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Gipson v. Jordan
376 F.3d 1193
10th Cir.
2004
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*1 2002, subject to May States the United firearms disabilities.

federal

CONCLUSION supports us on appeal

The record before that Atandi was government’s unlawfully present the Unit-

illegally or of 18 U.S.C. purposes

ed States time he was discovered

922(g)(5)(A) am- of firearms and various possession illegal presence An alien’s

munition. country depend upon for- does order, petition an 1-130

mal removal stay in not authorize an alien to

does Accordingly, we RE-

United States. judgment of the district

VERSE Atandi,

dismissing against the indictment proceedings. for further

and REMAND Darryle GIPSON,

Adrian

Petitioner-Appellee, JORDAN, Warden, Respondent-

Lenora

Appellant.

No. 02-6261. Appeals,

United States Court

Tenth Circuit.

Aug. *2 Holmes, Attorney R. Assistant

William (W.A. of Oklahoma Drew General Edmondson, Attorney Okla- General briefs), homa, on the Oklahoma with him OK, City, Respondent-Appellant. for the Defender, Otto, Federal Public Susan M. OK, the Petitioner- City, for Oklahoma Appellee. LUCERO, SEYMOUR, and

Before CASSELL,* District Judges, and Circuit Judge.

LUCERO, Judge. Circuit Jordan, Warden appeal, Lenora State Correctional of the James Crabtree (“Oklahoma”) Helena, Oklahoma Center grant of ha- of a conditional seeks review prisoner, state relief to Oklahoma beas appeal issue Gipson. Adrian sole remarks before is whether Gip- referenced sentencing which impermissibly in- prior son’s convictions to be free from fringed upon jurisdiction jeopardy. We exercise §§ 1291 and to 28 U.S.C. pursuant grant of habeas relief. and REVERSE I tried second- Gipson was he had been degree burglary. Because or more felony convicted of two previously offenses, subject he was provi- offender under habitual Oklahoma’s years. a minimum sion for term 12); see also Okla. (Jury Instructions (habitual 51.1(B) 21, § offender Stat. tit. * Cassell, by designation. States G. United The Honorable Paul Utah, sitting Judge District the District (R. 144-45.) trial, sentencing Gipson further stated guilt At provision). “[prosecutorial] comments which admitted to the were consolidated— jurors punish Appellant asked the ten jury to decide leaving the charge, thus felony jurors for each caused the in- only his sentence. *3 right to Appellant’s violate be free from Gipson had been jury the that formed jury’s jeopardy,” double and “[t]he felony offenses: convicted of six previously imposition greater of sentence ten times fear, child, robbery by injury to a minor statutory than the maximum for the actual of an au- second-degree burglary, burglary prejudice offense reflects the of the prose- machine, tomobile, burglary vending of a (R. 145.) In argument.” cutor’s In clos- uttering forged instrument. and that, alia, Gipson’s face of inter argued Gipson has ing, prosecutor’s jury comments caused the for recidivism and stated: propensity jeopardy rights, double violate his you, gentle- ladies and I would submit affirmed conviction Gipson’s OCCA men, .... appro- that at a minimum an sentence, concluding Gipson’s sen- years for would be ten priate sentence tence “neither nor was excessive the result convictions, including [prior] each of the of misconduct.” Gipson seven, today, which makes this one here Oklahoma, F-97-165, slip No. at 2 op. you I’m is that I think an telling so what 3,1997). Nov. (Okla.Crim.App. sentence, mini- at least a appropriate Gipson petition filed a federal habeas sentence, mum in this would be 2254, § pursuant again to 28 U.S.C. chal- years. lenging his sentence on double 185.) (R. jury, instructing In grounds. magistrate judge issued a clarified that: district court report, considering objections revised after has admitted that he defendant [t]he Oklahoma, which recommended raised may convictions. You previous has 6 corpus grant- a conditional writ of habeas convictions previous not consider these ing relief on you. in the case proof guilt as of before 2002, July court claim. In the district previous consider the convic- You adopting magistrate’s issued an order determining purpose tions for the report. appeals, arguing now Oklahoma you if find the defendant is failed to accord the district court Burglary guilty of the crime Second to the decision proper deference OCCA’s present case. Degree denying relief. 12.) recom- (Jury Instructions at seventy years imprisonment, and mended II accordingly. Gipson was sentenced matter, a threshold we must deter- As appeal On direct to the Oklahoma Court of review appropriate mine the standard (“OCCA”), Gipson ar- Appeals of Criminal affirmance of due OCCA’s that his sentence was excessive. gued peti- filed his sentence. Because making argument, he course April tion habeas relief after urged: determining the excessiveness “[i]n Antiterrorism and the effective date sentence, should review (“AEDPA”), Penalty Act Effective Death upon influences possible improper Rogers v. provisions apply. AEDPA’s See (10th assessing punishment” namely, Gibson, 173 F.3d 1282 n. — early Cir.1999) release prosecutor’s reference (citing Murphy, Lindh v. con- Gipson’s prior from the sentences for U.S. S.Ct. (1997)). that if a claim provides

victions and the exhortation AEDPA court, in state seventy years. adjudicated on the merits to sentence him to did not Conversely, if the state court petitioner to a relief habeas grant we will merits, the claim on the a claim court decide that the state establish if he can barred, we procedurally otherwise to, is not “contrary or involved an decision and the de novo of, address the issue clearly estab- application unreasonable 2254(d)(1) does requirement § deference law, by the determined as lished Federal Lytle, 196 F.3d States,” Aycox apply. or not See of the United Supreme Court Our standard determina- unreasonable based “was on whether depends of review therefore light of the evidence facts tion jeopar- Gipson’s double the OCCA denied proceeding.” in the State presented here, Where, on the 2254(d)(1), dy claim merits. § 28 U.S.C. *4 that the suggesting no there is indication clause, to” “contrary Under of a reach the merits state court did not “if the state court only relief grant we claim, that a state court have held we to that opposite at a conclusion arrives merits” a decision “on the even reaches on a Court] by Supreme [the reached it fails to mention federal when either decides if state court law or of question or or cite state basis for has on a differently [the Court] than a case conclusion. support law in of its federal facts.” materially indistinguishable of set Id. at 362, 413, 120 529 U.S. Taylor, Williams in consideration In the instant 1495, 146L.Ed.2d 389 Under S.Ct. clause, improper prose that Gipson’s argument re application” “unreasonable jeop his double cutorial violated “if the state court comments only provided lief is found that ardy rights, the OCCA legal prin governing the correct identifies prosecutori sentence was not the result decisions Supreme Court’s] from ciple [the al misconduct. Thus because OCCA principle that unreasonably applies but in the face of his upheld Gipson’s case.” Id. Thus sentence prisoner’s facts of vi argument prosecutorial misconduct simply a habeas writ not issue may we jeopardy rights we treat “independent our olated his we conclude because “adjudication decision as state-court de the OCCA’s that the relevant judgment result, merits,” to its and defer even clearly established federal applied cision Rather, reasoning expressly is not state though its incorrectly. erroneously or law do 196 F.3d at 1177. so Aycox, unreason d.1 also be application must however, 411,120 ing, we Id. at S.Ct. able.” dissent, concluding claim. Such an other lated to his double Although if, wise, compelling argument would for exam- OCCA refer be the fact that the relies on cases, specif- two state the OCCAcited Supreme ple, cases only enced state Packer, 362, ically Gipson's addressed other claims Early S.Ct. 537 U.S. 123 i.e., (2002), prosecutorial un comments made clear that misconduct — improperly informed the requirement that the there is der AEDPA no early parole Supreme possible release or consid- aware of cite or be state court even jeopar- yet as to double long reasoning were silent neither the Court cases "so as erations — Mullin, 982, dy. 306 F.3d Duckett v. decision con nor the result state-court Cf. (10th Similarly, Gipson 123 S.Ct. 362. More n. tradicts them.'' over, stronger case for de re- would have a novo Circuit cases cited unlike the Tenth both a state Fifth a view if he had made where we citation the dissent reasoned multiple free from to be indicate that the Amendment claim to a state court decision punishments, OCCAhad referenced we and the a federal state court did not reach Mullin, state claim. Ellis to conclude law overreach in instance would Cf. Cir.2002); (10th Neill v. Gipson's prosecutorial 326 F.3d that the OCCA denied Gibson, Cir. 1053-54 ground unre- F.3d claim on a state law misconduct uphold summary the state court’s deci- rial comments are “of such character independent sion unless our review of a would naturally and necessarily take pertinent record and federal law [them] be an exhortation to assess mul- persuades us its result contravenes tiple punishments for the same offense” unreasonably or applies clearly estab- such misconduct implicates “specific con- law, lished federal or is based on an stitutional right.” Id. at 611. Conversely, unreasonable determination of the facts the Ninth and Third analyzed circuits have in light presented. of the evidence similar claims of misconduct generalized as process claims, and, due Id. at 1178. We stress that this “indepen- result, proceeded dent review” standard have Aycox under does examine whether constitute a de novo such analysis deprived comments Gip- a defen- Instead, son’s claims. dant of See, we defer to the to a fair e.g., trial. OCCA’s decision unless we conclude that Beardslee v. Woodford, 327 F.3d 821- (9th Cir.2003) its result —not its “legally rationale —is (applying general stan- factually unreasonable.” Id. dard of review to determine whether the trial was unfair when made

Having determined proper *5 comments suggesting that the punish AEDPA, standard of under review we note defendant prior homicide); for a Lesko v. that the federal circuits addressing similar Lehman, (3d 1527, 925 F.2d 1545-46 Cir. diverged claims in have determining the 1991) (applying a general standard to eval- standard for evaluating prosecutorial uate whether trial was rendered funda- misconduct at issue. Generally, improper mentally unfair when prosecutor prosecutorial made remarks will not warrant comments instructing that it federal relief habeas unless the remark “so a “duty” score,” to infected “even the in the trial with reference as to unfairness conviction). to prior make the defendant’s resulting conviction a murder denial of However, process.” due Donnelly DeChristoforo, proceed as we will analyze 637, 643, below, 416 1868, U.S. 40 because we cannot conclude that (1974). If, however, L.Ed.2d 431 the chal the OCCA’s decision upholding Gipson’s lenged statements “effectively deprived sentence contrary clearly was es- of specific defendant law, constitutional tablished we need not ques- reach the right, a may habeas claim be established tion of which standard apply of review to requiring proof without that the entire tri prosecutorial to the claim of in misconduct al was thereby rendered fundamentally un the instant case.

fair,” only but rather the violation Ill may not “deemed beyond be harmless doubt.” Mahorney reasonable v. Wall AEDPA, Under to warrant re- habeas man, (10th 917 F.2d 474 Cir. lief, Gipson must show that the OCCA’s 1990) omitted). (quotation determination, affirming Gipson’s sentence Thus, example, for the Fifth and impliedly finding challenged in Circuit Rogers Lynaugh, 606, prosecutorial 848 F.2d 610 remarks did not violate his Cir.1988), reasoned that prosecuto- where right against jeopardy, “legally 2001); Gibson, Romano v. 239 jeopardy rights meritless, F.3d his double “or — (10th Cir.2001). Ellis, 1164-66 contrary, To the otherwise in its result[s] denial.” See holding Gipson's J., (ex- OCCA's (Brorby, dissenting) sentence 326 F.3d at 1131 prosecutorial

was not the result of plaining citing only miscon- that a state court decision duct, prosecu- his federal renders adjudicate claim—that state law nonetheless fed- merits). torial misconduct caused the violate eral claim the

1198 of- the same for punishments unreasonable,” multiple Aycox, see factually fense,” id. at 611. F.3d at miscon alleged prosecutorial Clause Jeopardy Double Const, V, although border Amendment, amend. in instant duct U.S. Fifth mis than the “multiple pun- line, straightforward imposition is less prohibits offense,” Critically, North Rogers. same presented conduct ishments Pearce, con prior U.S. six referencing Gipson’s prior Carolina (1969), and Rog L.Ed.2d victions, unlike the and S.Ct. through the the states fa against ers, addressed enforceable appeal, Gip- On Amendment. propensity and his Fourteenth cility for rehabilitation Circuit on a Fifth analogy of his light relies son future crimes to commit court concluded case which He prior stated: convictions. Dou- violated the comments two to prison for [Gipson] to Sending Rogers, See Clause. Jeopardy ble deterred five hasn’t years or four intro- the State Rogers, at 606. F.2d short anything if him, I don’t know and prior three defendant’s evidence duced long a up period him as locking sentencing during the felony convictions him. to deter going can is time we following made the trial phase gentlemen, telling you, ladies I’mSo jury: argument Adrian way keep I think for a final his fourth conviction This is is to committing crime Gipson from robbery, Robbery, bur- felony offense. up. locked keep him I again. submit robbery and now glary (R. 185.) felony one of those *6 you that each to Moreover, by means although we no years. He at least 10 worth offenses spe- linking of a prosecutor’s the commend put You first 12 on the three. received Gipson’s to each of years cific number up with you come together those analysis is crimes, to our dispositive prior he has discounting what that is And Rogers court in that unlike the the fact penitentia- of the out got since he done (decided AEDPA amend- prior you you if to But I ry. submit a de novo ments), engage not in we of those to just each allocate miscon- alleged prosecutorial of the review up come with 40. felony you convictions inclined were we in case. Even duct this Rogers in Although the State Id. at grant relief on to closing in argued that the deter- uphold the OCCA’s we must ca- Rogers’ to argument spoke primarily that it persuaded unless we are mination for need rehabilitation pacity for unreasonably applies or “contravenes deterrence, noted Fifth Circuit specific law, is based or clearly federal established say ... not what prosecutor “did of the determination on an unreasonable implied ... about prior offenses the three presented.” evidence light in of the facts rehabilitation,” facility for [defendant’s] we have Because 196 F.3d Aycox, rather, themselves prior “the offenses but acted the OCCA to infer that no basis years.” to worth ten were be each said determinations, unreasonably in its factual ultimately jury at 611. Given that clearly established of a in the absence forty-year term advocated selected at the holding Court contrary Supreme Rogers court prosecutor, id. decision, we its time the OCCA issued “naturally and jury reasoned that See result. must defer to OCCA’s prosecutor’s necessarily” understood -, Alvarado, 541 U.S. Yarborough exhortation assess argument as “an 2140, 2142, 124 S.Ct. alleged context of prosecutorial miscon- (2004). duct, the Ninth Circuit has held that pros- ecutorial comments a sentencing Supreme

There is no Court precedent that referenced prior defendant’s convic- precisely addressing prosecutorial miscon- tions do deprive in duct the context of the defendant of recidivism statutes. a fair However, Supreme explicitly they has trial when are presented Court articulated that enhanced through “the lens of an aggravating fac- recidivist conduct does not violate the Dou- Beardslee, tor.” See 327 F.3d at 822-23 See, Jeopardy Clause. e.g., Gryger ble (concluding although Burke, 334 U.S. 92 references to prior defendant’s homicide is, L.Ed. 1683 in upholding That “pushed conviction per- the boundaries of statutes, recidivism the Court explicit- has argument,” missible such comments were ly articulated that an punish- enhanced unlikely to confuse light imposed for a ment later offense based on judge’s instructions and other proper pros- earlier offenses “is not to be viewed as ecutorial referring comments prior either a new penalty or additional circumstance). homicide an aggravating crimes,” for the earlier but instead as “a precedents mind, With these we con- stiffened penalty crime, for the latest clude the OCCA’s decision is not con- which is considered to be an aggravated trary clearly established federal law. offense because a repetitive one.” Gryger, Lacking either countervailing Supreme 334 U.S. at 1256. Similarly, S.Ct. precedent Court an indication that States, Witte United Supreme explained OCCA’s determination of the facts in the “consideration of offender-specific is manifestly unreasonable, information at case sentencing we defer ... ‘punishment’ does result to the OCCA’s affirmance of sen- [past] 389, 400-01, conduct.” 515 U.S. 115 tence. Accordingly, the district court’s (1995) S.Ct. 132 L.Ed.2d (holding grant conditional habeas relief is RE- Jeopardy Double Clause was not VERSED. violated when a defendant was convicted

and sentenced for a crime when the CASSELL, con- Judge District sitting by duct underlying that had been offense con- designation, dissenting. in sidered determining the defendant’s Because I believe the Oklahoma Crimi- previous conviction);

sentence for a see nal Court of Appeals did not reach the States, also Nichols v. United 511 U.S. Gipson’s claim, merits of jeopardy I double 114 S.Ct. apply a de would standard of novo review (1994) (holding that history provi- criminal to that Reviewing claim. that claim de in sions the Sentencing Guidelines and novo, I agree with the District Court that state recidivist statutes “do change Gipson’s seventy-year sentence was ob- penalty imposed for the earlier convic- tained in violation prohibition of the tion”); Missouri, Moore v. 159 U.S. against Therefore, jeopardy. double I re- (1895) 40 L.Ed. 301 spectfully dissent. (reasoning that recidivist statutes do not punish previous the accused for offenses Appropriate I. The Standard but rather “the is for the last of Review committed, offense and isit rendered more majority explains, in As the consequence Gipson’s peti- severe of the situation into party which the previously tion must be resolved brought under the standards himself’) omitted). (quotation by Thus provided and Antiterrorism Effec- summary, a event, issued AEDPA, OCCA a Act. Penalty Under Death

tive claims, rejecting Gibson’s two-page opinion applies to of review standard deferential Propo- Regarding I.6 Proposition including adjudi- a “claim that was raising prisoners only: I, opinion stated the OCCA’s sition proceed- court in State merits on the cated Prop- find our decision we “In reaching grant a we will For such ings.” was sentence Appellant’s I osition only if the state petition a relief to habeas limits, ex- and neither statutory was within to, in- “contrary was court decision mis- prosecutorial nor the result of cessive of, application unreasonable an volved two also cited opinion The conduct.”7 law, as deter- Federal clearly established concerning prosecutorial cases Oklahoma of the United court Supreme mined misconduct.8 on unreasonable based or “was States” sentence, the ma- single Relying light of the the facts of determination re- of a deferential standard jority applies pro- in the State presented evidence decision because to the OCCA’s view hand, for a prop- other theOn ceeding.” that the suggesting is no indication “there the state court claim erly-presented the merits did not reach state court merits, deferen- on the failed to decide differently. I read record claim.”9 apply, and does not of review tial standard concedes, the majority implicitly As the novo.3 the issue de address we will that it was address- indicated OCCA never the deferential majority asserts jeopardy ing the merits of double here because applies review standard of Moreover, of the the text OCCA’s claim. that the suggesting indication “there is no. suggests the OCCA treated opinion terse merits.”4 I not reach the court did state solely as a Gipson’s double concluded District as the disagree; criti- misconduct claim. prosecutorial carefully-reasoned adopting below explains that opinion in the cal sentence judge, the magistrate opinion Proposition I rejected Gipson’s the OCCA opinion sug- state court’s indicators in statutory his sentence “was within because actually reach the gest the OCCA limits, nor excessive and neither merits. Thus, misconduct.” result procedural back- review A brief pains to mention issues the OCCA took clarify the issues. ground will (1) sen- authorization (2) claim before the limits”), (“within raised statutory tence OCCA, other claims along with nature of sentence disproportionate (3) prose- (“was excessive”), prose- excessive sentence was [not] (not possi- pros- referred result of improperly cutor had cutor’s “the misconduct misconduct”). All parole.5 natural infer- *8 early release on The bility of ecutorial to mention interwoven a from OCCA’s failure separate claims were ence these jeopardy un- claim is that the Gipson’s (apparently I” double single “Proposition confusion). it. reach In of later fortunate source F-97-165, Oklahoma, slip. op. 2254(d). No. 6. v. § 1. 28 U.S.C. 3, 1997) (R. 22-23). (Okla.Crim.App. Nov. at 2254(d)(1), (2). § 2. 28 U.S.C. 22). (R. at 2 at 7. Id. 1174, Lytle, 1177 Aycox 196 F.3d 3. See v. State, (citing Applegate 904 P.2d at 2 v. 8. (10th Cir.1999). State, 1995); (Okla.Crim.App. Jones 764 130 1988)) (R. removed). at (Okla.Crim.App. (emphasis P.2d 914 at 4. Ante 1196 removed). (emphasis 9. Ante 1196 5. R. at 141-144. a pros- jurors The distinction between standard punish Appellant to ten felony each charge jurors ecutorial misconduct caused the Gipson’s to violate Appellant’s right to be double double important. is free from jeopardy, by subjecting him to multiple petitioner’s aWhere habeas claim is based on prosecutorial misconduct the petitioner punishments for the same offense.” fact that the OCCA did not address the must demonstrate that distinction general between prosecutorial misconduct “made trial so [the] fundamen misconduct claims and those claims which tally deny unfair as to him due process.”10 implicate a specific right constitutional is However, impropriety “when the com further evidence that the OCCA did not plained effectively deprived the defen reach the merits of jeopar- double specific dant of a right, constitutional dy claim. claim habeas be established without conclusion, To avoid this ar- state requiring proof that the entire trial was gues here that rejection the OCCA’s of the thereby fundamentally rendered unfair.”11 prosecutorial misconduct claim was neces- Thus, in Saffle,12 Coleman v. for example, sarily rejection applied this court a fundamental fairness claim because “double jeopardy was the standard to misstatements of a prosecutor only point raised in support of the prose- because the did not “implicate statements cutorial misconduct specific rights other of the accused such as argument.”15 position state’s has, on this put issue it the right right to counsel or the to remain charitably, Court, evolved. In the District silent.”13 argued state initially that Gipson was While much of brief to the procedurally barred from even pursuing a general prosecutorial OCCA focused on double jeopardy claim because he never misconduct, clearly he also alleged a viola- presented a double jeopardy claim the tion of right to be free from double event, In any the state’s current OCCA.16 jeopardy. Specifically, Gipson argued that position simply untrue. As the District asking jurors “[t]he noted, Gipson “raised two different re-punish Appellant on crimes for which arguments relating mis- Appellant already had served the time.... conduct, implicated one of which his double essence, the comments which asked jeopardy rights and one that did not.”17 637, Donnelly DeChristoforo, 416 U.S. 12. 869 F.2d 1377 1868, 94 S.Ct. Crisp, 13. Id. at See also Brinlee v. Wattman, Mahorney 917 F.2d (10th Cir.1979) (fundamental F.2d 839 fair- (10th Cir.1990) (citing DeChristoforo, 416 U.S. appropriate ness standard not because Defen- 1868); Mullin, see also Le v. specific dant’s "pre- constitutional (10th Cir.2002) (“Gener 311 F.3d sumption implicated). of innocence” was ally, prosecutor's improper require remarks reversal of a state conviction if the re added). (emphasis atR. marks so infected the trial with unfairness as resulting to make the conviction a denial of process Alternatively, due alleged ... if the Appt's (emphasis original). Br. at 9 *9 prosecutorial petition misconduct denied the (rather specific er a constitutional than Supplemental Report 16. See and Recommen- general trial), process right the due to a fair (Nov. 8, 2001) (R. 113). dation at corpus may valid habeas be established proof without that the entire trial was ren (R. 4.). 17. Id. at 114 n. unfair.”) (citation fundamentally dered omit ted). found that case the court OCCA, vouching. ex- before argued

Gipson while prosecutor, comments of that the told improperly ample, that jury.25 As prejudice not improper, did early release possibility jury of the below, “It is concluded the District Court get attempted improperly and citations whether these con- unclear from into parole issues and pardon to take statements prosecutor’s found these OCCA forth putting After sideration.18 that did ‘fair statements’ Gipson were misconduct prosecutorial claims of prosecuto- rise to the level instance case first this “The continued: ” misconduct, the OCCA rial whether then argued.... improperly also misconduct, but deter- prosecutorial found argument jeopardy forth sets because was not warranted mined above, that his reversal states and, plainly as noted outcome did not ‘affect the jeopardy” the statements free from double to be “right ”26 of the trial.’ pleading violated.19 been that his double artful in may not have been best history, the procedural this Given context of was raised in jeopardy claim have might can said is the OCCA that be prosecutorial complaints about general merits, but claim on the decided However, only confirms this misconduct. sug- opinion in the indications specific not reach the OCCA my belief circum- not. In such it did gest de- instead Gipson’s double it stances, hold that this Circuit’s cases was “not the the sentence only that ciding deference. give AEDPA inappropriate As misconduct.”20 prosecutorial result of that this Court’s decisions It well be before, language “the noted this Court has adjudicated a claim has on when been on whether focuses [AEDPA] are, Judge in the merits words whether adjudicated, not ‘claim’ was “appar- and ... consistent” Brorby, “not ’ Gipson’s dou- adjudicated.”21 ‘case was cases conflict[ing]”.27 But from the ently have appear claim does ble will principle “[w]e can be distilled adjudicated. been decision to a state court grant deference and Effective the Antiterrorism opinion is under reading of OCCA’s This pro- Penalty Act unless the decision Death case citations by the two further supported State,22 some indication vides affirmative Applegate in it. The first the federal court did not consider state vouching. involved princi- majority adopts “the claim.”28 The case concluded court “there is no stating that where ple fair com were all comments suggesting that the state indication and not admitted in evidence ments on the then AEDPA the merits”29 by the did not reach case cited second error.”23 The State,24 apply. involved deference should OCCA, also Jones 25. Id. at 916-17. at 18. R. 144. 19. R. at 145. Report Recommenda- Supplemental 26. (R. 115). (Nov. 2001) tion Report Recommenda- Supplemental 8, 2001) (R. (Nov. tion Mullin, (10th Cir. 326 F.3d 1122 27. Ellis J., (word 2002) dissenting) Le, (Brorby, order re- 1011 n. F.3d at quotation). arranged in first (Okla.Crim.App.1995). 22. 904 P.2d J., dissenting). (Brorby, Id. at 137. removed). (emphasis 29. Ante at 1196 (Okla.Cr.App.1988).

24. 764 P.2d

1203 majority petitioner’s appeal, My disagreement with the OCCA stated is an “affirmative indi-. rejected that I believe there that “this contention” had been did not reach the cation” that the OCCA two state cases.34 The two cases cited claim on the merits. The only question the OCCA addressed indication that persuasive most affirmative whether the court required to instruct failed to consider the double the OCCA jury failing about the result of their that court’s mention of jeopardy claim is reach a concerning unanimous decision supporting claims and cases those other any Neither case involved punishment.35 claims, jeop- of the double without mention Eighth question Amendment about mis ardy claim. That alone is sufficient take leading jury regarding its role. This of AEDPA’s deferential this case outside Court treated the citation of these two subject it instead standard review cases on state law issues as sufficient rea to de novo review. determining son for the OCCA had very This conclusion was reached adjudicated the Eighth Amendment There, facts in Neill v. Gibson.30 similar claim on the merits. AEDPA Court refused deference

this This Court reached similar result claim on habeas reviewing a federal where Mulling.36 In Ellis v. Ellis ar of the state court was based the decision gued that the trial court had violated his peti The solely on state law grounds.31 process rights by refusing federal due claim in Neill was whether tioner’s schizop permit present him to evidence trial court in refus capital case the erred support In claim this Ellis hrenia.37 that, if it ing failed to instruct the Supreme cited Court case of Chambers punish decision as to reach a unanimous rejected Mississippi.38 OCCA his ment, judge would under state law the Reviewing claim. this petition habeas enter a sentence of life imprisonment.32 overturned the decision misinformed the had OCCA and found that Ellis had been de during closing arguments that the defen process. nied his to due More im dant would have to be retried.33 Neill was fact that portant for this case is the sentenced to death and his convicted and apply Court did not the AEDPA standard appeal. on direct Neill conviction affirmed of deference. This Court noted that Ellis post-conviction relief in the sought then claim a federal constitutional raised OCCA, raising regard both a state claim “upheld the exclusion but that the OCCA ing failure to instruct about the without reference to Ellis’s Chambers consequences agree of their failure to report proper holding Eighth a federal Amendment re ... ly under state law Be was excluded misstatement garding rejecting cause the did not consider Ellis’s about the need for a retrial. OCCA denied, State, 538, (Okla. (10th Cir.2001), Brogie P.2d 30. 278 cert. F.3d State, 835, 145, Crim.App.1985); 806 P.2d 537 U.S. 123 S.Ct. Boltz (Okla.Crim.App.1991), de cert. (2002). nied, 502 U.S. (1991). L.Ed.2d 109 Id. at 1053. 36. 326 F.3d 1122 Id. at 1128. Id. at 1053. 284, 93 S.Ct. 35 L.Ed.2d 38. 410 U.S. 34.Id. *11 1204 court the state in a case where is deference our review constitutional

federal n had of the each “meticulously addressed” . denovo.”39 claims, single for the except 30 petitioner’s the same effectively reached Court This which petition in the habeas claim at issue In that v. Gibson.40 in Romano conclusion individually or resolve[d] “not either was novo standard a de applied court this court Because state generically.”45 claim where a habeas of review oth respect with meticulous was so claims but federal raised petitioner it could claims, that stated Court er 29 only under claims these “addressed OCCA not did the OCCA “only conclude Gibson, Thus, v. in Neill law.”41 state claim”46 While on this a decision render Gibson, Mullin, Romano Ellis meticulously in court Duckett the state only court cited state fact sole one, thus the claims but all of dealt with not relate did which opinions court state remain suspicion that the raising strong taken to was involved question the federal merits, on the not dealt with was ing issue consti indication affirmative anbe case—-that proposition general on the not reached question was tutional ad one issue while to address a failure merits. sus raises least dressing others —also issue with decided a state court That the double case that picion this also taken law was only to state reference on the merits was addressed issue merits indication affirmative as an the OCCA. reached were not federal issue appar Indeed, cases have this Court’s Mull Knighton decision this Court’s indication found an affirmative ently even There, “applied OCCA in.42 where the reached a claim was not determining evidentiary rules” state sum nothing more than did state court other petitioner’s evidence whether this In Smith v. Scott47 marily affirm. at trial. introduced properly crimes under grant deference refused Court us, this Court before petition a habeas On OCCA, ci without where the the AEDPA to a AEDPA deference apply declined summarily authority, af tation to law evidence, to use of that challenge federal ruling against a lower court firmed appellate Oklahoma concluding that “the This post an ex facto claim. petitioner it.”43 address specifically did review give deferential declined to Court an affir taken it as has also Court This decision, holding that simply such a issue was a federal indication that mative [peti not address “[did] OCCA’s decision where on the merits not addressed the mer claim ‘on post facto tioner’s] ex addressed some thoroughly state court ”48 its.’ claims, completely but petitioner’s cases, con- we all these should Thus, Under in Duck address failed to another. Gip- not resolve clude that OCCA Mullin,44, rejected AEDPA ett v. denied, Cir.2002), (10th cert. Ellis, 44. 306 982 F.3d 326 F.3d at 1128. 39. 155 L.Ed.2d U.S. 538 Cir.2001). (2003). (10th 40. F.3d 1156 Id. at 991 n. 1. at 1166. Id. denied, Cir.2002), (10th cert. F.3d 1165 Id. 42. 293 L.Ed.2d S.Ct. U.S. F.3d 1191 47. 223 at 1193 n. 1. Id. *12 jeopardy son’s double claim on the merits. finding rection of that a summary opinion Ellis, Like Neill cases cited did not reach on the merits. Such apparently here did not approach OCCA bear on an seems appropriate more given claim, jeopardy Gipson’s double but rather the competing interests at stake. On the general allegation hand, on the one argues that the state Knighton, misconduct. Like the OCCA him seventy sentenced prison did not specifically Gipson’s address claim. in contravention of his constitutional Duckett, specifically Like men- OCCA to be free from double jeopardy. The claims, Gipson’s tioned several of but not prohibition against double jeopardy is the claim presses finally, he here. And system “fundamental to our justice.”51 Smith, like we essentially nothing have By comparison, ap- state’s interest summary more here than a affirmance. If pears relatively modest. The state seeks decisions, are to faithful we be to these I only to have deferential standard of re- do not see how canwe treat the OCCA’s view applied petitioner’s constitutional having decision as been on the merits. claim. If the state argument, loses this all Accordingly, I would find we have affirma- that happens is that applies this Court its tive indications that the OCCA did not ordinary standard of review—in other Gipson’s decide claim on words, this Court will determine whether give the merits and would not the OCCA’s the state court’s on decision a matter of decision deference under AEDPA. federal constitutional law legally cor- rect. The consequences of erroneous deci- I

Because see affirmative indications against sion petitioner far outweigh the that the OCCA did not reach the double risks to reasons, the state. For these I claim, I am not faced with the believe it generally be wise require question difficult what to do with the state to shoulder the proving burden of debatable indications. But I were faced that a actually adjudicat- federal claim was circumstances, with such I quite would be court, on ed the merits in state than adjudication reluctant rather presume an ' presuming otherwise. sure, this presump merits. To be such a though, regardless of precise place- tion support draws some from this Court’s burden, ment of the I am convinced that Ay Lytle,49 decision cox v. which found adjudicate the OCCA did not adjudication gave on the merits and claim on the merits and therefore that deference to a state court opinion that AEDPA appropriate. deference is not articulated no But reasoning. at the same time, such a presumption seems at odds II. Merits of the Double Scott, with such decisions as Smith v. Jeopardy Claim proceeded where we to review an essen tially summary then, affirmance de Turning, novo. Per the merits of haps will address en these Jeopardy banc the Double Clause of the cases, apparently conflicting Judge as provides person Constitution that no shall Brorby suggested.50 has But fur pending “subject be for the same offence to be clarification, ther I put would err the di- twice in jeopardy of life or limb.”52 (White concurring); 196 F.3d 1174 Cir. J. see also Benton v. Ma 784, 794, ryland, 395 U.S. 89 S.Ct. Ellis, J., (Brorby, 326 F.3d at 1131 dissent- L.Ed.2d 707 ing). 52. U.S. amend V. Const, Dixon, 51. United States 509 U.S. (1993) offense.”57 the same ishments notes, prosecuto- improper majority As the same question frames the majority relief merit habeas do rial comments to ren- “an enhanced noting way, the trial infected they so unless *13 However, on earli- based unfair.”53 later “fundamentally for a offense imposed it der below, hold a would either I viewed as not to be District Court ‘is the er offenses like constitutional for ear- specific penalty additional that new impli- jeopardy was for penalty from double crimes,’ free ‘a to be stiffened but lier establish Therefore, “need Gipson to be crime, cated. considered which is latest the particular infringement only the repetitive a because aggravated an offense ”58 show not and need right, constitutional one.’ trial entire rendered comment case, prosecutor I believe In this Supreme the As unfair.”54 fundamentally earlier for penalty an additional urged guar- specific “When explained, Court has the lat- for crimes, penalty a stiffened involved, are Rights the Bill antees prose- true that it is While est crime. as- care to special taken has Court] [the refer- closing made remarks cutor his in no misconduct sure that recidivism, for prospects ence to them.”55 infringes way impermissibly did not ask remarks rests Gipson’s double based Gipson’s sentence jury to “enhance” prose- of the following statement upon give crimes, but rather past on his jury: cutor ten and “this” crime years ten gen- and you, ladies submit I would convic- [other] of the “each years for minimum, mini- at a tlemen, at 59 tions.” view, point mum, from State’s Lyn v. Rogers case The Fifth Circuit years ten would be sentence appropriate by the court extensively analyzed augh,60 convictions, including this of the for each Rog below, point. this persuasive seven, so today, which makes one here a sentenc ers, at during closing arguments I think an telling you is that I’m what referred hearing, prosecutor ing mini- sentence, at least a appropriate urged and felony prior convictions three case, 70 be sentence, would in this mum jury: sentencing years.56 conviction and final This is fourth Court, as question before robbery, Robbery, felony offense. case, very in a put similar Fifth Circuit it I sub- robbery again. now burglary and jury understood is “whether felony of those one you mit to each in con- argument viewed contested State’s He 10 years. least is worth at offenses [seventy]-year prison urging text to be put You first three. 12 on received specific deterrence reasons of term for up with you come together those 12 it understood or whether rehabilitation he has discounting what that is And multiple pun- 36. urging be argument 606, (5th F.2d 611 Rogers Lynaugh, 848 57. 472. Mahorney, at 917 F.2d Cir.1988). 988, Gibson, F.3d 997 206 54. Pickens Burke, Gryger 334 (quoting at 1199 58. Ante 92 L.Ed. 68 S.Ct. U.S. (1948)). DeChristoforo, U.S. at added). (emphasis R. Report and Recommenda- Supplemental 2001) (R. (Nov. 8, 60.848 F.2d tion got penitentia- done since he out of the and his propensity to commit future crimes ry. you But I you submit to if light prior of his convictions.”64 To be just allocate sure, to each of those here discussed these felony you up convictions come with 40.61 obvious during issues the course of an argument extended jury. However, Like the in this State the govern- the issue of rehabilitation and recidivism Rogers ment in argued that the comments joined was also in Rogers; the pros- while were relevant to rehabili- ecutor address rehabilitation and tation and urged deterrence and only a deterrence, Rogers’ did,65 counsel thus stiffened penalty for the crime before the making aware of these consider- jury. rejected The Fifth Circuit that con- *14 ations seemingly placing prosecu- the tention and found that the prosecutor’s tor’s remarks the context of a response statements were “an exhortation to assess to such concerns. More important, multiple punishments the for the same of- decisive in Rogers factor fense”: was “the prior offenses themselves were said to be The argument say State’s did not each years.”66 worth ten Likewise, in this what the prior three offenses taken to- case the prosecutor jury told the that “an gether implied Rogers’ about facility for appropriate sentence would be years ten rehabilitation propensi- and his violent for convictions, each of the including this forty-year ties a prison warranted term. one here today.”67 words, Instead, other the the prior offenses themselves prosecutor directly told jury the that an were said to be each worth ten appropriate sentence for years.... If the crime for jury the the followed which Gipson was on trial years, ten jury State’s the was urging, allocated ten and the sixty years other years offense, for was allocated at instant leaving the years ten for each of the thirty years prior other six forty-year prison of term Thus, convictions. regardless to be other accounted otherwise for.... The statements the prosecutor’s State remarks necessarily was urging thus the about deterrence, rehabilitation and jury to the punishment assess a new in addi- prosecutor asked (and the to punish Gipson tion to the punishment earlier thus again for each of multiple prior punishments) convictions. for each of six And the result? prior three end Just offenses.62 as in Rogers, Gipson’s jury gave prosecu- The majority does disagree with tor exactly what he requested years —ten merits, Rogers but instead attempts for each of the seven convictions. distinguish it. agreeing While that the Further, improper contrary statements here were the State’s argu- “border- line,” ment, the majority ultimately fact Gipson’s prosecutor concludes (under review) a deferential standard said that seventy years should be a “mini- that the statements were mum” straightfor- “less or “a starting point” is irrelevant.68 ward than the misconduct presented in This rhetorical flourish does not alter the ” Rogers prosecutor because here “ad- fact asking was Gipson’s facility dressed for rehabilitation to punish Gipson for “each” of the 61.Id. at 610. Rogers, 65. 848 F.2d at 612 n. 25. Id. Id. at 611. added). A«ieatll98. (emphasis 67. R. at 118

64.Ante theAs sentenced. separately be would the Double very things prior offenses—the out, sentencing jury point jurors appellees If the forbids. Clause Jeopardy murder prior consider properly could than more Gipson even punish wanted circum- “aggravating offenses, conviction prior of the for each ten However, jury had no .... they stance” making clear that penalty impose the death authority But at the end so. to do free feel should pros- The itself. murder the Nicholls followed jury apparently day, jury had suggestion ecutor’s “starting unconstitutional clearly improper.72 do so was “duty” to ex- the District analysis. As point” of the avail- below, very fact “the plained Rogers v. then cited The Third Circuit range this broad ability of ‘ex- that “an proposition Lynaugh aof finding makes the is, what part, multiple punishments to assess hortation ” inescapable. violation double is a violation offense’ for the same degree a wide jury, given even prosecu- clause.73 the exact chose sentencing possibilities, is it jury: “When questions tor’s prosecu- recommended sentence to make it going stop? Who going *15 tor.” com- place his might appear stop?,” How- the of deterrence. context ments Lehm Lesko v. of Circuit case The Third ever, “clearly was held it the Third Circuit Lesko reasoning. parallel an70 follows the to ask prosecutor for the improper” guilty to one murder pled previously had for a murder to again Lesko jury punish Sentencing another. trial for and was on pled guilty. previously had which he During his separately. to be done was implore prosecutor the murder, the second closing arguments “duty” punish their jury that it the you “I jury, the want told the But convictions. Gipson previous for his penal a death this: We have to remember is the same—like underlying principle the now, is Right score ty for reason. implored jury was jury, Gipson’s Lesko’s two, nothing. society ... Lesko John previous again for Gipson punish it going is stop? it When will When convictions. stop? it That going is to make stop? Who found majority Circuit duty.”71 Third your One last case mentioned were Ninth statements prosecutor’s brief discussion. In that deserves Woodford,74 “clearly of Beardslee improper”: case Circuit mur- trial for two on the defendant was suggestion prosecutor’s [T]he pros- “score,” closing During statements ders. “duty” to even jury had sev- a third two, murder ... referred to Lesko ecutor at “John which stood jury they told the im- occasions and jury to eral invited the Society nothing,” pun- to determine what were “chosen only the death sentence pose who for the defendant ishment should be murder, for the Nicholls also Miller but now for three you, responsible sits before which Lesko crime to murder —a prose- noting that While he murders.”75 and for which already guilty, pled Rogers, 848 F.2d at (Mar. (quoting 73. Id. at 1545-46 Report and Recommendation 69. 611). 2000) (R. Cir.1991). (3rd 70. 925 F.2d 1527 358 F.3d 560 Id. at 1540-41. Id. at 584. Id. at jury they “may “pushed previous comments the boundaries not consider the cutor’s reject- permissible argument” of proof convictions as of guilt this case petition. the defendant’s habeas While ed you” jury before but that the could consid- to as a the three murders were referred er them “for the purpose determining “differentiated be- group, you if find the defendant is killings, tween the California Missouri guilty the crime” I do not charged.82 jury’s guilt phase finding referred to the believe this instruction corrected the murders, respect to the two guilt with simple comments for the rea- correctly killing labeled the Griffin [and] son the corrective instruction was never ”76 ‘aggravating as an factor.’ The Ninth intended to cure vio- it important Circuit also found merely ju- lation. The instruction told the jury instructions labeled the third murder they rors that previ- could not consider the circumstance” and that “aggravating ous proof guilt convictions as moot —a attorney the defendant’s had also ad- point, guilt. since admitted More “In dressed the issue.77 these circum- important, jurors the instruction told the stances,” concluded, the court “it seems they previous could consider the con- unlikely was confused about victions “for the purpose determining proper role of the Missouri homi- punishment.” Because the instruction did cide.” not tell the to avoid punishing Gipson Rogers This case is far more like offense, anything, twice for the same if it than like Beardslee. Beardslee dis- Lesko actually compounded have the double tinguished Rogers and Lesko because “the problem by highlighting the sub- *16 in prosecutor’s comments these two cases ject improper exhorta- jury’s sentencing explicitly linked more tion. themselves, duty prior crimes rather (as reasons, I For these would conclude through aggravating than the lens of an Court) that Gipson’s right District Here, there was no reference to factor.”79 to be free from double was violat- prior aggravating convictions as mere prosecutor urged jury ed when the factor. it The Ninth Circuit also found impose specific prison time for “each” of important jury that in Rogers note prior his convictions. exactly “adopted that sentence” which the Here, prosecutor had below, Finally, like the District Court I recommended.80 too, jury given range a wide infringe- cannot conclude that the actual — exactly choices—selected the sentence rights Gipson’s ment of urged by prosecutor. was harmless error. a federal “When judge proceeding grave a habeas is

Finally, majority states that while a trial error doubt about whether of feder- prosecutor urged to sentence injurious al law had ‘substantial and effect years prior ten “each” convictions, determining jury’s or influence in ver- these statements were “clari- fied” instruction telling dict,’ that error is not harmless.”83 I can- Id. at 584. 80. 358 F.3d at 585. 81. Ante Id. at 585. (jury 82. R. at 46 instructions Id. Abrahamson, U.S. 83. Brecht v. S.Ct. certainty what say with case had have done jury would the comments at not made prosecutor seventy urged a

issue. But after even sentence, jury,

year sentence the minimum

being told that maxi- no that there was years and

twenty sentence, exactly the sen- imposed

mum the Dis- sought. As

tence the reasoned: Court below

trict urged ... remarks

The prosecutor’s (and punishments jury to assess new prior multiple punishments)

thus Petitioner as to which

convictions final sen- and served

already received these under possible It

tences. “beyond a to conclude

circumstances did not doubt”

reasonable for the years at ten Petitioner

sentence each for at issue

conviction felony convictions. prior six

Petitioner’s imposed 70-year sentence constitutionally inval-

ease, therefore, is

id.84 opinion agree

I with the well-reasoned affirm.

below and would *17 America,

UNITED STATES of

Plaintiff-Appellee, TSOSIE, Defendant-Appellant.

Vernon

No. 03-2209. Appeals, States

United

Tenth Circuit. 2, 2004.

Aug. (R. 2000) (Mar. Report and Recommendation

Case Details

Case Name: Gipson v. Jordan
Court Name: Court of Appeals for the Tenth Circuit
Date Published: Aug 2, 2004
Citation: 376 F.3d 1193
Docket Number: 02-6261
Court Abbreviation: 10th Cir.
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