OPINION
MEMORANDUM OPINION 1
I. INTRODUCTION
Petitioner’s Petition for Review of [the Administrative] Denial of Application for Naturalization (the “Petition”) was filed on July 10, 2009. (Doc. No. 1.)
On September 15, 2009, the Respondents filed a Motion to Dismiss for Lack of Jurisdiction Pursuant to Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6) (the “Motion” or “Opening Brief’). (Doc. No. 5.) The Motion has been fully briefed. See Opposition Brief, (Doc. No. 7); Reply Brief, (Doc. No. 8); Petitioner’s Sur-Reply, (Doc. No. 14).
Having considered the parties’ filings, federal constitutional and statutory law and regulations, case law, and persuasive scholarly authority, the Court, for the reasons elaborated below, will DENY the Motion.
II. FACTUAL AND PROCEDURAL BACKGROUND
Petitioner Jose Gonzalez was born in Panama and is a citizen of Spain. He married a U.S. citizen. His wife filed a petition for the adjustment of his status on his behalf and he was granted Lawful Permanent Resident status based on that ap *557 plication. He was subsequently divorced, and, thereafter, filed a petition for naturalization. The United States Citizenship and Immigration Services (“USCIS”) denied his application during 2007 on the grounds that he (аllegedly) made false statements in regard to his prior marriage. He subsequently appealed this decision and exhausted available administrative remedies, 2 when USCIS denied his administrative appeal on June 12, 2009 on the merits. On June 24, 2009, USCIS served a notice to appear (“NTA”) on Petitioner. The NTA charges that Petitioner is removable pursuant to 8 U.S.C. § 1227(a)(1)(B). Furthermore, on June 24, 2009, the NTA was referred to the Immigration Court in Newark, New Jersey. On July 10, 2009, and pursuant to 8 U.S.C. § 1421(c). Petitioner timely sought de novo judicial review of the USCIS’s Junе 12, 2009 denial of his application for naturalization.
It is the Respondents’ contention that this Court lacks subject matter jurisdiction to review the agency’s denial of the naturalization petition when, as here, removal proceedings are pending against the Petitioner. Second, it is also the Respondents’ position that, even if the Court has jurisdiction over the subject matter, this Court cannot grant any relief on these facts. The Respondents characterize such a result as failure to state a claim upon which relief may be granted, although it would seem that the gravamen of the Respondents’ argument is that Petitioner’s cause of action lacks the possibility of redress, and therefore Petitioner’s case cannot meet the elements of Article III standing. 3 Petitioner rejects both of the Respondents’ contentions.
III. STANDARD OF REVIEW
The Respondents’ motion to dismiss is brought pursuant to the provisions of Fed.R.Civ.P. 12(b)(1) (dismissal based on lack of subject matter jurisdiction). In adjudicating a Rule 12(b)(1) motion, “[a court] review[s] only whether the allegations on the face of the complaint, taken as true, allege facts sufficient to invoke the jurisdiction of the district court.” Common Cause of Penn. v. Pennsylvania, 558 F.3d 249, 257 (3d Cir.2009). “[T]he parties invoking the federal courts’ jurisdiction, bear the burden of establishing their standing.” Common Cause of Penn., 558 F.3d at 257.
“Accordingly, unlike a Rule 12(b)(6) motion, consideration of a Rule 12(b)(1) jurisdiction-type motion need not be limited; conflicting written and oral evidence may be considered and a court may decide for itself the factual issues which determine jurisdiction. When resolving a factual challenge, the court may consult materials outside the plеadings ....”
Koronthaly v. L’Oreal USA, Inc.,
Civil Action No. 07-5588,
Respondents’ Motion is also brought pursuant to
Fed.R.Civ.P. 12(b)(6).
This rule provides for the dismissal of a complaint, in whole or in part, if the plaintiff fails to state a claim upon which relief
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can be granted. The moving party bears the burden of showing that no claim has been stated,
Hedges v. United States,
In considering a Rule 12(b)(6) motion to dismiss, the court generally relies on the complaint, attached exhibits, and matters of public record.
Sands v. McCormick,
IV. ANALYSIS
Three statutory provisions are key to adjudicating this case.
First, 8 U.S.C. § 1421(a) provides: “Authority in Attorney General. The sole authority to naturalize persons as citizens of the United States is conferred upon the Attorney General.” Id. (emphasis added).
Second, 8 U.S.C. § 1421(c) provides: “Judicial review. A person whose application for naturalization under this subchaрter is denied, after a hearing before an immigration officer under section 1447(a) of this Title, may seek review of such denial before the United States district court for the district in which such person resides in accordance with chapter 7 of title 5. Such review shall be de novo, and the court shall make its own findings of fact and conclusions of law and shall, at the request of the petitioner, conduct a hearing de novo on the application.”
Third, 8 U.S.C. § 1429 provides: “[N]o application for naturalization shall be considered by the Attorney General if there is рending against the applicant a removal proceeding pursuant to a warrant of arrest issued under the provisions of this chapter or any other Act ....” Id. (emphasis added).
The NTA, which initiates removal proceedings, is a warrant of arrest pursuant to 8 C.F.R. § 818.1. Under Section 1429, it follows that the Attorney General (the “AG”) may not “consider” such a person’s “application for naturalization.” Moreover, Congress has lodged in the AG the “sole” authority to naturalize persons. 8 *559 U.S.C. § 1421(a). On this basis, Respondents argue that if thе AG may not naturalize a person in the midst of removal proceedings, i.e., a person such as the Petitioner, and if the AG is the exclusive authority who may do so because the AG has “sole” authority to naturalize persons, then this Court has no authority to do so. From which it seems to follow that this Court cannot order the AG to naturalize Petitioner. If this Court cannot grant relief, if it cannot neither naturalize Petitioner nor order the AG to do so, then Motion must be granted, and the Petition dismissed.
Petitioner relies on Section 1421(c) which grants this Court jurisdiction of timely filed petitions to review final 4 administrative denials of applications for naturalization. It is not contested that Petitioner filed an administrative application for naturalization; it was finally reviewed by USCIS, and that his petition for judicial review was timely filed. Petitioner argues that no statute expressly divests this Court of jurisdiction under Section 1421 or otherwise. And therefore the Court should proceed to the merits of his petition.
The purported conflict between Sections 1421 and 1429 has divided federal courts since Congress, by statute, took authority to naturalize persons away from the federal courts, which had in times past functioned as immigration courts, and vested the power to naturalize persons in the AG.
See
Immigration Act of 1990 (“IMMACT”), Pub. L. No. 101-649, § 401, 104 Stat. 4978. In regard to the conflict between the two provisions, the Third Circuit has expressly reserved on this question.
See Apokarina v. Ashcroft,
In analyzing the purported conflict bеtween Sections 1421 and 1429, this Court starts with the text. Section 1421(a) grants the AG sole authority to naturalize persons. Section 1421(c) is a clear and express grant of jurisdiction to the District Courts to review
de novo
denials of naturalization applications if timely filed. Arguably, even apart from Section 1429, there is some tension between the two subprovisions of Section 1421. If Section 1421(a) grants the AG sole authority to naturalize persons, then what power may a District Court exercise in reviewing the AG’s denial? If it can only affirm the denial, then judicial review is meaningless and the provision is effectively surplusage, i.e., without effect. Such interpretations are not favored.
See Ki Se Lee v. Ashcroft,
Section 1429 — which provides that “[N]o application for naturalization shall be considered by the Attorney General if there is pending against the applicant a removal proceeding pursuant to a warrant of arrest issued under the provisions of this chapter or аny other Act .... ” — complicates the analysis. This provision does not express
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ly remove jurisdiction from this Court; indeed, it does not even expressly address the courts at all. It is a limitation on the AG’s authority, not the courts’. The Respondents argue that it impliedly terminates this Court’s jurisdiction, where, as here, removal proceedings have begun.
See Abbott Labs. v. Gardner,
Nevertheless the Respondents’ argument that Section 1429 restricts this Court’s Section 1421 jurisdiction is worthy of analysis, if only because any number of our sister courts have agreed with it. Citing Judge Robreno’s district court decision in
Apokarina, supra,
the Respondents arguе that the “scope of [the District Court’s] review cannot be greater than [sic] the Attorney General’s,” and where the Attorney General has been precluded by Section 1429 from reviewing the application for naturalization, it follows that the District Courts are likewise precluded from considering the petition where, as here, removal proceedings are pending. Opening Brief 8. The Respondents have exaggerated the holding of the
Apokarina
court. That District Court held: “It necessarily fоllows that the district court’s scope of review of the denial of a naturalization petition [once removal proceedings have begun], pursuant to section 1421(c), cannot be any greater than the authority of the Attorney General to consider the petition
in the first place.” Apokarina,
The gravamen of the Respondents’ position does not flow from the statutory text; rather, it is more of a legal intuition. The Respondents’ position is that if the AG has no authority to grant the relief sought (by operation of Section 1429) and if the AG is the only authority that has the authority to grant that relief, then this Court cannot grant the relief and it cannot order the AG to do so. This
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argument fails for two reasons. First, as already explаined above, District Courts regularly reverse agency denials of applications for naturalization and do so absent any remand — notwithstanding IMMACT’s provision according the AG “sole” authority to naturalize persons. But even if each and everyone of those courts erred, the Respondents’ argument still fails. If this Court were to reverse the denial and order a remand, i.e., order the AG to naturalize the applicant, such an order would
not
run afoul of the limitation imposed by Section 1429. In the event removal proceedings have been instituted, Section 1429 precludes the AG from “considerfing]” an “application for naturalization.” In the circumstances just described, i.e., if this Court were to reverse the agency decision and order the AG to naturalize the applicant, the AG need not, and, indeed, should not, “consider” the Petitioner’s application. At that juncture, the AG only need “consider” this Court’s order, not the application itself. If the AG believes such an order wеre issued absent subject matter jurisdiction, the AG’s remedy is to seek reconsideration and appellate review before an independent Article III court.
See Durfee v. Duke, 875
U.S. 106, 112,
Indeed, this Court is at somewhat of a loss to understand precisely what Congress intended if it did not intend this result. If Congress wanted to preclude the AG from “granting” citizenship once removal proceedings have begun, then why use the term “consider”? The word “consider” and its variants have deep roots in coordinate federal statutes, rules, and regulations.
See, e.g., United States v. Fleming,
This Court’s opinion is against the weight of appellate authority established in other circuits. For example, in
Zayed v. United States,
[T]he restraints that § 1429 imposes upon the Attorney General prevent a district court from granting effective relief under § 1421(c) so long as removal proceedings are pending. The exclusive power to naturalize aliens rests with the Attorney General, as we have seen, and § 1429 bars the use of that power while removal proceedings are pending. In the case before us, then, the district court could not properly have ordered the Attorney General to grant Ms. Zayed’s application for naturalization. And the district court could not properly have entered an order granting the application without reference to the Attorney General, Congress having decided that it would be the Attorney General who should have “sole authority to naturalize persons....” See 8 U.S.C. § 1421(a).
Id.
at 906 (footnote omitted);
see also Ajlani v. Chertoff,
To sum up, federal district courts have, on occasion, held that notwithstanding the AG’s having the “sole” authority to natu
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ralize an applicant, a district court may naturalize a person under Section 1421 (c)’s grant of jurisdiction. But even if that is not the case, even if a district court must remand to the AG who always retains the sole рower to naturalize applicants, this Court may issue a remand order to the AG requiring the AG to naturalize an applicant,
notwithstanding the start of removal proceedings,
because such an order (should it be issued) does not require the AG to “consider” the Petitioner’s application.
See De Lara Bellajaro v. Schiltgen,
V. CONCLUSION
For the reasons elaborated above, the Court DENIES the Motion.
An appropriate order accompanies this memorandum opinion.
. For the convenience of the reader of this document in electronic format, hyperlinks to the Court’s record and to authority cited herein may be inserted. No endorsement of any provider of electronic оr other resources is intended by the Court’s practice of using hyperlinks.
Notes
. Respondents do not contest that Petitioner exhausted the administrative review process.
.
See, e.g., Sprint Commc’ns Co. v. APCC Servs., Inc.,
.
See, e.g., Gizzo v. INS,
. Generally, scholarly treatises support the Kestelboym approach. See, e.g., 3A C.J.S. Judicial Review § 1912 (2009) (explaining that pending removal proceedings and Section 1429 do not strip the District Courts of jurisdiction to review a final administrative denial of a naturalization application); Richard D. Steel, Steel on Immigration Law § 15:23 (2d ed. 2009) (same); cf. U.S. Citizenship & Naturalization Handbook § 8:30 (2009) (suggesting that the District Courts retain jurisdiction notwithstanding pending removal proceedings and Section 1429, but that the majority view, in such circumstances, is that the District Courts lack an effective remedy).
.Courts which hold that Section 1429 trumps Section 1421 are divided as to the effect of the interplay of the two statutory provisions. Some hold that the District Courts are stripped of subject matter jurisdiction, others hold that the District Court has jurisdiction over the subject matter, but that where administrative denial of the naturalization application was on the merits, the District Court has no effective remedy and, therefore, must dismiss on that basis.
. See generally Restatement (Second) of Judgments § 12 (1982) ("When a court has rendered a judgment in a contested action, the judgment precludes the parties from litigating the question of the court’s subject matter jurisdiction in subsequent litigation except if: (1) The subject matter of the action was so plainly beyond the court's jurisdiction that its entertaining the action was a manifest abuse of authority; or (2) Allowing the judgment to stand would substantially infringe the authority of another tribunal or agency of government; or (3) The judgment was rendered by a court lacking capability to make an adequately informed determination of a question concerning its own jurisdiction and as a matter of procedural fairness the party seeking to avoid the judgment should have opportunity belatedly to attack the court's subject matter jurisdiction.”); William Baude, The Judgment Power, 96 Geo. L.J. 1807 (2008).
