Gibson v. StateGibson v. State
OPINION
A jury convicted appellant Walter Charles Gibson, Jr. of the second-degree felony offense of possession of a controlled substance. It sentenced him to twenty years imprisonment in the Institutional Division of the Texas Department of Criminal Justice and imposed a $10,000 fine. We reverse and remand. Without filing a motion for rehearing, the State filed a petition for discretionary review, arguing that this Court made an error of fact concerning the proceedings in the trial court. On review of the record, we sua sponte withdraw our opinion of August 5, 2003 and substitute the following opinion.
See
I. ISSUES ON APPEAL
Represented by appointed appellate counsel, Gibson claims the State exercised its peremptory challenges of two jurors solely on the basis of race. Counsel certifies that four additional issues requested by Gibson do not present an arguable basis for reversal.
See Anders v. California,
II. APPLICABLE APPELLATE RULES
Gibson timely filed a notice of appeal on April 8, 2002. The rules of appellate procedure governing how appeals proceed in criminal cases were amended effective January 1, 2003. Generally, rules altering procedure do not fall within the prohibition
*570
in the Texas Constitution against retroactive application of laws that disturb vested, substantive rights.
See
III. BATSON ANALYSIS
By two issues, Gibson challenges the trial court’s determination that the State’s reasons for exercising peremptory challenges against juror 11 and juror 15 were race neutral. Gibson asserts that the trial court’s ruling violated the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution and was erroneous under
Batson v. Kentucky,
At trial, the State presented three witnesses. One eye-witness, a police officer, testified he observed Gibson during a routine traffic stop of a car in which Gibson was a passenger. The officer said he saw Gibson hide a plastic baggie between his seat and the console. The State also presented a videotape of the traffic stop. 1 Two other official witnesses testified to the chain of custody of the plastic baggie and a laboratory analysis of the contents as being cocaine. Gibson testified in his own defense. He denied the cocaine belonged to him.
A. The Burdens
The Equal Protection Clause prohibits the discriminatory use of peremptory challenges based on race.
Id.
at 96,
A preponderance-of-the-evidence standard supplies the burden of proof in a
Batson
challenge.
Williams v. State,
B. The Standard of Review
In an appeal involving a
Batson
challenge, we apply a clearly erroneous standard of review.
Hill v. State,
After a prosecutor gives nondiscriminatory reasons for striking minority panelists from the venire, the trial judge must determine whether the facially neutral explanations are contrived to avoid admitting acts of discrimination.
Emerson v. State,
C. The Scope of Review
We examine the record to determine if the State met its burden of production to provide a neutral explanation for its challenge of the venire panelist in question.
Wright v. State,
In its initial analysis of disparate-treatment
Batson
claims, the court of criminal appeals held that an accused, in meeting the burden of persuasion, was not required to make comparisons of the panelists at the trial level to have the evidence considered on appeal.
Young,
The comparison “evidence” upon which appellant relies is at least partly based upon the juror information cards, which were not mentioned or offered into evidence by either side. It is not proper for an appellate court reviewing a trial court’s decision on a matter to rely upon information that was not admitted as evidence at the Batson hearing in the trial court. Second, to allow an appellate court to rely upon such information undermines the standard of review for a Batson issue which gives great deference to the trial court.
Id.
The court of appeals had relied on the juror information cards to identify disparate treatment by the prosecutor.
Id.
The court of criminal appeals held that “[a]n appellate court may not reverse a trial court’s finding based upon information that
*573
was not introduced into evidence or elicited before the trial judge during the voir dire.”
Id.
at 557. Accordingly, the court went on to find that “the appellate record also reveals that some evidence of the kind relied upon by Appellant for comparison with the racially neutral explanations given by the prosecutor does appear in the record of jury selection.”
Id.
The court remanded the case to the court of appeals for “reconsideration of Appellant’s Batson complaint in a manner not inconsistent with this opinion.”
Id.
On remand, the court of appeals did not consider the juror information cards in comparing the prosecutor’s facially neutral explanation for treating two panelists of different races differently.
Vargas v. State,
There is nothing other than racial motive in this record, however, to explain the fact that a black paralegal, [juror A], was struck, while a white paralegal seated near the top of the venire, [juror B], was not struck.
Id. In reversing the trial court for Batson error, the court of appeals cited a concurring opinion in Vargas I:
If occupation were really at the heart of the prosecutor’s objections to [juror A], then surely he would have struck [juror B] first. As [juror B] and [juror A] had the same offending occupation, the only remaining difference between [juror A] and [juror B] is race. Thus the prosecutor’s reason for striking [juror A] was not racially neutral but pretextual to avoid admitting discrimination. Therefore, there is enough evidence in the record to prove the prosecutor exercised at least one of his peremptory challenges in violation of Batson.
Id.
(quoting
Vargas I,
Next, the court of criminal appeals reexamined the error-preservation question in
Ford. Ford,
Thus, Gibson’s Batson challenge requires that we determine the extent to which Purkett controls our analysis of the claimed error as well as the extent to which Ford overrules Young and Vargas. We turn to the record.
D. The Record
1. The Prima Facie Case
At the close of jury selection, the following colloquy took place between the trial court and defense counsel:
THE COURT: Now, you have a Bat-son challenge, [Defense Counsel]. Would you tell me the jurors that you challenge or believe the State struck for racial reasons? I’d like the number only, please, and I will take judicial notice that the Defendant is-the Defendant’s race.
*574 [DEFENSE COUNSEL]: Your Hon- or, that would go to Juror Number 6,11, 14 and 15.
THE COURT: Thank you, sir.
Will the State give me a race neutral reason why you struck Juror Number 6 ... ?
[PROSECUTOR]: Judge, I struck [Juror 6] among other reason because he’s a substance abuse counselor.
THE COURT: Okay.
[PROSECUTOR]: And he told us as much during voir dire.
The State contends on appeal that Gibson did not meet his burden of showing a prima facie case of discrimination in the prosecutor’s exercise of the State’s peremptory challenges, arguing that the record does not reflect either Gibson’s race or that of the venire panelists. We disagree. A record of the relative races of the defendant and the challenged venire panelists is no longer required.
See Hutchinson v. State,
Further, participants in voir dire have an opportunity to make visual observations.
Wamget v. State,
Nonetheless, the trial court did take judicial notice of Gibson’s race. Then, the trial court required the State to provide race-neutral explanations for striking the four jurors identified by defense counsel as the subjects of Gibson’s race-based
Batson
motion. On hearing the explanations, the trial court denied Gibson’s motion. Once the State offers an explanation for striking a contested panelist, and the trial court rules on the ultimate question of intentional discrimination, the issue of whether the defendant made a prima facie case of discrimination is moot and not subject to appellate review.
See Malone v. State,
2. The State’s Explanations
Gibson’s first issue addresses the prosecutor’s peremptory challenge of juror 11 In response to questioning by the trial *575 court, the State provided its reason for striking juror 11:
[PROSECUTOR]: Judge, I struck [Juror 11] because she had spoken up and said that she would require more than one witness to testify.
THE COURT: All right.
[DEFENSE COUNSEL]: Your Hon- or, in response to that, [Juror 7] stated the same thing, that he would need more evidence than one witness though he was not struck by the State.
THE COURT: All right. Can you answer that, please?
[PROSECUTOR]: I can, Judge. He qualified his answer — And we can go back to the record. But he qualified his record at one point and said, but if there is more evidence I would be okay. And, in fact, there is more evidence in this case.
I can’t state strongly enough, Judge— I don’t want to — We want to give Mr. Gibson a fair trial and if there’s anything here that’s not fair—
THE COURT: Well, that’s what I’m trying to find out. You struck Number II for the reason you stated and did not strike Number 7 for the reason you stated; is that correct?
[PROSECUTOR]: That is correct with the caveat I just added.
[[Image here]]
THE COURT: Okay, I’m going to deny the Batson challenge.... He’s given race neutral reasons. Yes, sir.
[DEFENSE COUNSEL]: Just as a request to clarify your ruling. Their reason for striking [Juror 11], that he needed more evidence and the similar and same reason [Juror 7] was not struck, is that — has he given a sufficient race neutral reason to strike [Juror 11]?
THE COURT: In my judgment he has. They’re pre-emptory [sic] challenges and he’s given a race neutral reason.
When challenged by defense counsel about the prosecutor’s different treatment of juror 7 and juror 11, the State did not object that the two jurors are members of the same racial group. The prosecutor had the same opportunity to visually observe the two jurors during voir dire and correct any conclusions reached by defense counsel. See Wamget, 67 S.W.Bd at 858. Accordingly, on this record we deem it established that juror 7 is a member of a different racial group than juror 11. See id. To decide otherwise would require a conclusion that the trial court, for no apparent reason, questioned the prosecutor regarding disparate treatment of two jurors who are members of the same racial group. We decline the State’s invitation to do so.
3. The Voir Dire Context
The voir dire record shows several col-logues between the prosecutor and juror 11 and juror 7, beginning in the following context:
[PROSECUTOR]: ... Let’s talk about that. I took — Stephanie, my wife and I took a car trip this weekend. We took her car and she had a bunch of her stuff in the car and she had — we brought some magazines with us. That’s what we like to do when we travel, okay. And I brought a couple of salt water fishing magazines and she’s got these Women’s Day magazines, all right. And they’re around the car, you know. I intended to bring that Salt Water Sportsman with me, okay. I wanted to have that to read. That’s what I like to read, okay. I didn’t intend to have the Women’s Day magazines with me, all right.
*576 Did I knowingly possess those Women’s Day magazines?
UNKNOWN JURORS: Yes.
[PROSECUTOR]: Of course I did. Of course I did. What about if I were to borrow her car and those magazines are still in there and I pick up some of my buddies for lunch, okay. They start ripping me on these magazines; what are you doing with these sewing magazines and stuff like that. Yet, I’m still in possession of those magazines; correct?
UNKNOWN JUROR: Yes.
[PROSECUTOR]: Of course I am.
One other thing, there is a belief on the street I think that if you can get rid of something — The first thing you said about possession was that if it was on your person. There is a belief that if you can—
[DEFENSE COUNSEL]: Your Hon- or, I’m going to object to a belief that’s on the street unless it’s submitted into evidence.
THE COURT: Overruled.
[PROSECUTOR]: There’s a belief that if you can get something away from your person that somehow you don’t possess that item anymore, okay.
[PROSECUTOR]: And under the individual facts and circumstances of a case, that may be so — maybe so.
[PROSECUTOR]: [Juror 11],
[JUROR 11]: Yes.
[PROSECUTOR]: You had a reaction to what I just said. So, what do you think?
[JUROR 11]: What is the question?
[PROSECUTOR]: About if — about the act of trying to get something or hiding something — getting rid of something.
[JUROR 11]: It’s still yours. You have it. You still have it. It’s still in your possession.
* ⅜ *
[PROSECUTOR]: Have any of y’all been held up before or assaulted? Unfortunately, a lot of things like that happen with only one witness. Of course, it’s perfectly within the law.
Anybody on the first row think that, even though you believe him beyond a reasonable doubt, you want something else?
Anybody.
[JUROR 7]: I do.
[PROSECUTOR]: You feel like you would?
[JUROR 7]: I could believe in a man’s testimony, if he’s a policeman, but still people make mistakes. And I have to have a little more evidence.
[PROSECUTOR]: Okay. That’s fine. I appreciate your honesty.
[PROSECUTOR]: Okay. Anybody on the second row feel like [Juror 7], you need some additional evidence?
[UNKNOWN JUROR]: I probably would.
[PROSECUTOR]: You think you would?
[UNKNOWN JUROR]: Yeah.
[PROSECUTOR]: [Juror 11]?
[JUROR 11]: Because he was not a eye-witness; correct?
[PROSECUTOR]: No. He’s an eyewitness. He’s an eye-witness.
[JUROR 11]: Okay. He’s an eye-witness?
[PROSECUTOR]: Yes, ma’am. We’ll talk about that in just one second.
[JUROR 11]: Oh, okay.
[PROSECUTOR]: We’re not going to talk about it right now.
Thus, juror 7, juror 11, and an unknown juror responded to the prosecutor’s ques *577 tion regarding their need for additional evidence if only one witness testified. They were the only panelists to do so. The record does not show any additional voir dire on the issue of eye-witness testimony.
Later in the voir dire, defense counsel elicited the following information from juror 7:
[DEFENSE COUNSEL]: Okay. [Juror 7], you stated that you may need more evidence than the testimony of one officer?
[JUROR 7]: Yes.
[DEFENSE COUNSEL]: If the Judge were to — At the end of this and you were picked and the Judge were to give you what is called the Charge and these are all of the items; that mere presence alone is not-is not sufficient to convict somebody and whatever law you’re supposed to apply in this case; would you follow that law? Say you had no more evidence than what the officer stated or would you say, no, I’m going to need more evidence before I can vote?
[JUROR 7]: Well, you know what I’m saying, people make mistakes and sometimes in the process of doing things you make mistakes. And if he’s got more evidence to show and if I can see it. But if there’s no more evidence and I have to take just the word of a policeman or anyone person, I have my doubts.
[DEFENSE COUNSEL]: Okay, but would you put the State to it’s [sic] burden to prove beyond a reasonable doubt?
[JUROR 7]: Yes.
[DEFENSE COUNSEL]: So you would follow the law in this case?
[JUROR 7]: Yes, I would.
A later exchange between defense counsel and juror 7 regarding a defendant’s right to remain silent also occurred:
[DEFENSE COUNSEL]: And [Juror 7] again, you would require the Defendant to speak?
[JUROR 7]: Yeah, I believe he needs to speak up for hisself and explain his part. I want to hear all stories.
Neither the State nor the defense challenged any of the panelists for cause. The record shows that no individual voir dire took place. Juror 7 took a seat on the jury that convicted Gibson. Juror 11 did not.
E. Analysis
The facially neutral explanation offered by the prosecutor in Purkett was the following:
I struck [juror] number twenty-two because of his long hair. He had long curly hair. He had the longest hair of anybody on the panel by far. He appeared to me to not be a good juror for that fact, the fact that he had long hair hanging down shoulder length, curly, unkempt hair. Also, he had a mustache and a goatee type beard. And juror number twenty-four also has a mustache and goatee type beard. Those are the only two people on the jury ... with the facial hair.... And I don’t like the way they looked, with the way the hair is cut, both of them. And the mustaches and the beards look suspicious to me.
Purkett,
*578
Here, the State said it struck juror 11 for speaking up about needing more evidence than one witness. Gibson then challenged the “genuineness” of that explanation, not its “reasonableness,” by pointing out that the prosecutor had not struck juror 7 for the same reason. In response, the explanation the State gave for not striking juror 7 was: “He qualified his answer — And we can go back to the record. But he qualified his record at one point and said, but if there is more evidence I would be okay. And, in fact, there is more evidence in this case.” Thus, we find
Purkett
inapposite here. The record shows that Gibson challenged the “genuineness” of the prosecutor’s facially neutral explanation, not its “reasonableness.”
See id.
at 769,
We also distinguish Gibson’s challenge at trial from the facts in
Ford. Ford,
Further distinguishing this case from the facts in Ford, the record here shows that no confusion between what the two jurors had said was possible. Neither of the two jurors responded exactly in the manner recalled by the prosecutor. Further, to the extent juror 7’s answer to defense counsel’s questions can be interpreted to mean juror 7 qualified his response by saying he would be okay if the State presented more evidence, juror ll’s response similarly can be interpreted to mean she qualified her answer by saying she would be okay if the sole witness was an eye-witness.
The record shows that Gibson presented to the trial court a comparison of the prosecutor’s treatment of juror 11 and juror 7. The only thing further Gibson could have done with regard to his objection that the prosecutor treated juror 11 and juror 7 differently would have been to put the voir dire record itself into evidence. We read
Ford
as silently overruling
Young
and the first component of
Vargas. Compare Ford,
We decline to extend
Ford
beyond the facts in that case, that is, beyond the requirement that the accused must challenge at trial a prosecutor’s facially neutral explanation for a strike by pointing to a similarly situated panelist not struck by the State.
See Ford,
In addition to the voir dire record, the record on appeal shows that the State presented only one witness to link Gibson to the cocaine, an eye-witness police officer. Even interpreting juror 7’s remarks as indicating he would be okay if the State produced more evidence than one witness, in fact the State did not produce more than one witness to link Gibson to the cocaine. Thus, the record does not support the prosecutor’s statement during voir dire that the State had more evidence than a single witness as his explanation for not striking juror 7. Moreover, after informing juror 11 during voir dire that the only witness was an eye-witness, the prosecutor did not ask any follow-up questions about the effect of that fact on her reservation about one witness. Finally, the voir dire record shows that juror 7, in response to defense counsel’s question, indicated he would require a defendant to testify. However, the record also shows that juror 11 agreed with the prosecutor on an issue specifically relevant to the State’s drug possession case against Gibson. Accordingly, the record shows that both jurors answered questions about voir dire subjects other than the one-witness issue in a manner favorable to the State.
5
Therefore, to the extent “something more” than disparate treatment may be required to rebut the prosecutor’s facially neutral explanation, this record presents more than prosecutorial confusion in attributing one venire panelist’s response to another, as was the case in
Ford. See Ford,
As in
Vargas,
the State had to bypass juror 7 to strike juror 11.
See Vargas II,
*580
F. Conclusion
We hold that the trial court’s denial of Gibson’s
Batson
challenge is not supported by the record and is, therefore, clearly erroneous.
See Wright,
Chief Justice VALDEZ not participating.
Notes
. The videotape is not part of the record.
. The prohibition against discrimination in the exercise of peremptory challenges also applies to litigants who exercise a strike based on the juror’s: (1) gender
(J.E.B. v. Alabama ex rel T.B.,
. We note that the court of criminal appeals regards footnotes in its opinions as dictum, not holdings of the court.
Edwards v. State,
.
Batson
and its progeny require the trial court to note and give weight to subtle clues that disclose the prosecutor’s intent.
Somerville
v.
State,
. We note that a prosecutor, in the exercise of the State’s duty to uphold the integrity of the jury system, may challenge for cause a potential "State’s juror” venire panelist who cannot be fair and impartial to the defendant.
Guerra v. State,