415 U.S. 528, 94 S.Ct. 1372, 39 L.Ed.2d 577 (1974), and which has divided the circuits. We are to decide whether the district court had jurisdiction in a claim for damages totalling less than $10,000 and alleging that a state regulation conflicts with a federal statute and therefore must fall because of the Supremacy Clause.
The question is presented in an appeal by Julia Gonzalez from summary judgment in favor of appellees James F. Young, Director *163of the Hudson County, New Jersey Welfare Board, and G. Thomas Ritti, Director of the New Jersey Division of Public Welfare. The district court, presented with a challenge to New Jersey welfare regulations which allegedly deprived Gonzalez of benefits ensured by a federal statute, determined that no conflict existed between the challenged state regulations and the applicable provisions of the federal statute and accompanying regulations. Because we determine that the district court did not have jurisdiction over this case in the posture in which it was presented, we vacate the district court’s order and remand for dismissal of the complaint for want of jurisdiction.
I.
Appellant resides with her two children in Jersey City, New Jersey. Each month, she receives $235.00 under the Aid to Families with Dependent Children program (AFDC),
States which elect voluntarily to participate in the federal government’s AFDC program dispense the federal monies (“matching funds”) obtained under the program according to federal eligibility criteria. Minimum standards for emergency assistance eligibility are set out in
45 C.F.R. 233.120(a)(1) provides that in order to receive funding, a participating state must specify in a “state plan” the eligibility conditions to be imposed for receipt of emergency assistance. After electing to participate in the AFDC program, New Jersey promulgated the following provision in regard to emergency assistance payments:
When because of an emergent situation over which they have had no control or opportunity to plan in advance, the eligi-. ble unit is in a state of homelessness; and the County Welfare Board determines that the providing of shelter and/or food and/or emergency clothing, and/or minimum essential house furnishings are necessary for health and safety, such needs may be recognized in accordance with the regulations and limitations in the following sections.
N.J.A.C. 10:82-5.12. Pursuant to this state regulation, on March 15, 1976, the Hudson County Welfare Board formally denied Gonzalez’ request for emergency assistance stating that no assistance would be granted because Gonzalez was not in an “imminent or actual state of homelessness.”
In her complaint to the district court, Gonzalez alleged that appellee Young violated
II.
Gonzalez predicated jurisdiction in the district court upon
At the onset,
The use of
The district courts shall have original jurisdiction of any civil action authorized by law to be commenced by any person:
(3) To redress the deprivation, under color of any State law, statute, ordinance, regulation, custom or usage, of any right, privilege or immunity secured by the Constitution of the United States or by any Act of Congress providing for equal rights of citizens or of all persons within the jurisdiction of the United States;
(4) To recover damages or to secure equitable or other relief under any Act of Congress providing for the protection of civil rights, including the right to vote.
A.
Any inquiry into the scope of
In view of our disposition of this case, we do not reach the question whether, wholly aside from the pendent-jurisdiction rationale relied upon by the District Court, other valid grounds existed for sustaining its jurisdiction to entertain and decide the claim of conflict between federal and state law. It has been suggested, for example, that the conflict question is itself a constitutional matter within the meaning of§ 1343(3) . Connecticut Union of Welfare Employees v. White, 55 F.R.D. 481, 486 (Conn.1972). For purposes of interpreting and applying28 U.S.C. § 2281 , the three-judge-court provision, a claim of conflict between federal and state law has been denominated a claim not requiring a three-judge court. Swift & Co. v. Wick-ham, 382 U.S. 111, [86 S.Ct. 258, 15 L.Ed.2d 194] (1965). But Swift itself recognized that a suit to have a state statute *165declared void and to secure the benefits of the federal statute with which the state law is allegedly in conflict cannot succeed without ultimate resort to the Federal Constitution — “to be sure, any determination that a state statute is void for obstructing a federal statute does rest on the Supremacy Clause of the Federal Constitution.” Id., at 125, [86 S.Ct. at 266]. Moreover, when we have previously determined that state AFDC laws do not conform to the Social Security Act or HEW regulations, they have been invalidated under the Supremacy Clause. See Townsend v. Swank, 404 U.S. 282, 286, [92 S.Ct. 502, 505, 30 L.Ed.2d 448] (1971). It is therefore urged that the “secured by the Constitution” language of§ 1343(3) should not be construed to exclude Supremacy Clause issues. That question we leave for another day.
Petitioners contend that§ 1983 authorizes suits to vindicate rights under the “laws” of the United States as well as under the Constitution and that a suit brought under§ 1983 to vindicate a statutory right under the Social Security Act, is a suit under an Act of Congress “providing for the protection of civil rights, including the right to vote” within the meaning of§ 1343(4) . They further argue that in any event,§ 1343(3) in particular, and§ 1343 in general, should be construed to invest the district courts with jurisdiction to hear any suit authorized by§ 1983 . These issues we also do not reach. .
415 U.S. at 533-34 n. 5, 94 S.Ct. at 1377. See also Lynch v. Household Finance Corp., 405 U.S. 538, 543-44 n. 7, 92 S.Ct. 1113, 31 L.Ed.2d 424 (1972); Rosado v. Wyman, 397 U.S. 397, 405 n. 7, 90 S.Ct. 1207, 25 L.Ed.2d 442 (1970). See generally District of Columbia v. Carter, 409 U.S. 418, 93 S.Ct. 602, 34 L.Ed.2d 613 (1973).
B.
Appellant contended in the district court that her complaint raised a nonfrivolous constitutional claim over which the court was obliged to exercise jurisdiction. Our reading of the complaint is that there was no independent constitutional claim sufficient to fall within the jurisdictional language of
On the question whether a claim that state law conflicts with federal law establishes a sufficient constitutional claim, through the Supremacy Clause, to establish jurisdiction under
We reject the contention because it transforms statutory claims into constitutional claims by verbal legerdemain. The Supremacy Clause does not secure rights to individuals; it states a fundamental structural principle of federalism. While that clause is the reason why a state law that conflicts with a federal statute is invalid, it is the federal statute that confers whatever rights the individual is seeking to vindicate. Moreover, the language ofsection 1343(3) clearly contemplates a distinction between rights secured by the Constitution and rights secured by “any Act of Congress.” If the latter were just one variety of the former, it would be unnecessary to mention it as a separate situation. The Supreme Court has rejected a similar attempt to construe statutory claims as Supremacy Clause (and therefore constitutional) claims in the context of28 U.S.C. § 2281 , Swift & Co. v. Wickham, 382 U.S. 111, 125-28, 86 S.Ct. 258, 15 L.Ed.2d 194 (1965), and we see no reason to reach a different result here.
Id. at 118-19 (footnote omitted).
We are cognizant that other courts have held to the contrary. In Blue v. Craig, 505 F.2d 830 (4th Cir. 1974), the court cited with approval the Supreme Court’s statement in Swift & Co. v. Wickham, 382 U.S. 111, 125, 86 S.Ct. 258, 15 L.Ed.2d 194 (1965), that “to be sure, any determination that a state statute is void for obstructing a federal statute does rest in the Supremacy Clause.” 505 F.2d at 844. With this we agree. However, the Blue court concluded that “a claim that a state statute or regulation is inconsistent with federal law poses a constitutional issue under the Supremacy Clause, jurisdictionally cognizable under
C.
Having determined that Gonzalez’ complaint presented no constitutional claim sufficient to confer jurisdiction under
The district court’s total reliance on the rationale of Vazquez v. Ferre, supra, to support jurisdiction under
To the extent that Vazquez sought to bring all
We cannot accept this approach. The term “equal rights” first appeared in that part of the 1875 revision of the Civil Rights Act of 1871 which addressed jurisdiction of the circuit courts. Rev.Stat. § 629(16).4 The Fourth Circuit contends, and the district court in Vazquez agreed, that the term “equal rights” had a broader meaning at that time than it does today. 505 F.2d at 839; 404 F.Supp. at 824. Under this view, the term is merely a “ ‘short-hand’ reference back to all rights of actions qualifying for enforcement under the various remedial statutes enacted to give effect to the mandates of the Fourteenth Amendment.” 505 F.2d at 839.
Absent convincing evidence to the contrary, however, we must believe that Congress intended to separate the jurisdictional section from the section fashioning a remedy, which it did, and that “equal rights” does have meaning of its own. We note specifically, as did the Supreme Court in Lynch v. Household Finance Corp., supra, 405 U.S. at 544 n. 7, 92 S.Ct. 1113, that when Congress finally abolished the circuit courts’ original jurisdiction in 1911 by merging the previously separate jurisdictional grants for the district courts and circuit courts into what is now
Nor do we believe that the Social Security Act is one “providing for the protection of civil rights,” as to bring this action under
There is an ancillary argument that
We recognize that the Supreme Court has applied
Although [Jones v. Mayer] might be taken as an endorsement of a broad reading of the statute, applyingsection 1343(4) tosection 1983 would in essence eliminate the jurisdictional amount requirement for any federal question case involving deprivations under color of state law, a consequence arguably so broad when measured in the light of the congressional objectives in addingsection 1343(4) , that we prefer not to make a positive commitment at this time.
D.
We end our analysis as we began it, by suggesting that the crucial polestar in examining the recent cases in this area is Hagans, supra. The presence of a substantial constitutional claim in a cause will afford a litigant the opportunity to press statutory
Indeed, the rule of Hagans harmonizes our determination in the present case with the decision reached in Williams v. Wohlge-muth, 540 F.2d 163 (3d Cir. 1976). In Williams, former Pennsylvania provisions of the same emergency assistance program at issue here were challenged. At that time, *169the program limited assistance to emergency needs caused by either civil disorder or national disaster. Unlike the complaint filed for Gonzalez, which contained only the vaguest constitutional overtones relating to the Supremacy Clause, the complaint filed in Williams alleged that the former Pennsylvania provisions violated the equal protection and due process clauses of the Constitution. Determining that the constitutional claims were neither “wholly insubstantial” nor “wholly frivolous” under Ha-gans, supra, the court decided that the district court had properly taken jurisdiction over the case.
III.
We are not unmindful of the merits of the argument that a federal forum is best suited for adjudicating a claim that federal monies are not being allocated according to a mandatory federal scheme. We have no choice, however, but to act within our jurisdictional limits. It may well be that a federal forum has the necessary sensitivities to handle these claims, but it is for Congress to so determine.
It has been noted that subsequent to enactment of the 1875 Judiciary Act, “the history of federal question jurisdiction . [has revolved] largely around the creation by Congress of myriad new federal rights and its provision for their enforcement in the national courts without regard to jurisdictional amount.” Hart & Wech-sler, The Federal Courts and the Federal System 729 (1953), quoted in McCall v. Shapiro, 416 F.2d 246, 249 (2d Cir. 1969). In 1969, the prestigious American Law Institute issued its Study of the Division of Jurisdiction Between State and Federal Courts. The Study recommended amending
The most important change here is that Federal question cases may be brought without any requirement that the amount in controversy exceed a fixed dollar amount. The need for a Federal forum is no less in small cases than in large cases. This will clarify many troublesome problems that the district courts have faced in attempting to determine the value of a case, particularly when equitable relief is requested. Furthermore, it is important that in a case where parties seek to assert Federal rights, they have full access to the district courts.
Congressional Record, Vol. 119 at 16679 (May 23, 1973).
Simply put, Congress has not provided for enforcement of the AFDC program without regard to jurisdictional amount. Claims such as that pressed by Gonzalez here may continue to be adjudicated in federal court when they are pendent to a sufficient constitutional claim in the same action, but until Congress acts we are not in a position to adjudicate claims over which we could not exercise independent jurisdiction.
For the foregoing reasons, the judgment of the district court will be vacated and the cause remanded with a direction to dismiss for want of jurisdiction.
Notes
. In advocating this method, we are mindful of the Supreme Court’s teaching that where pendent jurisdiction obtains, a court should dispose of the case on the nonconstitutional grounds if possible. E. g., Hagans v. Lavine, supra, 415 U.S. at 543, 94 S.Ct. 1372; California Human Resources Dep’t v. Java, 402 U.S. 121, 124, 91 S.Ct. 1347, 28 L.Ed.2d 666 (1971); Dandridge v. Williams, 397 U.S. 471, 475-76, 90 S.Ct. 1153, 25 L.Ed.2d 491 (1970). We are merely advising that in order to obtain jurisdiction, the constitutional claim(s) should be examined first.
. In Lynch v. Household Finance Corp., 405 U.S. 538, 92 S.Ct. 1113, 31 L.Ed.2d 424 (1972), in which the Supreme Court made repeated references to
. An early discussion of this, and many of the issues presented by this case, is found in Note, Federal Jurisdiction Over Challenges to State Welfare Programs, 72 Col.L.Rev. 1404 (1972).
. By the Act of June 20, 1874, § 2, Congress charged Secretary of State Hamilton with the duty of preparing for publication and distribution the Revised Statutes of the United States. 18 Stat. 113-14. This work, according to its title page, embraced the statutes of the United States, general and permanent in their nature, in force on Dec. 1, 1873, as revised and consolidated by commissioners appointed under an act of Congress. Congress “enacted” the Revised Statutes on June 22, 1874; Secretary Fish affixed his seal to the finished work on February 22, 1875.
Brawer v. Horowitz, 535 F.2d 830, 838 n. 16 (3d Cir. 1976). Brawer provides a discussion of the Act of April 20, 1871.