Glendening v. StateGlendening v. State
We have for review Glendening v. State, 503 So.2d 335 (Fla.2d DCA 1987), in which the district court expressly declared valid
On July 26, 1985, Glendening was charged by information with sexual battery upon a child eleven years of age or younger, in violation of
Glendening was found guilty of the charged offense and received a life sentence with a mandatory minimum twenty-five years of incarceration. On appeal, the Second District Court of Appeal affirmed Glendening‘s conviction and sentence, rejecting the arguments that the trial court erred in admitting out-of-court statements made by the young victim under
Glendening now seeks review of the decision of the Second District Court of Appeal. As the district court below noted, the major thrust of Glendening‘s argument involves the constitutionality of
We first reject Glendening‘s contention that
We next address Glendening‘s argument that because he was charged with an offense occurring before the effective date of
Relying primarily upon that portion of the formulation of the scope of ex post facto laws from Miller which is set forth above, Glendening contends that
The proscription against laws which affect the legal rules of evidence and receive less, or different, testimony in order to convict the offender has been construed as prohibiting those laws which “`change the ingredients of the offence or the ultimate facts necessary to establish guilt.‘” Miller, 107 S.Ct. at 2453 (quoting Hopt v. Utah, 110 U.S. 574, 590, 4 S.Ct. 202, 210, 28 L.Ed. 262 (1884)). Changes in the admission of evidence have been held to be procedural. Two examples of this, noted in Dobbert, are found in Hopt and Thompson v. Missouri, 171 U.S. 380, 18 S.Ct. 922, 43 L.Ed. 204 (1898). In Hopt, the law in effect on the date of the alleged homicide provided that a convicted felon could not be called as a witness. Prior to trial of the case, the law was changed and a convicted felon, called to the stand to testify, implicated Hopt in the crime. The Supreme Court rejected the argument that the law was ex post facto, stating that “[a]ny statutory alteration of the legal rules of evidence which... only removes existing restrictions upon the competency of certain classes of persons as witnesses, relate to modes of procedure only” and “are not ex post facto in their application to prosecution for crimes committed prior to their passage.” 110 U.S. at 589, 590, 4 S.Ct. at 209-10. In Thompson, the Missouri Supreme Court reversed Thompson‘s conviction of murder because of the inadmissibility of certain evidence. Letters written by the defendant to his wife were submitted for handwriting comparison, which was prohibited by the rules of evidence. Prior to the second trial, the law was changed to make this objectionable evidence admissible and Thompson was again convicted. The United States Supreme Court rejected the argument that this change was violative of the ex post facto clause and held that the change was procedural. See Dobbert, 432 U.S. at 293, 97 S.Ct. at 2298.
The same reasoning which resulted in the Supreme Court‘s determination that the statutes in Hopt and Thompson were procedural leads to the conclusion that
The third issue addressed concerns compliance with the requirements of
a finding that there is a substantial likelihood that a victim or witness [in a sexual abuse or child abuse case] who is under the age of 16 would suffer at least moderate emotional or mental harm if he were required to testify in open court or that such victim or witness is otherwise unavailable as defined in s. 90.804(1), the trial court may order the videotaping of the testimony of the victim or witness in a sexual abuse case or child abuse case, whether civil or criminal in nature, which videotaped testimony is to be utilized at trial in lieu of trial testimony in open court.
The trial court heard evidence on the motion and found that there was a substantial likelihood that the child would suffer at least moderate emotional or mental harm if she were required to testify in open court. The trial court accordingly entered an order permitting the videotaping and required Glendening to view the testimony outside the child‘s presence.
At the videotaping session, the trial court first conducted a voir dire examination of the child to determine her competency to testify. The trial court concluded that the child was competent to testify because she showed an above average intelligence for a three-and-one-half-year-old child and was aware of her surroundings, attributing her inability to explain the difference between the truth and a lie to the inartful questioning by the court and the state attorney. Thereafter, when the child was interrogated concerning the matters involved in the case, she did not implicate her father in any misconduct.
Glendening made a pretrial motion to exclude all hearsay statements made by the child. In response, the state filed a notice of the various hearsay statements it intended to introduce. The trial court ruled that the state‘s response did not constitute adequate compliance with the notice requirements of
At trial, the witnesses listed on the state‘s notice testified concerning the out-of-court statements made by the child and the circumstances under which the statements were made. The videotape of the child‘s testimony was shown to the jury once during the state‘s case-in-chief and then again by the defense.
Glendening raises several arguments in regard to the compliance with
Application of
Furthermore, although the confrontation clause does reflect a preference for face-to-face confrontation at trial, Ohio v. Roberts, 448 U.S. 56, 63, 100 S.Ct. 2531, 2537, 65 L.Ed.2d 597 (1980), the Supreme Court has recognized that
competing interests, if “closely examined,” Chambers v. Mississippi, 410 U.S. 284, at 295, 93 S.Ct., [1038,] at 1045, [35 L.Ed.2d 297] may warrant dispensing with confrontation at trial. See Mattox v. United States, 156 U.S. 237, at 243, 15 S.Ct. [337,] at 340 [, 39 L.Ed. 409] (“general rules of law of this kind, however beneficent in their operation and valuable to the accused, must occasionally give way to considerations of public policy and the necessities of the case“). Significantly, every jurisdiction has a strong interest in effective law enforcement, and in the development and precise formulation of the rules of evidence applicable in criminal proceedings.
Id. at 64, 100 S.Ct. at 2538. We agree with the First District Court of Appeal that “[w]eighing the competing interests in the balance ... the defendant‘s right to confront his accusers must give way to the State‘s interest in sparing child victims of sexual crimes the further trauma of in-court testimony.” Chambers v. State, 504 So.2d 476, 477-78 (Fla. 1st DCA 1987). Our conclusion is not altered by the recent United States Supreme Court decision in Coy v. Iowa, ___ U.S. ___, 108 S.Ct. 2798, 101 L.Ed.2d 857 (1988), which was issued subsequent to oral argument in the present case. Coy was charged with sexually assaulting two thirteen-year-old girls while they were camping out in the backyard of the house next door to him. Neither of the girls was able to describe their assailant‘s face. At trial, the girls were permitted to testify behind a large screen which enabled Coy to dimly perceive the witnesses but because of which the witnesses were completely unable to see Coy. See
There are two reasons why the decision in Coy does not alter our conclusion. First, the present case is distinguishable from the
In contrast to the statute at issue in Coy,
Second, Justice Scalia recognized in the majority opinion in Coy that the United States Supreme Court has “recognized that other types of violations of the Confrontation Clause are subject to that harmless error analysis ... and [has] see[n] no reason why denial of face-to-face confrontation should not be treated the same.”4 108 S.Ct. at 2803. We conclude that if the denial of face-to-face confrontation in the present case had been error, any error would have been harmless. When questioned, the child not only did not implicate the defendant in any wrongdoing, but specifically stated that he had not hurt her. Following this testimony by the child during examination by the state, defense counsel declined to conduct cross-examination of the child. Moreover, this exculpatory tape was presented to the jury by the defense during its case. Because the videotaped testimony was totally exculpatory, the admission of the testimony unquestionably did not contribute to the conviction and was harmless beyond a reasonable doubt. State v. DiGuilio, 491 So.2d 1129, 1138 (Fla. 1986).
Even if we had agreed with Glendening‘s argument that if the child testifies via videotape rather than in open court, the child‘s out-of-court statements could not be admitted without first imposing the additional safeguards under the Ohio v. Roberts, 448 U.S. 56, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980), unavailable declarant scenario, it would be of no consequence in our review of the present case. The Roberts unavailable declarant scenario requires that if the declarant is unavailable, the hearsay must be marked with particularized guarantees of trustworthiness in order to be admissible. Id. at 65, 100 S.Ct. at 2538.
We also reject Glendening‘s argument that the trial court erred in determining that the child was competent to testify. We have been referred by Glendening to portions of the transcript of the competency hearing which focus on the child‘s weakness as a witness. Other portions, however, tend to support the child‘s competency to testify. As this Court has previously held, it is “within the sound discretion of the trial judge to decide whether an infant of tender years has sufficient mental capacity and sense of moral obligation to be competent as a witness, and his ruling will not be disturbed unless a manifest abuse of discretion is shown.” Rutledge v. State, 374 So.2d 975, 979 (Fla. 1979), cert. denied, 446 U.S. 913, 100 S.Ct. 1844, 64 L.Ed.2d 267 (1980). Our examination of the record reveals no abuse of discretion on the part of the trial judge in permitting the child‘s testimony.6
The final issue involves the alleged improper admission of expert witness testimony. Rebecca Winkel, a coordinator for the
The trial court correctly overruled the defense objection to the question. Rebecca Winkel was recognized, without objection by the defense, as an expert in conducting interviews with children regarding suspected sexual abuse. A trial court has broad discretion in determining the range of subjects on which an expert witness may be allowed to testify and unless there is a clear showing of error, its decision will not be disturbed on appeal. Johnson v. State, 393 So.2d 1069, 1072 (Fla. 1980), cert. denied, 454 U.S. 882, 102 S.Ct. 364, 70 L.Ed.2d 191 (1981). The trial court did not abuse its discretion in determining that an opinion as to whether the child was sexually abused was within the province of the expert witness.
A qualified expert may express an opinion as to whether a child has been the victim of sexual abuse.
90.702 Testimony by experts. — If scientific, technical, or other specialized knowledge will assist the trier of fact in understanding the evidence or in determining a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education may testify about it in the form of an opinion; however, the opinion is admissible only if it can be applied to evidence at trial.
90.703 Opinion on ultimate issue. — Testimony in the form of an opinion or inference otherwise admissible is not objectionable because it includes an ultimate issue to be decided by the trier of fact.
These two sections are subject, however, to the limitations of
Relevant evidence is inadmissible if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of issues, misleading the jury, or needless presentation of cumulative evidence.
Accordingly, the evidence code sets forth four requirements to be met in order to admit an expert opinion: (1) the opinion evidence must help the trier of fact; (2) the witness must be qualified as an expert; (3) the opinion must be capable of being applied to evidence at trial; and (4) the probative value of the opinion must not be substantially outweighed by the danger of unfair prejudice. See Kruse v. State, 483 So.2d 1383 (Fla. 4th DCA 1986).
Testimony in the form of an opinion by Mrs. Winkel would be helpful to the jury in view of the age of the victim. The child‘s age made it likely that her inexperience in sexual matters would make it difficult for her to describe what happened. The opinion of a witness such as Mrs. Winkel, recognized as an expert in interviewing suspected young victims of sexual abuse, provided the jury more information from which to decide whether the child had actually been a victim of sexual abuse. Mrs.
We agree with Glendening that it was improper for the expert witness to testify that it was her opinion that the child‘s father was the person who committed the sexual offense. An opinion as to the guilt or innocence of an accused is not admissible. See Lambrix v. State, 494 So.2d 1143 (Fla. 1986); Spradley v. State, 442 So.2d 1039 (Fla. 2d DCA 1983). Although
Glendening also argues that Dr. Kent, a psychologist, was improperly allowed to vouch for the credibility of a witness by stating that in his expert opinion the child‘s allegation, as conveyed by Mrs. Winkel, was based upon independent recall rather than improper prompting. Defense counsel‘s objection, however, was on the basis that the question was irrelevant, not that the question called for improper vouching for the credibility of the hearsay declarant. In order for an argument to be cognizable on appeal, it must be the specific contention asserted as the legal ground for the objection below. Steinhorst. Accordingly, this issue is also not properly preserved for appeal.
In summary, we conclude the district court below correctly held that
It is so ordered.
McDONALD, SHAW, BARKETT and KOGAN, JJ., concur.
OVERTON, J., concurs in result only.
GRIMES, J., did not participate in this case.
Notes
[t]he court may require the defendant to view the testimony from outside the presence of the child by means of a two-way mirror or another similar method that will ensure that the defendant can observe and hear the testimony of the child in person, but that the child cannot hear or see the defendant. The defendant and the attorney for the defendant may communicate by any appropriate private method.