239 Conn. 676 | Conn. | 1997
Lead Opinion
The issue in this appeal from the workers’ compensation review board (board) concerns the proper method of calculating the cost-of-living adjustments (COLAs) of the plaintiff, Karyn Gil, whose injury occurred prior to October 1, 1991, and whose workers’ compensation benefits extend beyond October 1,1991, the effective date of Public Acts 1991, No. 91-
The relevant facts are as follows. On December 1, 1983, the plaintiff was exposed to chlorine gas during the course of her employment. As a result, she suffered
In 1991, the legislature enacted P.A. 91-339, § 27, amending § 31-307a (a). Prior to the enactment of P.A. 91-339, § 27, COLAs were calculated annually on October 1 by means of a flat dollar adjustment equal to the flat dollar increase in the maximum compensation rate from year to year.
Workers’ compensation payors followed Arcudi’s interpretation until June 5,1995, when the board issued its decision in Wolfe v. JAB Enterprises, Inc., 14 Conn. Workers’ Comp. Rev. Op. 127 (1995). In Wolfe, the board concluded that “[b]y its plain language, the statute [P.A. 91-339, § 27] increases the base compensation rate at the time of the injury by the percentage of the increase in the maximum compensation rate. The statutory formula does not contemplate an increase based in part on prior COLAs, as those take place [after] the time of the injury. This language is unambiguous, and we do not have discretion to construe it otherwise.” Id., 128.
Pursuant to the Wolfe decision, COLAs were calculated by determining the percentage increase between the maximum compensation rate at the time of injury and the current maximum compensation rate, multiplying that percentage by a claimant’s base compensation rate, and adding that amount to the base
The fund subsequently petitioned the board for a review of the commissioner’s decision. Upon review, the board found that the amendments to § 31-307a (a) in P.A. 91-339, § 27, constituted “a change in the substance of our workers’ compensation law and therefore should not be applied retroactively.” The board then remanded the matter to the commissioner to enter an order in accordance with its determination that COLAs are to be calculated in accordance with the method of calculation in existence at the time of the injury. That method, in the case of the plaintiff, was the flat dollar COLA in effect prior to the effective date of P.A. 91-339. The fund appealed the board’s decision to the Appellate Court, and we transferred the appeal to this court pursuant to Practice Book § 4023 and General Statutes § 51-199 (c).
The fund urges us to adopt the Arcudi method of calculating COLAs as the proper application of the statute. Alternatively, the fund argues that the court should adopt the position of the board in Wolfe. The plaintiff would have us embrace the position taken by the board
This is a case of statutory construction and, as such, “[o]ur analysis of the plaintiffs claims is guided by well established tenets .... [0]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. . . . In seeking to discern that intent, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter.” (Internal quotation marks omitted.) M. DeMatteo Construction Co. v. New London, 236 Conn. 710, 714-15, 674 A.2d 845 (1996); see Metropolitan District Commission v. AFSCME, Council 4, Local 184, 237 Conn. 114, 120, 676 A.2d 825 (1996); State v. Burns, 236 Conn. 18, 22-23, 670 A.2d 851 (1996); State v. Spears, 234 Conn. 78, 86-87, 662 A.2d 80, cert. denied, 516 U.S. 1009, 116 S. Ct. 565, 133 L. Ed. 2d 490 (1995).
We acknowledge, however, that the Workers’ Compensation Act is remedial and must be interpreted liberally to achieve its humanitarian purposes. Weinberg v. ARA Vending Co., 223 Conn. 336, 341, 612 A.2d 1203 (1992); Dubois v. General Dynamics Corp., 222 Conn. 62, 67, 607 A.2d 431 (1992); Hansen v. Gordon, 221 Conn. 29, 32, 602 A.2d 560 (1992); Ash v. New Milford, 207 Conn. 665, 672, 541 A.2d 1233 (1988). “Because the [Workers’ Compensation Act] is a remedial statute, this court should not impose limitations on the benefits
If we were to restrict our view of the question at issue to a literal application of § 27 of P.A. 91-339, the resulting method of calculation of COLAs would be the alternate position espoused by the fund and the method set forth in the board’s decision in Wolfe. Basically, that method would have the current adjusted compensation rate determined by dividing the current maximum compensation rate by the maximum compensation rate on the date of the plaintiffs injury to find the percentage increase of the maximum compensation rate, and then multiplying that percentage increase by the plaintiffs base compensation rate.
In addition to § 27, however, the legislature also enacted P.A. 91-339, § 50, to take effect October 1,1991, which provides: “Nothing in this act shall be construed to affect any claims for compensation arising from any injury that occurred before October 1, 1991. Nothing in this act shall be construed to reduce the amount of any compensation awarded for any injury that occurred before October 1,1991.” While the first sentence of § 50 concerns claims that were pending at the time the act
Representative Joseph A. Adamo, on the floor of the House of Representatives, expressed the legislature’s intent to safeguard the increased compensation received by claimants due to previous COLAs when he summarized P.A. 91-339. He said, in part, “[P.A. 91-339] goes on to repeal a number of sections under the act that are changed by this particular, with . . . most of the act being effective on July 1,1991, the benefit levels being changed effective October 1, 1991, and it would not — it would be prospective, everyone who [is] on the benefits would be grandfathered under those existing benefits . . . .” 34 H.R. Proc., Pt. 24, 1991 Sess., p. 9039, remarks of Representative Joseph A. Adamo. Although Adamo’s comments concerned all of P.A. 91-339, which altered compensation in ways other than the computation of COLAs,
We cannot agree, however, with the plaintiffs contention that she is entitled to have her COLAs determined in the future by the same method of calculation that existed on the date of her injury. In support of her contention, the plaintiff cites the “date of injury” rule and General Statutes §§ 1-1 (u) and 55-3. We summarized the date of injury rule in Iacomacci v. Trumbull, 209 Conn. 219, 222, 550 A.2d 640 (1988). There we considered the effect of a 1978 amendment to the Workers’ Compensation Act: “By the time Public Acts 1978, No. 78-369, was enacted, we had made clear through earlier decisions our view that new workers’ compensation legislation affecting rights and obligations as between the parties, and not specifying otherwise, applied only to those persons who received injuries after the legislation became effective, and not to those injured previously. This date of injury rule was first referred to in 1916, in Schmidt v. O.K. Baking Co., 90 Conn. 217, 220-21, 96 A. 963 (1916). In 1921, we stated that ‘[t]he obligations of the employer to dependents of an employee in case of the death of an injured employee are . . . fixed and determined by the statute in force at the time of injury.’ Quilty v. Connecticut Co., 96
The date of injury rule functions as a presumption of legislative intent within the workers’ compensation context, similar to the general presumption against retroactive application of a statute. “[W]e consistently have expressed reluctance to construe statutes retroactively where the statutes affect substantial changes in the law, unless the legislative intent clearly and unequivocally appears otherwise.” State v. Lizotte, 200 Conn. 734, 741, 517 A.2d 610 (1986). In Iacomacci, we noted the date of injury rule’s presumptive status: “[N]ew workers’ compensation legislation affecting rights and obligations as between the parties, and not specifying otherwise, applies] only to those persons who received injuries after the legislation became effective, and not to those injured previously.” (Emphasis added.) Iacomacci v. Trumbull, supra, 209 Conn. 222. As recently as 1994, we noted that the date of injury rule was a presumption subject to the express intent of the legislature. See Civardi v. Norwich, 231 Conn. 287, 293 n.8, 649 A.2d 523 (1994).
The legislature is presumed to know of our interpretation of the workers’ compensation statutes and to know that it must make its intention clear if it intends to override the date of injury rule. We presume “that the legislature [was] mindful of judicial construction relevant to . . . legislation it enact[ed].” Murach v. Planning & Zoning Commission, 196 Conn. 192, 200 n.14, 491 A.2d 1058 (1985); Nationwide Ins. Co. v. Gode, 187 Conn. 386, 395 n.7, 446 A.2d 1059 (1982), overruled in
The legislature, however, has demonstrated its ability to overcome the presumption of the date of injury rule when amending the Workers’ Compensation Act. Public Acts 1969, No. 696, § 5, added COLAs to compensation benefits for total incapacity “as a result of an injury sustained prior to October 1, 1969” — before the effective date of the act. Further, Public Acts 1977, No. 77-554, § 1, made the fund responsible for COLAs that were to be added to death benefits “as a result of death arising out of a compensable injury occurring on or before September 30,1977” — again, before the effective date of the act.
We conclude that it was the intention of the legislature to make P.A. 91-339, § 27, applicable to claimants injured prior to October 1, 1991, when it amended § 31-307a (a) to provide as follows: “The weekly compensation rate of each employee entitled to receive compensation under section 31-307 as a result of an injury sustained on or after October 1, 1969 . . . shall be adjusted . . . .” (Emphasis added.) The language in the statute is unequivocal, and there is nothing in the legislative history that suggests a different conclusion. Any presumption against having P.A. 91-339, § 27, apply to those injured before 1991 must therefore give way to the expressed intent of the legislature to apply the amended COLA provision to claimants injured before the effective date of the act.
In support of her position, the plaintiff also cites §§1-1 (u) and 55-3 and case law concerning judicial
Section 55-3 provides: “No provision of the general statutes, not previously contained in the statutes of the state, which imposes any new obligation on any person or corporation, shall be construed to have a retrospective effect.” We have stated that: “The ‘obligations’ referred to in the statute are those of substantive law. Nagle v. Wood, 178 Conn. 180, 186, 423 A.2d 875 (1979). Thus, we have uniformly interpreted § 55-3 as a rule of presumed legislative intent that statutes affecting substantive rights shall apply prospectively only. Westport v. State, 204 Conn. 212, 219, 527 A.2d 1177 (1987); Schieffelin & Co. v. Department of Liquor Control, 194 Conn. 165, 174, 479 A.2d 1191 (1984); Enfield Federal Savings & Loan Assn. v. Bissell, 184 Conn. 569, 571, 440 A.2d 220 (1981). The legislature only rebuts this presumption when it ‘clearly and unequivocally’ expresses its intent that the legislation shall apply retrospectively. State v. Lizotte, [supra, 200 Conn. 741]; Schieffelin & Co. v. Department of Liquor Control, supra, 174 . . . .” (Citation omitted; internal quotation
“We have regularly recognized the right of the legislature retroactively to make legal and regular that which was previously illegal and irregular, provided that vested rights are not unjustly abrogated. C.S.E.A., Inc. v. Connecticut Personnel Policy Board, 165 Conn. 448, 454-55, 334 A.2d 909 (1973); Carvette v. Marion Power Shovel Co., 157 Conn. 92, 95-96, 249 A.2d 58 (1968) . . . .” (Citations omitted.) Enfield Federal Savings & Loan Assn. v. Bissell, supra, 184 Conn. 572. Our question then becomes whether the legislature, when it enacted Public Acts 1969, No. 696, § 5 (codified at General Statutes § 31-307a),
The plaintiff next contends that Public Acts 1993, No. 93-228, § 21 (P.A. 93-228), which amended General Statutes § 31-309 (a), is relevant to our interpretation of P.A. 91-339, § 27. She claims the following language is pertinent: “[Wjeekly compensation received by an injured employee whose injury occurred before July 1, 1993, shall be computed according to the provisions of the law in effect at the time of his injury.” Public Acts 1993, No. 93-228, § 21. Because the definition of “compensation” includes “adjustment in benefits,”
We find neither the plaintiffs argument concerning P.A. 93-228 nor the attorney general’s letter compelling. In his letter, the attorney general addressed only the 1993 act and the proper method of computing the maximum compensation rate. Although the maximum compensation rate is used in calculating COLAs, the method of computing the maximum compensation rate is not an issue in this case. The attorney general’s opinion letter, therefore, is inapposite.
The plaintiffs interpretation of the language in P.A. 93-228 and her attempt to utilize it to construe P.A. 91-339 is similarly inapposite. Public Act 93-228 addressed only the calculation of the maximum compensation rate and not the method of calculation of COLAs. The plaintiff would have us interpret P.A. 93-228, which addresses only one variable in the COLA equation, as evidence of the legislature’s position on every variable in the COLA equation and its application date. We do not construe the language of P.A. 93-228 as supporting such a broad interpretation, particularly when we are confronted with unambiguous language in P.A. 91-339, § 27, that clearly and unequivocally makes § 27 applicable to claimants who were injured before its effective date.
The proper balance between preserving the “accrued” flat rate adjustments, as we believe we are bound to do by P.A. 91-339, § 50, and fairly construing P.A. 91-339, § 27, can be achieved by employing the following method of calculating COLAs. In order to arrive at the proper percentage of increase, the current maximum compensation rate should be divided by the maximum compensation rate effective on October 1, 1990 (the last maximum compensation rate before P.A. 91-339, § 27, became effective); that figure should be multiplied by the claimant’s base compensation rate, i.e., the compensation rate as of the date of injury; the resulting figure should then be added to the claimant’s COLA on October 1, 1990
The only arguable alternative to the method set forth in the preceding paragraph for determining COLAs for claimants injured before October 1,1991, that preserves the 1990 COLA is the Arcudi method, which was followed by the payors and payees for four years.
The plaintiffs COLAs should be adjusted from the date of reduction in December, 1995, to the present in accordance with the method set out in the preceding paragraph.
The judgment of the board is reversed and the case is remanded for further proceedings in accordance with this opinion.
In this opinion NORCOTT, PALMER and MCDONALD, Js., concurred.
The Workers’ Compensation Act can be found in chapter 568 of the General Statutes, §§ 31-275 through 31-355a.
General Statutes (Rev. to 1991) § 31-307a (a), as amended by P.A. 91-339, § 27, provides: “Cost-of-living adjustment in compensation rates, (a) The weekly compensation rate of each employee entitled to receive compensation under section 31-307 as a result of an injury sustained on or after October 1, 1969, which totally disables the employee continuously or intermittently for any period extending to the following October first or thereafter, shall be adjusted annually as provided in this subsection as of the following October first, and each subsequent October first, to provide the injured employee with a cost-of-living adjustment in his weekly compensation rate as determined as of the date of the injury under section 31-309. If the maximum weekly compensation rate as determined under the provisions of section 31-309, to be effective as of any October first following the date of the injury, is greater than the maximum weekly compensation rate prevailing as of the date of the ir\jury, the weekly compensation rate which the injured employee was entitled to receive at the date of the injury shall be increased by the percentage of the increase in the maximum weekly compensation rate required by the provisions of section 31-309 from the date of the injury to such October first. The cost-of-living increases provided under this subsection shall be paid by the employer without any order or award from the commissioner. The adjustments shall apply to each payment made in the next succeeding twelve-month period commencing with the October first next succeeding the date of the injury.”
Section 31-307a (a) was later amended by Public Acts 1993, No. 93-228, to deny COLAs for injuries resulting in total incapacity that occurred subsequent to the passage of the act.
General Statutes § 31-301b provides: “Anyparty aggrievedby the decision of the Compensation Review Board upon any question or questions of law arising in the proceedings may appeal the decision of the Compensation Review Board to the Appellate Court.”
For the purposes of this opinion, “base compensation rate” means the actual cash benefit claimants are entitled to receive on the date of their injury.
General Statutes (Rev. to 1991) § 31-307a, prior to the 1991 amendment, provided in relevant part: “Cost-of-living adjustment in compensation rates, (a) The weekly compensation rate of each employee entitled to receive benefits under section 31-307 as a result of an injury sustained on or after October 1, 1969 . . . shall be adjusted annually as provided herein as of the following October first, and each subsequent October first, to provide such injured employee with a cost-of-living adjustment in his weekly compensation rate as determined as of the date of the injury under section 31-309. If the maximum weekly compensation rate as determined under the provisions of section 31-309, to be effective as of any October first following the date of the injury, is greater than the maximum weekly compensation rate prevailing at the time of injury, the weekly compensation rate which the injured employee was entitled to receive at the time of the injury shall be increased by the (Miar amount of the increase in the maximum weekly compensation rate required by the provisions of section 31-309 from the date of the injury to such October first. . . .” (Emphasis added.)
The maximum compensation rate is determined according to the provisions in General Statutes § 31-309.
Prior October 1, 1991, COLAs for total incapacity were determined by calculating the dollar amount of increase in the maximum compensation rate, from the claimant’s date of injury to the present, and increasing the
As an aid to understanding the various methods discussed in this opinion, we will present these methods in the form of a formula:
Max™™"* x cRi>ase _ AGR'"™"*, where Max1)01
Max""1™1 = the current maximum compensation rate,
MaxD<)I = the maximum compensation rate on the date of injury,
CRtosp _ Qjg claimant’s base compensation rate, and
Acr™“™‘ = the claimant’s current adjusted compensation rate.
General Statutes § 31-275 (4), which defines compensation for purposes of the Workers’ Compensation Act, provides as follows: “ ‘Compensation’ means benefits or payments mandated by the provisions of this chapter, including, but not limited to, indemnity, medical and surgical aid or hospital and nursing service required under section 31-294d and any type of payment for disability, whether for total or partial disability of a permanent or temporary nature, death benefit, funeral expense, payments made under the provisions of section 31-284b, 31-293a or 31-310, or any adjustment in benefits or payments required by this chapter.”
The formula for determining a claimant’s base compensation rate under General Statutes § 31-307 (a) was altered by § 26 of P.A. 91-339.
We deliberately choose not to characterize the COLAs as having accrued on a yearly basis because the statute belies that characterization. The statute consistently adds the current COIA to the claimant’s base compensation rate, and not the previous year’s adjusted compensation rate. General Statutes § 31-307a (a).
In Iacomacci v. Trumbull, supra, 209 Conn. 222-23, we cited additional cases in which we applied the date of injury rule. See Rossi v. Thomas F. Jackson Co., 120 Conn. 456, 460, 181 A. 539 (1935); Farmer v. Bieber-Goodman Corp., 118 Conn. 299, 302-303, 172 A. 95 (1934); Panico v. Sperry Engineering Co., 113 Conn. 707, 709, 156 A. 802 (1931); Preveslin v. Derby & Ansonia Developing Co., 112 Conn. 129, 142, 151 A. 518 (1930).
COLAs were first introduced in Public Acts 1967, No. 842, § 23, which provided in relevant part: “Each employee entitled to receive benefits under section 31-307 as a result of an injury sustained on or after October 1, 1967, shall be increased by that percentage, if any, which equals the percentage of increase in the average wage of employees covered by chapter 567 of the general statute's on that date or as of any subsequent June thirtieth, as determined under the provisions of section 17 of this act over the average wage of employees covered by said chapter 567 in effect at the time of the injury. . . .”
The COLA provision was extensively rewritten in 1969 and was identical to the wording in § 31-307a (a) at the time of the plaintiffs injury.
See footnote 8.
Opinion letter of Richard Blumenthal, attorney general, to Jesse Frank!, chair of the workers’ compensation commission, November 2, 1995.
Additionally, the 1993 legislature did not amend § 31-307a (a) even though Arcudi had interpreted the statute as applying a percentage formula, rather than a flat dollar formula, to claimants injured before October 1,1991. This lack of legislative action in the face of the commissioner’s interpretation further undermines the plaintiffs argument regarding the meaning of the 1993 act.
Technically, a claimant’s COLA on October 1, 1990, is the difference between the claimant’s compensation rate on tire date of injury and the claimant’s adjusted compensation rate on October 1, 1990. In the language of the industry, this would be the claimant’s “accrued” COLAs to October 1, 1990.
Max x cflta* + COLA™0 = ACRcurrc“* l, where Maxlm
Maxcurrcl,t = the current maximum compensation rate,
Max1990 = the maximum compensation rate on October 1, 1990,
CRbasc _ tRg claimant’s base compensation rate,
COLA1990 = the claimant’s COLA on October 1, 1990, and
ACRom™1 _ tRg claimant’s current adjusted compensation rate.
Our calculation determines the percent increase from 1990 to the present date and not from the date of injury. Determining the percent increase from the date of injury in addition to preserving the 1990 COLA would, in essence,
Under our method of calculation, the plaintiffs biweekly compensation rate in December, 1995 (the date on which the fund altered the plaintiffs compensation rate from $518.21 to $316.04) would be $495.62. Using the maximum compensation rates for injuries occurring October 1,1979, through September 30, 1987, as provided by the workers’ compensation commissioner, we calculated the plaintiffs December, 1995 rate as follows: where
Max"™: = $584 (the maximum compensation rate on October 1, 1995),
Max1990 = $479,
OR1»-"' = $93.35, and
COLA1999 = $134 (maximum compensation rate in 1990 [$479] - maximum compensation rate on date of injury [$345]);
then $584 x $93.35 + $434 = $247.81 (weekly), $495.62 (biweekly) $479
As noted by the fund, the Arcudi method itself was open to interpretation. Payors used two fundamentally different methods of calculation in an attempt to comply with the Arcudi method.
ft/TV-i/yOiiuent __ max xacrp™™*= ACR'"llmt, where Max11™'"
Max™"™' = the current maximum compensation rate,
MaxSI”“"u' = the maximum compensation rate of the previous year,
ACRpl™“‘' = the claimant’s base compensation rate, and
ACRcuuent = the claimant’s current acjjusted compensation rate.
In its disagreement with our calculation, the dissent relies heavily on (1) the legislature’s silence with respect to Arcudi’s interpretation when the legislature further amended § 31-307a (a) in 1993 to disallow COLAs for those injured on or after July 1,1993, and (2) the agency’s consistent interpretation of the statute. While we acknowledge these interpretive presumptions, we nonetheless decline to adopt the Arcudi method for two reasons. First, the industry’s two interpretations of the Arcudi method; see footnote 20 of this opinion; undermine the presumption that the legislature has concurred with a particular interpretation. Second, there should be no deference to the agency’s interpretation because the agency itself has issued inconsistent interpretations (compare the Arcudi method, Wolfe v. JAB Enterprises, Inc., supra, 14 Conn. Workers’ Comp. Rev. Op. 127, and Gil v. Courthouse One, Compensation Review Board, Case No. 3278 CRB-6-96-3 [May 1, 1996]); Glastonbury Education Assn. v. Freedom of Information Commission, 35 Conn. App. 111, 117, 643 A.2d 1320 (1994), aff'd, 234 Conn. 704, 663 A.2d 349 (1995); and the question of law before us in this case has not previously been subject to judicial scrutiny. Dept. of Administrative Services v. Employees’ Review Board, 226 Conn. 670, 679, 628 A.2d 957 (1993) (“when
Concurrence in Part
concurring in part and dissenting in part. Contrary to our clearly defined law, the court today adopts an interpretation of the Workers’ Compensation Act (act) pertaining to the method of calculating cost-of-living adjustments (COLAs) urged upon us only by the Connecticut Business and Industry Association (CBIA) and the American Insurance Association (AIA), two of the parties filing amicus curiae briefs.
We are required in this appeal to answer the following: (1) whether the provisions of § 27 of No. 91-339 of the 1991 Public Acts (P.A. 91-339), which amended General Statutes (Rev. to 1991) § 31-307a (a), applies retroactively for COLA compensation involving injuries that occurred prior to October 1, 1991; and (2) if so, the method of calculating those COLAs.
I will briefly restate the undisputed facts in this case. The plaintiff, while in the employ of the defendant Courthouse One in 1983, was exposed to chlorine gas. As a result of this exposure, she suffered a permanent physical impairment to her respiratory system and has been totally disabled since February, 1984. On November 5, 1986, the fund assumed liability for the plaintiffs injuries.
The plaintiff was initially found to be entitled to weekly basic compensation benefits of $93.35 per week
The legislature adopted P.A. 91-339, thereby amending § 31-307a (a) by substituting a percentage adjustment for the flat grant. Public Act 91-339, § 27, provides in relevant part: “If the maximum weekly compensation rate as determined under the provisions of section 31-309 ... to be effective as of any October first following the date of the injuiy, is greater than the maximum weekly compensation rate prevailing as of the date of the injury, the weekly compensation rate which the injured employee was entitled to receive at the date of the injury shall be increased by the percentage of the increase in the maximum weekly compensation rate required by the provisions of section 31-309 . . . from the date of the injuiy to such October first. ...”
On October 30, 1991, commissioner John A. Arcudi, the former chairperson of the workers’ compensation commission (commission), administratively issued a clarifying memorandum concerning P.A. 91-339 (Arcudi memorandum). Implicitly recognizing the “date of
The Arcudi memorandum, interpreting P.A. 91-339, § 27, also determined that the COLAs should be calculated for persons injured prior to 1991 in the following manner. The base rate plus the accumulated COLAs as of September 30, 1991, is multiplied by the percentage increase from September 30, 1991, to the year in question; this COLA is then added to the base rate plus the accumulated COLAs as of September 30, 1991, in order to determine the compensation rate for the year (Arcudi method). Applying the Arcudi method, as the fund did until 1995, would result in the plaintiff receiving, as of October 1,1995, the base rate of $93.35 and accumulated COLAs as of September 30,1991, of $134, plus apercentage increase of 21.9 percent in the amount of $49.79, totaling $277.14. All payors, including the fund with respect to the plaintiff, followed the Arcudi method, with a slight variation, which amounted to an insignifi
On June 5,1995, in Wolfe v. JAB Enterprises, Inc., 14 Conn. Workers’ Comp. Rev. Op. 127 (1995), an opinion authored by Jesse M. Frankl, the chairperson of the commission, the workers’ compensation review board (review board) held that P.A. 91-339, § 27, required that the calculations be made as follows: the base rate multiplied by the percentage of increase between the maximum rate on the date of injury and the date of adjustment (Wolfe method). Id., 129-30. The fund, applying the Wolfe method, recalculated the plaintiffs compensation as of October 1,1995, which would result in the plaintiff receiving 169 percent of her base rate of $93.35, totaling $157.76. The plaintiff, contesting the redetermination of her weekly compensation, brought the matter before the commission for New Britain. The New Britain commission rejected Wolfe and ordered that the plaintiffs weekly compensation benefits be calculated under the Arcudi method.
The fund appealed from the New Britain commission’s order to the review board. After the appeal was taken, on February 9, 1996, Frankl administratively issued a memorandum, essentially reversing his position in Wolfe, which provided that for all persons injured prior to October 1, 1991, their COLAs should be calculated in accordance with the Arcudi method. On May 1,1996, the review board
On appeal, the CBIA and AIA argue, and the majority agrees, that the COLAs for any given year should be calculated based upon the base rate, multiplied by the percentage increase in the maximum rate between 1991 and the year in question; that COLA is then added to the base rate plus the COLAs as of September 30, 1991, in order to determine the compensation rate for the year (CBIA/AIA method). Applying the CBIA/AIA method would result in the plaintiff receiving as of October 1, 1995, the base rate of $93.35 and the accumulated COLAs as of September 30,1991, of $134, plus apercentage increase of 21.9 percent of the base rate of $93.35 in the amount of $20.44, totaling $247.79.
In sum, the amounts the plaintiff would receive as of October 1, 1995, under each method are as follows:
Wolfe method $157.76
CBIA/AIA method $247.79
Arcudi method $277.14
Flat grant method $332.35
I
Although I agree with the majority that the provisions for calculating COLAs pursuant to P.A. 91-339, § 27, are
I reach the same result as to retroactivity that the majority does, but I do so only because of the Arcudi
Further, the legislature revisited COLAs on two separate occasions before the date of the review board decision in this case, and took no action to reverse the retroactive interpretation that the Arcudi memorandum placed on P.A. 91-339, § 27. In 1992, the legislature amended the COLA provisions of General Statutes § 31-306 (a) (2) in order to substitute the percentage method
We have stated that there “is the inference of legislative concurrence with the agency’s interpretation to be drawn from legislative silence concerning that interpretation, especially where the legislature makes unrelated amendments in the same statute.” Connecticut Light & Power Co. v. Public Utilities Control Authority, 176 Conn. 191, 198, 405 A.2d 638 (1978). Indeed, it is clear from its action that the legislature was greatly concerned about the status of workers’ compensation and the escalating costs on business and industry during the intervening period. Because the Arcudi memorandum “affects so many of the state’s citizens, and because of the interest evidenced by the . . . General Assembly . . . we may not assume that the members of the General Assembly . . . were unaware of, or ignored” the Arcudi method. Id., 199.
“We, therefore, construe the legislative silence as legislative concurrence in that interpretation. That legislative concurrence is ‘presumptive evidence’ of the correctness of the administrative interpretation. 2A Sutherland, [Statutory Construction (4th Ed. Sands 1973) § 49.10], pp. 261-62. This ‘presumptive evidence’ of correctness we add to the persuasive effect normally given to an administrative interpretation. Coupled, these two considerations outweigh any arguments that might be advanced for a contrary interpretation.” Connecticut Light & Power Co. v. Public Utilities Control Authority, supra, 176 Conn. 199. Here, where the legislature twice revisited § 31-307a (a) and failed to take any action to reverse Arcudi’s interpretation, the legislature is presumed to have acquiesced in its retroactive
II
The same rules of statutory construction used to arrive at the conclusion that P.A. 91-339, § 27, applies retroactively to persons who were injured prior to October 1,1991, must be applied to determine the legislative intent with respect to the method to be used in order to calculate COLAs for those beneficiaries. The legislative silence with respect to the Arcudi method, which creates presumptive evidence of its correctness, coupled ■with the four years of consistent administrative interpretation, leads me to the inescapable conclusion that the legislature intended that COLAs be calculated for those beneficiaries in accordance with the Arcudi method. Connecticut Light & Power Co. v. Public Utilities Control Authority, supra, 176 Conn. 199.
The majority rejects the Arcudi method, however, because (1) there was a slight variation in calculating the COLAs under this method, and (2) the review board had issued an inconsistent interpretation. First, the fund itself, which advocates for the Arcudi method in this appeal, points out that the two interpretations in calculating the Arcudi method resulted in an insignificant variation in the amount of benefits. See footnote 6. Furthermore, it can be presumed that the legislature concurred in the Arcudi method, despite this interpretational variation, because the two times that the legislature revisited COLAs, first in 1992 and then in 1993, it neglected to tinker with the Arcudi method.
Second, subject to this insignificant variation, the industry calculated COLAs from October 1,1991, to the date of the decision in this case in accordance with the Arcudi method. It is correct, as the majority points out,
Furthermore, in adopting the method of calculation urged upon us only by the CBIA and the ALA, the majority fails to acknowledge our long-standing rule that the act should be liberally interpreted. “[W]e are mindful of the principles underlying Connecticut practice in workmen’s compensation cases: that the legislation is remedial in nature . . . and that it should be broadly construed to accomplish its humanitarian purpose.” (Citation omitted; internal quotation marks omitted.) Dubois v. General Dynamics Corp., 222 Conn. 62, 67, 607 A.2d 431 (1992). “Because the [act] is a remedial statute, this court should not impose limitations on the benefits provided for a disabled worker that the statute itself does not clearly specify.” Misenti v. International Silver Co., 215 Conn. 206, 210, 575 A.2d 690 (1990).
In my view, there is no basis for the CBIA/AIA method of calculating the COLAs for those who were injured before October 1, 1991, thus the calculation that would provide the plaintiff with weekly compensation of $247.79 should be rejected. Rather, the plaintiff’s COLAs should be calculated based on the Arcudi method, a method followed by all payors for a period of over four years, which would provide weekly compensation to the plaintiff in the amount of $277.14.
Accordingly, I concur that P.A. 91-339, § 27, applies retroactively to those who were injured prior to October 1, 1991, but disagree as to the method of calculating the COLAs for those beneficiaries.
The Connecticut Trial Lawyers Association was also granted permission to appear as amicus curiae and filed a brief.
See footnote 8.
The annual increases in maximum compensation were: 1984 — $36; 1985 — $16; 1986 — $11; 1987 — $21; 1988 — $18; 1989 — $15; 1990 — $17; 1991 — $12; 1992 — $22; 1993 — $16; 1994 — $38; and 1995 $17, totaling $239.
See footnote 11.
Arcudi, however, did not take into account Public Acts 1991, No. 91-32, § 1, adopted earlier in the legislative session, which amended General Statutes (Rev. to 1991) § 31-275, and defined “compensation” under the act to include “any actfustment in benefits or payments required by this” act. See General Statutes § 31-275 (4); see also footnote 9.
In subsequent years, some payors calculated COLAs by taking the claimant’s ongoing rate as of the then current September 30, and then adding the percentage change in the maximum rate from the previous October 1 to the current October 1. This variation, as the fund points out, resulted in a minimal difference in compensation.
The composition of the review board did not include Frankl, but consisted of commissioners Amado J. Vargas, Michael S. Miles and Robin L. Wilson.
Although the fund, represented by the attorney general, unilaterally reduced the plaintiffs compensation in accordance with the Wolfe method and appealed to the review board from the commissioner’s order to recalculate the compensation in accordance with the Arcudi method, the fund has reversed its position 180 degrees before this court. The fund now argues that the Arcudi method correctly implements P.A. 91-339, § 27. Indeed, the attorney general in his brief states that the Arcudi method “appropriately follows the Compensation Commission’s long-standing interpretation of § 31-307a, and results in the greatest fairness to the maximum number of claimants.”
“In construing any statute, we seek to ascertain and give effect to the apparent intent of the legislature. . . . It is an axiom of statutory construction that legislative intent is to be determined by an analysis of the language actually used in the legislation. . . . [Wjhen the language of a statute is plain and unambiguous, we need look no further than the words themselves because we assume that the language expresses the legislature’s intent.” (Citations omitted; internal quotation marks omitted.) Dos Santos v. F. D. Rich Construction Co., 233 Conn. 14, 20, 658 A.2d 83 (1995).
Section 50 of P.A. 91-339 clearly stated: “Nothing in this act shall be construed to affect any claims for compensation arising from, any injury that occurred before October 1, 1991. Nothing in this act shall be construed to reduce the amount of any compensation awarded for any injury that occurred before October 1,1991.” (Emphasis added.) Earlier in that session, the legislature defined compensation to include payments under the act and “any adjustment in benefits or payments required by this” act. Public Acts 1991, No. 91-32, § 1; see General Statutes § 31-275 (4). Nevertheless, I recognize that it is arguable that some of this language can be construed as ambiguous, in that P.A. 91-339, § 50, could be read to refer to the accumulated COLAs as of September 30, 1991.
“When the language of a statute is unclear, we may ascertain the intent of the legislature by looking beyond the language to the statute’s legislative history and the purpose that the statute was intended to serve.” Weinberg v. ARA Vending Co., 223 Conn. 336, 341, 612 A.2d 1203 (1992). The legislative debates with respect to P.A. 91-339 confirm that the legislature intended that the changes in compensation not be retroactive. See 34 H.R. Proc., Pt. 24, 1991 Sess., p. 9039, remarks of Representative Joseph Adamo (“[the amendments] would be prospective, everyone who [is] on the existing benefits would be grandfathered under those existing benefits”).
This court has held that “new workers’ compensation legislation affecting rights and obligations as between 1he parties, and not specifying otherwise, applie[s] only to those persons who received injuries after the legislation became effective, and not to those injured previously. This date of iqjury rule was first referred to in 1916, in Schmidt v. O.K. Baking Co., 90 Conn. 217, 220-21, 96 A. 963 (1916). In 1921, we stated that [t]he obligations of the employer to dependents of an employee in case of the death of an injured employee are . . . fixed and determined by the statute in force at the time of injury. . . . Quilty v. Connecticut Co., 96 Conn. 124, 127, 113 A. 149 (1921).
“In the fifty-seven years that followed we continued to use the date of ipjury rule in determining the rights and obligations as between the parties
Indeed, the date of injury rule was codified in Public Acts 1993, No. 93-228, § 21, when the legislature amended § 31-309 (a) as follows: “[WJeekly compensation received by an injured employee whose injury occurred before July 1, 1993, shall be computed according to the provisions of the law in effect at the time of the injury.”
The majority acknowledges that General Statutes § 55-3, as it must, provides: “No provision of the general statutes, not previously contained in the statutes of the state, which imposes any new obligation on any person or corporation, shall be construed to have a retrospective effect.” The legislature can rebut this presumption that statutory changes affecting substantive rights are prospective only if the legislature clearly and unequivocally expresses an intent that the changes are retrospective. State v. Lizotte, 200 Conn. 734, 740-41, 517 A.2d 610 (1986). The majority, however, stands § 55-3 on its head by concluding that P.A. 91-339, § 27, expressly provides for retroactive application because it applies to all employees injured “on or after October 1, 1969.” That ignores the fact that the date of October 1, 1969, was in the original statute as the starting date for granting COLAs and only appears in P.A. 91-339, § 27, because the statute is duplicated in the amended form by indicating additions in capital letters and deletions in brackets. See State v. Kozlowski, 199 Conn. 667, 675, 509 A.2d 20 (1986) (“The legislature characteristically casts acts which alter language within existing statutory subsections in the form of repeal and substitution, reserving the label of amendment for acts which add entirely new subsections. This format complies with the requirements of [General Statutes] § 2-18 that an act altering a statutory subsection set out that subsection in its entirety, with changes clearly marked.”).
Public Act 91-339, § 27, provides: “Subsection (a) of section 31-307a of the general statutes, as amended by section 24 of public act 91-32, is repealed and the following is substituted in lieu thereof:
“(a) The weekly compensation rate of each employee entitled to receive compensation under section 31-307 as amended by section 23 of [this act] PUBLIC ACT 91-32 AND SECTION 26 OF THIS ACT, as a result of an injury sustained on or after October 1, 1969, which totally disables the employee continuously or intermittently for any period extending to the following
It is simply wrong to conclude that, because the starting date for COLAs was in the statute when it was originally enacted, the legislature intended the amendment to apply to iryuries that occurred back to October 1, 1969. This “reasoning” would then lead to the conclusion that the legislature intended all COLAs, dating back to October 1, 1969, to be calculated on a percentage basis. This result, however, is what the legislature specifically disavowed in enacting P.A. 91-339, § 50. Furthermore, General Statutes § 1-1 (u) provides: “The passage or repeal of an act shall not affect any action then pending.”
“[W]e are mindful of the principles underlying Connecticut practice in workmen’s compensation cases: that the legislation is remedial in nature . . . and that it should be broadly construed to accomplish its humanitarian purpose.” (Citation omitted; internal quotation marks omitted.) Dubois v. General Dynamics Corp., 222 Conn. 62, 67, 607 A.2d 431 (1992). “Because the Workers’ Compensation Act is a remedial statute, this court, should not impose limitations on the benefits provided for a disabled worker that the statute itself does not clearly specify.” Misenti v. International Silver Co., 215 Conn. 206, 210, 575 A.2d 690 (1990).