Gonzalez v. SurgeonGonzalez v. Surgeon
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- Before:
- Rogers
Opinion
The plaintiffs, Minnie Gonzalez, Ramon Arroyo, Rosa Carmona, Maria Diaz, Carmen Rodriguez, Rachel Otero and Rigoberdo Nieva, brought this action against the defendants, Shirley Surgeon, the Democratic registrar of voters for the city of Hartford (city), and Daniel Carey, town clerk of the city of Hartford, pursuant to
The record reveals the following undisputed facts and procedural history. On July 19, 2007, the Hartford Democratic town committee endorsed certain candidates for the offices of mayor of the city and members of the court of common council. The next day, Gonzalez, who had not been endorsed, filed an application for primary petition and a candidate consent form to obtain petitions for her to appear on the Democratic ballot for the primary that was to be held on September 11, 2007.
On July 24, 2007, several individuals filed an application for primary petition and a candidate consent form to obtain petitions for them to appear as a challenge slate on the Democratic ballot for the primary. The challenge slate’s consent form
To qualify to appear on the ballot in the 2007 Democratic primary, the candidates were required to submit to Surgeon petitions containing the verified signatures of 5 percent of the enrolled Democratic electors in Hartford, which Surgeon had determined to be 1392 electors. The petition forms, which are included in a packet provided to municipal registrars of voters by the secretary of the state and which the circulators obtained from Surgeon, contained the following warning: “Circulator: Read separate Instruction Sheet before circulating.” The instruction sheet provides in relevant part: “Circulator . . . No person may circulate petitions for more than the maximum number of candidates to be nominated by a party for the same office. . . . Any petition page circulated in violation of these provisions of the law must be rejected by the registrar.” The deadline for filing the petitions to appear on the ballot for the September 11, 2007 primary was August 8, 2007.
Gonzalez and approximately eighteen volunteers, including the other plaintiffs in this action, circulated the petitions, collected signatures in support of Gonzalez’ candidacy and submitted the petitions to Surgeon in batches from July 20 through August 2, 2007. After submitting what they believed to be sufficient signatures to qualify Gonzalez to appear on the ballot, several people who had circulated petitions for Gonzalez then circulated petitions on behalf of the challenge slate candidates, which included mayoral candidate Clark. On the evening of August 1, 2007, Surgeon telephoned Gonzalez and informed her that she had obtained enough signatures to appear on the ballot.
Thereafter, Surgeon reviewed the petitions to verify that they complied with the requirement of
After trial commenced on August 24,2007, the parties agreed that the trial court should convert the hearing on the claim for a temporary injunction to a full trial on the merits. At trial, the court heard evidence that the challenge slate had asked Clark to run for the office of mayor for the sole reason of securing an advantageous placement on the ballot, as provided by
On August 29, 2007, the trial court issued its decision in which it rendered judgment for the defendants on all counts of the plaintiffs’ verified complaint. The court determined that, as to the first and second counts of the complaint alleging statutory violations, “[t]he usual civil standard of preponderance of the evidence is the appropriate burden of persuasion . . . .” (Internal quotation marks omitted.) With respect to the plaintiffs’ claim that Surgeon should not have rejected the petitions that had been circulated on Gonzalez’ behalf before the circulation of the petitions for the challenge slate under
The trial court also rejected the plaintiffs’ claim that
Thereafter, Gonzalez filed an application for certification of questions of law pursuant to
I
We first address Gonzalez’ claim that the trial court improperly determined that
As a preliminary matter, we set forth the standard of review. Gonzalez’ claims involve the interpretation and application of
We begin our analysis with the language of the statute.
Because the language of
Thus, the legislature’s focus in enacting P.A. 78-125 was on prohibiting the circulation
by any one person
of petitions for multiple candidates, on the presumption that the purpose and effect of such conduct is to siphon votes from the strongest rival candidate to one of the circulator’s candidates. There is no temporal reference in the legislative history and, thus, there is no evidence that the legislature was concerned with the
timing
of such conduct. In addition, a registrar confronted with petitions circulated by the same person for multiple candidates is not required to ascertain which candidate was the intended “siphon” candidate and which candidate was the intended beneficiary of the tactic. Similarly,
Moreover, the legislature presumably was aware that, in reviewing the petitions to ensure that they comply with all applicable laws, the registrar must act under exceedingly narrow time constraints. We think it unlikely that the legislature intended that the registrar would be required under these circumstances not only to cross-check the names of the circulators for all of the candidates,
Gonzalez contends that this interpretation is contrary to the principle, indeed, the public policy, that election laws must be construed “ ‘to allow the greatest scope for public participation in the electoral process, to allow candidates to get on the ballot, to allow parties to put their candidates on the ballot, and most importantly to allow the voters a choice on Election Day.’ New Jersey Democratic Party, Inc. v. Samson, [175 N.J. 178, 190, 814 A.2d 1028 (2002)]”; see also Denny v. Pratt, 105 Conn. 256, 260, 135 A. 40 (1926) (“electors should not be deprived of their votes, honestly cast for the candidate of their choice, as a result of doubtful judicial construction, a too strict regard for the letter of the statutes, or resort to nice or technical refinements of interpretation or application”). This principle, however, does not authorize the court to substitute its views for those of the legislature or to read into an election statute a limitation on its application that the legislature easily could have imposed but did not. As we have explained, we see no reason why the legislature would provide that the registrar could accept certain petitions filed by a person who had circulated petitions for multiple candidates merely because those petitions were circulated first. To the contrary, it had good reasons to provide otherwise. Accordingly, the principle that election laws must be liberally construed does not affect our conclusion.
Gonzalez also argues that, under our interpretation of the statute, “[a] disgruntled circulator . . . could easily derail the candidacy of the first person for whom petitions had been circulated by filing a single petition for a separate candidate —
II
We next address Gonzalez’ claim that the trial court improperly determined that
Gonzalez’ entire argument in support of this claim is set forth in two sentences in her brief, the gist of which is that “it seems clear that the use of the word ‘candidate’ throughout the election law contemplates only bona fide candidates and not mere placeholder candidates.” As the defendants point out, however, nothing in
III
Finally, we address Gonzalez’ claim that the trial court improperly applied a preponderance of the evi
dence standard. She contends that, “[w]hen a right as important as the right to vote for the candidate of one’s choice is concerned, the state should have to demonstrate by more than a fair preponderance of the evidence that its limitations on the right are valid. Once a plaintiff makes out a prima facie case that the right to vote is being impinged upon, the burden should shift to the state to demonstrate by clear and convincing evidence that its restrictions are necessary and valid.” Thus, Gonzalez claims that, contrary to our case law,
14
in claims brought pursuant to
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
This appeal was argued on September 19,2007, pursuant to an expedited briefing and argument schedule. Following oral argument, this court rendered its judgment on that date in the form of a truncated opinion, affirming the judgment of the trial court, and stating that a full opinion would follow in due course. Gonzalez v. Surgeon, 284 Conn. 141, 931 A.2d 833 (2007). Hence, we issue this full majority opinion.
General Statutes § 9410 (c) provides: “Each circulator of a primary petition page shall be an enrolled party member of a municipality in this state who is entitled to vote. Each petition page shall contain a statement signed by the registrar of the municipality in which such circulator is an enrolled party member attesting that the circulator is an enrolled party member in such municipality. Unless such a statement by the registrar appears on each page so submitted, the registrar shall reject such page. No candidate for the nomination of a party for a municipal office or the position of town committee member shall circulate any petition for another candidate or another group of candidates contained in one primary petition for the nomination of such party for the same office or position, and any petition page circulated in violation of this provision shall be rejected by the registrar. No person shall circulate petitions for more than the maximum number of candidates to be nominated by a party for the same office or position, and any petition page circulated in violation of this provision shall be rejected by the registrar. Each separate sheet of such petition shall contain a statement as to the authenticity of the signatures thereon and the number of such signatures, and shall be signed under the penalties of false statement by the person who circulated the same, setting forth such circulator’s address and the town in which such circulator is an enrolled party member and attesting that each person whose name appears on such sheet signed the same in person in the presence of such circulator, that the circulator either knows each such signer or that the signer satisfactorily identified the signer to the circulator and that the spaces for candidates supported, offices or positions sought and the political party involved were filled in prior to the obtaining of the signatures. Each separate sheet of such petition shall also be acknowledged before an appropriate person as provided in section 1-29. Any sheet of a petition filed with the registrar which does not contain such a statement by the circulator as to the authenticity of the signatures thereon, or upon which the statement of the circulator is incomplete in any respect, or which does not contain the certification hereinbefore required by the registrar of 1he town in which the circulator is an enrolled party member, shall be rejected by the registrar. Any individual proposed as a candidate in any primary petition may serve as a circulator of the pages of such petition, provided such individual’s service as circulator does not violate any provision of this section.”
Surgeon rejected certain petitions filed on behalf of the challenge slate for the same reason that she had rejected the petitions filed on behalf of Gonzalez.
Under
In rejecting Gonzalez’ request to certify the constitutional questions, the trial court relied on this court’s decisions in
Scheyd
v.
Bezrucik,
205 Conn. 495, 503, 535 A.2d 793 (1987), and
Wrinn
v.
Dunleavy,
186 Conn. 125, 134 n.10, 440 A.2d 261 (1982), in which we stated that a plaintiff may not use
Thereafter, Gonzalez brought a separate appeal from the judgment of the trial court to the Appellate Court in which she challenged the trial court’s ruling that
The plaintiffs alleged in the verified complaint that “[t]hose petitions which were obtained for Gonzalez by a circulator before any petitions were gathered by [the] circulator for the [challenge slate] should not be invalidated, as there was no violation of . . . [§] 9-410 (c) at the time the petitions were collected for Gonzalez.” The trial court stated in its memorandum of decision that “the plaintiffs allege that . . . Gonzalez’ petitions were circulated prior to those of the [challenge] slate and those petitions, therefore, should not have been rejected because the circulators had not yet circulated any petitions for the [challenge] slate.” (Emphasis in original.) Thus, the court appears to have assumed that all of the petitions for Gonzalez were circulated before any of the petitions for the challenge slate were circulated. The court did not make any factual finding on this matter. Because Gonzalez does not appear to claim that Surgeon improperly rejected the petitions, if any, that were circulated on her behalf after the circulators had circulated petitions for the challenge slate, we may assume for purposes of this opinion that no such petitions existed.
We are not persuaded by Gonzalez’ contention that, because the plaintiffs had no fraudulent intent, her “interpretation of the statute . . . would satisfy both the concerns of the legislature concerning fraud but at the same time preserve 1he election field for bona fide candidates.” Given the time constraints on elections and the inherent difficulty of establishing subjective intent, it simply would not be feasible to require a registrar to determine that a person who circulated petitions for multiple candidates intended to “siphon” votes away from the strongest rival candidate before rejecting the petitions filed by the person.
As we have indicated, in this case, Surgeon accepted all petitions that were circulated on behalf of Gonzalez before the challenge slate submitted its application for primary petition to Surgeon on July 24, 2007, regardless of whether the petitions were submitted by persons who subsequently circulated petitions for the challenge slate. In doing so, Surgeon followed the advice of the secretary of the state. That action has not been challenged and is not at issue in this appeal. In light of the foregoing analysis, however, we can see no reason to distinguish petitions filed on behalf of Gonzalez before the official creation of tire challenge slate from petitions filed later for purposes of
Gonzalez malees no claim that these definitions provide any support for her claim.
Gonzalez’ claim that there was no dispute in the present case that Clark had no intention of running for the office of mayor is therefore irrelevant.
A candidate’s “placeholder” status simply has no significance under
See
In re Election for Second Congressional District,
231 Conn. 602, 629 n.25, 653 A.2d 79 (1994) (“the usual civil standard of a preponderance of the evidence is the appropriate burden of persuasion” in action brought under
Of course, when choosing between two plausible interpretations of a statute, “one valid and one constitutionally precarious, we will search for an effective and constitutional construction that reasonably accords with the legislature’s underlying intent.” (Internal quotation marks omitted.)
State
v.
Lutters,
270 Conn. 198, 217, 853 A.2d 434 (2004). We have concluded, however, that Gonzalez’ interpretation of