Michael Eugene GIBSON, Individually and as Special
Administrator of the Estate of Eugene Gibson,
Deceased, Plaintiff-Appellant,
v.
Thе CITY OF CHICAGO, a Municipal Corporation; Arthur Novit,
Individually and in his Official Capacity as a former
Chicago Police Officer; James O'Grady, Individually and in
his Official Capacity as the Former Acting Superintendent of
the Chicago Police Department; J. Marowally, Star # 4881,
Individually and in his Official Capacity as a Chicago
Police Officer; and Dennis Gray, Star # 13605, Individually
and in his Official Capacity as a Chicago Police Officer,
Defendants-Appellees.
Nos. 88-3488, 89-1115.
United States Court of Appeals,
Seventh Circuit.
Argued Jan. 8, 1990.
Decided Aug. 23, 1990.
Daniel Radakovich, Daniel T. Coyne, Alan M. Freedman, Bruce H. Bornstein, Freedman & Bornstein, Chicago, Ill., for plaintiff-appellant.
James P. McCarthy, Corp. Counsel, Office of the Corp. Counsel, Allan A. Ackerman, Judson H. Miner, Ruth M. Moscovitch, Nina Puglia, Asst. Corp. Counsel, Terence J. Moran, Office of the Corp. Counsel, Chicago, Ill., for defendants-appellees.
Before POSNER, RIPPLE, and KANNE, Circuit Judges.
RIPPLE, Circuit Judge.
Plaintiff-appellant Michael Eugene Gibson, on behalf of the decedent, Eugene Gibson, brought suit under 42 U.S.C. Sec. 1983 against the City of Chicago and several members of the Chicago Police Department. The decedent was shot and killed by Officer Arthur Novit shortly after Novit had been placed on the Department's medical roll as mentally unfit for duty. Mr. Gibson appeals a grant of summary judgment in favor of the City of Chicago, the Acting Superintendent of Police, and certain Chicago police officers. He also appeals the dismissal of his claim against Officer Novit and the dismissal of his pendent state law wrongful death claim. For the following reasons, we affirm the dismissal of the section 1983 claim against Novit and the grants of summary judgment for Acting Superintendent O'Grady and Officers Marowally and Gray on the cover-up claim. However, we reverse as premature the grants of summary judgment in favor of the City and O'Grady in his official capacity on the municipal liability claim, and reverse the grant of summary judgment in favor of O'Grady in his individual capacity on the supervisory liability claim.
* BACKGROUND
A. Facts
Between 1980 and the end of 1982, Chicago police officer Arthur Novit was the subject of several public complaints alleging that he had used excessive force in the performance of his duties. In response to these complaints, the Chicago Police Department ordered Officer Novit to undergo a psychological evaluation. The evaluation revealed that Novit suffered from atypical impulse control disorder, a condition that frequently drove Novit to use excessive force when carrying out his police duties. On March 3, 1983, in response to this diagnosis, the Department placed Novit on the medical roll (i.e., medical leave status) and declared him mentally unfit for duty. While on the medical roll, Novit continued to receive his full salary and benefits. The Department also issued Novit a written order that prohibited him from carrying his gun or any other deadly weapon and directed him not to "exercise the power of arrest or any other police power."1 The order also commanded Novit to turn in his shield, star, and police identification card. Below the terms of the order was a signature line for Novit's acknowledgment. Although Novit refused to sign the acknowledgment,2 two other officers signed the signature blanks provided for witnesses.
Although Officer Novit did surrender his star, shield, and identification card, the Department made no attempt to recover Novit's service revolver or the ammunition it had issued to him.3 The Department also took no disciplinary action against Novit for his failure to sign the acknowledgment on the order. On June 19, 1983, approximately three months after being placed on the medical roll, Officer Novit encountered Eugene Gibson in the neighborhоod where both men lived.4 For reasons unexplained on the record, Novit identified himself as a police officer, drew his gun, informed Gibson that he was under arrest, and then fatally shot Gibson in the chest.
The initial police reports of the incident, prepared by Officers Marowally and Gray, concluded that Novit had been the victim of an aggravated assault and that his shooting of Gibson was, therefore, a justifiable homicide. However, a subsequent investigation by the Office of Professional Standards (OPS), determined that Novit shot Gibson without justification and violated two Department rules: one that prohibits an officer from disobeying a "lawful order or directive," and another that "requires a police officer to make oral and written reports whenever he discharges a firearm." Gibson v. City of Chicago,
On June 22, 1983, Acting Superintendent of Police James O'Grady suspended Novit for thirty days for violation of Department rules and filed charges with the Chicago Police Board seeking Novit's discharge. Novit, however, tendered his resignation from the police force. In response to Novit's resignation, O'Grady had the departmental charges dropped. As of the time of the filing of the district court opinion, Novit had not been charged criminally in the matter.
B. Procedural Posture
1. The section 1983 action
Michael Eugene Gibson, individually and as special administrator for the estate of his father, Eugene Gibson, brought suit under 42 U.S.C. Sec. 1983 against the City of Chicago, Officers Novit, Marowally, Gray, and Acting Superintendent O'Grady.5 The complaint alleged that Novit, acting in his capacity as a police officer and under color of state law, shot and killed Eugene Gibson without probable cause and deprived Gibson of his constitutional rights, including the right to due process of law. R.1 at 8, p 46. The complaint further alleged that defendants Marowally and Gray filed false police reports in an effort to cover up Novit's misconduct, and that defendant O'Grady also took action to cover up Novit's misconduct. R.1 at 6, pp 32, 33, and 37. Finally, the complaint asserted that Acting Superintendent O'Grady and the City of Chicago had failed to promulgate adequate procedures to deal with the recovery of firearms and ammunition issued to police officers who had been placed on medical leave due to mental unfitness. R.1 at pp 40-41. These inadequate procedures, according to the complaint, constituted "deliberate indifference indicating reckless disregard" for the rights of the decedent and the other citizens of Chicago. R.1 at 7-8, p 42. Gibson also asserted a pendent state wrongful death claim against Novit.
2. District court disposition
a. motion to dismiss
Defendants O'Grady, Marowally, Gray, and the City moved under Fed.R.Civ.P. 12(b)(6) to dismiss the section 1983 complaint for failure to state a claim. In denying the motion to dismiss, the district court stated that
[t]he motion to dismiss turns, primarily, on the City defendants' contention that Novit's actions on the night in question were not "under color of state law" as that phrase is used in 42 U.S.C. Sec. 1983. In support of this argument, they assert that, in connection with his medical leave status, Novit was expressly barred from carrying a firearm or exercising the power of arrest. They also claim he was required to surrender his badge and police identification card. Novit's service revolver, they observe, was the personal property of the officer and not subject to department control.
These claims all go beyond the facts stated in the complaint. Thus, while the court believes the City defendants may have a good defense should these facts prove to be true, it must nevertheless deny the motion to dismiss. The arguments may be raised again in the form of a summary judgment motion after the parties have had the opportunity to conduct discovery on the issue.
R.28 at 2.
Subsequent to its denial of the defendants' motion to dismiss, the district court limited discovery to the color of law issue. R.29; R.41 at 2. The case later was transferred to a different judge, and the parties were given time to conduct discovery on the color of law issue. After the close of discovery, both the plaintiff and all defendants except Officer Novit moved for summary judgment.6
b. dismissal of Novit on the color of law issue
In evaluating the other defendants' motion for summary judgment, the district court first considered whether Novit acted under color of state law when he shot Gibson. Although the defendants conceded that Novit was an employee of the Chicago Police Department when he shot Gibson, the district court concluded that Novit did not act under color of law because the Department's March 3 order divested him of all power and authority to act as a police officer.
The Department ordered Novit not to exercise any police authority. For all intents and purposes Novit was dispossessed of all power: authority that cannot be translated into action is no authority at all. Lacking any authority to act as a police officer, Novit was not acting "under color of" State law when he shot Gibson.
Id. at 670-71 (emphasis in original). Because the district court concluded that Novit had not acted under color of state law, and because action under color of state law is a jurisdictional prerequisite to a section 1983 claim, see Robinson v. Bergstrom,
c. summary judgment for the City on the municipal liability
claim
Having concluded that Officer Novit did not act under color of law when he shot and killed Gibson, the district court turned to the City's motion for summary judgment on the municipal liability claim. As a threshold matter, Mr. Gibson objected to the consideration of summary judgment on any ground other than the color of law issue. Because the court, after denying the defendants' motion to dismiss, had limited discovery to the color of law issue,7 Gibson contended that a grant of summary judgment on any other issue would be tantamount to granting a motion to dismiss--a motion that already had been denied.8 The district court made no mention of the discovery stay issue in its discussion of the municipal liability and the other remaining claims.
With regard to the municipal liability claim, the court first concluded that Mr. Gibson had no excessive force claim against the City because excessive force claims are analyzed under fourth amendment principles and, since Novit was not acting under color of state law, Gibson was never "seized" within the meaning of the fourth аmendment. Gibson,
Alternatively, the district court held that even if the City owed the decedent some duty of care, Mr. Gibson's section 1983 claim against the City was precluded because of a failure to "adduce[ ] evidence sufficient to allow a rational factfinder to conclude that the alleged Department policies were the motivating force behind Gibson's death." Id. at 673. The court further stated that, even assuming the inaction allеged by the plaintiff could be considered a "policy," such inaction must be the product of conscious decisionmaking or conduct that tacitly authorizes unconstitutional conduct by subordinates in order to subject the City to liability. Id. Additionally, the court noted, such a policy cannot be inferred from a single, isolated incident without proof that the incident was caused by an existing, unconstitutional policy. Id.
Finally, even assuming that the plaintiff alleged the existence of a municipal policy, the court noted that the plaintiff had failed to satisfy the additional prerequisites to liability in cases of municipal inaction: a direct causal link between the municipal conduct and the injury, as evidenced by proof of an " 'extremely high degree' of municipal culpability." Id. at 674 (quoting Jones v. City of Chicago,
d. summary judgment for O'Grady on the supervisory liability
claim
The district court also granted summary judgment to Acting Superintendent O'Grady in his individual capacity on the supervisory liability claim. The district court concluded that, because supervisory liability is derivative, and because neither Novit nor any other subordinate had deprived Gibson of his constitutional rights, supervisory liability could not be imposed on Acting Superintendent O'Grady. Id. at 674-75. Moreover, the district court concluded that, even if Novit had been acting under color of law, Mr. Gibson failed to make the required showing that O'Grady was involved personally in the alleged deprivation. Because Mr. Gibson had alleged that O'Grady's inaction was the cause of the alleged constitutional deprivation, he had to show the same high degree of culpability as required in the municipal liability context. In this respect, the court explained, Mr. Gibson's claim against O'Grady was deficient. Id. at 675.
e. summary judgment for Officers Marowally and Gray
The district court also granted defendants Marowally and Gray summary judgment on the "cover-up" claim against them in their individual capacities. The court reasoned that the plaintiff was seeking to hold Officers Marowally and Gray liable for "conspiring to deprive Gibson of his constitutional rights in violation of sec. 1983," id. at 675, based on their filing of allegedly fаlse police reports in order to cover up Officer Novit's misconduct. Id. The district court concluded that this claim could not stand because the plaintiff's case lacked a prerequisite to conspiracy liability under section 1983--"an actual deprivation of the plaintiff's constitutional rights." Id.
II
ANALYSIS
A. Dismissal of Novit on the Color of Law Issue
Novit's mere status as a policeman does not render all of his acts under color of state law. "[A]cts committed by a police officer even while on duty and in uniform are not under color of state law unless they are in some way 'related to the performance of police duties.' " Briscoe v. LaHue,
Thus, the essential inquiry becomes whether Mr. Gibson has created a triable issue of fact concerning whether Novit's actions related in some way to the performance of a police duty. See Layne,
The defendants argue that, upon Novit's receipt of the March 3 order, his status became equivalent to that of a suspended officer who is stripped of all power to perform policе duties. This position finds some support in Bauer v. City of Chicago,
The Bauer court also concluded that the Police Department's general order that exempts a suspended officer from the general obligation to be on duty twenty-four hours a day strips the suspended officer of all power and authority to engage in direct police actions: "[a] suspended officer has only the same rights and obligations in preventing and stopping the commission of crime as any private citizen." Id.
In support of his argument, the plaintiff cites Davis v. Murphy,
Here, by contrast to the regulation in Davis that required officers always to be on duty, Officer Novit expressly had been ordered not to perform any police duties. Thus, he lacked the power or authority to perform police duties. While it remains true that "[m]isuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law, is action taken 'under color of' state law," United States v. Classic,
But those statements [regarding Congress' perceived intent] in their context are inconclusive on the precise problem involved in the Classic case and in the present case. We are not dealing here with a case where an officer not authorized to act nevertheless takes action. Here the state officers were authorized to make an arrest and to take such steps as were necessary to make the arrest effective. They acted without authority only in the sense that they used excessive force in making the arrest effective. It is clear that under "color" of law means under "pretense" of law. Thus acts of officers in the ambit of their personal pursuits are plainly excluded. Acts of officers who undertake to perform their official duties are included whether they hew to the line or overstep it. If, as suggested, the statute was designed to embrace only action which the State in fact authorized, the words "under color of any law" were hardly apt words to express the idea.
Id. (emphasis supplied). Thus, Screws made clear that it was not addressing the situation of an official who was stripped completely of authority to act; such a situation does not constitute action under "pretense" of law.12
We, therefore, conclude that the district court correctly held that Officer Novit did not act under color of state law and that the section 1983 claim against Novit properly was dismissed.13
B. Grants of Summary Judgment for the City and the Remaining Defendants
1. The municipal liability claim14
Initially, we must stress the unusual posture in which we confront this claim. Discovery in this case has been limited exclusively to the issue of whether Officer Novit acted under color of law. This limitation on discovery would impose no impediment to the grant of summary judgment on the municipal liability claim if the determination of whether Novit acted under color of law were dispositive of the municipal liability claim. See Korf v. Ball State Univ.,
Although no discovery had been allowed with respect to Gibson's municipal liability claim, the district court nevertheless granted the City summary judgment on the claim. Consequently, the district court assessed the claim under summary judgment standards rather than on the standards applicable to judgment on the pleadings under Fed.R.Civ.P. 12(b)(6). In DeMallory v. Cullen,
"The purpose of a motion to dismiss is to test the sufficiency of the complaint, not to decide the merits." Triad Assocs., Inc. v. Chicago Hous. Authority,
As noted above, Mr. Gibson has alleged a municipal "policy" of inadequate procedures regarding the recovery of a deadly weapon and ammunition from officers placed on medical leave as mentally unfit for duty.18 He also has alleged that the City's failure to promulgate adequate procedures to recover weapons and ammunition from officers it knew were mentally unfit for duty constituted "deliberate indifference" to the rights of the decedent and was the cause of the decedent's death in deprivation of his constitutional rights. See City of Canton v. Harris,
We, however, offer no opinion on the underlying merits of Mr. Gibson's municipal liability claim. It is well established that the requirements for municipal liability based on policies of "inadequacy" are rigorous. As noted in City of Canton, municipalities may be held liable for "inadequate" policies "only where the failure ... amounts to deliberate indifference to the rights of persons with whom the police come into contact." Id.
2. The supervisory liability claim against O'Grady in his individual capacity
We conclude that the district court's grant of summary judgment on this claim also was premature. As noted above, Mr. Gibson was precluded from conducting discovery on any issue other than color of law; thus, the supervisory liability claim against O'Grady before us is, in effect, in the form of a motion to dismiss--a motion denied earlier by the district court.
This claim against O'Grady stands on similar ground to the municipal liability claim. In order to hold O'Grady liable as a supervisor, Mr. Gibson must prove O'Grady's personal involvement in the wrongful conduct, which, in a case alleging a failure to detect and prevent a subordinate's misconduct, means that the supervisor must act at least with deliberate indifference toward the misconduct. See Jones v. City of Chicago,
3. The cover-up claims against O'Grady, Marowally, and Gray
The victims of a cover-up are the decedent's survivors, not the decedent himself. Bell v. City of Milwaukee,
Similarly, Mr. Gibson's cover-up claim against O'Grady must be dismissed. The facts alleged show that O'Grady, far from attempting to cover up any misconduct, initiated disciplinary proceedings аgainst Novit after the OPS report concluded that Novit had violated departmental rules and wrongfully had shot the decedent. Moreover, Mr. Gibson alleges no injury to the decedent's survivors as a result of O'Grady's alleged misconduct.23
Conclusion
For the foregoing reasons, the dismissal of Officer Novit is affirmed. The grants of summary judgment in favor of the City and O'Grady on the municipal liability claim are reversed, as is the grant of summary judgment for O'Grady in his individual capacity on the supervisory liability claim. The grants of summary judgment in favor of O'Grady, Marowally, and Gray on the cover-up claims are affirmed.
AFFIRMED IN PART AND REVERSED IN PART
Notes
The order issued to Officer Novit stated in pertinent part:
By the authority vested in me, by the Superintendent of Police, you are hereby directed and expressly ordered by me, Captain Joseph P. Beazley, Director of the Personnel Division, effective 8 March 1983, as follows:
1) You are not to carry a firearm or any other deadly weapon.
2) You are not to exercise the power of arrest or any other police power bestowed upon you by virtue of your employment, as a sworn member of the Chicago Police Department.
3) You are to surrender your Chicago Police Star, Shield, and identification card as directed.
This order will continue in full force and effect until further notice.
Violation of this order will subject you to disciplinary action and may be used as the basis to bring charges seeking separation from the Department.
R.35 at Ex. A.
On the executed version of the order, the line provided for Officer Novit's signature read, in handwritten form, as follows: "Refused 8 March 1983."
The district court opinion indicates that Officer Novit personally owned the gun that he used as his service weapon. Gibson v. City of Chicago,
According to the record, Gibson and Novit were neighbors and, prior to the fatal encounter, Gibson knew that Novit was a police officer. Gibson,
All of the individual defendants were sued in both their individual and official capacities. Another Officer, H. Antczak, also was sued based on his role in allegedly preparing a police report that concluded that the shooting was a justifiable homicide. Officer Antczak died prior to the filing of the defendants' motion to dismiss, and his estate never was substituted as a party to the action
Officer Novit's role in this litigation has been somewhat anomalous. His posture in the litigation is attributable largely to the antagonism between himself and the City, his co-defendant and former employer. Mr. Novit's counsel explained at oral argument that the City declined to represent him in the federal suit. Thus, before the district court, Novit opposed the City's motion to dismiss, contended that he did act under color of state law (he also purported to admit in his answer that he was acting under color of state law), and refused to join the other defendants in moving for summary judgment. As will be explained below, the district court eventually dismissed Mr. Gibson's claim against Novit on the ground that Novit was not acting under color of state law. On appeal, Novit now urges that the district court reached the correct decision
The imposition of the discovery stay took place before the case was transferred to the judge who considered the summary judgment motion
See R.39, Plaintiff's Memorandum in Support of His Motion for Summary Judgment, and in Opposition to Defendant City's Motion for Summary Judgment, at 1-2. The defendants also acknowledge that discovery indeed was limited to the color of law issue. See R.41 at 2
The district court's conclusion that summary judgment was appropriate on the municipal liability claim compels the conclusion that the district court also deemed summary judgment appropriate on the official capacity claim against O'Grady. See Hadi v. Horn,
See, e.g., Hughes v. Meyer,
In Askеw, ten federal drug agents raided a home and conducted a search. Three of the federal agents also were employed by the St. Louis Police Department, and one of these three showed his St. Louis Police Department credentials rather than his Justice Department credentials in gaining entry to the home.
We note that some courts have considered as part of its "color of law" analysis the victim's perceptions that the officer was acting under color of lаw. However, as the above discussion makes clear, such perceptions cannot be dispositive in a situation such as this in which the actor possessed absolutely no authority to act. See Screws,
Because the district court dismissed all defendants in its disposition of the case, it also dismissed the pendent state law claim--a wrongful death claim--against Officer Novit. Because we are affirming the dismissal of the federal claim against Officer Novit, we agree that the pendent state claim properly was dismissed. See Ross v. United States, No. 89-3318,
Our discussion of the municipal liability claim pertains both to the claim against the City and against Acting Superintendent of Police O'Grady in his official capacity. An official capacity suit against a municipal official is merely another way of asserting a claim against the municipality. See Yeksigian v. Nappi,
See City of Canton v. Harris,
See Nishiyama v. Dickson County,
See DeMallory,
Although the district court noted that Novit owned the weapon, the record also reflects that the City seized and destroyed the weapon after the shooting. See supra note 3. The record does not establish whether Novit had any authority to carry the weapon other than his membership in the police force
In some respects, the facts alleged in this case present a stronger case than the facts in City of Canton. Unlike City of Canton, this case does not involve the failure to train officers in order to deal with various contingencies. Instead, it involves the municipality's alleged failure to disarm an employee--whom the City had armed and trained in the use of deadly force--after the City had determined that the employee was unfit for duty and had stripped that employee of all other authority
Our dispоsition is also quite compatible with DeShaney v. Winnebago County Dep't of Social Servs.,
Moreover, we do not think that Martinez v. California,
Certainly, not all inadequacies in city policy are so "obvious" and so likely to result in constitutional injuries that plaintiffs can expect even to cross the pleadings threshold by asserting boilerplate allegations of inadequate policy. Cf. Strauss v. City of Chicago,
In Oklahoma City v. Tuttle,
See Karim-Panahi v. Los Angeles Police Dep't,
Because Mr. Gibson has alleged no basis for municipal liability on the cover-up claims against Marowally and Gray, any cover-up claim against Marowally and Gray in their official capacities also must be dismissed. See Hadi v. Horn,
Because Mr. Gibson has alleged no basis for municipal liability on the cover-up claim against O'Grady, any cover-up claim against O'Grady in his official capacity also must be dismissed. See supra note 22
