Petitioner Portia Golding-Alleyne challenges the denial of her claim for workers’ compensation benefits. After an eviden-tiary hearing, the Administrative Law Judge (“ALJ”) found that petitioner had “failed to sustain her burden to establish entitlement to a permanent partial award for the left leg.” The Compensation Review Board affirmed the ALJ’s decision, concluding that it “is supported by substantial evidence of record and is in accordance with applicable law.” We affirm.
I. Statement of Facts
Portia Golding-Alleyne was injured on September 10, 1993, when she slipped and twisted her back in the course of her employment at the Washington Hospital Center. Dr. Bruce Ammerman performed a laminectomy 1 on Ms. Golding-Alleyne in 1996. Since that time she has worked only sporadically (last in 2005, on a part-time basis), and she receives temporary total disability benefits.
Because petitioner Golding-Alleyne was still in severe pain, Dr. Ammerman performed another surgery on her back in May 2003, but she continued to experience back pain after the second procedure. Petitioner continues to receive treatment from Dr. Ammerman and also from Dr. Andre Cernea, a pain management specialist. Since 2003, she has been treated with “[pjhysical therapy, epidural blocks, selective spinal nerve-root blocks, and medication.”
In 2005, Ms. Golding-Alleyne fell down some stairs in her home when, she claimed, her “left leg gave out” and tore the rotator cuff in her left shoulder. Dr. Ryan, an orthopedic surgeon, operated on her shoulder in October 2005. The parties agree that there has been no separate, work-related injury to petitioner’s left leg.
Ms. Golding-Alleyne filed an Application for Formal Hearing, seeking an award of permanent partial disability benefits in addition to the temporary total disability compensation she currently receives.
2
She requested a “schedule award” equivalent to a 20% loss of her left leg.
See
D.C.Code § 32-1508(3)(B) (2001).
3
At the
On August 31, 2007, the ALJ issued a Compensation Order denying benefits, relying on the following findings of fact:
I find that there is no medical evidence that the claimant has ever been diagnosed with or treated for any symptoms, complaints, condition or disability of the left leg. I find that there is no medical evidence that the claimant [] experiences problems with her left leg of weakness, instability, giving way or buckling. I find that there is no medical evidence that the claimant has reached maximum medical improvement from a left leg condition. I find that there is no reliable medical evidence that the claimant has a disability of the left leg.
After reviewing the evidence, the ALJ concluded “that the claimant has failed to sustain her burden to establish entitlement to a permanent partial award for the left leg.” Petitioner challenges these findings, asserting that they are not supported by substantial evidence.
II. Standard of Review
“Under the Administrative Procedure Act, this court may overturn a decision of the CRB only if it is arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.”
McNeal v. District of Columbia Dep’t of Employment Servs.,
III. Analysis
A. The ALJ’s Factual Findings Were Supported by Substantial Evidence
Petitioner argues that the ALJ “contradicts himself’ in describing the evidence, and that “the CRB erred by determining that the ALJ’s decision was based on substantial evidence.” We agree that some portions of the ALJ’s opinion are confusing. For example, the ALJ noted that there is “no medical evidence that the claimant has ever been diagnosed with or treated for any symptoms ... of the left leg,” but he then acknowledged that certain notes from Dr. Ammerman and the physical therapist refer to petitioner’s complaints of leg problems. After careful
B. Petitioner Had the Burden of Proof
Petitioner had the burden of proving that she was entitled to an award for permanent partial disability.
See Washington Metropolitan Area Transit Auth. v. District of Columbia Dep’t of Employment Servs.,
C. The ALJ Was Not Persuaded by the Treating Physician’s Opinion
Petitioner relies primarily upon Dr. Ammerman’s letter (written to her counsel on June 21, 2006) opining that petitioner had a 20% impairment of her left leg, correctly emphasizing that our case law recognizes a preference for the opinion of the treating physician.
See Short v. District of Columbia Dep’t of Employment Servs.,
When an ALJ does reject the testimony of a treating physician, he normally has found the opinion of an Independent Medical Examiner (“IME”) retained by the employer to be more convincing.
See, e.g., Harris,
It is important to remember that petitioner had the burden of proof and that Dr. Ammerman did not testify, either in person or by deposition. Rather, petitioner relied on what the ALJ properly characterized as “sparse medical reports by Dr. Ammerman.” The doctor’s first explicit reference to any possible leg problem came in his June 21, 2006, letter, addressed to petitioner’s lawyer, where he rated petitioner’s left leg impairment at 20%. 5 This abrupt pronouncement is cryptic at best, and the ALJ concluded that “the reliability and basis of that medical opinion is questionable.” As the ALJ noted, “there is no medical evidence reflected in the reports in evidence that indicate that [prior to June 21, 2006, Dr. Ammer-man] was aware of complaints by the claimant of left leg problems or symptoms and no treatment was directed by him regarding her left leg.” It therefore is surprising that his first mention of the leg is to conclude that the impairment is permanent. 6
At oral argument, petitioner’s counsel asserted that the impairment to her left leg resulted from radiating pain caused by the back injury, which is why there was no treatment recommended' specifically for the leg. This, perhaps, is a logical inference, but it is no substitute for medical opinion
explaining
the causal link. Although Dr. Ammerman’s subsequent records mention left side weakness and pain,
We agree with the ALJ that Dr. Am-merman’s rating of the patient’s disability is questionable, because it does not appear to be based on any previous medical findings or clinical observations. Most importantly for present purposes, Dr. Ammer-man does not explain the medical basis for concluding that the impairment to petitioner’s leg that he diagnosed in 2006 is causally related to a work injury to the back that occurred in 1993.
Moreover, it is not enough,simply to establish that petitioner has problems (even significant problems) with her left leg.
See Harris,
Furthermore, petitioner failed to establish the permanency of either the back injury or the leg injury, so linking the two still does not prove that she is entitled to compensation for a permanent partial disability. The ALJ noted that “[tjhere is no medical report in evidence ... stating the claimant had reached maximum medical improvement regarding her left leg.” Although the ALJ acknowledged that “it is not expressly necessary to utter those magical words,” he emphasized that findings of permanent disability “generally follow[] a course of treatment before the conclusion that nothing further medically can be done.”
D. The ALJ’s Decision Was Not Arbitrary or Capricious
Petitioner misapprehends the issue before us when she argues that “[i]t was simply not reasonable for the ALJ to conclude that Petitioner failed to present substantial evidence regarding her left leg disability.” The claimant had the burden of proof when presenting her case to the ALJ, and she must prove her-case by a
preponderance
of the evidence.
See Washington Metropolitan Area Transit Auth.,
Petitioner also protests that the ALJ’s ruling was not supported by “substantial evidence” because there was no competing medical evidence on the employer’s side of the ease. We agree that this is not a typical case where there are medical experts on both sides. However, the ALJ’s ruling that petitioner failed to carry her burden of proof was not a finding of fact. Rather, it was a conclusion reached by applying the law to the record presented. It thus is not clear that the “substantial evidence” test governs or, if it does, that it applies in the traditional fashion.
Athough this court apparently has not had occasion to address this issue, many others have.
See, e.g., Hickman v. Kellogg, Brown & Root,
In this context, as these cases teach, it is neither mandatory nor helpful to search for “substantial evidence,” as that concept is normally understood — “ ‘such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.’ ”
Georgetown University Hospital v. District of Columbia Dep’t of Employment Servs.,
There was no such infirmity here. Presented with a claim that petitioner suffered from a permanent disability of the left leg, the ALJ obviously found the dearth of evidence of medical analysis and treatment significant, as do we. Petitioner’s evidence certainly did not compel the ALJ to conclude that she had carried her burden of proof “to the exclusion of any other inference.”
Douglas,
The judgment of the Compensation Review Board is hereby
Affirmed.
Notes
. For present purposes, it is sufficient to explain that a laminectomy is an operation to remove the portion of the vertebral bone called the lamina.
. Neither the ALJ nor the CRB reached the question of whether petitioner could receive concurrent benefits. We similarly do not address this issue.
. “A 'schedule award' refers to the formula for compensating permanent partial disability described in D.C.Code § 32-1508(3)(A)-(S) (2001 & Supp.2008), which lists certain parts of the body.”
Washington Metropolitan Area Transit Auth.
v.
District of Columbia Dep't of Employment
Servs.,
In case of disability partial in character but permanent in quality, the compensation shall be 66 2/3% of the employee's average weekly wages ..., and shall be paid to the employee, as follows:
[[Image here]]
(B) Leg lost, 288 weeks’ compensation!!.]
D.C.Code § 32-1508(3) (2001 & Supp.2009).
. In his brief, petitioner’s counsel relies on a notation in the physical therapy records for December 19, 2005, that says, "TESTS: + LLE-SLR for adverse neural tension.” This means, he asserts, that the therapist found evidence of adverse neural tension while performing a straight leg raise test on petitioner’s left leg. There is, however, no explanation in the record as to what the therapist meant by that notation, and we are not inclined to rely on counsel's interpretation of its meaning. Even if counsel correctly infers its meaning, this notation does not begin to establish that petitioner suffers from a permanent disability of her left leg. Furthermore, there is no indication that petitioner drew the ALJ’s attention to this note, either during the hearing or in post-hearing submissions. We do not expect the ALJ to pick out such a short and ambiguous reference from an extensive medical record without the assistance of the parties’ counsel.
. The text of this letter states, in its entirety:
As you are aware Portia Golding-Alleyne has been under my care subsequent to 9-10-93 injuries having undergone surgery. She had herniated disc L4-L5 left with left-sided weakness and numbness. I rate this patient’s permanent impairment regarding the left lower extremity, as a result of her lumbar injury at 20% including pain, weakness, atrophy and loss endurance and loss of function.
. A note dictated by Dr. Ammerman on May 11, 2006, states that "[t]he patient continues to have lumbar residuals,” but it does not explain what he meant by that term.
.
See also Gly Construction Co. v. Davis,
