This is an interlocutory appeal from an order of the District Court for the District of Arizona in which we must decide two related questions: first, whether an antitrust plaintiff who serves process pursuant to the provisions of § 12 of the Clayton Act, 15 U.S.C. § 22, may properly establish venue under the Alien Venue Act, 28 U.S.C. § 1391(d); and second, whether it was error for the district court to exercise personal jurisdiction over alien defendants based on an assessment of their contacts with the United States as a whole, rather than their contacts with the forum district. The district court ruled that venue need not be established under the same statute which provides the basis for service of process, that venue lay properly in Arizona under the Alien Venue Act, and that the “national contacts” of the defendants were sufficient for the exercise of personal jurisdiction. We agree and affirm.
I.
The plaintiff in the underlying action, Go-Video, Inc. (“Go-Video”), is a Delaware corporation with its principal place of business in Arizona. Since 1984, Go-Video has apparently been attempting to purchase parts from which it could assemble a “dual deck” video cassette recorder, the “VCR-2,” for which it holds a United States patent. 1 In its complaint Go-Video alleges that a number of foreign manufacturers of consumer electronics, a Japanese electronics trade association (collectively known as the “manufacturing defendants”), various domestic motion picture companies, and a motion picture trade association (the “motion picture defendants”) conspired to prevent the marketing of dual deck VCR’s in the United States and, pursuant to this allegedly illicit agreement, refused to deal with Go-Video. These actions, Go-Video claims, violated Section 1 of the Sherman Act, 15 U.S.C. § 1.
Go-Video served process on the manufacturing defendants through the long-arm provision of Section 12 of the Clayton Act, 15 U.S.C. § 22, which provides:
Any suit, action, or proceeding under the antitrust laws against a corporation may be brought not only in the judicial district whereof it is an inhabitant, but also *1408 in any district wherein it may be found or transacts business; and all process in such cases may be served in the district of which it is an inhabitant, or wherever it may be found.
As each of the manufacturing defendants was an alien corporation, Go-Video filed suit in the United States District Court for the District of Arizona, alleging venue to be proper under the terms of the Alien Venue Act, codified at 28 U.S.C. § 1391(d):
Venue generally
(d) An alien may be sued in any district.
The appellants here are the remaining manufacturing defendants, four Japanese and one Korean corporation.
2
After being served by Go-Video, some of the manufacturing defendants filed motions to dismiss Go-Video’s complaint for lack of personal jurisdiction and improper venue, under Fed.R.Civ.P. 12(b)(2) and (3). All parties eventually filed a “Joint Application for Determination of ‘National Contacts’ Issue of Law,” asking the district court to rule definitively on the personal jurisdiction question. The district court ruled in favor of Go-Video, determining venue to be proper in Arizona and the use of “national contacts” analysis consistent with the approach sanctioned by this court in
Securities Investor Protection Corp. v. Vigman,
II.
We turn first to appellants’ argument that section 12 of the Clayton Act must be read as an “integrated whole,” requiring every antitrust plaintiff to satisfy the section’s venue provision if it is to avail itself of its worldwide service of process authorization. 5 They base this argument on the language that introduces section 12’s service of process provision, contending that the reference to serving process “in such cases” refers to cases under which the venue requirements of the section have already been satisfied. Go-Video argues in response that “such cases” are the cases encompassed by the first line of section 12, namely “[a]ny suit, action, or proceeding under the antitrust laws against a corporation.” While the answer is certainly not apparent merely from an examination of the face of the statute, three factors support the conclusion that the latter construction is the proper one: it is more closely in keeping with the manner in which courts have traditionally defined the relationship between one statute’s specific venue provision and the general federal venue statutes; it is more consistent with the legislative history and overall purpose of the Clayton Act; and it is better supported by precedent. We discuss each of these factors in turn.
A. Venue Statutes and the Antitrust Laws
Appellants’ construction of Clayton Act § 12 is at least partially premised on the
*1409
notion that the enactment of its specific venue provision overrides the federal venue laws of general application. Leaving for Section B,
infra,
consideration of the question whether there is something unique in the language, structure, or legislative history of section 12 which justifies appellants’ theory, we note that, as a general matter, courts have interpreted special venue provisions to supplement, rather than preempt, general venue statutes.
See
15 Wright & Miller,
Federal Practice and Procedure,
§ 3818 at 108-109 (1976) (“Wright & Miller”) (“Supreme Court has held that special venue statutes are supplemented by, and are to be read in light of, liberalizing provisions of the general venue statutes”) (citing
Pure Oil v. Suarez,
In
Pure Oil,
the Court ruled that venue for a seaman’s Jones Act [46 U.S.C. App. § 688] claim was proper under a general venue statute, 28 U.S.C. § 1391(c), under which the defendant corporation could be sued in any district in which it transacted business, even though the Jones Act had its own venue provision, under which venue would have been proper only where the defendant resided or had its
principal
place of business.
Cases dealing with claims under the antitrust laws have likewise taken the view that the general federal venue statutes coexist (although not necessarily coextensively) with the specific venue provisions contained m the various antitrust laws. Usually beginning with the long-settled proposition that venue questions in the antitrust realm are peculiarly fact-specific ones,
see, e.g., United States v. Aluminum Co. of America,
Although the Alien Venue Act was enacted separately from the rest of section 1391, its relationship to specific venue statutes is not materially different than that of the provisions already mentioned.
See
1A
Moore’s Federal Practice,
¶ 0.342[6] at 4170-71 (section 1391(d) “is a provision of general applicability^] whether venue is governed by the general venue statute or by a special venue provision”). Indeed, if the relationship between the alien venue provision and specific venue statutes departs at all from that of specific venue statutes and the rest of section 1391, it does so in the direction of more
expansive
application of § 1391(d). In
Brunette Machine Works, Ltd. v. Kockum Industries, Inc.,
B. The History and Interpretation of the Clayton Act
We turn, then, to an assessment of the history and interpretation of the Clayton Act, specifically of section 12, in order to determine whether there exists any evidence of a Congressional intention to have the venue and service of process provisions operate as the “integrated [and more restrictive] whole” which appellants envision. With respect to the legislative history of the Act, the manner in which Congress believed the provisions would interact is (as is so often the case) not apparent. While it is clear that the legislative history provides no affirmative support for appellants’ position, it is difficult to say with any assurance that the history guides us to any conclusion as to how Congress “intended” the two provisions to coexist, or even considered the manner in which they would.
At the same time, the Congressional treatment of what ultimately became section 12 is somewhat enlightening. To the extent it demonstrates anything, it reveals that Congress viewed the questions of venue and service of process separately, with the latter issue of subsidiary importance. The version of section 12 initially introduced in the House contained only a venue provision, essentially allowing a suit against a corporation to be brought anywhere the corporation may be found. Most of the debate centered around the question of where one would expect to be allowed to bring suit for antitrust violations. When, in the context of these debates, Representative Webb of North Carolina objected to a proposed amendment on the ground that service of process might not be possible in some places in which venue would lie, he was rebuffed by Rep. Sumners of Texas, who explained that service of process could be dealt with later, if necessary, in “subsequent legislation.” The discussion ended there; the particular amendment at issue was defeated, and the House sent a bill to conference that contained a venue provision very close to that of current section 12, with no mention of service of process whatever. 51 Cong.Rec. 9607-09, 63d Cong., 2d Sess. (July 1, 1914), reprinted in 2 Kintner, Legislative History of the Federal Antitrust Laws and Related Statutes, 1651-54 (1978).
It was the Senate, in its consideration of the bill that became the Clayton Act, that added the service of process provision. The provision apparently was added without debate or objection, with no indication that it was intended to relate, let alone be subject, to the section’s venue provision. See 51 Cong.Rec. 14324, 63d Cong., 2d Sess. (Aug. 27, 1914), reprinted in 3 Kintner, supra, at 2161. From this sparse history, we certainly cannot conclude that Congress affirmatively intended that section 12’s service of process provision would be limited by the venue provision which, apparently as a matter of happenstance or convenience, preceded it in the text of the legislation ultimately enacted.
We note briefly that the general interpretation which courts have given section 12 also runs contrary to the construction for which appellants argue. In fact, courts have viewed the section’s main contribution to be its expansion of the bounds of venue.
See, e.g., United States v. Scophony Corp.,
C. Cases and Comment on the Question
In light of the preceding discussion, it is somewhat surprising that there is a division among the lower federal courts that have considered the specific question we address here. Several courts have held, and at least one commentator has suggested, that the use of the “such cases” language in section 12’s service of process provision acts to limit its reach to cases in which the venue provision it follows in the text has been satisfied. Other cases, and other commentators, have suggested the contrary view and have held that the provisions are independent, with “such cases” referring to antitrust cases generally. As we have already stated, we adopt the latter construction; we discuss below the conflicting cases and comment.
The case upon which appellants place principal reliance is Gault v. Foster, No. 83 C 1688, slip. op. (LEXIS, Genfed lib., Dist. file) (N.D.Ill. Sept. 14, 1984), which held that the world-wide service provisions of the Securities Exchange Act, 15 U.S.C. §§ 77v, 78aa, (provisions modeled on the Clayton Act section at issue in this case, infra at 1412-1413) could not be used unless venue was satisfied under the Act as well. Slip op. at 3-4; see also Hovenkamp, Personal Jurisdiction and Venue in Private Antitrust Actions, 67 Iowa L.Rev. 485, 508-09 (1982) (suggesting that the Gault result represents the “better approach” for interpreting the venue and service provisions of section 12). The Gault opinion is essentially devoid of analysis, relying primarily on the assertion that “[t]he language [of the sections did] not ... support a reading which would make worldwide service of process dependent on proper venue but then allow that venue to be established under § 1391(b).” Slip op. at 4. Such conclusory assertions have little persuasive force.
A somewhat more convincing argument for appellants’ position was recently made by the court in
Michelson v. Merrill Lynch, Pierce, Fenner & Smith, Inc.,
Judge Lasker’s surmise as to the probable view of the Second Circuit was guided by his interpretation of some of that court’s language in
Goldlawr, Inc. v. Heiman,
Interestingly, the largest part of Judge Lasker’s discussion of the section 12 question in
Michelson
was devoted to his description of Judge Stewart’s “strong and persuasive argument” (
We find the
Bucyrus-Erie
decision persuasive and consistent with the balance of the other cases to have looked at issues similar to the one we face today.
See, e.g., Scriptomatic, Inc. v. Agfa-Gevaert, Inc.,
[1973]
In essence, then, appellants’ argument reduces to that of the
Gault
court: for some (unstated but nonetheless controlling) reason, the “such cases” described in the final clause of section 12 simply
must
refer to the entire text which immediately precedes it, including the section’s venue requirement, rather than to the more general portion of the text referring to antitrust cases as a class. Even if we ignored for the moment that the legislative history (to which we must look to determine the exclusive application of a special venue statute,
Pure Oil, supra
at 1409) gives no hint that Congress intended the service of process clause to be read in conjunction with, and be limited by, the venue provision, we must reject appellants’ argument. When faced with the same argument we face here, the
Bucyrus-Erie
court explained at length the hidden intricacies of the word “such,” ultimately concluding that, when used to modify a noun, “such” is always presumed to refer back to that noun as it appeared previously in the text; “such” does not modify other clauses or nouns. In section 12, the court reasoned, “such cases” must therefore be “any suit, action or proceeding under the antitrust laws against a corporation.”
While appellants’ arguments are not facially unreasonable, after our analysis of the relationship of venue statutes generally, the purpose and history of the Clayton Act, particularly section 12, the prior case-law, and the structure of the section itself, we conclude that process may be served on an antitrust defendant pursuant to 15 U.S.C. § 22 in cases where venue is not established under that section but lies properly under 28 U.S.C. § 1391(d). To borrow from the
Pure Oil
court, allowing the allegedly injured party a greater range of potential places in which to bring suit is without question “basically consistent with the purposes and language” of the Clayton Act.
Venue for Go-Video’s suit lies properly in the District of Arizona under 28 U.S.C. § 1391(d).
III.
Having determined that venue lies in Arizona, we now address the related question whether personal jurisdiction could properly be exercised there. To exercise personal jurisdiction over a non-resident defendant in a federal question case, the district court had to determine that a rule or statute potentially confers jurisdiction over the defendant and then conclude that asserting jurisdiction does not offend the principles of Fifth Amendment due process.
See Amba Marketing Systems, Inc. v. Jobar International, Inc.,
In this case, the district judge looked first to Clayton Act § 12, a statute which, as has been discussed at length above, authorizes worldwide service of process.
Supra
at 1409, 1410-11;
see also Kramer Motors, Inc. v. British Leyland, Ltd.,
A. National Contacts and Clayton Act § 12
The district court reasoned that, since process, under § 12, could be served anywhere in the country (indeed anywhere in the world) and since venue, under § 1391(d), was proper in any district, personal jurisdiction for an antitrust suit against an alien corporation could be obtained in any judicial district in the United States. Moreover, given the nationwide service provision of the Clayton Act, the court concluded that, in determining whether it could exercise personal jurisdiction over the alien defendants, it was proper to consider their national contacts.
8
In the latter respect particularly, the court relied principally on our decision in
Vigman, supra,
In
Vigman,
we reasoned that a federal statute which permits the service of process beyond the boundaries of the forum state broadens the authorized scope of personal jurisdiction. Under such a statute, “ ‘the question becomes whether the party has sufficient contacts with the United States, not any particular state’.”
Appellants argue that
Vigman
does not control this case, inasmuch as it concerned a claim under the Securities Exchange Act, not the Clayton Act. There are two logical flaws in this argument. First, we believe that § 27 of the Securities Exchange Act is a peculiarly apt statute from which to analogize to § 12 of the Clayton Act: the two statutes’ service of process provisions are nearly identical; indeed, § 27’s provision (“... process may be served in any other district [i.e. districts other than the one in which suit is brought] of which the defendant is an inhabitant or wherever the defendant may be found”) was modeled after § 12 (“... process in such cases may be served in the district of which [the defendant] is an inhabitant, or wherever it may be found”). 15 U.S.C. §§ 78aa, 22;
see Leasco,
Vigman
hardly stands alone in its adoption of national contacts analysis where Congress has authorized national service.
See, e.g., Fitzsimmons v. Barton,
B. Constitutional Considerations
Having determined that the district judge correctly concluded that Clayton Act § 12 “potentially confers personal jurisdiction over the [appellants],”
Amba Marketing Systems,
Appellants raise two basic objections to this conclusion, arguing first that the Supreme Court has in dictum rejected the theory which supports the constitutionality of national contacts analysis, and second that the burden of defending the suits in Arizona demonstrates, as a practical matter, the unconstitutional results which follow when national contacts analysis is applied. Neither argument has merit.
Appellants’ first contention starts with the following passage from
Insurance Corp. of Ireland v. Compagnie des Bauxites de Guinee,
The requirement that a court have personal jurisdiction flows not from Article III, but from the Due Process Clause. The personal jurisdiction requirement recognizes and protects an individual liberty interest. It represents a restriction on judicial power not as a matter of sovereignty, but as a matter of individual liberty. Thus, the test for personal jurisdiction requires that “the maintenance of the suit ... not offend ‘traditional notions of fair play and substantial justice.’ ”
Appellants claim that this language rejects the notion that personal jurisdiction should be assessed by reference to the contacts with the Nation when the federal sovereign has provided for the cause of action. Furthermore, appellants contend, the federal cause of action theory is the only one that supports national contacts analysis. Their argument is fallacious, because it both reads too much into the Bauxites dictum and incorrectly describes the analytical basis for the national contacts approach.
Two observations are in order concerning the context of the quotation upon which appellants depend so heavily. First, the Supreme Court in
Bauxites
addressed questions only remotely relevant to those relating to the sufficiency of a defendant’s contacts with a given forum; the case concerned the appropriateness of declaring
*1416
certain jurisdictional facts admitted, or jurisdictional objections waived, when a party failed to comply with a district court’s discovery orders. The quoted passage serves merely to introduce the discussion of the waivability of certain objections to personal jurisdiction.
See
On a less structural and more substantive plane, appellants’ argument assumes that national contacts analysis is justified only by a particular notion of federal sovereignty in federal question cases. It is true that some courts have endorsed the national contacts approach based on the (not inarguable) proposition that, since the sovereign in federal question cases is the United States, the relevant contacts inquiry necessarily focuses on the Nation as a whole.
See, e.g., FTC v. Jim Walter Corp.,
Other cases decided since
Bauxites
have reached a conclusion similar to ours with respect to that case’s relevance to national contacts issues.
See, e.g., Steinberg & Lyman,
In light of our conclusion that there is no Supreme Court precedent to the contrary, we adhere to our decision in
Vigman
that, when a statute authorizes nationwide service of process, national contacts analysis is appropriate. In such cases, “due process demands [a showing of minimum contacts with the United States] with respect to foreign defendants” before a court can assert personal jurisdiction.
Vigman,
Appellants’ second argument is substantially more simple, and more simply dismissed. They advert to the burden placed on an alien defendant who must litigate in Arizona and conclude that this burden, imposed by virtue of national contacts analysis, is inherently violative of the “fair play and substantial justice” elements of due process. We are not persuaded by appellants’ somewhat skeletal argument on this point. As an initial matter, the concerns appellants raise are far more akin to a
forum non conveniens
argument than to a jurisdictional one. Considerations underlying a non-jurisdictional doctrine like
forum non conveniens
must be kept separate from the constitutional and jurisdictional analyses we conduct here.
See Fitzsim-
*1417
mons,
CONCLUSION
Go-Video was entitled to serve process under 15 U.S.C. § 22, even while seeking to satisfy venue under 28 U.S.C. § 1391(d). Venue, under § 1391(d), was proper in the District of Arizona. In determining whether it could exercise personal jurisdiction over the appellants, the district court appropriately chose to examine the appellants’ national contacts, correctly determined that due process was not offended by this decision, and properly ruled jurisdiction to exist.
The judgment of the District Court is
AFFIRMED.
Notes
. "Dual deck" VCR’s, which enable the user to copy videocassettes without the use of a second machine, are thought to raise the possibility of video "pirating” or "bootlegging” and have consequently been the source of some controversy among consumers, potential manufacturers and those who hold copyrights of material distributed on videocassette. Possibly as a result of this controversy, dual deck machines — manufactured under any patent — are not yet generally available in the United States. See generally, Fisher, Reconstructing the Fair Use Doctrine, 101 Harv.L.Rev. 1661, 1665-66, 1669-72 (1988); Comment, The Home Use Videotaping Controversy: Fair Use or Fair Game?, 49 Brooklyn L.Rev. 363, 394-98 (1983).
. There were originally twenty-three manufacturing defendants; by the time of this appeal, seven remained. During the pendency of the appeal, two of the seven were dismissed from the underlying actions and, by consent of the parties, were dismissed from the appeal as well. The remaining defendants are: Matsushita Electric Industrial Co., Ltd.; Samsung Electronics Co., Ltd.; Sanyo Electric Co., Ltd.; Sharp Corporation and Victor Company of Japan, Ltd.
. In the interest of simplicity, we shall refer to the manufacturing defendants collectively as "appellants" when discussing the arguments they advance in this appeal.
. Both questions we answer here are legal ones, reviewable de novo by this court.
See Pacific Atlantic Trading Co. v. M/V Main Express,
. We note that this is the specific question left open by this court in
O.S.C. Corporation v. Toshiba America, Inc.,
. Appellants rely on a series of cases which they claim support the position that service under section 12 can be effected only if venue is proper
under that section. E.g., Wood v. Santa Barbara Chamber of Commerce, Inc.,
. Appellants apparently do not question the district court’s conclusion that their contacts with the United States met the basic requirement imposed by International Shoe and its progeny — that a defendant maintain at least "minimum contacts” with the relevant forum. We thus assume that appellants’ contacts are sufficient for the exercise of jurisdiction, as long as the Nation is the appropriate entity against which to assess them.
. We note that the Supreme Court has on two occasions explicitly declined to decide the constitutionality of national contacts analysis.
Omni Capital International
v.
Rudolf Wolff & Co., Ltd.,
.Vigman
distinguished
Leroy
v.
Great Western United Corp.,
