MEMORANDUM OF DECISION
This matter is before the Court on the motion of City of San Fernando (“San Fernando” or “City”) for attorney’s fees. Plaintiff Goldrich, Kest & Stern (“Developer”) filed this suit in April, 1982, alleging a number of civil rights violations. On March 14, 1985 the Court granted City’s motion for summary judgment in its entirety; a Memorandum Decision (“Decision”) entered on May 28, 1985, explained the Court’s ruling. The City now seeks those attorney’s fees incurred in the preparation of defense of this action. Having carefully considered the voluminous record in this case, the Court finds that defendant City is entitled to recover attorney’s fees in the sum of $57,537. To that extent, the Court hereby GRANTS City’s motion.
Facts
Developer owns several contiguous parcels of undeveloped realty (the Herrick Manor property) located within the city lim
Since 1929, and at the time Developer purchased the Herrick Manor property, the San Fernando portion of the parcel had been zoned R1 — single family residential, 7500 square foot lots. Developer persuaded the San Fernando City Council (“City Council”) to adopt an ordinance which would have rezoned the San Fernando portion of Herrick Manor from R1 to R2 (medium density residential). Angered City residents forced the suspension of the ordinance’s, effective date and convinced the City Council to hold a special referendum on the rezoning issue. The San Fernando electorate resoundingly defeated the ordinance, thereby allowing the Herrick Manor property to retain its R1 designation.
In July, 1982 Developer filed a complaint in the Central District, seeking to overturn the referendum. City moved to dismiss, Developer agreed to do so and, in lieu of the suit, Developer filed an alternative development plan with the City. Once the City Council vetoed said alternative, Developer filed the instant action. Therein, Developer alleged that the referendum: (1) denied the property holder an economically viable use of the property; (2) exceeded the City’s police powers; and (3) constituted discriminatory and exclusionary non-rezoning in violation of the Fifth and Fourteenth Amendments.
Procedural History
City filed a motion to dismiss for failure to state a claim, Rule 12(b)(6), Fed.R.Civ.P. The Court took the matter under submission, and on September 20, 1983, filed an extensive Memorandum of Decision (“Memo”), granting defendant’s motion. Therein, the Court determined that City’s refusal to rezone was not a constitutionally recognized taking. The Court based this finding on the principles of condemnation law espoused by the Circuit in
Haas v. City of San Francisco,
Developer’s proposed first amended complaint was lodged with the Court, yet was withdrawn by Developer for a retooled version, the second amended complaint. City renewed its 12(b)(6) motion; on January 23, 1984, the Court granted said motion and dismissed the second amended version of the complaint. At the hearing, the Court admonished Developer for its conclusory recitals of the alleged taking. The Court advised counsel of the necessity to allege, and to later prove, City’s deprivation of any viable economic use of the Herrick Manor property.
On April 9, 1984 the Court undertook the now familiar task of evaluating Developer’s complaint, the third amended edition, on Rule 12(b)(6) grounds. Therein, Developer alleged that City would not permit
any development
of the Herrick Manor parcel,
whatsoever.
At the time, the Court was skeptical of such accusations and believed that said assertions were merely an exercise in semantics instituted so as to avoid another dismissal. The oral joustings at the hearing, however, satisfied the Court that, for Rule 12(b)(6) purposes, Developer had finally presented sufficient allegations to avoid dismissal. Ultimately, Developer filed a fourth amended com
From the initiation of this suit, the Court had expressed its doubts concerning the purportedly unconstitutional actions of the City. The Court repeatedly warned Developer of the heavy evidentiary burden that must be shouldered to prove a taking in this failure to rezone context. The Court’s skepticism was further fueled by Developer’s lackadaisical attitude toward this litigation. Developer frequently missed deadlines and was forced to file numerous ex parte applications for extensions of time. Such laxness, while not directly reflective on the merits of the action, did suggest to the Court that Developer fully understood the thin foundation supporting its federal action.
A heated letter from counsel for Developer to the managing partner of the contract City Attorney accused counsel for the City of misleading and inflammatory actions concerning a so-called settlement proposal made by Developer. A review of the record, however, contradicts said retorts. Specifically, it appears to the Court that Developer was attempting to use any avenue available to coerce the submission of the City Council into action favorable to Developer’s interests. City remained firm, however, and successfully avoided a full-blown confrontation. City had a right to avoid the so-called settlement offer for, at this stage of the action, Developer had virtually no chance of success on the merits.
For about six months the parties jockeyed during the discovery process. In October, Developer moved to reopen discovery, alleging a number of baseless grounds for its motion. The Court, generally magnanimous in its discovery extensions, denied Developer’s motion, finding it grounded on hollow, unsubstantiated allegations of misdeeds.by individuals related to City. In November, Developer moved for the Court to abstain, alleging “changed circumstances.” Developer conveniently forgot that it had hotly contested a similar motion to abstain, brought by the City in 1982. Instead, Developer attempted an about-face, and argued that “changed conditions” warranted abstention by the district court. In reality, the only changes in this action were Developer’s loss of an identical state action, see infra, and the conclusion of discovery. The Court retained its jurisdiction and denied the motion to abstain.
Finally, the parties presented cross motions for summary judgment. Developer continued its groundless assault on the motive of the City counsel members, alleging dark intentions and illicit misdeeds. Rule 56, Fed.R.Civ.P., however, requires Developer to present factual substantiation for its claims. Vague unsupported “factual” statements coupled with fiery conclusions of constitutional rhetoric served as the mainframe of Developer’s presentations. Yet, such submission, replete with diversionary constitutional arguments, could not survive the deluge of factual averments, depositions, affidavits, and the like offered by City in support of its motion. In its Decision, this Court explained that “Developer has made it this far in this dispute by presenting unfounded allegations and unsubstantiated complaints about the treatment it had allegedly received at the hands of the City. Whenever a critical point in the case arrived, Developer dregged up constitutional argument after constitutional claim to ward off dismissal. The facts remain the same as they have throughout the matter; Developer took a risk and lost.” (p. 29) Accordingly, Developer could not genuinely place at issue any material fact. The Court granted City’s motion for summary judgment in its entirety.
In August, 1984 City adopted a Residential Planned Development Overlay Zone. Said zone would permit the development of the Herrick Manor property in an economically feasible manner. Developer failed to submit a proposal to the City Council until after the Court announced its intended decision to enter summary judgment in favor of the City. In a similar context, documents presented to the Court offer a glaring picture of Developer’s in
From this litany one could glean the Court’s belief that this action lacked merit from the onset. For over four years Developer has sought a way to force a plan of development through the City Council of the City of San Fernando. This litigation served as a vexatious attack on the motives and decisions of the City Council members and on the City residents themselves. From the beginning, the Court was of the impression that the allegations were unfounded and meritless. The Court’s impressions later proved correct, and the Court concluded this matter by granting summary judgment in City’s favor.
The State Decision
On the identical set of facts, Developer sued for relief in the Superior Court for the State of California, Los Angeles County. See Goldrich Kest & Stern v. City of San Fernando, No. C 406 247 (March 16, 1984). The trial court announced its decision (“State Decision”) on January 13, 1984, following a court trial of the facts at issue. Therein, the court found that: (1) the referendum election substantially complied with the requirements of the California Election Code; (2) the referendum refusing to rezone the Herrick Manor property did not constitute an unconstitutional taking of Developer’s property; (3) City’s refusal to rezone was a reasonable exercise of its police powers; and (4) San Fernando had not discriminated against Developer. An appeal of the State Decision has been filed by Developer.
The State Decision serves as a full and complete vindication of City’s actions within the context of the referendum of 1980. From the Court’s viewpoint, the State Decision should have put Developer on notice of the ill-fated nature of its federal action. The State Decision, after a full trial of facts identical to those presented herein, afforded Developer no relief whatsoever. The Court is of the view that the only difference between Developer’s claims within each action is one of remedy; the federal matter allowed the recovery of damages unavailable under California law. Developer’s reservation of federal issues, filed early in the state case, has no bearing on the fact that the two matters tracked tantamount actions, events, and responses. In sum, the State Decision conclusively exposed the dubious character of the allegations proffered in this Court.
Section 1988
It is the general rule that, in the absence of legislation providing otherwise, litigants must pay their own attorney’s fees.
Alyeska Pipeline Co. v. Wilderness Society,
Having obtained a suitable disposition, with an award of summary judgment in its favor, City is the prevailing party in Developer’s § 1983 action.
See Lummi Indian Tribe v. Oltman,
In
Christiansburg Garment Co. v. EEOC,
The Court, however, advised against retroactive cynicism, explaining that “it is important that a district court resist the understandable temptation to engage in
post hoc
reasoning by concluding that, because a plaintiff did not ultimately prevail, his action must have been unreasonable or without foundation____ Even when the law or the facts appear questionable or unfavorable at the outset, a party may have an entirely reasonable ground for bringing suit.”
Id.
at 421-22,
The Ninth Circuit has affirmed the award of attorney’s fees to prevailing defendants,
Ellis v. Cassidy,
Prevailing Defendants in Other Circuits
“[C]ourts have awarded attorneys [sic] fees to prevailing defendants where no evidence supports the plaintiffs position or [where] the defects in the suit are of such magnitude that the plaintiff’s ultimate failure is clearly apparent from the beginning or at some significant point in the proceedings after which the plaintiff continues to litigate.”
Smith v. Smythe-Cramer Co.,
Finally, another Circuit suggested close judicial oversight by the district court of pending cases is a suitable means to establish a record on which an award of fees might rest. “Such monitoring enables trial courts, at early stages in litigation, to alert certain-plaintiffs to the perilous course that
In seeking to determine whether a suit is frivolous, unreasonable or groundless, as required by
Christiansburg,
courts have focused on several factors. “Among those considered are whether the issue is one of first impression requiring judicial resolution [citation]; whether the controversy is sufficiently based upon a real threat of injury to plaintiff [citation]; whether the trial court has made a finding that the suit was frivolous under
Christiansburg
guidelines, and whether the record would support such a finding [citation].”
Reichenberger v. Pritchard,
The Award of Fees Against Individual Plaintiffs
An exhaustive review of Title VII/civil rights actions by individual plaintiffs proved informative. On numerous occasions, courts have found that a plaintiffs complaint met the frivolous test of Christiansburg and have awarded attorney’s fees to prevailing defendants.
District Court Actions
For example, in
Soto v. Barcelo,
In
Brown v. Fairleigh Dickinson University,
In
Rogers v. Kroger Co.,
Circuit courts have affirmed the award of fees against individual civil rights plaintiffs, regardless of the amount. In
Charves v. Western Union Telegraph Co.,
In
Munson v. Friske,
Chilling a Corporate-Type Civil Rights Action
Surely, the Supreme Court has encouraged civil rights plaintiffs to act as “private attorneys general” so as to vindicate “a policy that Congress considered of the highest priority.”
Piggie Park, supra,
The above discourse on Section 1988 attorney’s fees awards against individual plaintiffs reveals a willingness to allow such a recovery when the civil rights actions brought were contrived, baseless, and unreasonable. The saddling of such individuals with sometimes huge fee awards indicates a desire to keep the federal court clear of the hubris of frivolous, often vengeful, civil rights claims. This suggests that the courts should be even more prepared to award attorney’s fees against corporate-type plaintiffs who present merit-less civil rights claims. Said group of plaintiffs is certainly well equipped to finance a civil rights suit. For the Court, the chilling effects of an award of attorney’s fees to prevailing defendants as against a corporate-type plaintiff is de minimus. At the very least, courts should not hesitate to award attorney’s fees against
The Court chooses to exercise its discretion under Section 1988, and to award attorney’s fees to the City, as the prevailing defendant in this action. It is the Court’s opinion that “the defects of [Developer’s] suit [were] of such magnitude that the plaintiff’s ultimate failure [was] clearly apparent ... at some significant point in the proceedings____”
Smith, supra,
On January 29,1985 this Court dismissed Developer’s second amended complaint; this action coincides with the State Decision of January 14, 1984. At the hearing the Court alerted plaintiff of “the perilous course that [its suit] may be taking due to an increasingly apparent lack of support for [its] claims.”
Hermes, supra,
Amount of Fees
It is clearly within the broad discretion of the district court to determine the amount of attorney’s fees to award to City.
Rutherford v. Pitchess,
Herein, Messrs. Bower and Newman spent 636.3 hours on the preparation and defense of this case, from the time of the entry of the State Decision. Counsel seeks
The Court’s grant of summary judgment in City’s favor reveals the complete success of counsels’ defenses. Further, Developer sought huge sums, and employed reputable land use counsel in its attack on the R1 zone. As gleaned from documents submitted to this Court, Messrs. Bower and Newman have acted as city attorney for eight separate municipalities, and both have extensive backgrounds in the public law area. As noted above, each performed to a level that befits the federal system. Finally, though research has not produced a similar award of fees, numerous cases have awarded sizeable fees to prevailing defendants in alternative contexts. See supra.
The Court is mindful of the admonitions offered by the
Hensley
decision. Yet, the above recitation satisfies the Court that the award of fees is reasonably related to the outcome of the proceedings. There exists a reasonable relationship between the degree of success and the amount of the award.
Hensley, supra,
The Lindy Multiplier
City requests the use of a multiplying factor of two, relying on the frequently cited case of
Lindy Bros. Builders, Inc. of Phila. v. American Radiator and Standard Sanitary Corp.,
For the reasons listed above, the Court granted City’s motion for fees, in the sum of $57,537. City is also entitled to the recovery of costs of $1,122.22.
The Clerk shall send, by United States mail, a copy of this Memorandum of Decision to counsel for the parties.
Notes
. For additional district court cases awarding attorney's fees against individual plaintiffs un
. For other affirmances of attorney's fees awards, see
Harris v. Group Health Assoc., Inc.,
. Having considered the alternative legal argument presented by each side, this Court chooses to rest is findings solely on the Court’s understanding of
Christiansburg
and its progeny. For example, City presents a five party "test” to assist the Court’s reasonableness analysis. Alternatively, Developer asserts that good faith reliance on counsel insulates it from a fee sanction. This is certainly not the law of this Circuit.
Anderson v. Air West, Inc.,
. The twelve Kerr factors are:
1. The time and labor required;
2. The novelty and difficulty of the questions;
3. The skill requisite to perform the legal service properly;
4. The preclusion of employment by the attorney due to acceptance of the case;
5. The customary fee;
6. Whether the fee is fixed or contingent;
7. Time limitations imposed by the client or the circumstances;
8. The amount involved and the results obtained;
9. The experience, reputation, and ability of the attorneys;
10. The undesirability of the case;
11. The nature and length of the professional relationship with the client; and
12. Awards in similar cases.
Kerr, supra,
