GIOVANI CARANDOLA, LIMITED; North Carolina Golf and Travel Incorporated, d/b/a Pure Gold of Southern Pines, a North Carolina Corporation, Plaintiffs-Appellees,
v.
Douglas A. FOX, in his official capacity as Chairman of the North Carolina Alcoholic Beverage Control Commission; Mike A. Joyner, in his official capacity as Member of the North Carolina
Alcoholic Beverage Control Commission; Ricky Wright, in his official capacity as Member of the North Carolina Alcoholic Beverage Control Commission; Bryan E. Beatty, in his official capacity as Secretary of the North Carolina Department of Crime Control and Public Safety, Defеndants-Appellants.
Giovani Carandola, Limited; North Carolina Golf and Travel Incorporated, d/b/a Pure Gold of Southern Pines, Plaintiffs-Appellants,
v.
Ricky Wright, in his official capacity as Member of the North Carolina Alcoholic Beverage Control Commission; Bryan Beatty, in his official capacity as Secretary of the North Carolina Department of Crime Control and Public Safety; Douglas A. Fox, in his official capacity as Chairman of the North Carolina Alcoholic Beverage Control Commission; Mike A. Joyner, in his official capacity as Member of the North Carolina Alcoholic Beverage Control Commission, Defendants-Appellees.
No. 05-2308.
No. 06-1040.
United States Court of Appeals, Fourth Circuit.
Argued: October 24, 2006.
Decided: December 15, 2006.
COPYRIGHT MATERIAL OMITTED ARGUED: Christopher G. Browning, Jr., Solicitor General, North Carolina Department of Justice, Raleigh, North Carolina, for Appellants/Cross-Appellees. J. Michael Murray, Berkman, Gordon, Murray & Devan, Cleveland, Ohio, for Appellees/Cross-Appellants. ON BRIEF: Roy Cooper, North Carolina Attorney General, John Foster Maddrey, North Carolina Assistant Solicitor General, John Julian Aldridge, III, Special Deputy Attorney General, North Carolina Department Of Justice, Raleigh, North Carolina, for Appellants/Cross-Appellees. Steven D. Shafron, Berkman, Gordon, Murray & Devan, Cleveland, Ohio, for Appellees/Cross-Appellants.
Before NIEMEYER, MOTZ, and TRAXLER, Circuit Judges.
Affirmed in part, reversed in part, and vacated in part by published opinion. Judge MOTZ wrote the opinion, in which Judge NIEMEYER and Judge TRAXLER joined.
OPINION
DIANA GRIBBON MOTZ, Circuit Judge:
The North Carolina Alcoholic Beverage Control Commission appeals to this court a second time. The Commission once again seeks relief from an order enjoining enforcement of a state statute regulating conduct on premises licensed by the Commission to serve alcohol. In the first appeal, we affirmed in relevant part an order that, in response to a challenge by Giovani Carandola, Ltd., preliminarily enjoined a predecessor statute. See Giovani Carandola, Ltd. v. Bason,
I.
Carandola operates Christie's Cabaret, an erotic dancing establishment in Greensboro, North Carolina, which holds Commission permits to sell alcoholic beverages. On November 11, 2000, a Commission enforcement officer witnessed erotic dancers at Christie's performing in a manner that violated then-applicable state law. See N.C. Gen.Stat. § 18B-1005 (1995) and 4 N.C. Admin. Code 2S.0216 (2002).1 When Christie's received a violation notice, Carandola filed suit, alleging that the statute and regulation violated its First Amendment rights. The district court held a hearing at which the officer who cited Christie's testified that general conduct violating the statute and regulation included touching one's own fully clothed buttocks, breasts, оr genitals while in a licensed establishment. After the hearing, the district court preliminarily enjoined enforcement of the statute and the regulation on the ground that Carandola would likely prevail on an overbreadth challenge.
In Carandola I, we affirmed in relevant part, concluding that the statutory and regulatory restrictions swept "far beyond bars and nude dancing establishments."
In response to our ruling, the North Carolina General Assembly enacted a new statute, N.C. Gen.Stat. § 18B-1005.1 (2005), which provides:
(a) It shall be unlawful for a permittee or his agent or employee to knowingly allow or engage in any of the following kinds of conduct on his licensed premises:
(1) Any conduct or entertainment by any person whose genitals are exposed or who is wearing transparent clothing that reveals the genitals;
(2) Any conduct or entertainment that includes or simulates sexual intercourse, masturbation, sodomy, bestiality, oral copulation, flagellation, or any act that includes or simulates the penetration, however slight, by any object into the genital or anal opening of a person's body; or
(3) Any conduct or entertainment that includes the fondling of the breasts, buttocks, anus, vulva, or genitals.
(b) Supervision.—It shall be unlawful for a permittee to fail to superintend in person or through a manager the business for which a permit is issued.
(c) Exception.—This section does not apply to persons operating theaters, concerts halls, art centers, museums, or similar establishments that are primarily devoted to the arts or theatrical performances, when the performances that are presented are еxpressing matters of serious literary, artistic, scientific, or political value.
The Commission then sought to vacate as moot the preliminary injunction of the old statute. Although the Commission had not yet enforced the new statute, Carandola (joined by several additional plaintiffs) challenged the new statute, claiming that it too violated both the First and Fourteenth Amendments. At a bench trial concerning the validity of the new statute, Dr. Judith Hanna, an anthropologist who specializes in the non-verbal communication of dance, testified on behalf of Carandola that "movements in dance such as those with the hips, thighs, breаsts, hair, and hands have traditionally been associated with simulating sex." Carandola II,
The district court then issued a detailed opinion in which it upheld subsection 18B-1005.1(a)(1), concluding that the prohibition on nudity furthered North Carolina's interest in reducing negative secondary effects associated with the combination of adult entertainment and alcohol. Id. at 652. However, the court enjoined the enforcement of subsections (a)(2) and (a)(3), finding them both facially vague and overbroad, and unconstitutional as applied to Carandola. Id. at 655, 663. The Commission appeals the district court's determinations that subsections (a)(2) and (a)(3) are facially vague and overbroad, and unconstitutional as applied to Carandola. Carandola cross appeals, arguing that the court should have enjoined subsection (a)(1) of the statute, which prohibits nudity in licensed establishments. We consider first the Commission's appeal, then Carandola's cross-appeal.
II.
The Commission contends that the district court erred in holding the new statute facially vague and facially overbroad. We review the district court's legal conclusions de novo. North Carolina v. City of Virginia Beach,
A.
The Commission initially argues that subsections (a)(2) and (a)(3) are not vague. A statute is impermissibly vague if it either (1) "fails to provide people of ordinary intelligence a reasonable opportunity to understand what conduct it prohibits" or (2) "authorizes or even encourages arbitrary and discriminatory enforcement." Hill v. Colorado,
The district court invalidated subsection (a)(2)—prohibiting in licensed establishments conduct that "simulates sexual intercourse, masturbation, sodomy, bestiality, oral copulation, flagellation, or any act that includes or simulates the penetration . . . by any object into the genital or anal opening"—because it found the word "simulates" vague. For example, the court feared that prohibiting "simulate[d] sexual intercourse" would preclude entertainers from gyrating their hips on stagе "in a rapid motion." Carandola II,
However, the dictionary precisely defines "simulate" as a verb meaning "to make a pretense of; feign . . . [or] to assume or have the appearance or characteristics of." Webster's New Universal Unabridged Dictionary 1783 (1996). The Supreme Court and many other courts have held that the word "simulate" is sufficiently clear when used in similar statutory prohibitions. See, e.g., New York v. Ferber,
We too conclude that in context "simulate" is sufficiently precise to notify persons of ordinary intelligence of the conduct prohibited by the statute and to prevent the risk of arbitrary or discriminatory enforcement. As the Commission notes, "[T]here is a distinct and very real difference between a gesture that may, in the abstract, symbolize sexual intercourse (such as gyrating one's hips) and an act that causes the audience to believe that they are actually observing sexual intercourse." Reply Brief of Appellants at 25. An act only constitutes simulated sexual intercourse or simulated masturbation if it creatеs the realistic impression of an actual sexual act. No one would mistake a dancer gyrating her hips for someone having intercourse, nor believe that a Carolina Panthers cheerleader patting her buttocks as part of a dance routine was masturbating.
The district court also enjoined enforcement of subsection (a)(3)—banning in licensed establishments "fondling of the breasts, buttocks, anus, vulva, or genitals"—after finding the word "fondling" unconstitutionally vague. The court noted that dictionaries define "fondle" differently. Carandola II,
Notwithstanding these slight differences, however, all definitions of "fondle" imply an element of "love," "affection," or "indulgen[ce]," whereas mere touching does not. For this reason, the new statute is more precise than the regulations implementing its predecessor, which banned "touching" as well as "fondling." See 4 N.C. Admin. Code 2S.0216(a)(2) (2002). Moreover, the present statute uses the single word "fondling" in conjunction with specified erogenous zones, indicating that it aims to prevent overt sexual contact, something the ordinary person likely understands. See N.C. Gen.Stat. § 18B-1005.1(a)(3)(2005).
Furthermore, although few cases have considered whether the word "fondle" is vague, those that have done so have concluded, as we do, that it is not. See, e.g., Kev, Inc. v. Kitsap County,
For these reasons, we reverse the portions of the district court's order finding the new statute unconstitutionally vague on its face.
B.
The Commission next argues that the district court erred in holding subsections (a)(2) and (a)(3) facially overbroad. Pursuant to the overbreadth doctrine, a party may "challenge a statute on its face because it also threatens others not before the court—those who desire to engage in legally protected expression but who may refrain from doing so rather than risk prosecution or undertake to have the law declared partially invalid." Bd. of Airport Comm'rs v. Jews for Jesus, Inc.,
1.
To determine whether a statute "reaches a substantial number of impermissible applications," Ferber,
To withstand intermediate scrutiny, a state must demonstrate that a statute "materially advances an important or substantial interest by redressing past harms or preventing future ones." Satellite Broad. & Commc'ns Ass'n v. FCC,
Despite these substantial government interests, in Carandola I we found the prohibitions overbroad because the challenged restrictions prohibited myriad expressive activities within "the heartland of [First Amendment] protection."
Carandola maintains that, like the old restrictions, the new statute is facially overbroad because it prohibits "vast amounts of constitutionally protected expression." Brief of Appellees at 23. According to Carandola, the new statute's prohibition on "simulate[d]" sexual activity proscribes ballet, hip hop, belly dancing, flamenco, jazz dancing, and even "the Irish Step Dance," and its prohibition on "fondling" bars any "touch[ing] of [the] breast and buttocks." Id. at 31. Finally, Carandola contends that the exception set forth in the new statute—rendering all prohibitions inapplicable to performances in "theaters, concert halls, art centers, museums or similar establishments that are primarily devoted to the arts or theatrical performances, when the performances that are presented are expressing matters of serious literary, artistic, scientific, or political value"—is "exceedingly narrоw" and does not cure the statute's facial overbreadth. Id. at 34.3
The district court largely accepted this argument, but we cannot. To do so would ignore the Commission's concessions about the scope of the new statute and trivialize the legislative revisions made in response to Carandola I.
2.
First, rather than asserting, as it did in Carandola I, that the new statute reaches every wiggle or touch in a licensed establishment, the Commission concedes, indeed argues, that the new statute bans only limited activities. The Commission acknowledges that subsection (a)(2)'s prohibition on "simulate[d]" sexual acts only applies to performances "that give the realistic impressiоn or illusion that sexual intercourse [or masturbation, etc.] is being performed for the audience." Reply Brief of Appellants at 30. Similarly, the Commission recognizes that subsection (a)(3)'s prohibition on "fondling" of buttocks, genitals, breasts, etc. only bars a performer from actually "manipulating specified erogenous zones." Id.
Under the Commission's interpretation, the new statute has no prohibitory effect on non-erotic dance and would not apply to "other mainstream entertainment, including popular and award-winning musicals such as Cabaret, Chicago, Contact, and The Full Monty." Carandola I,
Carandola argues, however, that we cannot accept the Commission's construction of "simulates" and "fondling"—not because the statute is not "readily susceptible" to this construction, but because the "evidentiary record refutes" this construction. Brief of Appellees at 37. The "evidentiary record" on which Carandola relies, however, involves enforcement of the old restrictions; the nеw statute has never been enforced and as such we have no relevant "evidentiary record." Rather, the Commission has iterated and reiterated that it does not interpret and will not enforce the new statute as it did the old restrictions. See Reply Brief of Appellants at 23 n.5, 26 n.6, and 28 n.7. On a facial challenge, we must apply a reasonable limiting construction where one is available. See Virginia v. Am. Booksellers Ass'n,
3.
Construing the new statute to prohibit only manipulation of specified erogenous zones and conduct that gives the realistic impression of a sexual act cures much of the overbreadth we found in the old restrictions in Carandola I. But there, we also noted that the challenged restrictions reached far beyond bars and nude dancing establishments to affect venues such as arenas, theaters, and comedy clubs—all places that might provide entertainment protected by the First Amendment. Citing Farkas v. Miller,
The North Carolina legislature took this suggestion to heart and provided an exception in the new statute for "persons operating theaters, concert halls, art centers, museums, or similar establishments that are primarily devoted to the arts or theatrical performances, when the performances that are presented are expressing matters of serious literary, artistic, scientific, or political value." N.C. Gen.Stat. § 18B-1005.1 (2005). Carandola argues that this exception is "exceedingly narrow," Brief of Appellees at 34, and the district court agreed.
The exception is indeed narrower than that in one of the cases we cited, J & B Entm't.4 There the statute exempted all persons "engaged in expressing a matter of serious literary, artistic, scientific or political value," regardless of the venue in which the expression took place. J & B Entm't,
To be sure, neither the exception in Farkas, nor that in the new North Carolina statute covers all venues that might conceivably host serious artistic performances. Thus, we cannot agree with the Farkas court that such an exception fully "limits the reach of the restrictions to the type of adult entertainment that is associated with harmful secondary effects." Id. at 905. However, the exception does shelter most protected activity.
Certainly, the new statute, with the limited constructions of subsections (a)(2) and (a)(3) proffered by the Commission and the exception in subsection (c), does not "reach[ ] a substantial number of impermissible applications." Ferber,
III.
Carandola cross appeals the portion of the district court order finding that subsection (a)(1) of the new statute—which prohibits "[a]ny conduct or entertainment by any person whose genitals are exposed or who is wearing transparent clothing that reveals the genitals"—withstands a facial challenge. Carandola maintains that the district court should have enjoined enforcement of subsection (a)(1) because it prohibits nudity even when it occurs as part of а serious theatrical production or artistic work.
We agree with the district court, however, that subsection (a)(1) is not facially overbroad. The Supreme Court has upheld general public nudity statutes (i.e., not prohibitions confined to licensed establishments like those at issue here) that required erotic dancers to wear pasties and G-strings. See Pap's,
Although Pap's and Barnes do not involve what might be generally regarded as serious theatrical prоductions, nude expression in such productions is most likely to occur in the venues specifically exempted from the new statute's prohibitions. It is possible to imagine hypothetical examples of protected nudity that would occur in licensed venues not exempted by the new statute, but it is hard to conceive of a substantial number of such impermissible applications. See J & B Entm't,
IV.
For the foregoing reasons, the district court's judgment is
AFFIRMED IN PART, REVERSED IN PART, AND VACATED IN PART.
Notes:
Notes
Section 18B-1005 provided, in relevant part:
(a) Certain Conduct—It shall be unlawful for a permittee or his agent or employee to knowingly allow any of the following kinds of conduct to occur on his licensed premises:
. . .
(4) Any conduct or entertainment by any person whose private parts are exposed or who is wearing transparent clothing that reveals the private parts;
(5) Any entertainment that includes or simulates sexual intercourse or any other sexual act; or
(6) Any other lewd or obscene entertainment or conduct, as defined by the rules of the Commission.
Pursuant tо subsection (a)(6) of the statute, the Commission adopted 4 N.C. Admin. Code 2S.0216:
(a) No permittee or his employee shall allow any person to perform acts of or acts that simulate:
(1) sexual intercourse, masturbation, sodomy, bestiality, oral copulation, flagellation, or any sexual acts that are prohibited by law;
(2) the touching, caressing or fondling of the breasts, buttocks, anus, vulva or genitals;
(3) the display of the pubic hair, anus, vulva or genitals.
(b) No permittee or his employee shall allow any person to use artificial devices or inanimate objects to depict any of the prohibited activities described in Paragraph (a) of this Rule.
(c) No pеrmittee or his employee shall allow any person who exposes to public view any portion of his pubic hair, vulva, genitals or anus to remain in or upon the licensed premises.
AlthoughPap's did not concern the exact conduct regulated here, it stands for the proposition that a government entity may rely on the evidentiary foundation established in Renton and Young to conclude that adult entertainment establishments, like Christie's Cabaret, are associated with negative secondary effects.
Carandola cites cases from our sister circuits that assertedly support this viewSee, e.g., Conchatta Inc. v. Miller,
We reject the Commission's argument that the exception in the statute protects all performances of serious literary, artistic, scientific, or political value, no matter where performed; for example, the Commission suggests that a restaurant, nightclub, or other establishment presenting a play would at that moment become a "theater," and so would be protected from the ban. Reply Brief of Appellants at 33. Carandola argues and we agree that the language of the exception is not "readily susceptible" to the Commission's proposed construction. Accordingly, although of course the Commission may enforce the exception in this manner, we cannot adopt that constructionSee Carandola I,
The Commission also appeals the district сourt's holding that subsections (a)(2) and (a)(3) of the new statute are unconstitutional as applied to Carandola. Similarly, Carandola cross-appeals, arguing that the district court erred in its analysis of the as-applied challenge in declining to resolve the factual dispute over whether sexually oriented businesses areactually associated with negative secondary effects. Neither claim is ripe for review, however, since the new statute has never been applied to Carandola. Carandola bases its as-applied challenge entirely on the citations it received under the old statute. "Past exposure to illegal conduct does not in itself show a present case or controversy . . . if unaccompanied by any continuing, present adverse effects." Renne v. Geary,
