I. INTRODUCTION
In February of 2015, Emilio Gonzalez claims that he spoke out against corruption and discrimination in the Office of the Comptroller of the City of New York. His conduct put a bullseye on his back within the office and inspired his coworkers to launch a campaign to end his fourteen-year career in civil service. In response to his coworkers' behavior, Mr. Gonzalez filed this lawsuit, asserting-among others-claims of discrimination, retaliation, and hostile work environment. The defendants have moved to dismiss. Because Mr. Gonzalez fails to allege that the conduct that he complains of was motivated by his membership in protected groups, the defendants' motion to dismiss is granted in part.
II. BACKGROUND
A. Mr. Gonzalez Uncovers the Alleged Corruption, Reports it, and is Demoted
Emilio Gonzalez ("Mr. Gonzalez" or "Plaintiff") is a Hispanic-American male who is over forty years old
In the Comptroller's Office, Mr. Gonzalez worked with a number of co-workers who he has named as defendants in this suit. At all times relevant to this case, Mr. Gonzalez worked with Seunghwan Kim, who was an assistant comptroller and Mr. Gonzalez's superior. Id. at ¶ 12. Mr. Gonzalez also worked with James Cox, who served as the director of settlements and adjudications in the Bureau of Law and Adjustments (the "Bureau") of the Comptroller's Office. Id. at ¶ 14. Mr. Cox was subordinate to Mr. Kim, but senior to Mr. Gonzalez. Id. Mr. Gonzalez also worked with Katherine Reilly, who served as deputy director of settlements and adjudications in the Bureau of the Comptroller's Office. Id. at ¶ 16. Ms. Reilly was also senior to Mr. Gonzalez, but subordinate to Mr. Cox and Mr. Kim. Id. at ¶¶ 15,17. The final employee that Mr. Gonzalez worked with and identifies as a defendant is Maria Maglio-Scotti. Id. at ¶ 18. Ms. Maglio-Scotti was chief of the motor vehicles unit in the Bureau of the Comptroller's Office and was also senior to Mr. Gonzalez. Id.
Mr. Gonzalez contends that the conduct giving rise to his case derives from his efforts to shine a light on corruption within the Comptroller's Office. Specifically, Mr. Gonzalez alleges that, from the time that Mr. Kim was appointed assistant comptroller through January 2016, he personally informed Mr. Kim that employees in the Department of Education (the "DOE") were intentionally altering claim dispositions to reflect higher rates and speed of performance. Id. at ¶ 25. Mr. Gonzalez also asserts that he told Mr. Kim that DOE employees were in the habit of settling cases without proper investigation. Id. According to Mr. Gonzalez, Mr. Kim failed to act and said that "he did not care so long as the cases were moving and the statistics were high." Id. Mr. Gonzalez alleges that Mr. Cox and Ms. Reilly also exhibited indifference to misdeeds within the Comptroller's Office. With respect to Mr. Cox and Ms. Reilly, Mr. Gonzalez claims "it was clear ... that they wanted cases disposed of, not based on merit but upon political considerations[,] which made the Comptroller look good in the eyes of the public and his political supporters." Id. at ¶ 26.
In February 2015, Mr. Gonzalez was promoted and became the division chief of the property damage division. Id. at ¶ 28. Mr. Gonzalez contends that Mr. Kim asked him to terminate Luc Pierre, a black employee in the division, "because he was making more money than any of his colleagues." Id. Mr. Gonzalez claims that he asked Mr. Kim whether he wanted to fire Mr. Pierre because of his race and-according to Mr. Gonzalez-Mr. Kim responded, "yes." Id. Because Mr. Gonzalez found nothing to warrant Mr. Pierre's termination and, furthermore, because he "felt it would be wrong to terminate [him] simply because" of his race, Mr. Gonzalez refused to fire Mr. Pierre as Mr. Kim instructed. Id. at ¶ 29.
During his tenure as division chief, Mr. Gonzalez also represents that he brought practices within the Comptroller's Office that he believed were prohibited by the New York City Charter, the NYC Conflicts of Interest Board, and by state and federal laws to the attention of Mr. Kim,
In August 2015, Mr. Gonzalez applied for a position as the deputy director of settlements and adjudications, but was not selected for the job. Id. at ¶ 35. Mr. Gonzalez claims that a "white female candidate with inferior credentials" was selected for the position. Id. On January 15, 2016-less than one year after his promotion to division chief-Mr. Gonzalez was demoted to a position with a reduced salary and lesser responsibilities. Id. at ¶ 36. In this demoted position, Mr. Gonzalez claims that he that he had fewer responsibilities than when he began in the Comptroller's Office in 2002. Id. at ¶ 37.
Mr. Gonzalez posits that he was demoted because he refused to settle claims based on political considerations and without proper evaluation and investigation and, furthermore, because he refused to terminate Mr. Pierre as Mr. Kim had directed. Id. at ¶ 38. Before his demotion in January 2016, Mr. Gonzalez never had any performance issues. Id. at ¶ 39. Although he was told that his demotion represented a broader reorganization strategy, Mr. Gonzalez argues that the Comptroller's Office has a pattern and practice of discriminating against older employees of color.
B. Mr. Gonzalez Files Complaints About Alleged Retaliation and is Eventually Terminated
On September 21, 2016, Mr. Gonzalez filed an internal grievance (the "Internal Grievance") against Mr. Kim, Mr. Cox, Ms. Reilly, and Ms. Maglio-Scotti (collectively, the "Individual Defendants"). Id. at ¶ 48. In the Internal Grievance, Mr. Gonzalez accused the Individual Defendants of unlawfully discriminating and retaliating against him for his refusal to participate in the fraudulent and improper settlement of claims. Id. Two months later-in November 2016-Mr. Gonzalez filed an unlawful discrimination and retaliation complaint with the Equal Employment Opportunity Commission (the "EEOC Complaint").
After his filing of the Internal Grievance, the EEOC Complaint, and the DOI
C. Mr. Gonzalez's Lawsuit
Mr. Gonzalez filed this lawsuit in August 2017, after the Individual Defendants filed the Employee Misconduct Charges. In the operative complaint-the TAC-Mr. Gonzalez asserts a litany of claims and names the Individual Defendants in their personal and official capacities as well as the City of New York (the "City") as defendants (collectively, the "Defendants"). In count one, Mr. Gonzalez asserts a claim of retaliation under
III. PROCEDURAL HISTORY
Mr. Gonzalez filed his initial complaint on August 25, 2017. Dkt. No. 1. On December 4, 2017, the Defendants requested a pre-motion conference for leave to file a motion to dismiss. Dkt. No. 30. Two days later, the Court granted Defendants leave to file a motion to dismiss. Dkt. No. 31. In response, Mr. Gonzalez sought leave to file an amended complaint. The Court granted Mr. Gonzalez's request and he filed his amended complaint on December 7, 2017. Dkt. No. 33. Again, the Court granted Defendants leave to file a motion to dismiss and Defendants filed their motion on March 9, 2018. Dkt. No. 44. Mr. Gonzalez again sought leave to file an amended complaint, which the Court granted. Dkt. No. 52. On April 18, 2018, Mr. Gonzalez submitted a second amended complaint. Dkt. No. 53. Defendants sought leave to dismiss the second amended complaint, Dkt. No.54, which again prompted Mr. Gonzalez to seek leave to amend. The Court granted Mr. Gonzalez leave to amend the second
In the Motion to Dismiss, Defendants seek to dismiss Mr. Gonzalez's: i) claims asserted under § 1981 ; ii) claims brought under § 1983 asserted against the City; iii) claims of discrimination and retaliation brought under § 1983 against the Individual Defendants; iv) claims of retaliation and discrimination asserted under the NYCHRL against the Individual Defendants; v) claims of hostile work environment as asserted under § 1983 and the NYCHRL against the Individual Defendants; vi) claim of disability discrimination as asserted under the NYCHRL against the Individual Defendants; and vii) claim of First Amendment retaliation.
IV. LEGAL STANDARD
To survive a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), "a complaint must allege sufficient facts, taken as true, to state a plausible claim for relief." Johnson v. Priceline.com, Inc. ,
A. Mr. Gonzalez's Claims Under § 1981
Mr. Gonzalez asserts claims of retaliation, discrimination, hostile work environment, and constructive discharge under § 1981. In Duplan v. City of New York , however, the Second Circuit held that " § 1981 does not provide a separate private right of action against state actors."
Defendants ask this Court to dismiss the litany of claims Mr. Gonzalez asserts under § 1981 on these grounds. Mr. Gonzalez raises two counterarguments in response. First, Mr. Gonzalez contends that Duplan only requires the Court to dismiss the claims that he asserts against the City, not against the Individual Defendants because, he contends, Duplan 's holding is limited to municipalities. See Dkt. No. 87, Plaintiff's Memorandum of Law in Opposition to Defendants' Motion to Dismiss ("Plaintiff's Opposition") at 6. On this point, the Court disagrees. In Duplan , the Second Circuit made clear that " § 1981 does not provide a separate private right of action against state actors. "
As his second counterargument, Mr. Gonzalez argues that Duplan does not preclude him from asserting claims under § 1981 against the Individual Defendants in their individual capacities. See Plaintiff's Opposition at 6. Again, this argument falls short. In Jett v. Dallas Indep. Sch. Dist. , the Supreme Court held that "the express action at law provided by § 1983 for the deprivation of any rights, privileges, or immunities secured by the Constitution and law, provides the exclusive federal damages remedy for the violation of the rights guaranteed by § 1981 when the claim is pressed against a state actor."
B. Mr. Gonzalez's Claims Under § 1983
Section 1983 provides a private right of action against any person who, acting under color of state law, causes another person to be subjected to the deprivation of rights under the Constitution or federal law. See
i. Section 1983 Claims against the City
In the TAC, Mr. Gonzalez asserts two claims against the City under § 1983. In count four, he asserts a retaliation claim against the City, alleging that it "ha[s] continued to retaliate against [him] by either providing the information with which to charge [him] with incompetence before OATH, or providing testimony before OATH, and seeking to terminate [him] from his employment and civil service career." TAC at ¶ 79. Mr. Gonzalez claims, in count seven, that the City retaliated against him by terminating him. See
Mr. Gonzalez's claims against the City under § 1983 fail for at least two reasons. As an initial matter, Mr. Gonzalez abandoned these claims. In their Memorandum of Law, Defendants argue that the Court should dismiss Mr. Gonzalez's claims against the City under § 1983 because he failed to plead that the challenged actions were part of a municipal policy, practice, or custom, or that any of the Individual Defendants were municipal policymakers, as required under Monell . See Dkt. No. 86 Defendants' Memorandum of Law in Support of Motion to Dismiss ("Defendants' Memorandum") at 10-12. In his opposition, Mr. Gonzalez fails to respond to this argument. As a result, Mr. Gonzalez has abandoned these claims. See, e.g., Sanchez v. City of NY , No. 15 Civ. 9940,
Second, even if Mr. Gonzalez has not abandoned these claims, the TAC fails to state a claim against the City under § 1983. Under § 1983, municipalities are not vicariously liable for their employees' actions. Connick v. Thompson ,
A plaintiff may satisfy the "policy or custom" prong in one of four ways: by alleging the existence of 1) a formal policy, see Monell v. Dep't of Soc. Servs. of City of New York ,
Here, Mr. Gonzalez's Monell claims fall woefully short. The TAC fails to provide factual allegations in connection with the § 1983 claims that he asserts against the City in counts four and seven. The TAC takes no steps toward articulating any of the four ways to satisfy the "policy or custom" prong required to state a claim under § 1983 against a municipality. See TAC ¶¶ 77-84, 100-04. Accordingly, Defendants' motion to dismiss Mr. Gonzalez § 1983 claims asserted against the City as articulated in counts four and seven is GRANTED. The Court grants Mr. Gonzalez leave to replead counts four and seven with respect to the City. See Cruz v. TD Bank, N.A. ,
ii. Section 1983 Claims against the Individual Defendants in their Official Capacities
In the TAC, when describing his claims under § 1983, Mr. Gonzalez explains that he "brings these claims against the individual defendants in both their individual and official capacities." TAC at ¶ 6. However, because Mr. Gonzalez does not properly plead claims under § 1983 to impose liability on individual, municipal-employee defendants in their official capacities, the entirety of his § 1983 claims against the Individual Defendants in their official capacities fail.
Here, the Court cannot identify a single allegation in the TAC that contends that the Individual Defendants carried out the conduct for which Mr. Gonzalez seeks to impose liability under § 1983 pursuant to a municipal policy or custom. Therefore, the entirety of Mr. Gonzalez's claims against the Individual Defendants in their official capacities fail as pleaded. Accordingly, Defendants' motion to dismiss Mr. Gonzalez claims under § 1983 against the Individual Defendants in their official capacities as articulated in counts one through seven is GRANTED. See Voltaire v. Westchester Cty. Dep't of Soc. Servs. , No. 11-CV-8876 (CS),
iii. Section 1983 Claims against the Individual Defendants in their Individual Capacities
To state a claim for relief under § 1983 against individual defendants that will withstand a motion to dismiss, a plaintiff must allege that: "(1) the [i]ndividual [d]efendants were acting under color of state law, and (2) the [i]ndividual [d]efendants' conduct deprived [the plaintiff] of a constitutional or a federal statutory right." Bermudez v. City of New York ,
Defendants ask the Court to dismiss Mr. Gonzalez's claims of discrimination, retaliation, hostile work environment, and deprivation of due process asserted against the Individual Defendants under § 1983. The Court evaluates these claims below.
1. Discrimination
In the TAC, Mr. Gonzalez asserts claims of discrimination in counts two and five. In
a. Disability Discrimination
To the extent that Mr. Gonzalez seeks to assert a claim of disability discrimination under § 1983, that effort fails. Claims of disability discrimination are not actionable under § 1983. See Bd. of Trs. v. Garrett ,
b. Age and Race Discrimination
"[T]he Equal Protection Clause bars the government from selective adverse treatment of individuals compared with other similarly situated individuals if such selective treatment was based on impermissible considerations such as race...." Bizzarro v. Miranda ,
As stated above, when drawing all reasonable inferences in Mr. Gonzalez's favor, the TAC can also be read to suggest that Mr. Gonzalez experienced discrimination based on his age. It is an open question in this Circuit whether age discrimination is an appropriate basis for a § 1983 cause of action, especially in the absence of an ADEA cause of action. See Shein v. New York City Dep't of Educ. , No. 15-cv-4236,
To state a claim of discrimination under § 1983, a plaintiff must allege two elements: "(1) the employer discriminated against him (2) because of his race, color, religion, sex, or national origin."
The Court has considered the allegations that Mr. Gonzalez presents with respect to each of the Individual Defendants. The TAC provides the greatest detail with respect to Mr. Kim, but still fails to allege his personal involvement in any of the constitutional deprivations that Mr. Gonzalez claims that he experienced. As explained above, Mr. Gonzalez alleges that Mr. Kim instructed him to fire Mr. Pierre because of his race and, furthermore, that he disparately treated older, non-white employees. See TAC at ¶¶ 28-29, 41-42,45-47. Still, the TAC does not allege that Mr. Kim was personally involved in Mr. Gonzalez's demotion, in his failure to be promoted, or in any other conduct that can be construed as discriminatory. See TAC at ¶¶ 35-38. The other allegations that Mr. Gonzalez describes that involve Mr. Kim are cursory, non-specific, and, therefore, fail to adequately plead his personal involvement. Mr. Gonzalez contends, for example, that "the Comptroller's Office ha[d] a pattern and practice of discrimination against older employees of color, especially since [Mr.] Kim became an [a]ssistant [c]omptroller." TAC at ¶ 41. Similarly, Mr. Gonzalez contends that Mr. Kim "aided and abetted [his] demotion and salary cut." TAC at ¶ 42. These allegations do not adequately plead Mr. Kim's personal involvement. See, e.g., Guzman v. City of New York , No. 10 Civ. 1048 (DLC),
The TAC provides far less detail with respect to how the other Individual Defendants allegedly discriminated against Mr. Gonzalez because of his age or his race. Mr. Gonzalez represents that, after his demotion, the Individual Defendants "offered differing justifications for their action." TAC at ¶ 40. To the extent that Mr. Gonzalez includes this detail to allege that the Individual Defendants' were personally involved in the discriminatory decision to demote him, this allegation fails to reach the required level of specificity. See Guzman ,
Mr. Gonzalez asserts a host of retaliation claims against the Individual Defendants under § 1983. See TAC at ¶¶ 58-67, 68-84, 88-98. In the Motion to Dismiss, Defendants move to dismiss the entirety of these claims. For the reasons explained below, the Court concludes that Mr. Gonzalez has adequately pleaded claims of retaliation against the Individual Defendants under § 1983 so as to survive the Motion to Dismiss.
a. Fourteenth Amendment Retaliation Claims
To establish a prima facie case of unlawful retaliation under § 1983, "an employee must show that (1) he [or she] was engaged in protected activity; (2) the employer was aware of that activity; (3) the employee suffered a materially adverse action; and (4) there was a causal connection between the protected activity and that adverse action." Rivera v. Rochester Genesee Reg'l Transp. Auth. ,
Though "the Second Circuit Court of Appeals has declined to draw 'a bright line to define the outer limits beyond which a temporal relationship is too attenuated to establish a causal relationship between the exercise of a federal constitutional right and an allegedly retaliatory action,' " decisions by judges in this District have inferred a causal relationship when three or fewer months have elapsed. Lewis v. Roosevelt Island Operating Corp. ,
Mr. Gonzalez engaged in protected activity by filing the Internal Grievance on September 21, 2016, which reported that the Individual Defendants falsely settled claims in a manner that disproportionally benefitted Caucasians. See Vega ,
Mr. Gonzalez contends that the Individual Defendants retaliated against him by: (1) failing to promote him to the deputy director of settlements and adjudications
Defendants asks this Court to dismiss Mr. Gonzalez's retaliation claims because, they contend, he has not adequately pleaded causation. With respect to the denied promotion in August of 2015 and the demotion in January of 2016, Defendants contend that Mr. Gonzalez cannot present these as incidents of retaliation because they occurred before he complained of any unlawful discrimination or retaliation, thereby negating any inference of retaliatory intent. See Defendants' Memorandum at 16.
In response, Mr. Gonzalez contends that he engaged in two additional protected activities that Defendants fail to recognize. First, Mr. Gonzalez contends that he engaged in protected activity in February of 2015 when he refused to comply with Mr. Kim's directive to fire Mr. Pierre because of his race. See Plaintiff's Opposition at 11. Second, Mr. Gonzalez argues that he engaged in protected activity each time that he "brought to the attention of his supervisors between August 2015 and January 2016 the improper settlement of claims and the fact that many of the beneficiaries of these settlements were Caucasian." Id. As such, Mr. Gonzalez rejects Defendants' claim that the August 2015 failure to promote and January 2016 demotion lacked an inference of retaliation: it was his refusal to fire Mr. Pierre and his repeated speaking out against the discriminatory settlement of claims in the Comptroller's Office that served as a predicate for the adverse actions that he suffered in February 2015 and January 2016. The Court agrees that Mr. Gonzalez has alleged that he engaged in protected activity by refusing to comply with Mr. Kim's order to fire an employee because of his race and by allegedly opposing his supervisors' discriminatory practices in claim settlement. See Vega ,
Defendants argue that Mr. Gonzalez fails to satisfy the causation element of his retaliation claims even if the Court considers his alleged refusal to fire Mr. Pierre in February 2015 to be protected activity. See Dkt. No. 89, Defendants' Reply Memorandum of Law ("Defendants' Reply") at 9. Defendants do not respond to Mr. Gonzalez's second, additional basis of protected activity: his claim that he brought discriminatory practices to the attention of his supervisors multiple times between August 2015 and January 2016.
The Court agrees that Mr. Gonzalez's refusal to comply with Mr. Kim's alleged instruction to fire Mr. Pierre in February of 2015 is too far in time from any of the allegedly retaliatory actions that the Individual Defendants carried out to adequately plead the causation element of Mr. Gonzalez's retaliation claims through temporal proximity on its own. Mr. Gonzalez's refusal to terminate Mr. Pierre occurred more than six months before the first retaliatory action that he complains of, which was a failure to promote. See Flood v. UBS Glob. Asset Mgmt., Inc. , No. 10. CIV 00374 (RJH),
As explained above, however, Mr. Gonzalez also alleges that he complained of the discriminatory settlement of claims within the Comptroller's Office on multiple occasions between February 2015 and January 2016. See TAC at ¶¶ 25-27, 31-34. Mr.
Defendants also challenge the other two incidents of alleged retaliation that Mr. Gonzalez pleads because, as before, they contend that the time period between Mr. Gonzalez's protected activities and the allegedly retaliatory events is too remote to satisfy causation. See Defendants' Memorandum at 17. Mr. Gonzalez, in response, argues that the TAC satisfies the causation element for these retaliatory actions by pleading retaliatory animus. See Plaintiff's Opposition at 11. In cases involving claims of retaliation asserted under § 1983, judges in this District have concluded that a plaintiff can allege facts that give rise to a plausible inference of retaliatory animus sufficient to withstand a motion to dismiss. See, e.g., Petyan v. New York City Law Dep't , No. 14 CIV. 1434 (GBD) (JLC),
The Court reaches the same conclusion here. Before he refused to fire Mr. Pierre in February of 2015, Mr. Gonzalez contends that he never had any performance issues or was the subject of any disciplinary action. See TAC at ¶¶ 39, 54. As explained above, Mr. Gonzalez's refusal to fire Mr. Pierre is too removed from any of the retaliatory acts that Mr. Gonzalez describes for it to satisfy the causation prong of his claims through temporal proximity alone. Nevertheless, in the TAC, Mr. Gonzalez pleads that his refusal to terminate Mr. Pierre in February of 2015 initiated a sequence of events that satisfactorily plead causation by suggesting retaliatory animus. After he refused to comply with Mr. Kim's supposed instruction to fire an employee because of his race, Mr. Gonzalez contends that Mr. Cox, Ms. Reilly, and Ms. Maglio-Scotti exhibited hostility toward him. Id. at ¶ 62. In February of 2015 and throughout the following months, Mr. Gonzalez alleges that he repeatedly told his supervisors of discriminatory practices and corruption within the Comptroller's Office.
b. First Amendment Retaliation
To state a claim for First Amendment retaliation, a plaintiff must plead that: "(1) he has a right protected by the First Amendment; (2) the defendant's actions were motivated or substantially caused by [plaintiff's] exercise of that right; and (3) the defendant's actions caused him some injury." Smith v. Campbell ,
In determining whether an employee speaks as a citizen or as an employee, the Supreme Court has held that "when public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline." Garcetti ,
With respect to whether speech is a matter of public concern, a court must "take into account the content, form, and context of a given statement, as revealed by the whole record ... and determine whether the speech arises from
i. Speaking as a Citizen and not a Public Employee
In the TAC, Mr. Gonzalez alleges that he was denied a position in November 2016 in part "for exercising his First Amendment rights and refusing to engage in unlawful employment actions with the Defendants" and "for his ... filing of internal complaints." TAC at ¶ 75. The speech at issue with Mr. Gonzalez's First Amendment retaliation claim is his alleged informing Mr. Kim, Mr. Cox, and Ms. Reilly about corrupt and discriminatory practices in the Comptroller's Office. Defendants ask the Court to dismiss Mr. Gonzalez's First Amendment retaliation claims for two reasons. First, Defendants claim that Mr. Gonzalez fails to adequately plead that he was speaking out as a citizen when he repeatedly complained about corruption and discrimination and filed the Internal Grievance. See Defendants' Memorandum at 18-19. Second, Defendants argue that Mr. Gonzalez fails to allege any causal connection between his complaints and any adverse action on the part of the Defendants. The Court disagrees.
As the Supreme Court explained in Garcetti , the Court's inquiry into whether this speech constituted part of Mr. Gonzalez's official duties is a "practical one" and it is not dispositive that the speech is related to his job.
Formal job descriptions bear little resemblance to the duties an employee actually is expected to perform, and the listing of a given task in an employee's written job description is neither necessary nor sufficient to demonstrate that conducting the task is within the scope of the employee's professional duties for First Amendment purposes.
ii. Speaking on a Matter of Public Concern
The Court also concludes that, in the TAC, Mr. Gonzalez alleges that his statements touched matters of public concern. Mr. Gonzalez alleges that he spoke out against the corrupt administration of the Comptroller's Office-such allegations about the misuse of the public fisc are certainly of public concern. See, e.g., Anemone v. Metro. Transp. Auth. ,
iii. Adverse Action
"In the context of a First Amendment retaliation claim ... only retaliatory conduct that would deter a similarly situated individual of ordinary firmness from exercising his or her constitutional rights constitutes an adverse action." Zelnik v. Fashion Institute of Technology ,
iv. Connection Between Speech and Adverse Action
In order to establish a causal connection at the pleading stage, the "allegations must be 'sufficient to support the inference that the speech played a substantial part in the adverse action.' " Davis v. Goord ,
Here, largely for the same reasons the Court set forth in analyzing his Fourteenth Amendment retaliation claims, the Court concludes that Mr. Gonzalez has adequately alleged a causal connection between his speech and the adverse actions that he suffered because of his speech. Mr. Gonzalez had worked in the Comptroller's Office for fourteen years without incident. After he began reporting misconduct to his supervisors and filed the Internal Grievance, he alleges that he was treated with hostility, denied a promotion, and demoted. As set forth in greater detail in Section (B)(iii)(2)(a), in the TAC, Mr. Gonzalez alleges facts that satisfy the causation element with respect to his claim of retaliation for his allegedly protected speech both indirectly, through temporal proximity, and directly by alleging retaliatory animus. Because the Court concludes that Mr. Gonzalez has adequately pleaded a claim for First Amendment retaliation, Defendants' motion to dismiss this claim against the Individual Defendants is DENIED.
3. Hostile Work Environment
Mr. Gonzalez contends that he was subjected to a hostile work environment based on his race, age, and disability. See TAC at ¶¶ 85-99. The TAC does not provide facts explaining how the Individual Defendants created a hostile work environment based on Mr. Gonzalez's race or age. Mr. Gonzalez, however, provides more details with respect to his disability. As explained above, Mr. Gonzalez faced various medical problems during the period of time relevant to this case, including herniations in his spinal column. Id. at ¶¶ 87. In either March or April of 2016, Mr. Gonzalez contends that Ms. Maglio-Scotti-who was his direct supervisor and, he contends, aware of his medical issues with his spine, neck, back, and waist-directed him to sort through and move 54 heavy boxes. Id. at ¶ 88. Because his doctor had not cleared him to undertake the kind of heavy lifting that Ms. Maglio-Scotti instructed him to perform, Mr. Gonzalez contends that he asked her if he could have assistance in completing the task. Id. at ¶¶ 89-90. Ms. Maglio-Scotti, Mr. Gonzalez claims, refused his request and he completed the task independently to avoid a charge of insubordination. Id. at ¶¶ 90-91. Because he had exhausted his leave under the Family and Medical Leave Act, Mr. Gonzalez represents that he sought leave without pay to allow him to recover from his disability. Id. at ¶ 93. He contends that the Individual Defendants refused to consider him for this leave of absence and cites this as further evidence of a hostile work environment based on his disability.
To plead a claim for a hostile work environment under § 1983, a plaintiff must include facts plausibly demonstrating that "the workplace is permeated with discriminatory intimidation, ridicule, and insult that is sufficiently severe or pervasive to alter the conditions of his employment and create an abusive working environment." Littlejohn ,
To state a hostile work environment claim, a plaintiff must plausibly allege "that the hostile work environment was caused by animus towards h[im] as a result of h[is] membership in a protected class."
Here, Mr. Gonzalez fails to allege that any of the hostile conduct at issue was motivated by his age or race. Even when drawing all reasonable inferences from the TAC in his favor, the Court concludes that the TAC is devoid of any allegations-let alone specific allegations-that Mr. Gonzalez was subjected to "discriminatory intimidation, ridicule, and insult" because of either his race or his age. Accordingly, Mr. Gonzalez's hostile work environment claims based on his race and age fail. See, e.g., Jackson v. NYS Dep't of Labor , No. 09 CIV. 6608 (KBF),
Mr. Gonzalez's hostile work environment claim based on his disability, which he asserts solely against Ms. Maglio-Scotti, warrants a longer discussion. See Plaintiff's Opposition at 12 ("Gonzalez's disability-based hostile work environment was created by Maglio-Scotti alone."). The Court highlights the fact that Mr. Gonzalez has not pleaded this claim under the Americans with Disabilities Act (the "ADA") for an alleged failure to reasonably accommodate his disability. Instead, he has stated his claim as a hostile work environment claim based on his disability under § 1983. As described above, in the TAC, Mr. Gonzalez alleges that Ms. Maglio-Scotti knew of his disability before she asked him to move the 54 boxes. See TAC at ¶ 88. He further contends that, because
Here, the conduct that Mr. Gonzalez alleges in support of his hostile work environment claim-whether considered in isolation or in the aggregate-does not meet the requisite standard. According to the complaint, Ms. Maglio-Scotti's failed to grant Mr. Gonzalez leave and sent him e-mails frequently. Those facts alone do not plausibly plead that his "workplace is permeated with discriminatory intimidation, ridicule, and insult that is sufficiently severe or pervasive...." Littlejohn ,
The directive to move the 54 boxes presents also does not plead a hostile work environment claim. At bottom, Mr. Gonzalez alleges that Ms. Maglio-Scotti directed him to perform a task and, in doing so, failed to consider or accommodate the limitations that his disability imposed on him to complete such a task. However, as stated above, Mr. Gonzalez seeks relief for this alleged conduct through a hostile work environment claim, not through the ADA. The request that Mr. Gonzalez move boxes was a single incident. A single incident can form the basis of a hostile work environment claim. See Patterson ,
What's more, even if the Court concluded that this behavior was so severe as to alter Mr. Gonzalez's "working conditions
iv. Violation of Due Process
Mr. Gonzalez alleges that the Individual Defendants' "continuing refusal ... to consider [him] for leave without pay" amounts to a denial of his due process rights. See TAC at ¶ 98. This claim fails. First, Mr. Gonzalez's allegation of this violation of his due process rights fails to assert "more than labels and conclusions" as required under Twombly , and-as opposed to facts-the Court need not accept the legal conclusions asserted in the TAC to be true. See Harris ,
C. Mr. Gonzalez's Claims under the New York City Human Rights Law
Mr. Gonzalez also asserts his discrimination, retaliation, and hostile work environment claims against the Individual Defendants under the NYCHRL. Defendants ask the Court to dismiss these claims as well. See Defendants' Memorandum at 14-15, 20-21, 24-25.
Although NYCHRL claims had for many years "been treated as coextensive with state and federal counterparts," the New York City Council, in passing the Local Civil Rights Restoration Act of 2005 (the "Restoration Act") "rejected such equivalence" in favor of a broader remedial scope. Loeffler v. Staten Island Univ. Hosp. ,
Courts "must be mindful that the NYCHRL is not a 'general civility code,' " however. Mihalik ,
i. Discrimination
"The NYCHRL's standards governing discrimination claims are as or more generous to plaintiffs than those under the analogous federal statutes, such that a claim that satisfies federal law necessarily satisfies the NYCHRL." Estevez v. S & P Sales & Trucking LLC , No. 17 CIV. 1733 (PAE),
a. Age and Race Discrimination
The NYCHRL makes it unlawful "[f]or an employer or an employee or agent thereof, because of the actual or perceived age, race, creed, color, national origin, gender, [or] disability ... to discriminate against such person in compensation or in terms, conditions or privileges of employment." N.Y.C. Admin. Code § 8-107(1)(a).
Mr. Gonzalez claims that the Individual Defendants are liable under the NYCHRL for discriminating against him based on his age and his race. Here, Mr. Gonzalez's claims of age and race-based discrimination under the NYCHRL fail for largely the reasons discussed above in Section (B)(iii)(1)(b): he fails to allege that any of the Individual Defendants actually participated in the supposed discriminatory conduct. See Doran v. New York State Dep't of Health Office of Medicaid Inspector Gen. , No. 15-CV-7217 (PKC)(SN),
b. Disability Discrimination
To establish a prima facie case of disability discrimination under NYCHRL, a plaintiff must show "that (1) her employer is subject to the ... NYCHRL; (2) she was disabled within the meaning of the NYSHRL and NYCHRL; (3) she was otherwise qualified to perform the essential functions of her job, with or without reasonable accommodation; and (4) she suffered an adverse employment action because of her disability." Gioia v. Forbes Media LLC , No. 09-CV-6114 (RJS),
The factual allegations that Mr. Gonzalez presents in the TAC in support of his disability discrimination claim are the same as those that he presents to support his disability-based hostile work environment claim, which the Court described above. Again, Mr. Gonzalez bases his disability discrimination claim on Ms. Maglio-Scotti's denying him requested leave without pay, her directing him to move 54 boxes without assistance despite her supposed knowledge of his disability, and her sending him e-mails with great frequency. See TAC at ¶¶ 89-98.
The Court concludes that the TAC fails to plead a claim of disability discrimination under the NYCHRL because Mr. Gonzalez fails to allege facts that lead to the inference that his disability was a motivating factor for the allegedly discriminatory conduct. See, e.g., Schenk ,
ii. Retaliation
"[T]he retaliation inquiry under the [NY]CHRL is 'broader' than its federal counterpart." Fincher v. Depository Tr. & Clearing Corp. ,
Because Mr. Gonzalez's retaliation claims as asserted against the Individual Defendants under § 1983 survived Defendants'
iii. Hostile Work Environment
Mr. Gonzalez also asserts his claims of hostile work environment based on his race, age, and disability under the NYCHRL. The NYCHRL makes it unlawful for an employer or an employee or agent thereof to create a hostile work environment because of, inter alia, the actual or perceived age, race, creed, color, national origin ... or disability of an individual. N.Y.C. Admin. Code § 8-107(1)(a). As explained above in the context of discrimination and retaliation under the NYCHRL, individual employees may be held liable under NYCHRL if they actually participated in the conduct giving rise to the claim. See Nieblas-Love v. New York City Housing Auth. ,
Under the NYCHRL, a plaintiff need not demonstrate that the treatment was "severe or pervasive" to demonstrate a hostile work environment. Gaughan v. Rubenstein ,
Here, despite the NYCHRL's more liberal standard, Mr. Gonzalez's hostile work environment claims fail. As explained above in Section (B)(iii)(3), Mr. Gonzalez fails to allege facts in the TAC that that support the inference that he was treated less well because of his protected characteristics-his race, age, and disability. Accordingly, Mr. Gonzalez's hostile workplace claims asserted under the NYCHRL fail. Defendants' motion to dismiss Mr. Gonzalez's hostile work environment claims against the Individual Defendants under the NYCHRL as articulated in count five is GRANTED. The Court grants Mr. Gonzalez leave to replead these claims. See Cruz v. TD Bank, N.A. ,
VI. CONCLUSION
For the foregoing reasons, Defendants' motion to dismiss is granted in part and denied in part. Defendants' motion to dismiss Mr. Gonzalez's claims under § 1981 as articulated in counts one through seven is granted. Mr. Gonzalez is denied leave to replead these claims. Defendants' motion to dismiss Mr. Gonzalez's claims asserted against the City under § 1983 as stated in counts four and six is granted. Mr. Gonzalez is
The Clerk of Court is directed to terminate the motion pending at Dkt. No. 84.
SO ORDERED.
Notes
In the TAC, Mr. Gonzalez does not provide his actual age. The TAC simply states, "[a]t all times relevant to this action, GONZALEZ was more than 40 years of age." TAC ¶ 21.
Mr. Gonzalez claims that Mr. Kim demoted an African-American employee who was over 50 years of age and drastically cut her pay, while declining to take a similar course of action with respect to a white employee of the same sex and age range. TAC at ¶ 42. Mr. Gonzalez further alleges that a white, male employee was inappropriately marking cases disposed of in an effort to create high disposition statistics. Id. at ¶¶ 45-47. When supervisors discovered this employee's conduct, however, they neither demoted him nor reduced his salary. Id. at ¶ 47.
Mr. Gonzalez received a right to sue letter on August 23, 2017. Id. at ¶ 56.
In their memoranda of law, the parties dispute whether the Court can consider, in deciding the Motion to Dismiss, the exhibits attached to the Declaration of Ivan A. Mendez, Jr., Dkt. No. 85, Exs. A, B, C, D, E. See Plaintiff's Opposition at 5-6; Defendants' Reply at 2-3. When deciding a motion to dismiss, a court may consider "facts alleged in the complaint, documents attached to the complaint as exhibits, and documents incorporated by reference in the complaint," along with documents so heavily relied upon that they are integral to the complaint. DiFolco v. MSNBC Cable L.L.C. ,
While, in count seven, Mr. Gonzalez asserts a claim of retaliation against the City for his termination, the claim fails under § 1983 for the reasons articulated in Section (B)(i).
