OPINION AND ORDER
I. INTRODUCTION
Before the Court is the Defendant’s motion in limine to strike a letter written by psychiatrist Dr. Edmundo Rivera, who is called as a witness in this case in his capacity as the Plaintiffs treating physician, and to compel Dr. Rivera to produce an expert report as per Rule 26 of the Federal Rules of Civil Procedure. The Defendant contends that the letter, which accompanies the Plaintiffs medical records from the Orlando clinic where she was treated, is an attempt by the Plaintiff to introduce an expert report while skirting the requirements for the use of expert testimony stated in Rule 26 of the Federal Rules of Civil Procedure.
The facts leading to this conundrum are as follows: On May 9, 2004, American Eagle flight 5401, on which Plaintiff Martha Gonzá-lez was a passenger, made a hard landing at San Juan’s Luis Muñoz Marín International Airport, causing severe damage to the airplane. Plaintiff González is suing Defendant Executive Airlines, Inc., claiming that, due to the trauma she experienced during said hard landing, she has been suffering from the effects of Post-Traumatic Stress Disorder (“PTSD”).
Plaintiff González does not intend to present an expert witness as part of her case. Instead, she intends to rely on the testimony
II. ANALYSIS
A. LEGAL STANDARD
Subdivision (a) of Federal Rule of Civil Procedure 26 was added to Rule 26 in 1993 in order to “accelerate the exchange of basic information about the case and to eliminate the paper work involved in requesting such information, and the rule should be applied in a manner to achieve those objectives.” Fed. R.Civ.P. 26(a) Advisory Committee’s note to the 1993 amendments. Specifically, the Advisory Committee’s notes state that subdivision (a)(2) “imposes an additional duty to disclose information regarding expert testimony sufficiently in advance of trial that opposing parties have a reasonable opportunity to prepare for effective cross examination and perhaps arrange for expert testimony from other witnesses.” Fed.R.Civ.P. 26(a)(2) Advisory Committee’s note to the 1993 amendments. Rule 26 places on litigants an affirmative duty to furnish, in advance of trial, the name of each individual likely to have discoverable information that the disclosing party may use to support its claims or defenses and to identify the subjects of the information. Fed.R.Civ.P. 26(a)(1)(A). The rule also establishes more stringent requirements in the case of witnesses that are presented for the purpose of offering expert testimony. In addition to the requirements set forth in 26(a)(1)(A), Rule 26 requires the disclosure of the identity of “any person who may be used at trial to present evidence under Rules 702, 703, and 705 of the Federal Rules of Evidence the disclosure of a witness,” Fed.R.Civ.P. 26(a)(2)(A), and requires that the disclosure of a witness who is retained or specially employed to provide expert testimony in the case be accompanied by a written report prepared and signed by the witness. Fed.R.Civ.P. 26(a)(2)(B). This provision was added to Rule 26 because “the information disclosed under the former rule in answering interrogatories about the ‘substance’ of expert testimony was frequently so sketchy and vague that it rarely dispensed with the need to depose the expert and often was of little help in preparing for a deposition of the witness.” Fed.R.Civ.P. 26(a)(2)(B) Advisory Committee’s note to the 1993 amendments.
To further the goal of helping the parties to more efficiently prepare for trial, the written report required by Rule 26(a)(2)(B) must contain a complete statement of all opinions to be expressed and the basis and reasons therefor, the data or other information considered by the witness in forming the opinions, any exhibits to be used as a summary of or support for the opinions, the qualifications of the witness, including a list of all publications authored by the witness within the preceding ten years, the compensation to be paid for the study and testimony, and a listing of any other cases in which the witness has testified as an expert at trial or by deposition within the preceding four years. Fed.R.Civ.P. 26(a)(2)(B).
B. INTERPRETATION OF THE LAW BY THE COURTS
As the United States Court of Appeals for the First Circuit has held,
Rule 26 uses the term expert “to refer to those persons who will testify under Rule 702 of the Federal Rules of Evidence with respect to scientific, technical, and other specialized matters.” Fed.R.Civ.P. 26(a)(2) Advisory Committee’s note to the 1993 amendments. That definition does*76 not encompass a percipient witness who happens to be an expert. If the individual is not providing testimony under Rule 702, he is not an expert witness for the purpose of Rule 26. See Id.
Gómez v. Rivera Rodríquez,
The drafters of Rule 26 foresaw the possibility of confusion as to the applicability of the provisions of Rule 26 requiring expert reports, and the same is addressed in the Advisory Committee’s notes to the 1993 amendments to Rule 26, which explain that
[Rule 26] continue^] to use the term “expert” to refer to those persons who will testify under Rule 702 of the Federal Rules of Evidence with respect to scientific, technical, and other specialized matters. The requirement of a written report in paragraph (2)(B), however, applies only to those experts who are retained or specially employed to provide such testimony in the case or whose duties as an employee of a party regularly involve the giving of such testimony. A treating physician, for example, can be deposed or called to testify at trial without any requirement for a written report.
Fed.R.Civ.P. 26(a)(2) Advisory Committee’s note to the 1993 amendments (emphasis added). As is stated in the advisory committee’s notes, the expert report requirement imposed by Rule 26 is directed at witnesses retained or specially employed to provide testimony of the nature described in Rule 702 of the Federal Rules of Evidence.
The distinction drawn here is subtle but important, and it was relied upon without reservation by the First Circuit in the Gómez ruling, which held that Luis Piñot (“Piñot”),
was a direct participant in the events at issue, and the record confirms that his testimony was offered to that end. Like the testimony of a treating physician, Piñot’s testimony would have been based on personal knowledge acquired before any litigation had begun. He was an actor with regard to the occur*77 rences from which the tapestry of the lawsuit was woven, and the defendants sought to present his testimony on that basis.
Gómez,
The difference lies in the nature of the witness’s involvement in the case and the nature of the testimony the parties intend for the witness to proffer, even, as in Gómez, regardless of the witness’s partiality in a political discrimination case. Under Rule 26 and the interpretation thereof in the First Circuit’s opinion in Gómez, a treating physician is an actor in the factual narrative of the case. In the instant case, Dr. Edmundo Rivera is the psychiatrist who allegedly has been treating Plaintiff González for the PTSD that she claims was caused by the hard landing of flight 5401. As such, in accordance with Gómez, he has functioned as a direct participant in the events at issue. His role can be best characterized, in the words of the First Circuit, as that of “an actor with regards to the occurrences from which the tapestry of the lawsuit was woven.” Id. This interpretation of Rule 26 is not exclusive to the First Circuit. A variety of courts have ruled that a treating physician, testifying as to his consultation with or treatment of a patient, is not an expert witness under Rule 26. See Id.; see also, e.g., Rogers v. Detroit Edison Co.,
Because treating physicians are generally presented to provide testimony arising from their roles as actors in the events giving rise to the litigation, they are treated as fact witnesses and are not subject to the more stringent requirements that Rule 26 creates for expert witnesses, the essential point of analysis being the essence of the proffered testimony. See Gómez,
As the District Court of Kansas succinctly put it,
To the extent that the treating physician testifies only as to the care and treatment of his/her patient, the physician is not to be considered a specially retained expert notwithstanding that the witness may offer opinion testimony under Federal Rules of Evidence 702, 703 and 70S. However, when the physician’s proposed opinion testimony extends beyond the facts made known to him during the course of the care and treatment of the patient and the witness is specially retained to develop specific opinion testimony, he becomes subject to the provisions of Federal Rule of Civil Procedure 26(a)(2)(B). The determinative issue is the scope of the proposed testimony. (Emphasis added.)
Wreath v. U.S.,
C. POST-TRAUMATIC STRESS DISORDER
The plaintiff alleges that the treating physician in this case diagnosed her with post-traumatic stress disorder. Because of its very nature, post-traumatic stress disorder is difficult for juries to understand from doctors’ notes, and might necessitate the development of testimony through a more complete expert report. Because of this situation, we discuss more fully the medical and legal intricacies of post-traumatic stress disorder as follows.
Because mental disorders such as post-traumatic stress disorder manifest themselves primarily in behavioral ways, the diagnosis of such disorders necessarily relies more heavily on the opinion of the treating physician than a more tangible malady, such as a bone fracture or an infection. Therefore, at this point, the Court finds that it would be illuminating to examine the issue that lies at the root of the current controversy in this matter, which is the necessarily ephemeral nature of the diagnosis of the psychological disorder known as post-traumatic stress disorder (“PTSD”). PTSD is the designation assigned to a group of certain identifiable symptoms in the fourth edition of the Diagnostic and Statistical Manual of the American Psychiatric Association (“DSM-IV”).
Stress reactions have been noted and studied, generally focusing on military personnel, dating as far back to the American Revolutionary War, when Dr. Benjamin Rush, signer of the Declaration of Independence and writer of the first American preventive-medicine text for Army physicians, noted it in his work; the symptoms of what is now generally referred to as PTSD were known during the First World War as “shell shock” and were recognized to affect even those soldiers who did not fight on the front lines and those who did not suffer physical wounds. Id. A variety of studies conducted in the 1970’s on Vietnam War veterans led researchers to theorize that there was a common pattern of psychic reaction to traumatic events, and further studies bore out the conclusion that noncombat traumatic events such as concentration-camp internments, natural disasters, and violence tended to produce stress reactions in subjects. Id.
According to the DSM-IV,
PTSD is a syndrome comprising three clusters of signs and symptoms: (1) repeatedly reexperiencing the trauma (Criterion B: e.g., intrusive recollections of the event, nightmares); (2) avoidance of activities and stimuli associated with the trauma and emotional numbing (Criterion C: e.g., difficulty experiencing positive emotions); and (3) heightened arousal (Criterion D: e.g., irritability, exaggerated startle reflex). The disorder can only be diagnosed if a person has been exposed to an event*80 that qualifies as a “traumatic” stressor (Criterion A). The symptoms must persist for at least one month (Criterion E) and must cause distress or impairment (Criterion F).
Richard J. McNally, Conceptual Problems with the DSM-IV Criteria for Posttraumatic Stress Disorder, in Post-traumatic Stress Disorder: Issues and Controversies at 2 (G.M. Rosen ed.2004) (hereinafter “McNally”), citing DSM-IV (internal citations omitted).
Although debate about the diagnosis still persists, post-traumatic stress disorder has generally become accepted within the psychiatric and psychological community. “The existence of the DSM [IV] and its general acceptance in psychology indicate that PTSD has been exposed to objective scientific scrutiny and empirical verification.” Chapman v. State,
However, the Court here takes this opportunity to place more emphasis on the fact that there are still serious misgivings within the psychiatric community over the validity of the PTSD diagnosis. “Controversy has haunted the diagnosis of posttraumatic stress disorder (PTSD) ever since its appearance in the third edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM-III; American Psychiatric Association [APA], 1980) ... [E]arly twenty-first century scholars are raising fresh questions about the syndromic validity of PTSD.” McNally
D. DISCUSSION
The issue of whether a treating physician should be bound by the expert witness re
The apparent overlap between a doctor’s role as an expert and exclusively as a treating physician is especially present in a situation such as that in the instant case, where the physician in question treated the Plaintiff for a psychological condition. This situation differs from one where a physician treats a physical ailment because in the case of a physical ailment, there is much less room for varying interpretations as to the nature of the condition. For example, were the condition at issue in this case something such as a broken bone, there would be no room for debate as to what the ailment was: the fracture would be visibly verifiable either from a visual inspection of the patient or of an x-ray taken; once the fracture is confirmed, the diagnosis of the problem as a bone fracture follows logically therefrom. While there may be several treatment options for such a condition, there is little room to doubt the nature of the injury.
In the instant case, the injury in question is a mental one, and, as such, it is natural that the Defendant in this matter feels compelled to question the basis for the diagnosis made by Dr. Rivera. The requirement of a thorough expert report under these circumstances would seem to be the best way to enable the opposing party to adequately prepare for trial, especially since this case involves a diagnosis of PTSD, for the reasons discussed above. The nature of the treating physician’s treatment, after all, is to determine a diagnosis and a prognosis, which is the basis of expert opinion. However, as is clear from the case law cited above, just because a diagnosis for PTSD necessarily relies on the opinion formed by the treating physician, the expert report requirement of Rule 26(a)(2)(B) is not triggered, since an opinion formed in the course of treatment is a necessary part of said treatment. See Baker,
In the instant ease, the Plaintiff has not identified Dr. Rivera as an expert but rather as a treating physician. Therefore, so long as the testimony of Dr. Rivera is limited to the topics of the nature and treatment of Plaintiff Gonzalez’s psychological condition, and the opinions that he presents are limited to those he formed as part of his treatment of the patient, Dr. Rivera need not file an expert report as required by Rule 26(a)(2)(B).
Pursuant thereto, the Court hereby DENIES Defendant Executive Airlines, Inc.’s oral motion to compel Dr. Edmundo Rivera to file an expert report pursuant to Rule 26(a)(2)(B) of the Federal Rules of Civil Procedure.
However, the Court now refers to its discussion, supra at C, about the debate over the validity of the diagnosis of PTSD. The import of this debate is that it forces the Court to be particularly wary of when plain
Therefore, the Court’s ruling denying Defendant’s motion to compel Dr. Rivera to produce an expert report does not leave the Defendant unprotected. Dr. Rivera’s testimony need not take the Defendant by surprise during the trial, as he has the right to send interrogatories and to depose Dr. Rivera as to the nature of the testimony he intends on giving, the contents of the report on treatment that Dr. Rivera has already provided, as well as the information that he would be compelled to disclose under Rule 26, such as the nature of his opinions as to the Plaintiffs condition, his basis for reaching said conclusions and the cause of the injury, the data or information he relied on in reaching said conclusions, his professional qualifications, any publications he has authored on pertinent topics, his compensation for treating the Plaintiff and for participating in this litigation, if any, and the identification of any other cases in which he has testified or been deposed, if any.
Furthermore, the Court hereby STRIKES from the record the reports written by Dr. Edmundo Rivera and Julie Harper, L.C.S.W., which accompany the Plaintiffs medical record from the Orlando Regional Behavioral Healthcare Group. These reports, which were written in January of 2005, after the filing of the Complaint in this matter, are written in letter form (they are addressed “To Whom It May Concern”) and are not a proper part of the Plaintiffs medical record, and instead appear to have been composed for the purposes of this litigation, which places them outside the scope of testimony arising from the treatment of the Plaintiff. As the Advisory Committee notes to 26(a)(2)(B) state, “the requirement of a written report in paragraph (2)(B), however, applies only to those experts who are retained or specially employed to provide [scientific] testimony in the case.”
Dr. Rivera’s letter states that he has known Plaintiff González since he first evaluated her on June 10, 2004. It goes on to state that “In [his] opinion, this patient has symptoms consistent with severe post traumatic stress disorder which is directly related to the aviation accident she was involved in as a passenger on an American Airlines flight from Mayaguez to San Juan, Puerto Rico on May 9, 2004.” Dr. Edmundo Rivera’s report at 1. The letter states some of her symptoms, including nightmares, flashbacks, panic attacks, and depression, and lists several medications he has prescribed her. Id. Julie Harper’s report states essentially the same thing, adding that Plaintiff González was referred to her by Dr. Rivera, and that the Plaintiff at one point had suicidal thoughts. Julie Harper’s report at 1. Both reports state that the Plaintiff has shown little improvement during treatment and recommend further therapy.
The reports from Dr. Rivera and Ms. Harper are not an official part of the Plaintiffs
IT IS SO ORDERED AND ADJUDGED.
Notes
. Rule 702 of the Federal Rules of Evidence states that
[i]f scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise, if (1) the testimony is based upon sufficient facts or data, (2) the testimony is the product of reliable principles and methods, and (3) the witness has applied the principles and methods reliably to the facts of the case.
Fed.R.Evid. 702.
. Defendant José A. Rivera Rodriguez, the Popular Democratic Party ("PPD”) Mayor of the Municipality of Gurabo at the time of the facts at issue in Gómez, whose party had recently come to power, consulted Piñot, a known PPD member who was then the deputy secretary for legal affairs and norms for the Puerto Rico Department of Labor and Human Resources ("DLHR"), on the issues of law regarding the hiring of employees under Puerto Rico's Law 52, 29 P.R. Laws Ann. § 711c(a), a statute intended to create employment opportunities at the local level with the purpose of ameliorating unemployment. The parties in Gómez presented Piñot as a fact witness, but the District Court, concerned that his testimony was “in actuality that of an expert," excluded his testimony for failure to comply with the requirements of Rule 26 pertaining to expert witnesses. See Gómez,
. It should be noted that the Seventh Circuit recently noted that Patel was superseded by the 1993 amendments to Rule 26. See Musser v. Gentiva Health Servs.,
. American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (4th ed. text rev.2000).
. Dr. Richard J. McNally, of the Department of Psychology of Harvard University, served as a member of the DSM-IV PTSD Committee, participating in debate regarding the merits of changes in the criteria for the diagnosis.
