RICHARD M. GILMAN, JAMES MASONER, RICHARD W. BROWN, CHRIS FOWLER, EDWARD STEWART, MARIO MARQUEZ, RICHARD LEWIS, and GLORIA OLSON v. ARNOLD SCHWARZENEGGER, Governor of California; ROBERT DOYLE, Chairman of the Board of Parole Hearings; ALL COMMISSIONERS OF THE BOARD OF PAROLE HEARINGS; ALL DEPUTY COMMISSIONERS OF THE BOARD OF PAROLE HEARINGS WHO HEAR LIFER CASES
No. 10-15471
United States Court of Appeals, Ninth Circuit
December 6, 2010
Amended January 24, 2011
1339
Susan P. Graber, Consuelo M. Callahan, and Carlos T. Bea, Circuit Judges. Opinion by Judge Bea.
D.C. No. 2:05-cv-00830-LKK-GGH. Appeal from the United States District Court for the Eastern District of California. Lawrence K. Karlton, Senior District Judge, Presiding. Argued and Submitted August 12, 2010—San Francisco, California.
COUNSEL
Terence J. Cassidy, Michael W. Pott (argued), and Thomas L. Riordan, Porter Scott, Sacramento, California, for the defendants-appellants.
Daniel J. Broderick, Federal Defender, and David Porter and Monica Knox (argued), Assistant Federal Defenders, Sacramentо, California, for the plaintiffs-appellees.
ORDER
The opinion filed on December 6, 2010 is hereby amended. No petition for panel rehearing or petition for rehearing en banc may be filed.
OPINION
BEA, Circuit Judge:
Plaintiffs are eight California life-term prisoners who represent a class of similarly situated California prisoners. They allege that Proposition 9, the “Victims’ Bill of Rights Act of 2008: Marsy’s Law,” which modifies the availability and frequency of parole hearings, violates the Ex Post Facto Clause of the United States Constitution. The district court held that Plaintiffs were likely to succeed on the merits of their claim.
The California Prison Parole Scheme
The California Board of Parole Hearings (“Board”) has “the power to allow prisoners imprisoned in the state prisons . . . to go upon parole outside the prison walls and enclosures.”
The Board is required to conduct a prisoner’s first parole hearing one year prior to the prisoner’s minimum eligible parole release date.
unless it determines that the gravity of the current convicted offense or offenses, or the timing and gravity of current or past convicted offense or offenses, is such that consideration of the public safety requires a more lengthy period of incarceration for this individual, and that a parole date, therefore, cannot be fixed at this meeting.
If the panel determines that the prisoner is unsuitable for parole at the time of the hearing, the panel must set the date for thе prisoner’s next parole hearing.
The Deferral Process Before and After Proposition 9
Before Proposition 9 was enacted, the length of the deferral was determined by
The board shall hear each case annually . . . , except the board may schedule the next hearing no later than the following:
(A) Two years after any hearing at which parole is denied if the board finds that it is not reasonable to expect that parole would be granted at a hearing during the following year and states the bases for the finding.
(B) Up to five years after any hearing at which parole is deniеd if the prisoner has been convicted of murder, and the board finds that it is not reasonable to expect that parole would be granted at a hearing during the following years and states the bases for the finding in writing.
Proposition 9 significantly changed the law governing deferral periods.3 The relevant changes were codified in
The board shall schedule the next hearing, after considering the views and interests of the victim, as follows:
(A) Fifteen years after any hearing at which parole is denied, unless the board finds by clear and convincing evidence that the criteria relevant to the setting of parole release dates enumerated in subdivision (a) of Section 3041 are such that consideration of the public and victim’s safety does not require a more lengthy period of incarceration for the prisoner than 10 additional years.
(B) Ten years after any hearing at which parole is denied, unless the board finds by clear and convincing evidence that the сriteria relevant to the setting of parole release dates enumerated in subdivision (a) of Section 3041 are such that consideration of the public and victim’s safety does not require a more lengthy period of incarceration for the prisoner than seven additional years.
(C) Three years, five years, or seven years after any hearing at which parole is denied, because the criteria relevant to the setting of parole release dates enumerated in subdivision (a) of Section 3041 are such that consideration of the public and victim’s safety requires a more lengthy period of incarсeration for the prisoner, but does not require a more lengthy period of incarceration for the prisoner than seven additional years.
The most significant changes are as follows: the minimum deferral period is increased from one year to three years, the maximum deferral period is increased from five years to fifteen years, and the default deferral period is changed from one year to fifteen years. See
Proрosition 9 also amended the law governing parole deferral periods by authorizing the Board to advance a hearing date. The Board may exercise its discretion to hold an advance hearing sua sponte or at the request of a prisoner. “The board may in its discretion . . . advance a hearing . . .
Plaintiffs filed suit against the state in federal court under
I
[1] “A plaintiff seeking a preliminary injunction must establish that he is likely to succeed on the merits, that he is likely to suffer irreparable harm in the absence of preliminary relief, that the balance of equities tips in his favor, and that an
This court reviews for an abuse of discretion a district court’s decision to grant or deny a preliminary injunction. Indep. Living Ctr. of S. Cal., Inc. v. Maxwell-Jolly, 572 F.3d 644, 651 (9th Cir. 2009). A two-part test is used to determine whether the district court abused its discretion. United States v. Hinkson, 585 F.3d 1247, 1261 (9th Cir. 2009) (en banc). First, this court must “determine de novo whether the [district] court identified the correct legal rule to apply to the relief requested.” Id. at 1262. A district court necessarily abused its discretion if it applied the incorrect legal standard. Id. at 1261. Sеcond, if the district court applied the correct legal standard, this court will reverse only when “the [district] court’s application of the correct legal standard was (1) illogical, (2) implausible, or (3) without support in inferences that may be drawn from the facts in the record.” Id. at 1262 (internal quotation marks omitted).
II
[2] “The States are prohibited from enacting an ex post facto law.” Garner v. Jones, 529 U.S. 244, 249 (2000) (citing
In Morales, the Supreme Court upheld the constitutionality of a statutory change to the laws that governed California parole hearings. 514 U.S. at 501-02. There, the California legislature decreased the frequency of parole hearings for inmates convicted of multiple murders—from every year to up to every three years. Id. at 503. The Court explained the amendment did not increase the statutory punishment for any particular offense, did not change the date of inmates’ initial pаrole hearings, and did not change the standard by which the Board determined whether inmates were suitable for parole. Id. at 507. The amendment simply “introduced the possibility that after the initial parole hearing, the Board would not have to hold another hearing the very next year, or the year after that, if it found no reasonable probability that respondent would be deemed suitable for parole in the interim period.” Id. This change did not violate the Ex Post Facto Clause because it did not “produce[ ] a sufficient risk of increasing the measure of punishment attached to the covered crimes.” Id. at 509. The change “applie[d] only to a class of prisoners[, murderers of multiple victims,] for whom the likelihood of release on parole [was] quite remote,” id. at 510; the frequency of an inmate’s hearings was not affected unless the Board concluded “ ‘it [was] not reasonable to expect that parole would be granted at a hearing during the following
In Garner, the Georgia Board of Pardons (“Board”) changed the frequency of parole hearings from every three years to up to every eight years for inmates serving life sentences. 529 U.S. at 247. Jones, who was serving two life sentences for murder, was denied parole at his first parole hearing. Id. The Board scheduled his next parole hearing for eight years later. Id. Jones sued the Board in federal court under
The Supreme Court reversed and remanded. Id. at 257. The Court rejected Jones’s contention that the amendment eliminated the Board’s exercise of discretion between scheduled parole hearings on the basis that the changes to the frequency of parole hearings were “qualified in two important respects.”
[3] Here, as in Morales and Garner, Proposition 9 did not increase the statutory punishment for any particular offense, did not change the date of inmates’ initial parole hearings, and did not change the standard by which the Board determined whether inmates were suitable for parole. However, the changes to the frequency of parole hearings here are more extensive than the change in either Morales or Garner. First, Proposition 9 increased the maximum deferral period from five years to fifteen years. This change is similar to the change in Morales (i.e., tripled from one year to three years) and the change in Garner (i.e., from three years to eight years). Second, Proposition 9 increased the minimum deferral period from one year to three years. Third, Proposition 9 changed the default deferral period from one year to fifteen years. Fourth, Proposition 9 altered the burden to impose a deferral period other than the default period. Before Proposition 9, the deferral period was one year unless the Board
[4] In both Morales and Garner, even after the changes to the laws governing the frequency of parole hearings, the Board retаined discretion to set subsequent parole hearings at the same frequency as it would have before the changes to the law. But here, Proposition 9 eliminated the Board’s discretion to set a one-year deferral period, even if the Board were to find by clear and convincing evidence that a prisoner would be suitable for parole in one year. In the two years before Proposition 9 was implemented, approximately two-thirds of prisoners received deferral periods of one or two years. Now, all prisoners will receive deferrаl periods of at least three years. Further, the Board must set a fifteen-year deferral period unless it finds by clear and convincing evidence that the prisoner will be suitable for parole in ten years or less. Thus, the changes required by Proposition 9 appear to “create[ ] a significant risk of prolonging [Plaintiffs’] incarceration.” Garner, 529 U.S. at 251.6
Plaintiffs provide four reasons why the advance hearings do not sufficiently reduce the risk of increased punishment for prisoners. None of these reasons is persuasive on the current record.
Plaintiffs’ first reason is that the decision to grant a prisoner’s request for an advance hearing is entirely discretionary. Neither a change in circumstances nor new information requires the Board to hold an advance hearing. However, absent evidence to the contrary, this court must presume the Board will exercise its discretion in a manner consistent with the Ex Post Facto Clause. See Garner, 529 U.S. at 256 (“Absent a demonstration to the contrary, we presume the Board follows its statutory commands and internal policies in fulfilling its obligations.”). Plaintiffs have adduced no evidence that the Board has denied a request for an advance hearing where a prisoner has shown a change in circumstances or new evidence. In fact, Plaintiffs have adduced no
Plaintiffs’ second reason is that “there is no mechanism or procedure in place for the Board to initiate a review or to accept, consider or rule on a prisoner’s request [for an advance hearing].” We are not persuaded. Section 3041.5(d)(1) allows a prisoner to request an advance hearing, and § 3041.5(b)(4) allows the Board to advance a hearing based on a change in circumstances or new information. Further, in Morales, no statute or regulation provided for advance hearings, yet the Court reliеd on the fact that the Board—the same Board involved in this case—had a practice of reviewing inmates’ requests for earlier parole hearings. 514 U.S. at 512. If the Board were able to review inmates’ requests for advance hearings before such hearings were explicitly authorized by statute, there is no reason to believe that the Board is no longer capable of handling such requests. Indeed, just the contrary is true now that statutory authorization has supplanted mere practice. Further, Plaintiffs have adduced no evidence that the Board has denied or failed tо respond to requests for advance hearings.
[6] Plaintiffs’ third reason is that the district court concluded that “there will necessarily be a delay between any meritorious request for an advance hearing and the grant of such hearing, and Plaintiffs contend, with some evidence, that this delay will likely exceed a year.” This conclusion is not supported by the evidence in the record. Plaintiffs rely in part on the fact that the Board’s decision to deny parole does not become final for four months. But Plaintiffs cite no authority that requires a prisoner to wait until the Board’s decision is final bеfore he requests an advance hearing based on changed circumstances or new information. Other steps may also delay an advance hearing once a request has been made: the Board
Plaintiffs’ fourth reason is that they will be unable to establish changed circumstances or new information with respect to static factors such as the circumstances of the commitment offense or prior criminal history. Plaintiffs are correct that those static factors will not change; but a prisoner’s suitability for parole may change even though static factors remain unchanged. For example, the passage of time is a change in circumstances that may affect a prisoner’s suitability for parole (i.e., the prisoner’s current dangerousness) even though his prior criminal history has not changed. See Lawrence, 190 P.3d at 560 (holding that the passage of time is a factor the Board must consider when it determines whether a prisoner is currently dangerous and, thus, unsuitable for parole). Plaintiffs also contend that they will be unable to establish changed circumstances or new information with resрect to intangible factors such as the failure to accept responsibility or the lack of sufficient remorse. But, just as a prisoner must explain his acceptance of responsibility and convey his remorse at a parole hearing, a prisoner can, in a request for an advance hearing, explain that he has accepted full responsibility for his crime and convey his remorse.
[7] There were no facts in the record from which the district court could infer that Proposition 9 created a significant
REVERSED.
