Opinion
Pеtitioner Glen C„ the father of G. C., B. H. and G. H., seeks review by extraordinary writ of orders of the juvenile court terminating reunification services and setting a permanency planning hearing (Welf. & Inst. Code,
1
§ 366.26) for February 28, 2000.
G. C., B. H. and G. H., were bom in September 1995, January 1998, and November 1998, respectively. On December 10, 1998, the Alameda County Social Servicеs Agency (the Agency) filed a petition under section 300 concerning petitioner’s children and their three older half siblings, then aged nine years, five years and four years. The children had been living with the mother, except for G. H., who had been hospitalized since his birth. The petition alleged that the mother had a substance abuse problem which rendered her unable to provide adequate care and supervision to the children in that G. H. had been bom premature, positive for cocaine and with medical problems and the minors had been found alone in a filthy house. (§ 300, subd. (b).) The petition further alleged that the children had been left without provision for support in that petitioner was incarcerated and could not arrange for thе children’s care. (§ 300, subd. (g).) 3 Petitioner was listed on the petition as an alleged father, in custody at Vacaville. The children were detained the same day. G. H. was placed in foster care; G. C. and B. H. were placed with their maternal great-grandmother.
The jurisdictional hearing was held on December 29, 1998. The mother submitted to the allegations and waived her right to trial and the allegations of the petition were found true. The report prepared for this hearing indicated that petitioner was in custody at the Santa Rita jail and had a criminal record dating to 1991. The Agency recommended that the children remain in their out-of-home placements. As to petitioner, the report stated that the Agency was not required to provide reunification services unless and until petitioner established himself to be the presumed father. On December 30, an amended petition was filed and it listed petitioner as a presumed father.
At the dispositional hearing on January 19, 1999, the court adopted the findings and orders in the jurisdictional report. As indicated above, these orders did not include a reunification plan for petitioner.
On February 9, 1999, a supplemental petition (§ 387) was filed concerning G. C., B. H., and the half sister who had been in the same placement, alleging that the maternal great-grandmother could not provide care and a home for the children due to ill health. At the detention hearing on February 10 and 11, the children were removed from the great-grandmother’s custody. Acсording to the detention hearing report, the mother had stated that she had been in recent communication with petitioner, who was no longer incarcerated. This report again listed petitioner as an alleged father.
The jurisdictional/dispositional report filed on February 26, 1999, stated that petitioner, the “alleged” father of G. C. and B. H., was expected to agree with the Agency’s recommendation that the children be placed in a foster home. According to this report, petitioner had been interviewed and it appeared no family members were available to care for the children. Petitioner was advised he could visit the children on February 19 but was incarcerated on that date, having been arrested on a drug charge, and continued to be incarcerated at the Santa Rita jail as of February 25. In one portion of the report, it was stated that petitioner would testify that prior to his incarcerations he had been gainfully employed and living with his sister, he had graduated from high school, he had a relationship with the children and he intended to reunify with them. In another portion, it was reported that petitioner had not gotten to see G. H. until “later in that child’s life” and, because of his recent five-month incarceration,
At the hearing on March 2, the mother submitted to the allegations and the children were ordered into foster care. The court’s minute order stated: “30 days to set aside on father. No reunification to Glen[] [C.] Jr. alleged father unless & until he establishes himself as a presumed father of [G. C.] & [B. H.].”
The Agency filed an interim review report on April 20, 1999, which stated that petitioner had met with the social worker on February 9 and expressed interest in reunifying with the children. The father was then arrested on February 19, on his way to visit G. H., and remained in custody at the Santa Rita jail. The social worker wrote to petitioner on April 8, inquiring whether he wanted to proceed with reunification services and enclosing self-addressed stamped envelopes and stationery to enable him to write to his children, his attorney, or the social worker. The social worker wrote to petitioner again on April 14 to inform him of a parenting class (T.A.L.K.) and a substance abuse program (D.E.U.C.E.) available at the jail. The interim report, in a section listing individuals to whom notice of the hearing had beеn given, listed petitioner as a “presumed father,” with an address in Oakland. At the April 23 hearing, the court continued existing orders in effect and continued the matter for the six-month hearing on July 15. The minute order made no reference to reunification services.
The Agency’s report for the July 15 hearing recommended that reunification services be terminated and the matter set for a permanency planning hearing. The report referred to petitioner as an alleged father, but noted that petitioner had “maintained contact with the minors and [held] the minors out to the community as his own.” Petitioner, who remained in custody at the Santa Rita jail, was still “very interested in reunifying,” was attending the T.A.L.K. program, had been informed of the time limitations for reunifiсation, and had stated by letter that he was aware he might not be able to complete the requirements for reunification before expiration of the time limit. The report stated that, on March 2, the court had ordered petitioner to “cooperate with” the case plan described above. Other than attending the T.A.L.K. program, petitioner was reported to be unable to comply with the case plan due to his incarceration. With respect to reasonable efforts, the social worker reported that petitioner had been sent the “Incarcerated Parents Manual,” pictures of the children and self-addressed, stamped envelopes and paper to write to them, and that the social worker had kept petitioner informed by letter as to how the children were doing in foster care. Petitioner had had no visitation with the children.
The six-month hearing was held on August 9,1999. Asked why he had not been reunified with his children, petitioner testified: “Basically, just stupidity, I guess. Just not putting my head on straight when I’m in society . . . .” Petitioner testified that the social worker was “real considerate” and kept him informed about the children, that he wrote back to her, that he sent the children pictures and drawings and told them he loved them, and that he thought about the children all the time. He had graduated from the T.A.L.K. program with perfect attendance but continued to go to the classes because he felt
County counsel acknowledged at the hearing that although petitioner was listed as an alleged father, based on his testimony at the hearing he “may be presumed” and agreed with the court’s assessment of petitioner as having “adopted” the children in the sense of helping them out. When the court observed that reunification services had not been ordered for petitioner, county counsel referred to the stаtement in the July 15 report that petitioner had been ordered on March 2 to cooperate with the case plan. The court noted that counting from March 2, petitioner had not had a full six months of services. Petitioner’s attorney noted that petitioner had had no opportunity for visitation since February. The hearing was continued to allow petitioner a full six months of reunification services.
On October 25, 1999, the court terminated reunification services, finding by clear and convincing evidence that neither parent had regularly participated in any court-ordered treatment plan and noting that all three children had been under the age of three years at the time of detention. A section 366.26 hearing was set for Fеbruary 28, 2000.
The present petition was filed on December 20, 1999. Pursuant to rule 39.IB of the California Rules of Court,
4
we issued an order to show cause and put the case on calendar for oral argument. Although the parties waived oral argument, due to the inadequacy of the petition and briefing—no points and authorities filed by petitioner and a four-page brief filed by the Agency—we ordered the parties to file letter briefs responding to specific questions posed by the court and to appear for oral argument. As we will explain in part I below, we decline the Agency’s request that we dismiss the petition as procedurally inadequate (cf.
Cheryl S. v. Superior Court
(1996)
I.
The procedural requirements for a petition for extraordinary writ challenging a trial court’s decision to terminate reunification services and set a permanency planning hearing are set forth in rule 39.1B(j): “The petition for • extraordinary writ shall summarize the factual basis for the petition. Petitioner need not repeat facts as they appear in any attached or submitted record, provided, however, that references to specific portions of the record, their significance to the grounds alleged, and disputed aspects of the record will assist the reviewing court and shall be noted. Petitioner shall attach applicable points and authorities. . . .”
Inadequacies in a rule 39. IB petition may affect not only the resolution of the petition itself but also the parent’s right to appeal from the order following the section 366.26 hearing. Section 366.26, subdivision
(T),
provides: “(1) An order by the court that a hearing pursuant to this section be held is not appealable at any time unless all of the following applies: fl[] (A) A petition for extraordinary writ review was filed in a timely manner. [^] (B) The petition substantively addressed the specific
The petition in the рresent case does not comply with the requirements of rule 39.1B(j). Indeed, the petition is about as minimal as it could be, stating on its face that petitioner “attended the [T.A.L.K.] program but had no child visitation” and that petitioner had “perfect attendance” at that program and was “attempting to do everything he could to prepare to be a father to his children.” No other summary of the “factual basis for the petition” or points and authorities (rule 39.1B(j)) were submitted. The Agency’s opposition, three and a half pages in length, suggests that we dismiss the petition due to the absence of points and authorities (ibid.), urges that petitioner was not actually offered reunification services and that the propriety of the dispositionаl order denying such services is not presently before this court; and maintains, without any supporting argument, that reasonable services were offered or provided.
Bare-bones petitions such as the one in this case present the reviewing court with several options, each problematic for different reasons. Some courts have taken the view that a procedurally inadequate petition—one that does not comply with the requirements of rule 39.1B(j)—should be dismissed or summarily denied.
(Anthony D. v. Superior Court
(1998)
The last option mentioned is neither practical nor desirable. Independent review along the lines of
Anders v. California
(1967)
For the most part, the rationale of In re Sade C. applies to rule 39. IB writ proceedings. Certainly parents in these proceedings have no constitutional right to Anders/Wende review. The interests of the parent, child and state are similar to those implicated in dependency appeals with, if anything, an even stronger interest in expeditious resolution. The trial court orders being challenged are presumptively correct. While the problem of bare-bones petitions itself raises a question as to the magnitude of the risk of error in the absence of independent review by the court, it nevertheless remains our observation that most rule 39. IB petitions are adequately presented. The interests of all would be better served by seeking to prevent the filing of inadequate petitions than by responding to such petitions with independent review by the court.
At the other end of the spectrum, summary denial or dismissal of a procedurally inadequate petition punishes the parent for the failure of counsel to adequately perform his or her professional responsibilities. The interest at stake in rule 39.IB petitions is of extreme importance, as the termination of reunification services in most instances ensures the subsequent termination of parental rights at the section 366.26 hearing. “ ‘ “[T]he critical decision regarding parental rights will be made at the dispositional or review hearing, that is, that the minor cannot be returned home and that reunification efforts should not be pursued. In such cases, the decision to terminate parental rights [at the section 366.26 hearing] will be relatively automatic if the minоr is going to be adopted.” ’ . . . ffl] ‘. . . [I]n order to terminate parental tights [at the section 366.26 hearing], the court need only make two
findings: (1) that there is clear and convincing evidence that the minor will be adopted; and (2) that there has been a previous determination that reunification services shall be terminated.’ . . . Hence, the proceeding terminating reunification services and setting a section 366.26 hearing is generally a party’s last opportunity to litigate the issue of parental fitness as it relates to any subsequent termination of parental rights, or to seek the child’s return to parental custody.”
(In re Matthew C.
(1993)
Moreover, the Legislature, in enacting section 366.26, sought to achieve substantive as well as expeditious review of the trial court’s orders in these cases. Thus, section 366.26, subdivision (Z)(4), states that the intent of the subdivision is to “[m]ake every reasonable attempt to achieve a substantive and meritorious review by the appellate court within the time specified in Sections 366.21 and 366.22 for holding, a hearing pursuant to this section” and to “[e]ncourage the appellate court to determine all writ petitions filed pursuant to this subdivision on their merits.” Rule 39.1B(a) reiterates these purposes, while other subdivisions of the rule direct that petitions be “liberally construed in favor of their sufficiency” (rule 39.1B(i)) and that “[ajbsent exceptional circumstances the appellate court shall review the petition for
Neither section 366.26 nor rule 39.IB, however,
requires
that all petitions be decided on their merits. On the contrary, both expressly recognize the possibility of summary denial in their provision that the trial court’s orders in setting the section 366.26 hearing may be reviewed on appeal after that hearing only if, among other things, the “petition for extraordinary writ review was summarily denied or otherwise not decided on the merits.” (§ 366.26, subd. (l)(1)(C); rule 39.1B(d)(2).) “[T]he ‘encouragemеnt]’ to the appellate courts to determine petitions ‘on the merits’ is aspirational, not a mandate for the creation of a cause in all rule 39. IB proceedings. [H] . . . [H] By ‘encouraging]’ Courts of Appeal ‘to determine all [rule 39.IB] writ petitions ... on the merits,’ the Legislature meant nothing more than that the appellate courts should avoid exercising their discretion summarily to deny such petitions for technical reasons of procedure. In
Steve J.
v.
Superior
Court,
it is stated that . . the goal of section 366.26, subdivision (Z) . . . is for the reviewing courts to avoid the use of discretionary grounds to deny relief, assuming specific conditions precedent are met . . . .’
(Steve J.
v.
Superior Court
(1995)
Cresse S.
v.
Superior Court, supra,
In our view, counsel in dependency cases simply cannot be relieved of their obligations to fully represent their clients, as they would be if the filing of inadequate rule 39.IB petitions were to result in this court engaging in an Anders/Wende-type review. Rather, it is incumbent upon counsel who participate in dependency cases to advocate their clients’ positions fully and effectively. This does not mean that counsel should file a rule 39.IB petition in every case, or in every case in which the client has filed a notice of intent to file such a petition. To the contrary, an attorney is required to maintain only such actions or proceedings “as appear to him or her legal or just.” (Bus. & Prof. Code, § 6068, subd. (c); see Rules
In the present case, confronted with an utterly deficient petition, this court attempted to remedy the situation by ordering counsel to submit additional briefs addressing specific questions posed by the court after review of the record. We took this course in deference to the rights of the father, whose interests were not advanced by his attorney’s presentation of an inadequate petition. Unlike some rule 39.IB cases, the time between filing of the petition and the date set fоr the section 366.26 hearing in the present case was sufficiently long that we could entertain additional briefing without compromising expeditious review of the case. Such expeditious review is not only statutorily required, but critical to the child’s interest in finality of the trial court’s orders and stability of placement: Once reunification services are terminated, the focus of the proceeding shifts from the parent’s interests in reunification to the child’s needs for permanency and stability.
(In re Marilyn H.
(1993)
Unfortunately, the response we received from petitioner’s counsel did nothing to illuminate the issues. At oral argument, which was held upon this court’s order after having been waived by the parties, counsel for petitioner acknowledged that the record to which this court’s review was limited did not support her client’s claim for relief. Counsel for petitioner went so far as to inform this court that the case had no merit, stating that if her client had asked, she would have advised against filing the petition.
Although petitioner himself filed the notice of intent to file a petition for extraordinary writ, counsel was not required to follow through with the petition itself if she believed the petition had no arguable merit. In light of the obligation imposed upon attorneys by Business and Professions Code section 6068, subdivision (c), not'to maintain actions that do not appear “legal or just,” the filing of a rule 39.1B petition by counsel informs this court that counsel believes the issues presented are “legal or just.” A petition that the attorney did not believe to be “legal or just” would violate the attorney’s professional obligation and would be frivolous.
The presentation of this case has convinced us that strong measures are necessary to assure parents in dependency cases receive proper representation in rule 39. IB writ proceedings. As has been stated, when an attorney evaluates a case and determines there is no potentially meritorious issue to be raised, a petition for extraordinary writ simply should not be filed.
(Cresse S. v. Superior Court, supra,
II.
Petitioner’s claim that he received inadequate reunification services depends on an initial assumption that he was entitled to receive reunification services. With the exception of one report, petitioner was consistently referred to in the trial court as an alleged father. Only a presumed father, however, is entitled to reunification services. (§ 361.5, subd. (a);
In re Zacharia D.
(1993)
The record before us reflects no express finding that appellant was a presumed father. The order resulting from the March 2 jurisdictional/dispositional hearing stated: “30 days to set aside on father. No reunification to Glen[] [C.] Jr. alleged father unless & until he establishes himself as a presumed father of [G. C.] & [B. H.].” At the August 9, 1999, hearing, the court inquired whether appellant had been determined to be the presumed father of any of the children; counsel for the Agency noted that he was listed as an alleged father but “based upon his testimony today, it seems as though he may be presumed.” The judge explained that he had thought the issue might have alrеady been resolved as to the oldest child and stated that it “seems, based on his testimony, he has adopted in the sense of helping out these children.” Counsel for the Agency replied, “Sure.” The court went on to continue the hearing to allow appellant to receive a full six months of reunification services. Since petitioner could only have been entitled to reunification services as a presumed father (§ 361.5, subd. (a); In re Zacharia D., supra, 6 Cal.4th at p. 451), this order implies a finding that appellant was the children’s presumed father.
The record, however, offers no support for such a finding. There is no question petitioner held the children out as his own. To meet the statutory requirement of receiving the child into the home, however, the child must physically be brought into the father’s home; constructive receipt is not sufficient.
(Adoption of Michael H.
(1995)
We recognize that petitioner has claimed his paternal interest in the children, maintained contact with them at least during his most recent incarceration and apparently worked diligently on developing his parenting skills through the parenting program he attended. His own statements to the Agency, however, reveal that he did not play any role in the children’s early lives. Although he was released from custody fairly early in the dependency, he re-offended and was not able to remain at liberty for more than a short period of time, and offered no relative who could care for the children while he was incarcerated. We find no support in the evidence еither for a conclusion that petitioner was a presumed father or that he could have attained the status of a presumed father before expiration of the reunification period. Accordingly, he was not entitled to reunification services.
(In re Zacharia D., supra,
Disposition
The petition is denied. Our decision is final as to this court immediately. (Rule 24(d).)
Haerle, J., and Lambden, J., concurred.
Notes
All further statutory references will be to the Welfare and Institutions Code unless otherwise specified.
The petition erroneously designates the challenged order as that of September 27, 1999. The order of September 27, 1999, however, merely continued the matter. The order terminating reunificatiоn services and setting the permanency planning hearing followed a hearing on October 25, 1999. Petitioner’s notice of intent to file writ petition correctly referenced the October 25 date and attached the order of that date. The Alameda County Social Services Agency’s opposition to the petition refers to October 25 as the date the relevant orders were made.
As the course of the proceedings as to the three half siblings is not at issue on this appeal, the allegations concerning the fathers of those children are irrelevant.
All further references to rules will be to the California Rules of Court unless otherwise specified.
Depending on the particular inadequacy of the petition, summary denial might also mean preclusion of a subsequent appeal from the decision rendered at the section 366.26 hearing. While rule 39.1B(d) would allow subsequent review of the order setting the section 366.26 hearing if a petition for extraordinary writ was timely filed and summarily denied, section 366.26, subdivision (Z)(2), states that “[fjailure to file a petition for extraordinary writ review within the period specified by rule, to substantively address the specific issues challenged, or to support that challenge by an adequate record shall preclude subsequent review by appeal of the findings and orders made pursuant to this section.”
Joyce G.
recognized that
summary
denial on the merits would allow a subsequent appeal (§ 366.26, subd. (Z)(1)(C), but noted that such appeal would be “limited to the same issue on the same record (§ 366.26, subd. (Z)(1)(B)) and thus is destined on appeal to receive the same result.”
(Joyce G. v. Superior Court, supra,
