GILLETTE v. UNITED STATES
No. 85
Supreme Court of the United States
March 8, 1971
401 U.S. 437
Argued December 9, 1970. *Together with No. 325, Negre v. Larsen et al., on certiorari to the United States Court of Appeals for the Ninth Circuit.
Conrad J. Lynn argued the cause for petitioner in No. 85. With him on the brief were Leon Friedman, Marvin M. Karpatkin, and Melvin L. Wulf. Richard Harrington argued the cause for petitioner in No. 325. With him on the briefs were Leigh Athearn, Stuart J. Land, and John T. Noonan, Jr.
Solicitor General Griswold argued the cause for the United States and for the other respondents in both cases. With him on the briefs were Assistant Attorney General Wilson and Beatrice Rosenberg.
George T. Altman, pro se, filed a brief as amicus curiae in both cases. Leo Rosen filed a brief for the American Ethical Union as amicus curiae in No. 85. Briefs of amici curiae in No. 325 were filed by Charles H. Tuttle and Thomas A. Shaw, Jr., for the National Council of the Churches of Christ in the U. S. A. et al.; by Peter J. Donnici for the Executive Board of the National Federation of Priests’ Councils; by Joseph B. Robison, Ephraim Margolin, Stanley J. Friedman, Seymour Farber, and Edwin J. Lukas for the American Jewish Congress; by Michael N. Pollet and Elsbeth Levy Bothe for Louis P. Font; and by the American Friends Service Committee.
These cases present the question whether conscientious objection to a particular war, rather than objection to war as such, relieves the objector from responsibilities of military training and service. Specifically, we are called upon to decide whether conscientious scruples relating to a particular conflict are within the purview of established provisions1 relieving conscientious objectors to war from military service. Both petitioners also invoke constitutional principles barring government interference with the exercise of religion and requiring governmental neutrality in matters of religion.
In No. 85, petitioner Gillette was convicted of wilful failure to report for induction into the armed forces. Gillette defended on the ground that he should have been ruled exempt from induction as a conscientious objector to war. In support of his unsuccessful request for classification as a conscientious objector, this petitioner had stated his willingness to participate in a war of national defense or a war sponsored by the United Nations as a peace-keeping measure, but declared his opposition to American military operations in Vietnam, which he characterized as “unjust.” Petitioner concluded that he could not in conscience enter and serve in the armed forces during the period of the Vietnam conflict. Gillette‘s view of his duty to abstain from any involvement in a war seen as unjust is, in his words, “based on a humanist approach to religion,” and his personal decision concerning military service was guided by fundamental principles of conscience and deeply held views about the purpose and obligation of human existence.
In No. 325, petitioner Negre, after induction into the Army, completion of basic training, and receipt of orders for Vietnam duty, commenced proceedings looking to his discharge as a conscientious objector to war. Application for discharge was denied, and Negre sought judicial relief by habeas corpus. The District Court found a basis in fact for the Army‘s rejection of petitioner‘s application for discharge. Habeas relief was denied, and the denial was affirmed on appeal, because, in the language of the Court of Appeals, Negre “objects to the war in Vietnam, not to all wars,” and therefore does “not qualify for separation [from the Army], as a conscientious objector.”2 418 F. 2d 908, 909-910 (CA9 1969). Again, no question is raised as to the sincerity or the religious quality of this petitioner‘s views. In line with religious counseling and numerous religious texts, Negre,
We granted certiorari in these cases, 399 U. S. 925 (1970), in order to resolve vital issues concerning the exercise of congressional power to raise and support armies, as affected by the religious guarantees of the First Amendment. We affirm the judgments below in both cases.
I
Each petitioner claims a nonconstitutional right to be relieved of the duty of military service in virtue of his conscientious scruples.3 Both claims turn on the proper construction of
“Nothing contained in this title . . . shall be construed to require any person to be subject to combatant training and service in the armed forces of the United States who, by reason of religious training and belief, is conscientiously opposed to participation in war in any form.”4
This language controls Gillette‘s claim to exemption, which was asserted administratively prior to the point of induction. Department of Defense Directive No. 1300.6 (May 10, 1968), prescribes that post-induction claims to conscientious objector status shall be honored, if valid, by the various branches of the armed forces.5
A different result cannot be supported by reliance on the materials of legislative history.8 Petitioners and
It is true that the legislative materials reveal a deep concern for the situation of conscientious objectors to war, who absent special status would be put to a hard choice between contravening imperatives of religion and conscience or suffering penalties. Moreover, there are clear indications that congressional reluctance to impose such a choice stems from a recognition of the value of conscientious action to the democratic community at large, and from respect for the general proposition that fundamental principles of conscience and religious duty may sometimes override the demands of the secular state. See United States v. Seeger, 380 U. S. 163, 170-172 (1965); United States v. Macintosh, 283 U. S. 605, 631-634 (1931) (dissenting opinion). See generally Selective Service System Monograph No. 11, Conscientious Objection (1950). But there are countervailing considerations, which are also the concern of Congress,10 and the legislative materials simply do not support the view that Congress intended to recognize any conscientious claim whatever as a basis for relieving the claimant from the general responsibility or the various incidents of military service. The claim that is recognized by
Finding little comfort in the wording or the legislative history of
Sicurella v. United States, 348 U. S. 385 (1955), presented the only previous occasion for this Court to focus on the “participation in war in any form” language of
It should be emphasized that our cases explicating the “religious training and belief” clause of
A further word may be said to clarify our statutory holding. Apart from abstract theological reservations, two other sorts of reservations concerning use of force have been thought by lower courts not to defeat a con-
II
Both petitioners argue that
On the assumption that these petitioners’ beliefs concerning war have roots that are “religious” in nature, within the meaning of the Amendment as well as this Court‘s decisions construing
An attack founded on disparate treatment of “religious” claims invokes what is perhaps the central purpose of the Establishment Clause—the purpose of ensuring governmental neutrality in matters of religion. See Epperson v. Arkansas, 393 U. S. 97, 103-104 (1968); Everson v. Board of Education, 330 U. S. 1, 15-16 (1947). Here
A
The critical weakness of petitioners’ establishment claim arises from the fact that
Thus, there is no occasion to consider the claim that when Congress grants a benefit expressly to adherents of one religion, courts must either nullify the grant or somehow extend the benefit to cover all religions. For
Properly phrased, petitioners’ contention is that the special statutory status accorded conscientious objection to all war, but not objection to a particular war, works
Naturally the considerations just mentioned are affirmative in character, going to support the existence of an exemption rather than its restriction specifically to persons who object to all war. The point is that these affirmative purposes are neutral in the sense of the Establishment Clause. Quite apart from the question whether the Free Exercise Clause might require some sort of exemption,19 it is hardly impermissible for Congress to attempt to accommodate free exercise values, in line with “our happy tradition” of “avoiding unnecessary clashes with the dictates of conscience.” United States v. Macintosh, supra, at 634 (Hughes, C. J., dissenting). See Abington School District v. Schempp, 374 U. S., at 294-299 (BRENNAN, J., concurring); id., at 306 (Goldberg, J., concurring); id., at 309 (STEWART, J., dissent-
In this state of affairs it is impossible to say that
B
We conclude not only that the affirmative purposes underlying
A virtually limitless variety of beliefs are subsumable under the rubric, “objection to a particular war.”21 All the factors that might go into nonconscientious dissent from policy, also might appear as the concrete basis of an objection that has roots as well in conscience and religion. Indeed, over the realm of possible situations, opposition to a particular war may more likely be political and nonconscientious, than otherwise. See United States v. Kauten, 133 F. 2d, at 708. The difficulties of sort-
For their part, petitioners make no attempt to provide a careful definition of the claim to exemption that they ask the courts to carve out and protect. They do not explain why objection to a particular conflict—much less an objection that focuses on a particular facet of a conflict—should excuse the objector from all military service whatever, even from military operations that are connected with the conflict at hand in remote or tenuous ways.22 They suggest no solution to the problems arising from the fact that altered circumstances may quickly render the objection to military service moot.
To view the problem of fairness and evenhanded decisionmaking, in the present context, as merely a commonplace chore of weeding out “spurious claims,” is to minimize substantial difficulties of real concern to a responsible legislative body. For example, under the petitioners’ unarticulated scheme for exemption, an objector‘s claim to exemption might be based on some feature of a current conflict that most would regard as incidental,
or might be predicated on a view of the facts that most would regard as mistaken. The particular complaint about the war may itself be “sincere,” but it is difficult to know how to judge the “sincerity” of the objector‘s conclusion that the war in toto is unjust and that any personal involvement would contravene conscience and religion. To be sure we have ruled, in connection with
Ours is a Nation of enormous heterogeneity in respect of political views, moral codes, and religious persuasions. It does not bespeak an establishing of religion for Congress to forgo the enterprise of distinguishing those whose dissent has some conscientious basis from those who simply dissent. There is a danger that as between two would-be objectors, both having the same complaint against a war, that objector would succeed who is more articulate, better educated, or better counseled. There is even a danger of unintended religious discrimination—a danger that a claim‘s chances of success would be greater the more familiar or salient the claim‘s connection with conventional religiosity could be made to appear. At any rate, it is true that “the more discriminating and complicated the basis of classification for an exemption—even a neutral one—the greater the potential for state involvement” in determining the character of persons’ beliefs and affiliations, thus “entangl[ing] government in difficult classifications of what is or is not religious,” or what is or is not conscientious. Walz v. Tax Commission, 397 U. S., at 698-699 (opinion of
In addition to the interest in fairness, the Government contends that neutral, secular reasons for the line drawn by
Tacit at least in the Government‘s view of the instant cases is the contention that the limits of
On the other hand, some have perceived a danger that exempting persons who dissent from a particular war, albeit on grounds of conscience and religion in part, would “open the doors to a general theory of selective disobedience to law” and jeopardize the binding quality of democratic decisions. Report of the National Advisory Commission on Selective Service, In Pursuit of Equity: Who Serves When Not All Serve? 50 (1967). See also Hamilton v. Regents, 293 U. S. 245, 268 (1934) (Cardozo, J., concurring). Other fields of legal obligation aside, it is undoubted that the nature of conscription, much less war itself, requires the personal desires and perhaps the dissenting views of those who must serve to be subordinated in some degree to the pursuit of public purposes. It is also true that opposition to a particular war does depend inter alia upon particularistic factual beliefs and policy assessments, beliefs and assessments that presumably were overridden by the government that decides to commit lives and resources to a trial of arms. Further, it is not unreasonable to suppose that some persons who are not prepared to assert a conscientious objection, and instead accept the hardships and risks of military service, may well agree at all points with the objector, yet conclude, as a matter of conscience, that they are personally bound by the decision of the democratic process. The fear of the National Advisory Commission on Selective Service, apparently, is that exemption of objectors to particular wars would weaken the resolve of those who otherwise would feel themselves bound to serve despite personal cost, uneasiness at the
We need not and do not adopt the view that a categorical, global “interest” in stifling individualistic claims to noncompliance, in respect of duties generally exacted, is the neutral and secular basis of
Of course, we do not suggest that Congress would have acted irrationally or unreasonably had it decided to exempt those who object to particular wars. Our analysis of the policies of
III
Petitioners’ remaining contention is that Congress interferes with the free exercise of religion by conscripting persons who oppose a particular war on grounds of conscience and religion. Strictly viewed, this complaint does not implicate problems of comparative treatment of different sorts of objectors, but rather may be examined in some isolation from the circumstance that Congress has chosen to exempt those who conscientiously object to all war.23 And our holding that
Nonetheless, our analysis of
Our cases do not at their farthest reach support the proposition that a stance of conscientious opposition relieves an objector from any colliding duty fixed by a democratic government. See Cantwell v. Connecticut, 310 U. S. 296, 303-304 (1940); Jacobson v. Massachusetts, 197 U. S. 11, 29 (1905); cf. Cleveland v. United States, 329 U. S. 14, 20 (1946). To be sure, the Free Exercise Clause bars “governmental regulation of religious beliefs as such,” Sherbert v. Verner, 374 U. S. 398, 402 (1963), or interference with the dissemination of religious ideas. See Fowler v. Rhode Island, 345 U. S. 67 (1953); Follett v. McCormick, 321 U. S. 573 (1944); Murdock v. Pennsylvania, 319 U. S. 105 (1943). It prohibits misuse of secular governmental programs “to impede the observance of one or all religions or to discriminate invidiously between religions, even though the burden may be characterized as being only indirect.” Braunfeld v. Brown, 366 U. S., at 607 (opinion of Warren, C. J.). And even as to neutral prohibitory or regulatory laws having secular aims, the Free Exercise Clause may condemn certain applications clashing with imperatives of religion and conscience, when the burden on First Amendment values is not justifiable in terms of the Government‘s valid aims. See id.; Sherbert v. Verner, supra. See generally Clark, Guidelines for the Free Exercise Clause, 83 Harv. L. Rev. 327 (1969). However, the impact of conscription on objectors to particular wars is far from unjustified. The conscription laws, applied to such persons as to others, are not designed to interfere with any religious ritual or practice, and do not work a penalty against any theological position. The incidental burdens felt by persons in petitioners’ position are strictly justified by substantial governmental interests that relate directly to the very impacts questioned. And more broadly, of course, there is the Government‘s interest in procuring the manpower necessary for military purposes, pursuant to the constitutional grant of power to Congress to raise and support armies.
IV
Since petitioners’ statutory and constitutional claims to relief from military service are without merit, it follows that in Gillette‘s case (No. 85) there was a basis in fact to support administrative denial of exemption, and that in Negre‘s case (No. 325) there was a basis in fact to support the Army‘s denial of a discharge. Accordingly, the judgments below are
Affirmed.
MR. JUSTICE BLACK concurs in the Court‘s judgment and in Part I of the opinion of the Court.
MR. JUSTICE DOUGLAS, dissenting in No. 85.*
Gillette‘s objection is to combat service in the Vietnam war, not to wars in general, and the basis of his objection is his conscience. His objection does not put him into the statutory exemption which extends to one “who, by reason of religious training and belief, is conscientiously opposed to participation in war in any form.”1 He stated his views as follows:
“I object to any assignment in the United States Armed Forces while this unnecessary and unjust war is being waged, on the grounds of religious belief specifically ‘Humanism.’ This essentially means respect and love for man, faith in his inherent goodness and perfectability, and confidence in his capability to improve some of the pains of the human condition.”
This position is substantially the same as that of Sisson in United States v. Sisson, 297 F. Supp. 902, ap
“Sisson‘s table of ultimate values is moral and ethical. It reflects quite as real, pervasive, durable, and commendable a marshalling of priorities as a formal religion. It is just as much a residue of culture, early training, and beliefs shared by companions and family. What another derives from the discipline of a church, Sisson derives from the discipline of conscience.” 297 F. Supp., at 905.
There is no doubt that the views of Gillette are sincere, genuine, and profound. The District Court in the present case faced squarely the issue presented in Sisson and being unable to distinguish the case on the facts, refused to follow Sisson.
The question, Can a conscientious objector, whether his objection be rooted in “religion” or in moral values, be required to kill? has never been answered by the Court.2 Hamilton v. Regents, 293 U. S. 245, did no more than hold that the Fourteenth Amendment did not require a State to make its university available to one who would not take military training. United States v. Macintosh, 283 U. S. 605, denied naturalization to a person who “would not promise in advance to bear arms in defense of the United States unless he believed the war to be morally justified.” Id., at 613. The question of compelling a man to kill against his conscience was not squarely involved. Most of the talk in the majority opinion concerned “serving in the armed forces of the
Yet if dicta are to be our guide, my choice is the dicta of Chief Justice Hughes who, dissenting in Macintosh, spoke as well for Justices Holmes, Brandeis, and Stone:
“Nor is there ground, in my opinion, for the exclusion of Professor Macintosh because his conscientious scruples have particular reference to wars believed to be unjust. There is nothing new in such an attitude. Among the most eminent statesmen here and abroad have been those who condemned the action of their country in entering into wars they thought to be unjustified. Agreements for the renunciation of war presuppose a preponderant public sentiment against wars of aggression. If, while recognizing the power of Congress, the mere holding of religious or conscientious scruples against all wars should not disqualify a citizen from holding office in this country, or an applicant otherwise qualified from being admitted to citizenship, there would seem to be no reason why a reservation of religious or conscientious objection to participation in wars believed to be unjust should constitute such a disqualification.” Id., at 635.
I think the Hughes view is the constitutional view. It is true that the First Amendment speaks of the free exercise of religion, not of the free exercise of conscience or belief. Yet conscience and belief are the main ingredients of First Amendment rights. They are the
Conscience is often the echo of religious faith. But, as this case illustrates, it may also be the product of travail, meditation, or sudden revelation related to a moral comprehension of the dimensions of a problem, not to a religion in the ordinary sense.
Tolstoy4 wrote of a man, one Van der Veer, “who, as he himself says, is not a Christian, and who refuses military service, not from religious motives, but from motives of the simplest kind, motives intelligible and common to all men, of whatever religion or nation, whether Catholic, Mohammedan, Buddhist, Confucian, whether Spaniards or Japanese.
“Van der Veer refuses military service, not because he follows the commandment. ‘Thou shalt do no murder,’ not because he is a Christian, but because he holds murder to be opposed to human nature.”
“Van der Veer says he is not a Christian. But the motives of his refusal and action are Christian. He refuses because he does not wish to kill a brother man; he does not obey, because the commands of his conscience are more binding upon him than the commands of men. . . . Thereby he shows that Christianity is not a sect or creed which some may profess and others reject; but that it is naught else than a life‘s following of that light of reason which illumines all men. . . .
“Those men who now behave rightly and reasonably do so, not because they follow prescriptions of Christ, but because that line of action which was pointed out eighteen hundred years ago has now become identified with human conscience.”
The “sphere of intellect and spirit,” as we described the domain of the First Amendment in West Virginia Board of Education v. Barnette, 319 U. S. 624, 642, was recognized in United States v. Seeger, 380 U. S. 163, where we gave a broad construction to the statutory exemption of those who by their religious training or belief are conscientiously opposed to participation in war in any form. We said: “A sincere and meaningful belief which occupies in the life of its possessor a place parallel to that filled by
Seeger does not answer the present question as Gillette is not “opposed to participation in war in any form.”
But the constitutional infirmity in the present Act seems obvious once “conscience” is the guide. As Chief Justice Hughes said in the Macintosh case:
“But, in the forum of conscience, duty to a moral power higher than the State has always been maintained. The reservation of that supreme obligation, as a matter of principle, would unquestionably be made by many of our conscientious and law-abiding citizens. The essence of religion is belief in a relation to God involving duties superior to those arising from any human relation.” 283 U. S., at 633-634.
The law as written is a species of those which show an invidious discrimination in favor of religious persons and against others with like scruples. MR. JUSTICE BLACK once said: “The First Amendment has lost much if the religious follower and the atheist7 are no longer to be
“Government in our democracy, state and national, must be neutral in matters of religious theory, doctrine, and practice. It may not be hostile to any religion or to the advocacy of no-religion; and it may not aid, foster, or promote one religion or religious theory against another or even against the militant opposite. The First Amendment mandates governmental neutrality between religion and religion, and between religion and nonreligion.” Id., at 103-104.
While there is no Equal Protection Clause in the Fifth Amendment, our decisions are clear that invidious classifications violate due process. Bolling v. Sharpe, 347 U. S. 497, 500, held that segregation by race in the public schools was an invidious discrimination, and Schneider v. Rusk, 377 U. S. 163, 168-169, reached the same result based on penalties imposed on naturalized, not native-born, citizens. A classification of “conscience” based on a “religion” and a “conscience” based on more generalized, philosophical grounds is equally invidious by reason of our First Amendment standards.
I had assumed that the welfare of the single human soul was the ultimate test of the vitality of the First Amendment.
This is an appropriate occasion to give content to our dictum in Board of Education v. Barnette, supra, at 642:
“[F]reedom to differ is not limited to things that do not matter much. . . . The test of its sub-
stance is the right to differ as to things that touch the heart of the existing order.”
I would reverse this judgment.
MR. JUSTICE DOUGLAS, dissenting in No. 325, Negre v. Larsen.
I approach the facts of this case with some diffidence, as they involve doctrines of the Catholic Church in which I was not raised. But we have on one of petitioner‘s briefs an authoritative lay Catholic scholar, Dr. John T. Noonan, Jr., and from that brief I deduce the following:
Under the doctrines of the Catholic Church a person has a moral duty to take part in wars declared by his government so long as they comply with the tests of his church for just wars.1 Conversely, a Catholic has a moral duty not to participate in unjust wars.2
In the 16th century Francisco Victoria, Dominican master of the University of Salamanca and pioneer in international law, elaborated on the distinction. “If a subject is convinced of the injustice of a war, he ought not to serve in it, even on the command of his prince. This is clear, for no one can authorize the killing of an innocent person.” He realized not all men had the information of the prince and his counsellors on the causes of a war, but where “the proofs and tokens of the injustice of the war may be such that ignorance would be no excuse even to the subjects” who are not normally informed, that ignorance will not be an excuse if they participate.3 Well over 400 years later, today, the Baltimore Catechism makes an exception to the Fifth Commandment for a “soldier fighting a just war.”4
No one can tell a Catholic that this or that war is either just or unjust. This is a personal decision that an individual must make on the basis of his own conscience after studying the facts.5
Like the distinction between just and unjust wars, the duty to obey conscience is not a new doctrine in the Catholic Church. When told to stop preaching by the Sanhedrin, to which they were subordinate by law, “Peter and the apostles answered and said, ‘We must obey God rather than men.’ ”6 That duty has not changed. Pope Paul VI has expressed it as follows: “On his part, man perceives and acknowledges the imperatives of the divine law through the mediation of conscience. In all his activity a man is bound to follow his conscience, in order that he may come to God, the end and purpose of life.”7
While the fact that the ultimate determination of whether a war is unjust rests on individual conscience, the Church has provided guides. Francisco Victoria referred to “killing of an innocent person.” World War II had its impact on the doctrine. Writing shortly after the war Cardinal Ottaviani stated: “[M]odern wars can
“The development of armaments by modern science has immeasurably magnified the horrors and wickedness of war. Warfare conducted with these weapons can inflict immense and indiscriminate havoc which goes far beyond the bounds of legitimate defense. Indeed, if the kind of weapons now stocked in the arsenals of the great powers were to be employed to the fullest, the result would be the almost complete reciprocal slaughter of one side by the other, not to speak of the widespread devastation that would follow in the world and the deadly after-effects resulting from the use of such arms.
“All these factors force us to undertake a completely fresh reappraisal of war . . . .”
“[I]t is one thing to wage a war of self-defense; it is quite another to seek to impose domination on another nation. . . .”
The Pastoral Constitution announced that “[e]very act of war directed to the indiscriminate destruction of whole cities or vast areas with their inhabitants is a crime against God and man which merits firm and unequivocal condemnation.”9
Louis Negre is a devout Catholic. In 1951 when he was four, his family immigrated to this country from
At the time of his induction he had his own convictions about the Vietnam war and the Army‘s goals in the war. He wanted, however, to be sure of his convictions. “I agreed to myself that before making any decision or taking any type of stand on the issue, I would permit myself to see and understand the Army‘s explanation of its reasons for violence in Vietnam. For, without getting an insight on the subject, it would be unfair for me to say anything, without really knowing the answer.”11
On completion of his advanced infantry training, “I knew that if I would permit myself to go to Vietnam I would be violating my own concepts of natural law and would be going against all that I had been taught in my religious training.” Negre applied for a discharge as a conscientious objector. His application was denied. He then refused to comply with an order to proceed for shipment to Vietnam. A general court-martial followed, but he was acquitted. After that he filed this application for discharge as a conscientious objector.
For the reasons I have stated in my dissent in the Gillette case decided this day, I would reverse the judgment.
Notes
“Addressing a hearing of the Senate Armed Service Committee . . . , Peter Knutson said that ‘If, during the course of the Second World War, America had entered on the side of Hitler‘s Germany, would you have allowed yourself to be drafted? Would you have blindly said my country right or wrong?’
“That is about as well as the anti-draft cause has ever been stated. . . .
“It may seem far-fetched to suppose that America ever would have fought on the side of Hitler, but that too is beside the point. If today‘s World War II veteran will try to imagine what he might have done had he been drafted under those circumstances, he will be able to understand some part of the dilemma that the Vietnam war has imposed on this generation of draftees. It has been a real dilemma breeding powerful frustrations, and its residues will long outlast the war.“—L. H.—Lewiston (Ida.) Tribune.
