MEMORANDUM AND ORDER
I. Introduction
On Oсtober 30, 2002, Jeff Giles (Jeff) drove to a rural road, stopped his car, and shot himself in the heart with his shotgun. Two days earlier, Jeff had started taking Wyeth’s antidepressant drug, Effexor. Jacquelyn Giles (Giles), Jeffs widow, contends that Effexor caused her husband to commit suicide.
In her complaint, Giles alleges that Jeff was a member of a “small vulnerable sub- *1064 population” in whom Effexor and other selective serotonin reuptake inhibitors (SSRIs) and selective seratonin norepi-nephrine reuptаke inhibitors (SNRIs) increase the risk for violence and suicide. Giles brings this action against Wyeth 1 , the manufacturer of Effexor, alleging that it has known about this small vulnerable subpopulation for years, but “has failed to conduct any prospective tests to determine the frequency of this phenomenon or to develop means of identifying, screening, and protecting those patients who are in this risk group.” (Sec. Amend. Compl. at 3). Giles argues that Wyeth should have warned doctors, phаrmacists, and patients about this risk.
Giles alleges Wyeth has “utilized material misrepresentations to promote and market Effexor, inter alia via the practice of ‘ghost writing’ scientific articles for publication under the names of prominent academic ‘authors’ and by making false and misleading statements regarding the efficacy and superiority of Effexor, viz. a viz. its competitors.” (Sec. Amend. Comp, at 3). She has set forth three, alternative theories of liability under Illinois law. First, she claims Wyеth is strictly liable for marketing defects and misrepresentations. Second, she states a claim for negligence predicated on Wyeth’s “failure to warn, failure to test, failure to implement appropriate patient screening mechanisms, negligent misrepresentations, and over-promotion of Effexor.” (Sec. Amend. Compl. at 5). Finally, Giles claims Wyeth is liable for breach of express and implied warranties.
Wyeth has filed a motion for partial summary judgment on Giles’s fаilure to warn and breach of express warranty claims (Doc. 86). Giles has responded to Wyeth’s motion (Doc. 103) and Wyeth has replied to her response (Doc. 107).
II. Background
In 1995, Jeff was injured when a rock fell on his head while he was working in a coal mine. Though the injury caused him substantial pain, he continued to work after the injury. By 2002, however, the pain was too much, so, Jeff had surgery that September. The surgery was successful and Jeffs prognosis good.
Jeff went to his doctor, Dr. Pramote Anantachai (Dr. Pramote), on October 28, 2002, complaining that he was tired, unmotivated, and depressed. Dr. Pramote concluded that Jeff had depression and prescribed Effexor. Dr. Pramote did not record — and does not really remember— what he told Jeff about Effexor, but he tells all patients to whom he prescribes antidepressants standard things. Dr. Pra-mote saw no evidence that Jeff was suicidal. If he had been, Dr. Pramote would have sent Jeff to the emergency room immediately.
Since Jеffs suicide, Dr. Pramote has received several suicide-related warnings or precautions on Effexor. In August 2003 and in June 2004, he received “Dear Doctor” letters from Wyeth warning of the risk of suicide in adolescents and adults. He also reviewed the “black-box” suicide warning placed on the drug after January 2005. The parties dispute the nature of the warnings Dr. Pramote has given to patients since Jeffs suicide. It is unclear from the record whether he has continued to prescribe Effеxor to first-time users since Jeffs death.
III. Standard
Summary judgment is appropriate where “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show
*1065
that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c);
see Celotex Corp. v. Catrett,
If the moving party meets its burden, the nonmoving party has the burden “to go beyond the pleadings and affirmatively demonstrate, by specific factual allegations, that there is a genuine issue of material fact which requires trial.”
Borello v. Allison,
III. Analysis
A. Failure to Warn
Wyeth contends that it is entitled to summary judgment on Giles’s failure to warn claim because Dr. Pramote’s actions and deposition testimony show that he would not have changed his conduct if he had received a warning from Wyeth before prescribing Effexor to Jeff. In response, Giles argues that Wyeth’s failure to provide an adequate warning entitles her to a presumption that Pramote would have heeded the warning — in essence, a presumption of causation. Alternatively, Giles maintains that Dr. Pramote’s testimony demonstrates that he would have heeded a warning if he had received one. For reasons that will become clear after a thorough analysis of the law, granting Wyeth summary judgment based on its counterfactual is troublesome.
To state a failure to warn claim against a pharmaceutical manufаcturer under Illinois law, a plaintiff must establish that the defendant had a duty to warn (i.e., that defendant’s drug caused the injury in question), that the defendant knew or should have known that the drug could cause the plaintiffs injury, that the failure to provide the necessary information made the warning inadequate, that the drug was “ ‘defective’ and that this defect was the proximate cause of plaintiffs injuries.”
N. Trust Co. v. Upjohn Co.,
Some states apply a “heeding presumption” in learned intermediary cases.
*1066
In these states, a court “presumes that warnings, if given, will be heeded and followed and that medical practitioners will act competently.”
Mahr v. G.D. Searle & Co.,
While
Mahr v. G.D. Searle & Co.,
cited above, was an Illinois case where the court applied Texas law,
Whether the heeding presumption applies or not is not the real dispute in this case. What the parties really dispute is the heeding presumption’s effect on the elements of the failure to warn cause of action. The briefs essentially pose a choice between the position adopted in
Mahr,
that is, “What the doctor might or might not have done had he been adequately warned is not an element plaintiff must prove as a part of her case,”
The Supreme Court of Illinois has not spoken on this issue clearly. It has, however, held that when a drug company fails to warn doctors sufficiently, doctоrs “cannot be considered ‘learned intermediaries’ and the adequacy of warnings is a question of fact, not law, for the jury to determine.”
Hansen,
The following excerpt from a products liability treatise illustrates the essence of the problem here in a useful way — albeit in a different context — thus:
The negligence of a physician in prescribing or in not discontinuing the use of contraceptives usually does not constitute an intervening cause that otherwise relieves a pharmaceutical company of liability for its failure to furnish adequate warnings of possible adverse side effects, where the manufacturer’s prior negligence is still operating and thus contributes tо the plaintiffs injury. In order to demonstrate proximate causation, the plaintiff is not required to prove what the doctor might or might not have done had an adequate warning been given, because it is presumed that, had an adequate warning been provided, it would have been heeded.
However, where the prescribing physician admits having had independent knowledge of the inherent risks in the use of the contraceptive during the time that the plaintiff was using it, but that he or she would nonetheless have prescribed the contraceptive on account of the apparent remoteness of the risk for the particular plaintiff, the manufacturer’s failure to warn is not a proximate cause of the injury.
Am. L. Prod. Liab.3d § 90:19 (footnotes omitted). For purposes of this case, if the Court accepts the above, Dr. Pramote’s failure to warn was not an intervening cause relieving Wyeth of liability — assuming, of course, the inadequacy of its warnings. Because Wyeth did not warn of the risk, the learned intermediary doctrine never applied and thus never insulated its negligent conduct — in other words, Wyeth’s “prior negligence [was] still operating and thus contributed to [Jeffs] injury.”
See id,.; see also Brochu v. Ortho Pharm. Corp.,
This line of cases appears to be consistent with the Supreme Court of Illinois’s decision in
Hansen.
Though courts in other states have held differently, in Illinois, doctors who receive insufficient warnings “cannot be considered ‘learned intermediaries.’ ”
Hansen,
Perhaps the most well-reasoned case offered by Wyeth in support of a different view of the nature of this cause of action is
Thomas v. Hoffman-LaRoche, Inc.,
It is not clear from the opinion whether Mississippi law is similar to Illinois regarding an insufficiently warned doctor’s status as a learned intermediary. Thus, it is not clear whether the court’s decision rested on an application of a subspecies of learned intermediary jurisprudence or on principles of causation generally. Because it is surеly foreseeable that a doctor would fail to recognize a particular risk or fail to warn for some other reason, it appears the court felt it was dealing with the learned intermediary doctrine. 5
*1069
Wyeth grudgingly admits the existence of a presumption of causation, but, under standard Illinois law on presumptions, believes it rebuttable.
Diederich v. Walters,
Although the Court is inclined to accept the position espoused in Mahr, no clear resolution of the conflict detailed above presents itself. For better or worse, the Court need not decide this issue because it finds that disputed issues of fact preclude summary judgment on Giles’s failure to warn claim.
Dr. Pramote testified that he does not remember exactly what he told Jeff when he prescribed him Effexor. To begin, given that Giles is the non-moving party, the Court must presume that Dr. Pramote did not tell Jeff to call him if he experienced negative side effects. 7 Furthermore, at his depоsition, Dr. Pramote testified that he pays special attention to the “black box” warnings provided by drug manufacturers and that he follows “Dear Doctor” letters. (Pramote Dep. at 119, 124.) When he received the 2003 Dear Doctor letter, “it cause a major pause in the way we thinking about every patient that we take.... And, absolutely it — it—creating a question mark, you know, as to what you want to do next.” (Id. at 124-25). In general, he said, he changes his practice in accordancе with “Dear Doctor” letters. (Id. at 126). If, before Jeffs suicide, Wyeth had warned him that Effexor could trigger conditions which might lead to suicide, he said it would have been “very difficult ... to ... prescribe the drugs.” (Id. at 127). If he chose to prescribe it anyway, he would have told the patient of the risk of suicide. (Id. at 127).
The rest of Dr. Pramote’s testimony regarding his post-warning conduct is not clear. When he was asked, “Subsequent to Jeff Giles’ death, did you take any of those patients off of Effexor because of his deаth?” (Pramote Dep. at 70), he responded, “Yeah. That very good question to ask. You know, I still have patient on Effexor even nowadays.” (Id.). He con *1070 tinued, “Yes. I may have taken some patient off from, you know, variety of reason, okay. For example, doesn’t work, side effects. But patient that I have on, I still have a few patient on it.” (Id. at 70). When asked whether he has given any patients to whom he prescribed Effexor a warning that it can cause them to become suicidal, he rеsponded, “You know, I — I don’t, you know — -I would stand by my— by my testimony earlier, okay? The things that I tell the patient, you know, it takes a while before it works, you have side effects, restlessness, you get worse, please call me.” (Id. at 136). According to Dr. Pramote, the patients he has had since Jeff have been on the drug a long time, so he does not consider them a suicide risk. (Id. at 140).
Clearly, his testimony is sufficient to create a jury question as to whether he would have changed his conduct in light of the warning. Even if he testified absolutely that he would not have changed his conduct, there is authority for the proposition that the issue is still a jury question.
In re Prempro Prods. Liab. Litig.,
B. Breach of Express Warranty Claim
The Court need not expend great effort in finding that Giles’s breach of express warranty claim fails. Giles bases this claim on statements made by a Wyeth representative when giving a Power Point presentation on Effexor, which Dr. Pra-mote attended. According to Giles, Wyeth “represented that, not only was Effexor ‘safe,’ but also, that it was particularly efficacious in redwing the risk of suicide.” (Doc. 95 at 16). On this basis alone, Giles asks the Court to deny Wyeth’s motion on this claim.
Sellers of goods сreate express warranties in several ways. 810 ILCS 5/2-313 speaks to this issue and provides as follows:
(a) Any affirmation of fact or promise made by the seller to the buyer which relates to the goods and becomes part of the basis of the bargain creates an express warranty that the goods shall conform to the affirmation or promise.
(b) Any description of the goods which is made part of the basis of the bargain creates an express warranty that the goоds shall conform to the description.
(c) Any sample or model which is made part of the basis of the bargain creates an express warranty that the whole of the goods shall conform to the sample or model.
After reviewing the portions of the Power Point presentation submitted by Giles, the Court finds that she has presented no evidence of an express warranty. The Court’s reading showed no warranty of “safety” or that Effexor is “particularly efficacious in
redwing
the risk of suiсide.” Even if Wyeth’s presenter made statements to this effect, it appears very likely they constituted puffing, rather than warranties.
See, e.g., Adolphson v. Gardner-Denver Co.,
One slide says that “approximately 1/3 more achieved remission” with [Effexor] vs SSRIs. (Doc. 95 Ex. G at 3). Giles has offered no evidence that any court has found an express warranty under similar circumstances. She has similarly failed to come forward with any evidence that the breach of the alleged warranties proximately caused Jeffs suicide. See 810 ILCS 5/2-715.
V. Remaining Motions
Also pending are Giles’s motion for partial summary judgment on preemption defense (Doc. 79), Wyeth’s cross-motion for summary judgment based on federal preemption (Doc. 84), Giles’s amended motion tо exclude certain testimony from defense experts Schatzberg and Peck and Wyeth’s in-house experts (Doc. 98), and Giles’s motion to strike Wyeth’s reply to its response to Wyeth’s cross-motion for summary judgment (Doc. 109). At the last hearing in this case, the Court orally denied the parties’ cross-motions for summary judgment based on federal preemption (Docs.79, 84). As such, Giles’s motion to strike (Doc. 109) is moot. The Court extensively reviewed some of the Daubert issues in this case in its last Order (Doc. 147). The Court has reviеwed the parties’ briefing on Giles’s motion to exclude the testimony of Wyeth’s experts (Doc. 98) in light of the discussion in that Order. After careful consideration, the Court will deny this motion.
VI. Conclusion
The Court GRANTS IN PART AND DENIES IN PART Wyeth’s partial motion for summary judgment (Doc. 86). The Court DENIES its motion with respect to Giles’s failure to warn claim and GRANTS the motion with respect to Giles’s breach of express warranty claim. The Court denies Giles’s motion to strike (Doc. 109) as MOOT. It also DENIES Giles’s Daubert motion (Doc. 98). The Court ORDERS the Clerk of Court to enter judgment accоrdingly at the close of this case. The Court FURTHER ORDERS the Clerk of Court to reflect the fact that the Court orally denied the parties’ cross-motions for summary judgment based on federal preemption (Docs. 79, 84).
IT IS SO ORDERED.
Notes
. Giles sued both Wyeth, Inc. and Wyeth Pharmaceuticals. For the sake of simplicity, the Court will refer to the defendants collectively as Wyeth.
. Wyeth cites
Tongate
for the proposition that the heeding presumption is rebuttable.
. In failure to warn cases, courts regularly grant summary judgment when "the physician's testimony shows unequivocally that s/he knew at the relevant time
all
the information which would have been included in a proper warning.”
Garside v. Osco
Drug,
Inc.,
*1067
. What a drug manufacturer knew or should have known is a question of fact, which a plaintiff must establish by expert testimony.
Erickson,
. Whether an intervening cause relieves a defendant of its negligence "has been determined by asking whether the intervention of the later cause is a significant part of the risk involved in the defendant's conduct, оr is so reasonably connected with it that responsibility should not be terminated.” W. Page Kee-ton et al., Prosser and Keeton on Torts § 44 at 302 (5th Ed.1984) (Student Ed.). In other words, "the defendant is said to be liable if, but only if, the intervening cause is foreseeable.”
Id.
"The courts are quite generally agreed that intervening causes which fall fairly in this category [i.e., foreseeable intervening causes] will not supercede the defendant's responsibility.”
Id.
at 303-04;
see also Stevens v. Parke, Davis & Co.,
. Other courts have justified this result by noting the difficulty of offering proof of causation when the trier must engage in counter-factual reasoning.
See Lambert,
. Though it is not clear — given Dr. Pramote’s somewhat broken English and the flow of the conversation — it appears Dr. Pramote testified that he did not tell Jeff to give him a call if he had problems. (Id. at 31).
