Gibson v. MatthewsGibson v. Matthews
MEMORANDUM OPINION
INTRODUCTION
This matter is before the court on the motion of the defendants to dismiss the plaintiff’s claims against them, pursuant to
OPERATIVE FACTS
Ms. Leisa Gibson (hereinafter “the plaintiff”) alleges that, while incarcerated as a prisoner, she was not provided access to abortion facilities, as she had requested, while being transported to and from correctional institutions located in Texas and West Virginia. The plaintiff further complains that, while incarcerated as a prisoner at the Federal Correctional Institution (hereinafter “FCI”) in Lexington, she requested and was deliberately or recklessly denied an abortion. The plaintiff contends that such alleged denial of her request for an abortion occurred directly as a result of the named defendants’ conduct. The plaintiff more specifically asserts that she was denied the abortion by defendants Ellis, Simms and Picard, the medical staff at FCI, in that, as a result of medical examinations performed by them, she was informed that it was too late for an abortion. The plaintiff states that defendant Ellis, in addition to informing her that it was too late for an abortion, failed to perform a sonogram or other examinations which would have clarified the plaintiffs actual stage of pregnancy. The plaintiff asserts that had the defendant performed such further examinations he would have, in fact, discovered that she was still within a proper time frame to receive an abortion.
The plaintiff states that because of the effective denial of her request for an abortion she was forced to carry the pregnancy to term, and as a result thereof has incurred damages of $750,000.00. These damages include compensation for alleged emotional and mental distress and for the costs of raising the child. The plaintiff also requests declaratory relief as a result of alleged violation of her constitutional rights.
DISCUSSION
The plaintiff’s claims must be addressed in the context of a motion for summary judgment because “matters outside the pleading[s] [were] presented to and not excluded by” this court.
Summary judgment is proper if the moving party can show from the record before the court that “there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.”
Thus, on a motion for summary judgment the movant has the burden of showing conclusively that there exists no genuine issue as to a material fact and the evidence together with all inferences to be drawn therefrom must be read in the light most favorable to party opposing the motion.
Id. (citing cases — citations omitted) (emphasis in the original).
Notwithstanding the foregoing, it must be remembered that “[t]he function of summary judgment is to avoid a useless trial.”
County of Oakland v. City of Berkley,
The plaintiff alleges that the defendants’ conduct has resulted in a deprivation of her fifth, eighth and ninth amendment rights
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under the United States Constitution. Furthermore, the plaintiff asserts that the defendants have violated those duties owed to her as a prisoner as prescribed by
The defendants initially state that the plaintiffs claims should be dismissed because the claims are allegedly conclusory, vague, and lack the specificity necessary for defendants to prepare their defense. After careful review of the entire record before it, the court is not of the opinion that the plaintiffs claims are of such a procedurally deficient character so as to warrant dismissal solely for the reasons submitted by the defendants. Therefore, the court will consider the merit of each of plaintiffs claims individually.
I. OFFICIAL CAPACITY CLAIMS
The plaintiff brings suit against all defendants in their official capacities for alleged violation of her fifth, eighth and ninth amendments under the Constitution. In addition, the plaintiff brings suit against the defendants in their official capacity for violation of specific federal regulations governing duties owed to her as a federal prisoner as found in
It is beyond contention that “[t]he United States, as sovereign, is immune from suit save as it consents to be sued_”
United States v. Sherwood,
There does exist, however, a limited waiver of the United States of its sovereign immunity as found within the Federal Tort Claims Act (hereinafter “FTCA”). Insofar as the plaintiff has failed to assert or to indicate that she is, in fact, entitled to the limited waiver of the United States, as found in the FTCA, as a basis of jurisdiction, the court is not therefore impelled to consider the applicability of the FTCA to the claims, constitutional or otherwise, currently before it.
Hence, because of the bar of sovereign immunity, the plaintiff’s constitutional claims against all defendants in their official capacities will be dismissed without prejudice.
The plaintiffs claims against the defendants in their official capacities for the alleged violation of
Therefore, the plaintiff’s claims under the federal regulations, as they pertain to her prayer for relief in the form of money damages, are barred under the doctrine of sovereign immunity. The plaintiff’s claim for declaratory relief must be evaluated on a separate basis in light of
Whether or not a plaintiff is to be granted declaratory relief lies within the discretion of the court.
See, e.g., Moore v. U.S. House of Representatives,
The court is fully aware of, and under circumstances other than those immediately before it would be compelled to discuss, “the principles that govern the exercise of discretion to grant declaratory relief, the purposes such relief may serve and the considerations affecting its propriety....”
See Hanes Corp. v. Millard,
In the instant case, however, consideration of the foregoing would be superfluous in light of the apposite case law as applied to the facts before the court. The Sixth Circuit has recently held, acknowledging previous authority, that the release or transfer of a prisoner renders moot that prisoner’s claims for injunctive or declaratory relief.
See Goldsborough v. Carlson,
Subsequent to the filing of this complaint, the plaintiff was released to a halfway house for treatment. See Gibson’s BOP Central File, Tab E. Therefore, under the governing case law, the plaintiff’s claim for declaratory relief is rendered moot by such release.
II. INDIVIDUAL CAPACITY CLAIMS
The following claims of the plaintiff have been asserted against all of the defendants, except for defendant Morris, in their individual capacities. Such individual capacity claims against federal government officials are permissible pursuant to
Bivens v. Six Unknown Named Federal Agents of Federal Bureau of Narcotics,
FIFTH AMENDMENT
The plaintiff alleges that the conduct of the defendants has served to deprive her of the substantive due process rights to which she is entitled under the fifth amendment of the United States Constitution. In evaluating a claim for the violation of an individual’s substantive due process rights a “plaintiff must establish two elements: (1) that he has a constitutionally protected property or liberty interest; and (2) that defendants arbitrarily and capriciously deprived him of that interest.”
Crook v. Baker,
The only issue therefore, as it pertains to the plaintiff’s due process rights, is whether the conduct of the defendants served to deprive the plaintiff of a constitutionally protected liberty interest. Specifically, “[a] deprivation must contain some element of abuse of governmental power, for the touchstone of due process is protection of the individual against arbitrary action of government.”
Davidson v. Cannon,
The Supreme Court, in
Daniels v. Williams,
It appears that the conduct of the defendants, as alleged by the plaintiff, amounts at best to negligence. Nothing from the facts indicates that the defendants, deliberately or intentionally, deprived the plaintiff of her substantive due process rights. The plaintiff was, in fact, transported to and from the medical offices of the defendants and while there received medical care. The plaintiff has failed to illustrate any affirmative abuse of power by the defendants which could be labeled an arbitrary exercise of the powers of government.
See Daniels,
The Court in
Daniels
did not, however, consider “whether something less than intentional conduct, such as recklessness or ‘gross negligence,’ is enough to trigger the protections of the Due Process Clause.”
Id.
at 334 n. 3,
Assuming, arguendo, the defendants’ conduct was at least negligent so as to escape the reaches of Daniels, this court is still not of the opinion that such conduct of the defendants, as alleged by the plaintiff, is egregious enough so as to meet the Nishiyama standard. In light of the foregoing, the plaintiff’s fifth amendment claim cannot be sustained.
EIGHTH AMENDMENT
The plaintiff claims that she has been denied her rights under the eighth amendment in that the conduct of the defendants amounts to cruel and unusual punishment.
In general, “an Eighth Amendment claimant [must] allege and prove ... unnecessary and wanton infliction of pain_”
Whitley v. Albers,
Apposite to the instant case is the Court’s statement that “[m]edical malpractice does not become a constitutional violation merely because the victim is a prisoner.”
Id.
at 106,
Applying the foregoing legal principles to the facts as alleged by the plaintiff, it is obvious that the plaintiff’s eighth amendment claim must fail. The plaintiff has failed to meet the standard as required by Estelle. Indeed, Estelle appears to be directly in point in that at best it appears the defendants were negligent in their behavior toward the plaintiff. This is apparent due to the fact that any request by the plaintiff for an abortion was denied, if denied, by defendant Ellis based on his professional medical judgment. Indeed, it must be noted that the plaintiff’s allegations arise as a result of the medical treatment which she received while incarcerated at FCI. It seems somewhat incongruous to the court that the defendants, by rendering regular medical care to the plaintiff, could be deemed deliberately indifferent to the plaintiff’s medical needs as a result thereof. The plaintiff is actually alleging an injury as a result of medical treatment received. Thus, this claim is more aptly characterized as a malpractice claim instead of a violation of eighth amendment rights. The court cannot conclude from any inference of the plaintiff’s alleged facts that defendant Ellis’ conduct was because of any “deliberate, obdurate or wanton indifference to [the plaintiff’s] serious medical needs.”
The plaintiff’s eighth amendment claims against those defendants, other than the medical staff, must also fail. The plaintiff has, at best, merely established bureaucratic negligence and therefore does not meet the
Estelle
standard. This court cannot conclude that the conduct of the defendants is such so as to be “repugnant to the conscience of mankind,”
Estelle,
NINTH AMENDMENT
The plaintiff further alleges that the rights to which she is entitled under the ninth amendment have been violated as a result of the defendants’ conduct. In order to determine the merit of this claim an analysis of the ninth amendment is required.
In contrast to the first eight amendments, the Ninth Amendment does not specify any rights of the people, rather it serves as a savings clause to keep from lowering, degrading or rejecting any rights which are not specifically mentioned in the document itself. The Ninth Amendment does not raise those unmentioned rights to constitutional stature; it simply takes cognizance of their general existence. This is not to say that no unenumerated rights are constitutional in nature, for some of them may be found in the penumbras of the first eight amendments or in the liberty concept of the Fourteenth Amendment and, thus, rise to constitutional magnitude. It is only to say, however, that unenumerated rights do not rise to constitutional magnitude by reason of the Ninth Amendment.
The foregoing interpretation of the Ninth Amendment is supported by the history of that provision, which reflects that the Ninth Amendment was added to the Bill of Bights to ensure that the maxim expressio unius est exclusio al-terius would not be used at a later time to deny fundamental rights merely because they were not specifically enumerated in the Constitution.
Charles v. Brown,
“A fortiori a ... claim based solely on alleged Ninth Amendment rights must fail because there are no constitutional rights
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secured by that amendment.”
Id.
at 864;
see Strandberg v. City of Helena,
As a result of the foregoing analysis, the plaintiffs ninth amendment claim, in light of the fact that her other constitutional claims have been held to be without merit, is deemed to be also without merit.
FEDERAL REGULATIONS
Lastly, the plaintiff alleges that
Thus, the plaintiff essentially makes the argument that the alleged violation of the foregoing regulations by the defendants confers upon her a separate right to a cause of action, separate from her constitutional claims, against the defendants in their individual capacities.
Section[s] 542.10-.16 of the Code of Federal Regulations prescribe the proper means of redress for a prisoner who has a complaint “which relates to any aspect of his imprisonment_”
The plaintiffs claim regarding the alleged violation of federal regulations by the defendants, in the opinion of the court, is in the nature of a tort. Therefore, the claim is subject to § 542’s exclusion. Accordingly, this claim may not be dismissed for failure to exhaust administrative remedies.
See Goar,
The threshhold question, therefore, which must be addressed is whether a separate, private cause of action is created by these governing regulations. The regulations relied upon by the plaintiff do not in and of themselves grant any enforceable rights.
See
Sections 542.20-.24 of the Code of Federal Regulations were created pursuant to
The task of the court is to examine
The issue before the court, however, is whether a cause of action exists within
[Section 4042 ] does not impose a duty on any officials who may be responsible to the Bureau of Prisons, and does not establish a civil cause of action against anyone in the event the Bureau’s duty is breached. In other cases, the courts have made it clear that if the duty imposed by§ 4042 is breached, the prisoner’s remedy is an action against the United States, under the Federal Tort Claims Act.
Id. (citing cases — citations omitted).
In
Chinchello v. Fenton,
[s]ection 4042 of Title 18 declares in general terms the responsibilities of the Bureau of Prisons. We do not believe it can fairly be said that this statute was intended to assign any specific responsibility to the Director of the Bureau personally or to create a private right of action against him in favor of the inmates under his indirect care.
Chinchello,
As a result of the foregoing analysis, the plaintiff is without a private cause of action against the defendants for alleged violation of the relevant regulations and such claim is therefore, as a matter of law, without merit.
A separate Order and Judgment will be entered this day in accordance with the foregoing Memorandum Opinion.
ORDER AND JUDGMENT
In accordance with the separate Memorandum Opinion entered on the same date herewith, and the court being duly and sufficiently advised,
IT IS HEREBY ORDERED as follows:
1. The motion of defendants for summary judgment is GRANTED.
2. This action is DISMISSED WITH PREJUDICE except plaintiffs constitutional claims against the defendants in their official capacities which are DISMISSED WITHOUT PREJUDICE.
Notes
. In discussing congressional intent, the Supreme Court in
Cort v. Ash,
. The Supreme Court in
Scherer
stated that "if a statute or regulation does give rise to a cause of action for damages, clear violation of the statute or regulation forfeits immunity only with respect to damages caused by that violation.”
Davis,