Lead Opinion
¶ 1 Terry Goddard, Monica Goddard and the Office of the Arizona Attorney General (collectively, the Attorney General) petitioned this court for special-action relief, challenging the trial court’s order finding that the Attorney General is not entitled to absolute immunity, but only qualified immunity for the allegedly defamatory statements he published in a press release regarding a lawsuit his office is pursuing. For the following reasons, we accept jurisdiction, but deny relief.
FACTS AND PROCEDURAL HISTORY
¶ 2 This special action arises from a lawsuit the Attorney General’s Office filed on behalf of five State agеncies against real estate developer, George Johnson, and his related entities (collectively, the Johnson Defendants).
¶ 3 Johnson and one of his entities (Coun-terclaimants) filed a counterclaim against the Attorney General alleging that he personally issued a press release making numerous false and defamatory statements directed at the Johnson Defendants.
¶4 Although the Attorney General stood behind the truth of his statements, he moved to dismiss the defamation counterclaim by asserting that his position as an executive officer entitled him to “an absolute privilege to publish defamatory matter concerning another in communications made in the performance of his official duties.” The trial court found that the Attorney General did not have absolute immunity but only qualified immunity. The Attorney General sought special action relief from the trial court’s order dеnying him absolute immunity for his statements in the press release regarding the litigation.
SPECIAL ACTION JURISDICTION
¶ 5 Generally, we “declin[e] jurisdiction when the relief sought is to obtain review of orders denying motions to dismiss.” Henke v.Super. Ct. (Kessler),
STANDARD OF REVIEW
¶ 6 In reviewing a trial court’s denial of a mоtion to dismiss, “ “we consider the facts alleged in the complaint to be true’ ... and ‘determine whether the complaint, construed in a light most favorable to the plaintiff sufficiently sets forth a valid claim.’ ” Douglas v. Governing Bd. of the Window Rock Sch. Dist. No. 8,
MERITS
¶7 Absolute immunity insulates an individual from legal liability from “all acts, no matter how malicious,” whereas qualified immunity shields “only those acts done in good faith.” Chamberlain v. Mathis,
¶ 8 In Chamberlain v. Mathis, the Arizona Supreme Court, after considering the competing interests, adopted a general rule of qualified immunity, bolstered by an objective malice requirement for executive government officials. In doing so, the cоurt expressly rejected the rationale supporting absolute immunity for executive state officials articulated in Barr v. Matteo,
¶ 9 Because absolute immunity is the exception to the general rule of qualified immunity, to successfully assert a claim for absolute immunity from personal liability, the Arizona Supreme Court required that an executive government official demonstrate that absolute immunity is essential to conducting public business. As the Arizona Supreme Court more specifically articulated, it has “endorsed the use of governmental ‘immunity as a defense only when its application is necessary to avoid a severe hampering of a governmental function or thwarting of established public policy.’ ” Id. (Citation omitted.)
¶ 10 Based on the facts of this case and after considering the Attorney General’s аrguments regarding why he is entitled to absolute immunity, we conclude that the trial court did not err in denying him absolute immunity.
¶ 11 The Attorney General claims that his governmental function will be severely hampered if he is not granted absolute immunity. Specifically, he alleges that forcing him “to defend against the Counterclaim at the same time that [he] is prosecuting the underlying case will severely hamper [his] ability to prosecute the underlying action and to represent the client agencies.”
¶ 12 In adopting the general rule of qualified immunity, the Arizona Supreme Court recognized “that qualified immunity [alone] may offer executive public officials insufficient protection if plaintiffs, by merely alleging malice can force public officials to engage in intensive discovery and cumbersome, time-consuming” litigation. Id. Thus, the court adopted an extended protection: it requires that plaintiffs filing defamation claims against public officials establish proof of objective, rather than subjective, malice. Id. at 559,
¶ 13 We are not persuaded by the Attorney General’s argument that being forced to defend against the defamation counterclaim will impair his ability to effectively represent the client agencies in the main suit against the Johnson Defendants, primarily because the trial court contemplates conducting separate trials of the two actions. The trial court also has notified the parties that separating the claims will not be necessary if the defamation counterclaims do not survive pretrial motions for summary judgment. Because the trial court foresees conducting separate trials to minimize any potential conflicts and recognizes that such a solution may not be neсessary if the defamation counterclaims do not survive summary judgment, we conclude that the Attorney General’s ability to prosecute the underlying ease against the Johnson Defendants will not be sufficiently impaired to require granting him absolute immunity.
¶ 14 The Attorney General further argues that he will be unable to adequately defend himself against the defamation counterclaim because he has no authority to waive the confidentiality of privileged communications without his clients’ consent and “[l]ogically, at least some of the information available to the Attorney General when the press release was issued ... would have included privileged attorney-client communications and information.” But the Attorney General has not indicated and we cannot imagine what type of privileged attorney-client communications and information could support a decision to issue a press release and yet still be undiscoverable.
¶ 15 The Attorney General also cautions that denying him absolute immunity would result in defendants asserting defamation counterclaims as a defense strategy, causing “the Attorney General and his assistants [to] consider their potential liability before initiating and while prosecuting such actions.” However, the Attorney General has not adequately explained how qualified immunity with the additional requirement that the Counterclaimants must prove an objective malice standard is insufficient protection. Under the objective malice standard, “qualified immunity will protect a public official if the facts establish that a reasonable person, with the information available to the official, ‘could have formed a reasonable belief that the defamatory statement in question was true and that the publication was an appropriate means for serving the interests which justified the privilege.’” Joel F. Handler and William A. Klein, The Defense of Privi
¶ 16 The Attorney General also argues that established public policy entitles him to absolute immunity for issuing press releases describing litigation his office is pursuing, including allegedly defamatory statements. He further asserts that established public policy requires him to inform citizens about the litigation he undertakes on their behalf.
¶ 17 We reject the Attorney General’s contention that the statutory requirement mandating that he report his litigation and other activities to the Governor and the Legislature through an annual report, which is open and available to the general public, is the source of the public policy requiring him to inform citizens of matters оccurring in his office.
¶ 18 Although the Attorney General is required to provide an annual report of his office’s activities to the Governor and the Legislature, see Arizona Revised Statutes (A.R.S.) section 41-194.B (2004), none of the statutes delineating his duties, see A.R.S. §§ 41-191 to -198 (2004 and Supp.2006), require him to issue press releases, communicate with the public regarding pending cases or provide information relating to defendants outside of court proceedings. As Counter-claimants assert, issuing press releases and holding press conferences about litigation his office is pursuing are highly discretionary functiоns as is the information he chooses to disseminate to the public.
¶ 19 The dissent relies on Restatement (Second) of Torts § 591 (1977), and Barr,
¶20 However, in Chamberlain, the Arizona Supreme Court noted that Restatement (Second) § 591 follows Barr.
¶ 21 Finally, the Attorney General and the dissent cite several cases from other jurisdictions that have granted their attorney generals absolute immunity in defamation cases arising when the attorney general publishes matters about individuals in the performance of their official duties. The Attorney General maintains that the these cases “reflect[] the strong public interest in allowing high executive officers to inform the public on important matters, unfettered by the fear that they may be sued for defamation.” The problem with this argument is that all of these cases follow Barr, Restatement of Torts § 591, or Restatement (Second) of Torts § 591. People ex rel Hartigan v. Knecht Services, Inc.,
¶22 In arriving at this holding, we note that this opinion does not address situations in which the Attorney General is the policy maker, such as when he makes the decisions
¶23 We find support for this holding in Green Acres Trust v. London, wherein the Arizona Supreme Court held that defendant attorneys were not entitled to an “absolute privilege for the oral and written communications published by them to” the press before a lawsuit is filed.
¶ 24 Based on the narrowness of the absolute immunity exception articulated in Chamberlain, the additional protection of an objective malice standard and the Attorney General’s insufficient support to demonstrate that issuing press releases potentially containing defamatory information relating to litigation pursued by his office is essential to conducting public business, we deny the Attorney General the relief he requests.
CONCLUSION
¶ 25 For the above reasons, in the exercise of our discretion, we accept special-action jurisdiction and deny relief.
Notes
. To hold otherwise, would create a situation in which public officials that only have qualified immunity, would always have the Attorney General issue press releases on their cases, in order to avoid potential litigation.
Dissenting Opinion
dissenting.
¶26 In Chamberlain, our supreme court established that, as a general rule, state executive officials are entitled only to qualified immunity in defamation actions brought against them in their official capacity.
¶ 27 Thus, Chamberlain does not require the result reached by the majority. Moreover, it appears that every other state that recognizes the concept of high-level executive officer immunity extends such a defense to its attorney general. I believe that, if the doctrine of absolute immunity for high-level executive officers is to have any real application
¶ 28 As a preliminary matter, I note that the rationale for allowing high-level executive officers to defeat defamation actions by claiming absolute immunity is not simply, as suggested by the majority, to reheve such officers from the personal burden of being hauled into court to defend their statements. Rather, as explained in the Restatement (Second) Torts § 591 cmt. a (1977), absolute immunity is intended to protect the public’s interest in the effective operation of government:
Complete freedom in performing the duties of the important executive offices of the ... State requires the absolute privilege to publish defamatory matter of others when the publications are incidental to the performance of the duties of the office. The public welfare is so far dependent upon a reasonable latitude of discretion in the exercise of functions of high executive offices that their incumbents may not be hindered by the possibility of a civil action for defamation in connection therewith.
The public interest in encouraging public officials to speak with complete candor without fear of civil liability reaches its zenith when the public official is a high-level executive official such as the attorney general. See Barr,
¶29 The majority cites Chamberlain for the proposition that the Arizona Supreme Court has “endorsed the use of governmental ‘immunity as a defense only when its application is necessary to avoid a severe hampering of a governmental function or thwarting of established public policy.’ ”
¶ 30 The attorney general is Arizona’s chief legal officer, A.R.S. § 41-192(A) (2004), and is one of only five constitutional officers comprising the executive department, all of whom are elected.
¶ 31 My view on this issue is consistent with the law in other states. Indeed, every state court that recognizes some form of high-level executive officer immunity that has addressed the issue has concluded that its attorney general is absolutely immune from common-law liability for such communications, including press releases or similar statements concerning litigation. See, e.g., People ex rel Hartigan v. Knecht Services, Inc.,
¶ 32 As a matter of public policy, I beheve the best approach to this issue is set forth in the Restatement § 591(b):
An absolute privilege7 to publish defamatory matter concerning another in communications made in the performance of his official duties exists for
(b) a governor or other superior executive officer of a state.
¶ 33 The Restatement position, which is followed by the majority of states, accommodates Chamberlain’s acknowledgement that some high-level executive officers might bе entitled to absolute immunity by permitting a case-by-ease determination whether a particular office holder, other than the governor, qualifies as a “superior executive officer.” At the very least, however, the attorney general, as one of five elected heads of Arizona’s constitutional executive departments would fall within the category of superior executive officer and would be entitled to claim absolute immunity when communicating with the public in matters concerning his official duties. “All of the state courts that have considеred the question have agreed that the absolute privilege ... protects at least the governor [and] the attorney-general____” Restatement § 591 cmt. c.
¶ 34 The majority attempts to dismiss my reliance on § 591(b) of the Restatement with the comment, ¶ 20, infra, that, “by expressly choosing to reject the rationale in Barr, [Chamberlain ] also rejected the rationale contained in Restatement (Second) § 591.” In Barr, the United States Supreme Court
¶ 35 Under my proposed analysis based on § 591(b), because the attorney general necessarily qualifies as a superior executive officer, the resolution of the issue of absolute immunity in this case would depend on the answer to the following question: Was the attorney general acting in the performance of his official duties when his office issued the prеss release? My answer to this question is “yes” even though, as the majority points out, none of the statutes that delineate the duties of the attorney general require him to issue press releases regarding the initiation of litigation. This is so because, notwithstanding the lack of specific statutory authorization, the public nonetheless has a right to be informed by the attorney general of actions taken by him in his official capacity. As explained by the Restatement, the phrase “performance of his official duties”
does not mean that the publication must be one that the officer in question is required to make, as when the head of a department is required by law to file an annual report concerning its affairs. It is enough that the publication is one that the officer is authorized to make in his capacity as an officer.
§ 591 cmt. f.
¶36 Until now, no jurisdiction had found the lack of a specific statute authorizing its attorney general to make press releases to be an impediment to a claim of absolute immunity in such circumstances. See, e.g., Gold Seal Chinchillas, 420 P.2d at 701 (“No statutory delineation of such responsibility is necessary, however, inasmuch as the Attоrney General, as an elected officer of cabinet rank in state government, has an implicit duty by virtue of his position to inform the people of the state of Washington of actions taken in his official capacity.”); see also Hultman v. Blumenthal,
¶37 In summary, I believe the attorney general, as a constitutional executive officer, should be absolutely immune from lawsuits arising from communications made by him in the performance of his official duties.
. The director is appointed by the governor from a list of names submitted by a search committee and serves at her pleasure. A.R.S. § 36-102 (2003).
. Grimm v. Ariz. Bd. of Pardons and Paroles,
. The full quote from Ryan is: “Employing the spirit of the Stone decision, we propose to endorse the use of governmental immunity as a defense only when its application is necessary to avoid a severe hampering of a governmental function or thwarting of established public policy."
. The four other officers of the executive department are the governor, secretary of state, state treasurer, and superintendent of public instruction. Ariz. Const. art. 5, § 1. Each of these officers is subject to significant institutional pressures and intense media scrutiny that dampen any ardor to make outrageous or false public statements. For example, in addition to standing for election once every four years, each of these officers is, unlike the dеpartment head in Chamberlain, subject to recall. Ariz. Const. art. 8, § 1. Moreover, as a practicing attorney, the attorney general faces the prospect of state bar disciplinary proceedings if he makes extrajudicial statements that violate ethical rules. See, e.g., Ariz. R. Sup.Ct. 42, Ethical Rule 3.6 (2004) (Trial Publicity).
. The press release issued by the attorney general in this case, entitled "Terry Goddard Files Lawsuit Over Developer’s Destruction of State Resources,” was a two-page summary of a twenty-nine page multi-count civil action the attorney general filed on behalf of five state agencies. As explained in the press release, the lawsuit "stems from Johnson’s attempt in 2003 to construct a large residential community in southern Pinal County and his work on the banks of the Little Colorado River in Apache County” and alleges "numerous violations of state law and destruction of the State’s natural and archeological resources[.]” A complete copy of the attorney general's press release is available at http://www. azag.gov/press — releases/2005/Feb05.html.
. "Absolute privilege” is the term traditionally used to describe the absolute immunity given government officials in defamation actions. See Chamberlain,
. The majority holds the door slightly ajar for "situations in which the Attorney General is the policy maker.” ¶ 22, supra. By this comment, the majority apparently sees a relevant distinction between situations when the attorney is acting directly on behalf of the state, e.g., in consumer fraud actions, and when, as is more commonly the case, he is giving legal advice or acting on behalf of a department of the state. The parties do not rely on the distinction drawn by the majority and my research has not disclosed any other state court that embraces such a distinction. Although the attorney general's authority is more limited when representing a state agency, as the state’s chief legal officer, he is responsible for prosecuting all "proceedings in which the state or an officer thereof in his official capacity is a party.” A.R.S. § 41-193(A)(1) (2004). More importantly, his duty to keep the public informed of his official activities is not dependent on the source of his statutory authority.
