Lead Opinion
¶ 1 Plaintiffs Brandon Gilger and Robert Montoya appeal the trial court’s order dismissing their complaint for failure to state a claim upon which relief may be granted. In their complaint, Gilger and Montoya alleged that Melissa Hernandez, the defendant, was negligent “per se” for serving alcohol to minors, including Jason Martinez, in violation of Utah Code Ann. § 32A-12-203. They also allege that as a direct consequence of Hernandez’s negligence, Martinez injured both plaintiffs. Gilger and Montoya further allege that defendant Hernandez had a “special relationship” with her guests, including plaintiffs, that imposed a tort duty of reasonable care on her which she breached by: (i) failing to properly supervise the party; (ii) refusing to call police when Martinez threatened other guests with physical violence; (Hi) refusing to summon an ambulance after Martinez stabbed the plaintiffs; and (iv) preventing other guests from summoning emergency aid. We affirm the trial court on all counts, except that we reverse and remand on the negligence claims arising out of Hernandez’s refusal to summon aid after Gilger and Montoya were stabbed and her prevention of another guest from summoning assistance.
¶ 2 On appeal from an order dismissing a complaint for failure to state a claim upon which relief can be granted, we assume all the facts alleged to be true and draw all reasonable inferences from those facts in a light most favorable to the plaintiff. See Richardson v. Matador Steak House, Inc.,
¶ 3 Gilger and Montoya each filed an action against Hernandez seeking damages based on (i) negligence claiming that they had a special relationship with Hernandez and that she breached the duty she owed them and (ii) negligence per se based on Hernandez’s serving alcohol to Martinez, who was a minor, in violation of section 32A-12-203 of the Code. Hernandez filed a motion to dismiss for failure to state a claim upon which relief could be granted. The trial court granted Hernandez’s motion finding that “the law in Utah imposes no duty on a social host to protect a guest within the context of the facts in this case.” The trial court made no findings regarding the negligence per se claim. On appeal, we review for correctness the trial court’s decision that the plaintiffs alleged no facts that would support a claim. See Richardson,
¶ 4 We first address the negligence claim based on service of alcohol to a minor. We will then address the negligence claim based on breach of a duty said to arise out of a special relationship between the parties.
¶ 6 The Dramshop Act was initially passed in 1981. See Utah Code Ann. § 32-11-1 (Supp.1981). It has been amended numerous times. See id. § 32A-14-1 (Supp.1985); id. § 32A-14-1 (Supp.1986); id. § 32A-14-1 (Supp.1989); id. § 32A-14-101 (Supp.1996); id. § 32A-14-101 (Supp.1997). Both parties agree that under the version of the Dram-shop Act in place in September of 1995, the time of the events at issue, the Act did not impose liability upon social hosts who serve beer to minors. It stated in relevant part:
(1) Any person who directly gives, sells, or otherwise provides liquor, or at a location allowing consumption on the premises, any alcoholic beverage, to the following persons, and by those actions causes the intoxication of that person, is liable for injuries in person, property, or means of support to any third person, or to the spouse, child, or parent of that third person, resulting from the intoxication:
(a) any person under the age of 21 years;
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(5) The total amount of damages that may be awarded to any person pursuant to a cause of action under this chapter that arises after July 1,1985 is limited to $100,-000 and the aggregate amount which may be awarded to all persons injured as a result of one occurrence is limited to $300,-000.
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(7) Nothing in this chapter precludes any cause of action or additional recovery against the person causing the injury.
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Utah Code Ann. § 32A-14-101 (1994). In section 32A-l-105(24)(b), the Code defines “liquor” so as to exclude “any beverage defined as a beer, malt liquor, or malted beverage that has an alcohol content of less than 4% alcohol by volume.” Id. 32A-l-105(24)(b) (1991).
¶ 7 Thus, paragraph (1) of section 32A-14-101 imposes social host liability for resulting injuries only on “[a]ny person who directly gives, sells, or otherwise provides liquor ... to [any of] the following persons [including a minor].” Id. § 32A-14-101(1) (emphasis added). Because of section - 105(24)(b)’s narrow definition of “liquor” as excluding beer, there is no social host dram-shop liability for serving beer to a minor. On the other hand, the Act imposes liability for resulting injuries on anyone who provides any “alcoholic beverage,” which includes beer, to proscribed persons, including minors, only if it is provided at an establishment that sells alcohol for on-premises consumption. The term “location allowing consumption on the premises” does not include a private house.
¶ 8 Gilger and Montoya argue that because the Act does not impose dramshop liability on social hosts who serve beer to minors, and because it does not purport to bar general negligence liability, it cannot preempt any preexisting common law liability. It appears
¶ 9 Determining whether a particular statute preempts other law of inferior standing is essentially a question of legislative intent. See Richardson,
¶ 10 Hernandez suggests that our analytical model for determining whether the Dramshop Act preempts any common law causes of action should be found in Retherford v. AT & T Communications,
¶ 11 Utah case law has addressed preemption several times, but we have not developed any detailed model for determining preemptive intent.
[i] Sometimes courts, when facing the pre-emption question, find language in the ... statute that reveals an explicit [legislative] intent to pre-empt [common] law. [ii] More often, explicit pre-emption language does not appear, or does not directly answer the question. In that event, courts must consider whether the ... statute’s “structure and purpose,” or nonspecific statutory language, nonetheless reveal a clear, but implicit, pre-emptive intent, [a] A ... statute, for example, may create a scheme of [statutory] regulation “so pervasive as to make reasonable the inference that [the legislature] left no room for the [common law] to supplement it.” [b] Alternatively, [statutory] law may be in “ir*309 reconcilable conflict” with [the common] law. Compliance with both , for example, may be a “physical impossibility,” or, [c] the [common] law may “stand as an obstacle to the accomplishment and execution of the full purposes and objectives of [the legislature].”
Barnett Bank of Marion County v. Nelson,
¶ 12 The Dramshop Act does not meet the first of these tests: it does not expressly preempt the common law insofar as social hosts serving beer are concerned. We therefore look to the second test: does the Act’s “structure and purpose” reveal an intent to preempt? We address the statutory scheme. Since its enactment, the Act has imposed something akin to strict civil liability on commercial establishments and social hosts who give, sell, or otherwise provide liquor to specific classes of individuals who then become intoxicated and injure third parties. See Utah Code Ann. § 32A-14-101(1) (1994); Stephens v. Bonneville Travel, Inc.,
¶ 13 We find additional evidence that the legislative scheme of inclusion and exclusion of dramshop liability was intended to occupy the field of liability in the Act’s damage cap provisions. When this case arose, the Act provided that the “total amount of damages that may be awarded ... under this chapter ... is limited to $100,000 and the aggregate amount which may be awarded to all persons injured ... is limited to $300,000.” Utah Code Ann. § 32A-14-101(5) (1994).
¶ 14 We next address Gilger and Montoya’s claims that as a result of the “special relationship” existing between Hernandez and her guests, Hernandez had a duty to act reasonably to control Martinez, to protect Gilger and Montoya from Martinez’s tortious conduct, to call for help when injury occurred, and not to interfere with others who tried to summon aid. Gilger and Montoya assert that as a result of her breach of these duties, they were harmed. We first address the claim based on Hernandez’s alleged failure to control Martinez or to protect Gilger and Montoya when Martinez threatened guests. We will then consider her alleged failure to summon an ambulance after Martinez stabbed Gilger and Montoya. Finally, we address her alleged interference with other guests when they attempted to summon emergency assistance.
¶ 15 To prevail in a negligence claim, Gilger and Montoya must show, among other things, that Hernandez owed them some duty of care that was breached. See Owens v. Garfield,
¶ 16 The issue before us is whether Gilger and Montoya have alleged facts that establish a special relationship and a consequent duty without reliance on facts implicating the injury addressed by the Dramshop Act.
¶ 17 We conclude that no special relationship exists between a host and a guest that imposes on a social host a duty either to control one guest or to protect another when one threatens to injure the other. Requiring a social host either to control a belligerent guest or to protect her guests from the threat of injury by another guest would impose a duty “that is realistically incapable of performance” in the usual circumstances. Wilson,
¶ 18 Moreover, wholly apart from the question of whether the proposed duty is feasible, there remains the key point that a special relationship ordinarily is found only when there is an element of dependency of the one claiming the duty upon the one owing the duty that is created by the nature of the relationship between the parties. But there is nothing inherent in the host-guest relationship that makes a guest particularly dependent upon the host for protection when threatened by another guest. The mere fact that the host has a legal right to tell a guest to leave does not consign any other guest to a position of dependency on the host for protection. The other guests remain entitled to protect themselves or, more prudently, to avoid a potentially dangerous confrontation by simply leaving. We therefore conclude that the host-guest relationship does not give rise to a special relationship imposing on a social host an affirmative duty either to control or to protect her guests where it is foreseeable that one may injure another.
¶ 19 We next address the claim that a special relationship may arise between a social host and a guest when the guest has fallen gravely ill or suffered serious injury at the host’s abode, which gives rise to a duty in the host to provide or summon emergency aid. We have never had occasion to address this issue, although Prosser and Keeton note that there is “respectable authority” recognizing a duty to render aid to a guest in peril. See W. Page Keeton et. al., Prosser and Keeton on the Law of Torts § 56, at 376 (5th ed.1984) (citations omitted); see also Endre v. Arnold,
¶ 20 The final issue is whether Hernandez may be held liable in negligence for actively preventing another guest from using her phone to summon an ambulance for Gilger and Montoya after Martinez stabbed them. An act of misfeasance may constitute actionable negligence without reliance on a special relationship to impose an affirmative duty to act.
*312 Even though the defendant may be under no obligation to render assistance himself, he is at least required to take reasonable care that he does not prevent others from giving it,... The principle has been carried even to the length of holding that there is liability for interfering with the possibility of such aid, before it is actually being given. Such acts are of course “misfeasance,” but the real basis of liability would appear to be the interference with the plaintiffs opportunity of obtaining assistance.
Keeton et. al. supra ¶ 19, § 56, at 382. In a situation where one negligently prevents another from receiving aid by preventing a phone call from being made for an injured person, there need not be a host-guest relationship for liability.
¶21 In light of the above, we hold that Gilger and Montoya have stated a claim for which relief can be granted; therefore, dismissal of two of their claims under Rule 12(b)(6) was error. A fact finder may conclude that Hernandez is liable for aggravation of plaintiffs’ injuries due to delayed arrival of emergency aid caused by Hernandez’s failure to summon aid or by her active prevention of another securing aid.
¶ 22 Affirmed in part, reversed in part, and remanded for further proceedings consistent with this opinion.
Notes
. The legislative history makes it clear that the "consumption on the premises” language was not intended to apply to a social host who provides beer at a private party. Previous versions of the Act contained language which made it illegal to serve liquor to intoxicated persons "in any house or on any premises.” Id. §§ 32-11-1 (Supp.1981), 32-7-24(b) (1966) (repealed 1985). However, the language referring to section 32-7-24, and its reference to serving liquor in a house, was deleted in 1985. The current definition of "premises” makes no reference to a "house” or "private residences.” See id. § 32A-1-105(36) (1999); Stephens v. Bonneville Travel, Inc.,
. The exception to this statement is Retherford which provides a very specialized test for determining the preemptive effect of narrowly drawn statutes.
. Presumably, the legislature had valid reasons for precluding liability for social hosts who serve only beer to their guests. For instance, the legislature may have adopted the view that " ‘liquor’ has a higher alcohol content than other 'alcoholic beverages’ and its consumption is more likely to intoxicate the drinker.” Stephens,
. This section has been amended to increase the damage caps. The present damage cap is $500,-000 for any person injured, with an aggregate limit of $1,000,000. See Utah Code Ann. § 32A-14-101(6) (1999).
. Whether we like the ultimate overall scheme of liability for alcohol providers, commercial and private, on-premises consumption or off, that result is not the issue here. Justice Durham’s dissent raises a number of questions of what liability "should” lie under various circumstances. In our view, the legislature has undertaken to determine this question because of its highly charged nature. Some of the decisions it has made may not be ones we agree with as a matter of public policy. See Stephens,
. As we stated earlier, common law causes of action based on facts implicating the injuries addressed by the Dramshop Act are preempted.
Dissenting Opinion
dissenting:
1Í25 I respectfully dissent. Although I agree that the Dramshop Act, Utah Code Ann. §§ 32A-14-101 to -102 (1999), does not apply to social hosts serving beer to minors as long as such beer is not provided at a location allowing consumption on the premises, I do not agree with the majority’s preemption analysis for much the same reasons set out in my dissent in Red Flame, Inc. v. Martinez,
¶ 26 In four simultaneously decided cases, including the instant case, this court has been presented with an opportunity to construct a coherent body of jurisprudence concerning the Dramshop Act. See Red Flame,
1. Is there, or should there be, a third-party common law cause of action against commercial vendors who provide alcohol? See Adkins, ¶¶ 13-18; Mackay, ¶¶ 7-13.
2. Is there, or should there be, a third-party common law cause of action against social hosts who provide alcohol? See Maj. Op., ¶ 8.
3. Provided there is a third-party common law cause of action against either commercial vendors or social hosts, does the Dramshop Act preempt such causes of action? See Maj. Op., ¶¶ 5-13.
4. Do the comparative fault principles of the Liability Reform Act, Utah Code Ann. §§ 78-27-37 to -43 (1996 & Supp. 1999), apply to causes of action brought under the Dramshop Act? See Red Flame, ¶ 9.
Because of the simultaneous issuance of the opinions in these four cases, and their partial overlap, I offer a summary of the court’s responses to these questions and my position thereon.
I. THIRD-PARTY COMMON LAW CAUSE OF ACTION AGAINST COMMERCIAL VENDORS
¶ 27 The question of whether a third-party common law cause of action against commercial vendors of alcohol exists was addressed in Adkins. See Adkins, ¶¶ 13-18. There, the majority concluded that such cause of action did not exist. See id. at ¶ 18. However, as delineated in my dissenting opinion, I do not agree because I believe two cases
II. THIRD-PARTY COMMON LAW CAUSE OF ACTION AGAINST SOCIAL HOSTS
¶ 28 Before the instant case, this court has never had the opportunity to decide whether there is or should be a third-party common law cause of action against social hosts who provide alcohol to persons who injure a third party. Unfortunately, even though presented with such an opportunity in the instant case, the majority declines to undertake the analysis and decides that, even if such a cause of action exists, it is preempted by the Dramshop Act. See Maj. Op., ¶ 8. As I indicated in my dissent in Adkins, I do not believe there is any indication in the Dram-shop Act that it was intended to be a comprehensive ordering of all the liability questions arising from the provision of alcohol and resulting injuries. See Adkins, ¶ 56 (Durham, J., dissenting). I believe it was a discrete, free-standing attempt to achieve some very specific goals, see Red Flame, ¶ 16 (Durham, J., dissenting), and not an effort to preempt the judicial development of the common law in this arena. Therefore, I believe the majority’s preemption conclusion is wrong, and that this court should engage in an independent analysis of whether such a common law cause of action “ought, as a matter of policy and law development, to coexist in the era ushered in by our Dramshop Act.” Adkins, ¶ 56 (Durham, J., dissenting).
III. PREEMPTION BY DRAMSHOP ACT
¶ 29 As mentioned previously, the majority concludes in the instant case that the Dram-shop Act preempts a third-party common law cause of action against social hosts. See Maj. Op., ¶¶ 12-13. In reaching its conclusion, the majority notes that social hosts who provide beer are not regulated by the Dramshop Act, as long as they do not serve the beer at a location allowing consumption on the premises, and states that the Dramshop Act “evidences an overall scheme of regulation of liability for liquor providers.” See Maj. Op., ¶ 12. In combination, these statements suggest that, unless the Dramshop Act provides a statutory cause of action to an injured third party, such party is without recourse because the comprehensive nature of the Dramshop
¶30 This conclusion is bolstered by the fact that if the majority’s conclusion that there can be no cause of action against an alcohol provider unless provided for by the Dramshop Act is applied to the present version of the Dramshop Act, injured third parties would have no recourse against general food stores selling beer at retail for off-premise consumption, who are specifically excluded from the Dramshop Act’s coverage. See Utah Code Ann. § 32A-14-101(10) (1999); Stephens v. Bonneville Travel, Inc.,
IV. APPLICATION OF LIABILITY REFORM ACT TO DRAMSHOP ACT
¶ 31 In Red Flame, the majority ultimately concluded that the comparative fault principles of the Liability Reform Act apply to Dramshop Act cases. See Red Flame, ¶ 9. Again, I did not join the majority. Briefly summarized, I concluded in Red Flame that, because the Dramshop Act does not seek to accomplish the same purposes that the Liability Reform Act does, “no cause of action for contribution or indemnity should lie on behalf of a dramshop against an intoxicated person who causes injuries for which the dramshop is liable under the Dramshop Act.” Id. at ¶ 15 (Durham, J., dissenting). As further evidence that the Liability Reform Act’s comparative fault principles do not apply to the Dramshop Act, I noted that such application would severely undermine the penal and regulatory goals of the Dramshop Act, a result the legislature could not have intended when it enacted the Liability Reform Act. See id. at ¶ 18 (Durham, J., dissenting).
V. CONCLUSION
¶ 32 With respect to the instant case, I do not agree that the Dramshop Act preempts third-party common law causes of action against social hosts who provide alcohol to persons who injure the third party, and I would undertake the necessary common law analysis. Moreover, for the sake of clarity, I have reiterated my conclusions in Adkins that a third-party common law cause of action exists against commercial vendors of alcohol, and in Red Flame that the comparative fault principles of the Liability Reform Act should not apply to Dramshop Act cases.
. The majority opinion seems to say (in footnote 5) that my view presumes to tell the legislature what it "should” do about liability in this arena. I hope it is clear from this opinion that I address only this court's common law responsibility. Because I reject the majority's view of preemption, I have mentioned policy considerations that I believe belong still within the judicial common law development sphere. I, of course, agree that "what the legislature 'should' do is not the question.” Maj. Op., fn. 5.
