*1 ******************************************************
The ‘‘officially released’’ date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the ‘‘officially released’’ date appearing in the opinion. In no event will any such motions be accepted before the ‘‘officially released’’ date.
All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Con- necticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative.
The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be repro- duced and distributed without the express written per- mission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ******************************************************
GIANNONI v . COMMISSIONER OF TRANSPORTATION—DISSENT ESPINOSA, J., dissenting. I respectfully disagree with the majority’s conclusion that the complaint filed by the plaintiffs, David Giannoni and Michelle Giannoni, on behalf of their minor son Nicholas, and the evidence in the present case support a cause of action under the state highway defect statute, General Statutes § 13a- 144, sufficient to overcome the claim of the defendant, the Commissioner of Transportation, that the action was precluded by the doctrine of sovereign immunity. To the contrary, I conclude that the pleadings and the evidence in the present case demonstrate that the plain- tiffs cannot support a cause of action due to the fact that Nicholas (1) was not a traveler on Route 113, a state highway, when he rode his bicycle into a culvert, and (2) the culvert itself is not a highway defect, as the defendant did not reasonably expect or encourage travelers to enter the culvert. By allowing the plaintiffs’ insufficient claim to proceed, the majority—bypassing the well settled requirement that waivers of sovereign immunity should be strictly construed in favor of the state—expands the parameters of liability under § 13a- 144 beyond its current borders. This will have the likely effect of inviting a plethora of highway defect claims brought by plaintiffs whose injuries have only dubious connections to actual state highway defects. Such a result properly serves neither the principles of judicial economy nor those plaintiffs who have suffered legiti- mate injuries due to actual highway defects and is incon- sistent with our prior constructions of the highway defect statute. For these reasons, I would reverse the judgment of the trial court, and, therefore, I respect- fully dissent.
It is well established that the state ‘‘cannot be sued
without its consent . . . .’’ (Internal quotation marks
omitted.)
Miller
v.
Egan
,
I As the statement of facts and procedural history pre- sented in the majority opinion are accurate, I will only introduce additional facts from the record as necessary. I would first consider whether Nicholas was a traveler on Route 113 within the meaning of § 13a-144 when he rode his bicycle off Route 113 and onto the nearby municipal sidewalk, a private driveway, and a private lawn. In the majority’s view, Nicholas was still a traveler on Route 113 when he moved onto the abutting sidewalk and private property because his travel thereon was ‘‘incidental to’’ and ‘‘for a purpose connected with’’ his previous travel on Route 113. In my view, Nicholas ceased to be a traveler on Route 113 when he voluntarily elected to maneuver his bicycle off of that highway. Thus, the trial court improperly denied the motion to dismiss on this ground because the record in this case cannot support a finding that Nicholas retained his sta- tus as a traveler when he willingly ceased to travel on Route 113.
This court has long recognized that in order to claim
the protections of § 13a-144, a plaintiff ‘‘must be on the
highway for some legitimate purpose connected with
travel thereon . . . .’’
Hay Hill
,
I agree with the majority that when Nicholas was
riding his bicycle along the paved shoulder of Route
*4
113 he was a traveler. Where the majority and I differ is
on the question of whether Nicholas remained a traveler
within the ambit of § 13a-144 when he decided to leave
Route 113 due to an influx of oncoming vehicular traffic
and the bright glare of the oncoming vehicles’ head-
lights. The majority concludes that the incoming traffic
presented an ‘‘exigency’’ that required Nicholas to leave
the highway itself in order to continue his travels. I
disagree and would conclude that the record clearly
demonstrates that Nicholas voluntarily left Route 113
due to the heavy traffic, but then continued his journey
on the sidewalk and ceased to be a traveler on the state
highway. I also disagree that a traveler may claim the
protections of § 13a-144 when the exigency at issue is
self-created, such as Nicholas’ decision to ride his bicy-
cle on the improper side of Route 113 and thereby
directly face the glare of the headlights that convinced
him to depart the highway itself. Under this court’s
holding in
O’Neil
, when Nicholas left Route 113 for
another purpose, he ceased, as matter of law, to be a
traveler on the state highway.
O’Neil
,
supra,
The complaint and the evidence demonstrate that Nicholas left the paved shoulder of Route 113 and steered his bicycle onto the adjacent sidewalk in order to avoid oncoming traffic. When Nicholas pulled his bicycle off of Route 113, he did not pause to wait for traffic to die down in order to continue his journey unimpeded by the oncoming vehicles. Rather, he contin- ued cycling along the municipal sidewalk for approxi- mately forty yards. When the sidewalk ended, he did not return to the shoulder of Route 113. Rather, he continued to ride over a private driveway and lawn before ultimately falling into the culvert. The majority suggests that the trial court’s denial of the motion to dismiss must be upheld because nothing in the record conclusively establishes Nicholas’ intended path once he departed Route 113. See footnote 12 of the majority opinion. But Nicholas’ exact trajectory upon departing Route 113 is ultimately irrelevant. What is relevant is that Nicholas deemed Route 113 too dangerous to con- tinue riding along and exited the roadway and began to ride his bicycle on the sidewalk instead. This is a distinct purpose unrelated to travel on a state highway and, therefore, under our holding in O’Neil , deprives Nicholas of his status as a traveler within the purview of § 13a-144. [1]
In support of the notion that Nicholas’ passage over
the sidewalk, driveway, and private lawn were inciden-
tal to his passage over Route 113, the majority opinion
relies on several previous decisions of this court in
which we determined that a plaintiff who left the state
highway and was subsequently injured in an adjacent
area retained his or her status as a traveler. All of the
cited cases, however, are distinguishable from the pre-
sent case on the ground that in those cases the plaintiffs
*5
exited the highway for an ancillary purpose to their
journey along the state highway, whereas in the present
case Nicholas left Route 113 and instead began to ride
his bicycle on the municipal sidewalk. See
Serrano
v.
Burns
,
Additionally, at the time Nicholas rode his bicycle
into the culvert, he was properly a traveler on the side-
walk and not on Route 113. Contrary to the conclusions
of the majority opinion, I would agree with the defen-
dant’s argument that Nicholas’ fall into the culvert was
incidental to his travel on the municipal sidewalk and
not Route 113. Section 13a-144 only subjects the Com-
missioner of Transportation to liability for injuries aris-
ing from defects on highways and sidewalks that the
state has a duty to maintain.
Tuckel Argraves
, 148
Conn. 355, 358,
In some ways, the present case is analogous to
Tuckel
Argraves
, supra,
The plaintiffs’ claim in the present case carries with
it some of the same implications as the claim we
addressed in
Tuckel
. As previously mentioned, the
record demonstrates that Nicholas had begun riding his
bicycle on the shoulder of Route 113
against
traffic.
Given the amount of traffic on Route 113 at that point,
Nicholas and his companions left the shoulder of Route
113 and began to travel instead on the municipal side-
walk because ‘‘it would be safer for [them] to go on
the sidewalk.’’ Once the sidewalk ended, Nicholas con-
tinued to ride his bicycle over a private driveway and
lawn before falling into the culvert. Nicholas’ ensuing
injuries were, therefore, a byproduct of his travel along
the sidewalk,
not
of his prior travel along Route 113.
[2]
By
recognizing the plaintiffs’ scenario as actionable under
§ 13a-144, the majority runs the risk of broadening the
current dimensions of liability under the statute and
welcoming innumerable highway defect claims brought
by persons who were injured not on state roads, but
on the municipal sidewalks that often flank them. As
previously stated in this dissenting opinion, it is the
long-standing principle of
this court
that when
addressing questions involving statutory waivers of sov-
ereign immunity, such waivers should be read narrowly
so that the state’s sovereign immunity is not unduly
eroded and ultimately diminished. See
Stotler Dept.
of Transportation
, supra,
The majority posits that by concluding as such, I
have given insufficient consideration to the established
principle that when reviewing a motion to dismiss, we
must consider the allegations contained in the pleadings
in a light most favorable to the plaintiffs. I agree with
the majority that when reviewing a motion to dismiss
we generally construe the pleadings favorably on behalf
of the plaintiff. See
Commissioner of
Transportation
, supra,
II I next address the issue of whether the culvert itself was a highway defect within the ambit of § 13a-144. I disagree with the majority that the record in the present case could support a finding that the culvert was such a defect because the defendant reasonably should have expected cyclists and pedestrians to travel in the culvert and its surrounding area. Our case law and the record in the present case mandate the conclusion that the culvert, as a matter of law, is not a highway defect because the defendant did not invite or encourage the public to enter the culvert nor should the defendant have reasonably expected the public to enter the cul- vert, given its location. I would, therefore, conclude that the trial court improperly denied the defendant’s motion to dismiss on this ground.
This court has long defined a highway defect as ‘‘[a]ny
object in, upon, or near the traveled path, which would
necessarily obstruct or hinder one in the use of the
road for the purpose of traveling thereon, or which,
from its nature and position, would be likely to produce
that result . . . .’’ (Internal quotation marks omitted.)
Kozlowski Commissioner of Transportation
, supra,
A highway defect not located in the roadway itself must be located in an area that ‘‘the state either invites or reasonably should expect the public to use . . . that is not directly in the roadway but that is a necessary incident to travel on the roadway . . . .’’ Kozlowski v. Commissioner of Transportation , supra, 274 Conn. 504. An ‘‘important consideration,’’ therefore, in this court’s analysis is whether the public is ‘‘likely, and in fact encouraged’’ by the state to use the area incidental to travel along the state highway. (Internal quotation marks omitted.) Id., 505; Ives , supra, 162 Conn. 302. Accordingly, ‘‘defective conditions located near the roadway, but in areas unintended for travel, are not highway defects within the ambit of the highway defect statute.’’ Kozlowski Commissioner of Transporta- tion , supra, 504.
Our previous decisions in this area, many of which the majority itself relies upon, clearly demonstrate those off-highway defects that are within the scope of liability under § 13a-144 and those that are not. The most instructive case in this regard is Kozlowski , in which the alleged highway defect was markedly similar to that alleged in the present case. Id., 504. In Kozlowski , the plaintiff, a construction worker performing highway repairs, was injured when he stepped on a defective catch basin cover and plummeted into the depths of the catch basin itself. Id., 499. The catch basin was located in a grassy area adjacent to the roadway and was indicated on the road itself by wooden posts placed to prevent motorists from driving their vehicles over the basin. Id., 504. The presence of the basin was obscured by ‘‘heavy shrubbery.’’ Id. This court deter- mined, as a matter of law, that given the catch basin’s location and features, the public was ‘‘neither invited nor expected to traverse the catch basin area.’’ Id., 505. Yet, despite the pronounced similarities between the overgrown catch basin in and the overgrown culvert in the present case, the majority determines that the culvert could be construed as an area the public was expected to enter.
This court’s other decisions addressing this question
bolster my conclusion that the defendant reasonably
should not have expected the public to enter the culvert
during their travels. In
Chazen New Britain
, 148
Conn. 349, 351,
The majority relies on this court’s decision in
Hay
Hill
, supra,
Only those off-road areas that the state invites the
public to enter and use may give rise to a highway
defect under our case law. In
Ives
, supra, 162
Conn. 301–302, we determined that the plaintiff had a
*10
cognizable claim when she parked in a public parking
area and was injured while crossing a dirt and grassy
area covered in ice and snow that separated the public
parking area from the nearby sidewalk. Central to our
determination in was the fact that the public was
encouraged and reasonably expected to use the area
in which the plaintiff was injured. Id. This same vein
of reasoning runs through our other decisions in which
we have determined that a condition outside the actual
highway amounted to a highway defect actionable
under § 13a-144 or a road defect actionable under Gen-
eral Statutes § 13a-149. See
Ferreira Pringle
, supra,
The facts of the present case amply demonstrate that the defendant did not encourage the public to utilize the culvert area nor would the defendant have expected the public to do so in the course of their travels along Route 113. The culvert at issue was located approxi- mately nine feet from the paved portion of Route 113. [3] Three wooden posts mark the presence of the culvert from Route 113, similar to the catch basin in Kozlowski Commissioner of Transportation , supra, 274 Conn. 504, presumably so that motorists do not drive their vehicles off the road and into the culvert. Indeed, the record demonstrates that there was room on Route 113 and its shoulder for motorists, bicyclists, or pedestrians to pass safely by the culvert while remaining on Route 113. The area surrounding the culvert off of Route 113 further demonstrates that the defendant in no way encouraged use of this area. In fact, the culvert was itself buttressed by private property. Thus, for the pub- lic to access the culvert, individuals would be required to traverse property, which by its very nature, is not open for public use or travel. This is evident in that the municipal sidewalk on which Nicholas was riding ended once it reached the private driveway and lawn and did not continue thereafter . The present case is therefore analogous to Chazen New Britain , supra, 148 Conn. 354, where the drainage ditch on which the plaintiff fell was located off the road and therefore was not in an area where the public was invited or expected to travel.
In sum, I believe that our prior decisions in
Kozlowski
and
Chazen
provide clear guidance on the present issue.
*11
In those cases, the alleged highway defects were sub-
stantially similar to that in the present case, and this
court determined that as a matter of law those condi-
tions were not actionable highway defects for the pur-
poses of § 13a-144 or what is now § 13a-149. In my view,
nothing in the present case would lead to a conclusion
any different from those that this court reached in
Koz-
lowski
and
Chazen
. The culvert was not in an area that
the defendant invited or encouraged the public to use.
To reach the culvert, Nicholas voluntarily departed both
Route 113 and the nearby sidewalk, places where the
defendant
would
expect the public to travel, and
entered a private driveway and lawn. ‘‘Since it is not
intended that there shall be travel on such areas, travel-
ers who leave the way provided for them and attempt
to cross such areas may not assume that the areas are
free from danger or unusual conditions, as travelers
may do in the use of the traveled way.’’
Chazen New
Britain
, supra,
Accordingly, I would conclude that, because the plaintiffs failed to demonstrate that the culvert was a highway defect within the ambit of § 13a-144, the trial court improperly denied the defendant’s motion to dis- miss. The majority opinion reaches the opposite conclu- sion on both this point and the question of whether Nicholas was a traveler at the time of his injury. I there- fore respectfully dissent.
[1] The majority speculatively suggests that once the sidewalk ended, Nicho- las’ continued route across the driveway and lawn may have been an ‘‘inad- vertent mistake . . . .’’ See footnote 25 of the majority opinion. Regardless of whether Nicholas’ route was accidental or not, the fact remains that at that point in time, Nicholas had already voluntarily left Route 113 and ceased to be a traveler thereon as a matter of law. The majority’s rationale, which allows the injuries that Nicholas sustained after perhaps mistakenly riding off of a municipal sidewalk to be linked back to his previous travel upon a state highway, will result in a temporal and geographic expansion of the state’s liability. It is true that in the present case Nicholas’ injuries occurred in a location relatively close to Route 113 and soon after his departure from the highway. The majority’s reasoning, however, would be readily applicable to the claims of plaintiffs whose departure from a state highway had occurred much earlier before they were injured and at a location much further from the state highway. Such a result will invite highway defect claims in which the actual connection to a state highway is even more tangential than in the present case.
[2] Individuals who are injured while traveling on municipal sidewalks or roads are not without recourse under the laws of the state. General Statutes § 13a-149 authorizes individuals to bring defective road claims, substantially similar to those authorized by § 13a-144, against municipalities.
[3] The parties do not dispute that the culvert was located within the state right-of-way. As the majority correctly notes, however, whether a plaintiff’s alleged injury occurred within the confines of the state right-of-way is merely a threshold inquiry as to whether § 13a-144 applies at all. See footnote 20 of majority opinion.
