Lead Opinion
Eric Amir Ghameshlouy was convicted of a misdemeanor in violation of City of Virginia Beach Code § 23-7.1. On appeal, appellant seeks to challenge the trial court’s interpretation and application of this local ordinance. Appellant, however, did not perfect an appeal of the misdemeanor conviction. He perfected an appeal only as to a state law felony conviction arising out of the same incident. We, therefore, conclude that this Court has no jurisdiction to hear an appeal on the misdemeanor conviction, and dismiss the appeal.
I.
The City of Virginia Beach charged appellant with a misdemeanor violation of City of Virginia Beach Code § 23-7.1 (failure to provide correct identification to a police officer), as set forth in appellant’s arrest warrant, entitled “Warrant of Arrest—Misdemeanor (Local).” At the same time, the Commonwealth charged appellant with three related offenses under state law (possession of cocaine (Code § 18.2-250); assault on a law enforcement officer (Code § 18.2-57(C)); and probation violation (Code § 19.2-306)). All three of these state law offenses were adjudicated pursuant to a plea agreement, dated July 24, 2007, which was executed by appellant and the parties’ counsel. A sentencing order on these three offenses was then entered on August 1, 2007.
On July 31, 2007, appellant filed a notice of appeal with the clerk’s office of the circuit court. In the notice, appellant listed the circuit court case numbers assigned to each of the three state law offenses and the local misdemeanor offense. However, appellant did not identify the City of Virginia Beach as a party to the appeal. Rather, appellant named only the Commonwealth of Virginia as the prosecuting authority, as set forth in the style of the case. Appellant also named only the Commonwealth of Virginia as the appellee in his certificate to the notice of appeal (see Rule 5A:6(d)). Furthermore, appellant stated in the notice of appeal that he “hereby gives notice of his intention to appeal from a final judgment of the Circuit Court of the City of Virginia Beach, rendered ... on July 24 2007.” We find no order in the record dated July 24, 2007. July 24, 2007 is, instead, the date of appellant’s plea agreement on the three state law offenses, pursuant to which the circuit court entered the August 1, 2007 sentencing order, separate and apart from the July 30, 2007 sentencing order on appellant’s local misdemeanor conviction.
Appellant then petitioned this Court seeking a review of issues involving the state law felony conviction for cocaine possession (question presented number 1) and the local
II.
We now dismiss that part of appellant’s appeal challenging his local misdemeanor conviction due to his failure to perfect an appeal as to that conviction. For such an appeal, appellant was required to name the City of Virginia Beach in the notice of appeal because the City, as the prosecuting authority on the local misdemeanor charge, was an indispensable party. Woody v. Commonwealth,
Appellant thus failed to file a timely notice of appeal of his local misdemeanor conviction as required under Rule 5A:6(a). That is to say, as to the misdemeanor conviction, a notice of appeal was not filed within 30 days of the final order entered upon the conviction; and the notice of appeal that appellant did file was “ ‘ “ineffective” and the appeal [was] never properly perfected’ ” as to that conviction. Woody,
Furthermore, this jurisdictional defect was not waived, as appellant contends, as a result of the Commonwealth moving this Court to amend the caption of the case by adding the City of Virginia Beach as an appellee, and the City of Virginia Beach later purportedly joining in the Commonwealth’s brief, addressing the merits of the misdemeanor conviction.
Finally, estoppel principles are not available to appellant, as the dissent contends, “to create appellate jurisdiction over an indispensable party which is not properly before the Court,” as the Virginia Supreme Court held in Aseh. Asch,
For these reasons, we dismiss appellant’s appeal of his local misdemeanor conviction.
Dismissed.
Notes
. Neither the July 24, 2007 plea agreement nor the August 1, 2007 sentencing order addressed appellant’s misdemeanor charge. The plea agreement, in fact, originally included terms addressing the misdemeanor charge, but those terms were deleted by hand and initialed by counsel on the version of the agreement that was executed.
Unlike the three state offenses, appellant was convicted of the local misdemeanor offense in a bench trial. A sentencing order for this conviction was entered on July 30, 2007, and recites the "City” as the prosecuting authority in the style of the case. This order of conviction names "T. Murphy" as the "Attorney for the Commonwealth,” and does not name counsel for the City of Virginia Beach. It is undisputed, however, that the Office of the Commonwealth's Attorney for the City of Virginia Beach conducted appellant’s prosecution for both the local misdemeanor charge and the charges under state law.
. As in Woody, the instant case involved “simultaneous prosecutions— [those] on behalf of the Commonwealth ... and one on behalf of the [City of Virginia Beach]." Woody,
. In Asch, the Virginia Supreme Court rejected both actual notice and estoppel as grounds for overcoming the jurisdictional defect of failing to name an indispensable party in the notice of appeal, explaining as follows:
We reject the respondents' contention that the Yacht Club should be treated as a party to this appeal because it had notice of the appeal. The mere fact that an indispensable party who was a litigant in the trial court has notice that an appeal has been perfected against another litigant is not sufficient to confer this Court's jurisdiction over the indispensable party against whom no appeal has been properly perfected.
We also find no merit in the respondents’ contention that the Yacht Club is estopped from denying it is a party to this appeal. In this instance, this Court will not permit the respondents to utilize estoppel principles in an attempt to create appellate jurisdiction over an indispensable party which is not properly before the Court.
Asch,
. In addition to naming only the Commonwealth of Virginia as the prosecuting authority below and the appellee in his appeal, appellant also referenced in his notice of appeal only his plea agreement, which was limited to disposition of his state law charges, as the "final judgment" from which he was appealing. Appellant specifically stated that July 24, 2007 was the date of the "final judgment" from which he was appealing. July 24, 2007 was actually the date of appellant’s plea agreement on the state law charges. That reference, along with naming only the Commonwealth of Virginia as appellee, gave further explicit indication that appellant was not appealing his local misdemeanor conviction. In fact, as of July 24, 2007, appellant had not yet been tried on the local misdemeanor offense. Appellant was tried on the misdemeanor offense on July 30, 2007.
We note, in this regard, that this case is clearly distinguishable from Carlton v. Paxton,
. The Commonwealth indicated in its motion that "it should remain involved” in this appeal because of the potential for appellant to appeal to the Virginia Supreme Court this Court’s disposition of his appeal on the state law offenses. The Commonwealth then moved this Court to dismiss this appeal as to the local misdemeanor conviction because of appellant’s failure to name the City of Virginia Beach, an indispensable party, in appellant’s notice of appeal.
. In advocating appellant’s position, the dissent, like appellant, proceeds upon the erroneous premise that appellant filed a notice of appeal as to his misdemeanor conviction, but simply did so in a defective manner. That defect, the dissent then asserts, was later waived by the City of Virginia Beach when "the brief responding to the merits of [appellant's] argument was signed and filed jointly by an Assistant Attorney General and by Thomas M. Murphy, Deputy Commonwealth’s Attorney for the City of Virginia Beach.” Once again, because there was no appeal of appellant's misdemeanor conviction, any action purportedly taken on behalf of the City of Virginia Beach in the pending appeal on appellant’s state law conviction would have been a nullity visa-vis the misdemeanor conviction.
. We thus need not decide whether the jurisdictional defect presented in this case would have otherwise implicated waivable personal jurisdiction, see Board of Supervisors of Fairfax County v. Board of Zoning Appeals of Fairfax County,
. We disagree with the dissent that Browning-Ferns Indus, v. Residents Involved in Saving the Environment,
Like Browning-Ferris Indus., Crutchfield involved the failure of a petitioner to name a necessary party in an appeal of a state agency decision to circuit court. There, Crutchfield, a landowner, challenged the State Water Control Board's decision to issue a permit to Hanover County allowing the discharge of treated wastewater into a river running adjacent to Crutchfield’s property. Crutchfield,
In Hensley, the Virginia Workers' Compensation Commission ordered St. Paul Fire and Marine Insurance Company (St.Paul) and Liberty Mutual Fire Insurance Company (Liberty Mutual), the respective carriers for the employer over the relevant time period, to share equally in the payment of compensation owed to the claimant. St. Paul appealed the commission's decision to this Court, naming only Liberty Mutual and the claimant as appellees in its notice of appeal. Hensley,
Dissenting Opinion
dissenting.
I respectfully dissent.
“Clarity would be facilitated if courts and litigants used the label ‘jurisdictional’, not for claim-processing rules, but only for prescriptions delineating the classes of cases (subject-matter jurisdiction) and the persons (personal jurisdiction) falling within a court’s adjudicatory authority.” Kontrick v. Ryan,
I.
FACTS
For purposes of succinctness, I distinguish the state charges and the municipal charge, that is, the latter a violation of Virginia Beach Ordinance § 23-7.1, which is referred to in the entire record as “Case No. CR07-1533.”
On July 24, 2007, the following occurred: (a) defendant entered into a written conditional plea agreement, accepted by the trial court, as to the state charges. That plea agreement, as originally drawn, also disposed of the municipal charge. But because defendant -wished to be tried on the municipal charge, the recital and proposed disposition of that charge was deleted from the written plea agreement and that deletion initialed by counsel, and (b) defendant pleaded not guilty to the municipal charge (CR07-1533), testimony was taken, and the trial court found defendant guilty and sentenced defendant to 12 months in jail, suspended. No order setting forth the trial court’s decision as to the municipal charge was prepared that day.
The order memorializing the July 24, 2007 disposition of the municipal charge was subsequently prepared, and was entered on July 30, 2007. The order is styled: “City v. Ghameshlouy.” (Emphasis added). That order identifies the charge (“Fail to Identify to Police”), the “HEARING DATE: July 24, 2007,” and the “CASE NO: CR07-1533.”
On July 31, 2007, defendant filed his notice of appeal as to both the state charges and the municipal charge. Thus, whether one views the appealed convictions as of July 24, 2007, when the decision was rendered, or on July 30, when that decision was reduced to written order, in either event, the notice of appeal was timely filed.
That notice recites in part that:
defendant hereby gives notice of his intention to appeal from a final judgment ... rendered on July 24, 2007----[Defendant entered.. a not guilty plea to the charge of refusing to provide identification to a police officer, a violation of Virginia Beach municipal code. The defendant was convicted of failing to provide identification to a police officer....10
It includes the “Case No---- CR07-1533.” The certificate attached to the notice recites that counsel for the appellee is Tom Murphy, Deputy Commonwealth’s Attorney of the City of Virginia Beach and that a copy of the notice was hand-delivered to him. It is true the notice only refers to the “Commonwealth of Virginia” as appellee.
Defendant timely filed a properly formatted petition for appeal in this Court in support of his appeal of both state charges and the municipal charge. Responding, a brief was filed in this Court on December 17, 2007 by Harvey L. Bryant, the Commonwealth’s Attorney of the City of Virginia Beach, and the Assistant Commonwealth’s Attorney, Thomas M. Murphy, who had been trial counsel.
The appeal was sent to a judge of this Court for review. That judge denied the
Defendant appealed this denial to a three-judge panel of this Court. By order entered June 10, 2008, that panel denied the petition for appeal of the state charges, but granted the petition for appeal as to the municipal charge. Again, the order documenting that decision refers to CR07-1533 and recites the appellees are: “Commonwealth of Virginia and City of Virginia Beach.” With the decision of the three-judge panel, the appeal of the municipal conviction was forwarded to a merit panel of this Court for determination.
On August 6, 2008, the Attorney General filed a “Motion to Amend the Caption.” That motion stated:
The remaining issue, therefore, involves only a local misdemeanor violation. Ordinarily, this office would not defend an appeal in such a case since the Commonwealth is not a proper party. Code § 2.2-511. Since, however, upon an appeal to the Supreme Court the appellant could again challenge his conviction under the state statute, this office believes it should remain involved at this stage. The proper party appellee is now the City of Virginia Beach and the Commonwealth’s Attorney from that jurisdiction has agreed to become co-counsel in this matter.
WHEREFORE, the Commonwealth requests that the caption of this case be amended to add the City of Virginia Beach as an appellee.
On August 21, 2008, the Clerk of our Court, by letter, advised the Attorney General, with copy to defendant’s counsel, as follows:
The Court of Appeals has received the motion to amend the caption of the above-noted case to include the City of Virginia Beach as an appellee. However, upon review of the caption of this case and the orders entered therein, the City of Virginia Beach is listed as an appellee. Accordingly, the Court will not take any action on your request.
On August 12, 2008, the Attorney General filed his printed brief for consideration by the panel. In accordance with the representations contained in his August 6, 2008 motion to amend the caption, that brief is signed by the Attorney General and by “co-counsel in the matter,” the Commonwealth’s Attorney of Virginia Beach. The brief concludes: “Respectfully submitted, COMMONWEALTH OF VIRGINIA and CITY OF VIRGINIA BEACH, Appellees herein.”
On September 26, 2008, one month and twenty days after filing the motion to amend the caption, the Attorney General filed a motion, based upon the provisions of Rule 5A:6(d)(l), to dismiss defendant’s appeal “for the failure of the appellant to join an indispensable party ... the appellant listed only the Commonwealth of Virginia as the appellee ... [and] ... [h]ere the City of Virginia Beach is ... an indispensable party.” No such argument had been included in the printed brief filed by the Attorney General and the City of Virginia Beach. Notably, the Commonwealth’s Attorney of Virginia Beach did not join in the motion.
This panel caused to be entered an order requesting defendant reply to the motion to dismiss. On November 3, 2008, he did so. He argued inter alia that: (1) he relied upon the August 21, 2008 letter from the Clerk, noting the City was a named appellee; (2) when the Commonwealth’s Attorney filed a brief responding to his appeal, i.e. the initial brief filed for consideration by the one-judge review, and the three-judge writ panel, that constituted a general appearance and a waiver of any Rule 5A:6 omission; (3) that the joinder of the Commonwealth’s Attorney with the Attorney General in the printed brief prepared for consideration by the merit panel likewise constituted a general appearance by the City; and (4) at no point in time, prior to the filing of the Attorney General’s motion to dismiss, had the question of a Rule 5A:6 omission ever been raised.
II.
ANALYSIS
A) Jurisdiction
To provide clarity and guidance in matters of jurisdiction, in Porter v. Commonwealth,
“A court may lack the requisite ‘jurisdiction’ to proceed to an adjudication on the merits for a variety of reasons.”
“The term jurisdiction embraces several concepts including subject matter jurisdiction, which is the authority granted through constitution or statute to adjudicate a class of cases or controversies; territorial jurisdiction, that is, authority over persons, things, or occurrences located in a defined geographic area; notice jurisdiction, or effective notice to a party or if the proceeding is in rem seizure of a res; and ‘the other conditions of fact must exist which are demanded by the unwritten or statute law as the prerequisites of the authority of the court to proceed to judgment or decree.’ Farant Inv. Corp. v. Francis,138 Va. 417 , 427-28,122 S.E. 141 ,144 (1924)....”
The Porter Court continued:
Our recitation in Morrison reflects the long-standing distinction between subject matter jurisdiction, which cannot be granted or waived by the parties and the lack of which renders an act of the court void, and territorial jurisdiction or venue. The latter goes to the authority of the court to act in particular circumstances or places and is waived if not properly and timely raised.
In Watkins v. Fairfax County Dep’t of Family Servs.,
In David Allen Moore v. Commonwealth,259 Va. 431 ,527 S.E.2d 406 (2000), overruled in part by, Nelson v. Warden of the Keen Mt. Corr. Ctr.,262 Va. 276 ,552 S.E.2d 73 (2001), the Supreme Court of Virginia explained the significant distinction between a court’s “subject matter jurisdiction” and its ability to “exercise” that jurisdiction.259 Va. at 437 ,527 S.E.2d at 409 (“emphasizing the necessary distinction to be drawn ... between the power of the court to adjudicate a specified class of cases, commonly known as ‘subject matter jurisdiction’ and the authority of a court to exercise that power in a particular case”). Nevertheless, the term “jurisdiction” has been loosely used by the Commonwealth’s appellate courts to encompass under one “short-hand” term, the concept of subject matter jurisdiction and the legally distinct but related concept at issue here, the ability of a court to exercise its jurisdiction.
There can be no question but that this Court has subject matter jurisdiction over this case. The Court of Appeals has subject matter jurisdiction for appeals of the following class of cases or controversies: “any final conviction in a circuit court of a traffic infraction or a crime.... ” Code § 17.1-406(A)(i). In its motion to dismiss, the Attorney General does not argue that this Court lacks subject matter jurisdiction.
That being said, the majority relies upon our recent decision in Woody v. Commonwealth,
I agree with the first two propositions, but not the third.
Can Failure to Name a Necessary Party in a Notice of Appeal be Waived?
I agree with the majority that, absent waiver by the indispensable party, the failure of the appellant to name a necessary and indispensable party generally requires dismissal of the appeal. Nor do I dispute that the City was a necessary party to the defendant’s appeal. This view has the endorsement of several prior decisions. See e.g. Asch v. Friends of the Community of Mount Vernon Yacht Club,
However, our opinion in Woody takes pains to emphasize that the indispensable party that the defendant failed to name as an appellee in his notice of appeal (Amherst County) did nothing that could possibly be construed as a waiver of the argument that the defendant’s appeal should be dismissed for his failure to name the County as an appellee. “While the Attorney General has responded and appeared, he did so as the legal representative of the Commonwealth and not the County of Amherst.” Id. at 194 n. 3,
The County has not appeared as a party on any pleading filed in this Court. It has not filed a brief in opposition to Woody’s opening brief. In fact, there is no evidence in the record that the County is even aware that this appeal is pending. Thus, the argument that the opposing party is fully aware of the issues is completely unsupported by the facts.
Id. at 199 n. 7,
Of all the decisions cited by the majority, only a brief part of our Supreme Court’s opinion in Asch provides any support for the majority’s holding that a necessary party may not waive the appellant’s failure to name the necessary party as an appellee in the appellant’s notice of appeal. Asch,
It is a maxim not to be disregarded, that general expressions, in every opinion, are to be taken in connection with the ease in which these expressions are used. If they go beyond the case, they may be respected, but ought not to control the judgment in the subsequent suit when the very point is involved for decision. The reason of this maxim is obvious. The question before the court is investigated with care and considered in its full extent. Other principles which may serve to illustrate it are considered in their relation to the case outside, but their possible bearing on the very case is seldom completely investigated.
Cohens v. Virginia,
I believe the quotation from Asch relied upon by the majority is dicta for three reasons. First, the necessary party that the appellant in Asch failed to join in the appeal was the Mount Vernon Yacht Club. Asch,
Furthermore, the purpose of the doctrine of stare decisis is to foster the orderly administration of justice “ ‘by assuring consistent, predictable, and balanced application of legal principles.’ ” Baker v. Poolservice Co.,
Second, the quotation from Asch relied upon by the majority includes no summary of the arguments of the parties, no citations to authority, and no legal reasoning. It is an unsupported assertion, and it does not have the qualities that Chief Justice Marshall attributed to the holdings of cases, i.e., that “[t]he question before the court is investigated with care and considered in its full extent.” Cohens,
Third, and perhaps most importantly, relevant Supreme Court cases decided since Asch do not treat the case as standing for the proposition that an appellant’s failure to name a necessary party as an appellee may not be waived by the necessary party. In State Water Control Bd. v. Crutchfield,
The County, as the entity granted the discharge permit, was a necessary party in this case. [Browning-Ferris Ind. v. Residents Involved in Saving the Environment,254 Va. 278 ,] 282, 492 S.E.2d [431,] 433-34 [ (1997) ]; see Asch v. Friends of the Cmty. of Mount Vernon Yacht Club,251 Va. 89 , 90-91,465 S.E.2d 817 , 818 (1996). Thus, the circuit court could not determine the merits of the appeal and render a valid judgment in the case unless the County was added as a party. Atkisson v. Wexford Assocs.,254 Va. 449 , 455,493 S.E.2d 524 , 527 (1997); Asch,251 Va. ,at 91 465 S.E.2d at 818 ; Schultz v. Schultz,250 Va. 121 , 124,458 S.E.2d 458 , 460 (1995). Moreover, we observe that the County did not object to being named a party in petitioners’ appeal. Accordingly, we conclude that the Court of Appeals did not err in affirming the circuit court’s decision permitting the County to be added as a party in the case.
Id. at 424-25,
In Broiming-Ferris, an environmental group appealed to a circuit court the decision of the Director of the Department of Environmental Quality to issue a landfill construction permit to Browning-Ferris Industries. Id. at 281,
We agree that BFI was a necessary party to the Residents’ appeal from the Department’s ruling, because that ruling conferred specific rights on BFI which could be defeated or diminished by the Residents’ appeal. See Asch v. Friends of the Community of the Mt. Vernon Yacht Club,251 Va. 89 , 90-91,465 S.E.2d 817 , 818 (1996); 1 Frank E. Cooper, State Administrative Law 325 (1965). However, we take no action on the merits of the circuit court’s denial of the motion to dismiss, because BFI’s intervention in the appeal rendered the issue moot.
Id. at 282-83,
Since Asch, our Supreme Court has also frequently reaffirmed the general principle that, while defects in subject matter jurisdiction may never be waived, statutory and rule-based procedural prerequisites for the valid exercise of a court’s subject matter jurisdiction may be waived by the parties. See Porter,
As I have already mentioned, the term “jurisdictional” is frequently, and confusingly, used to describe procedural requirements that do not affect a court’s subject matter jurisdiction. The fact that an appellate decision describes a requirement as “jurisdictional” often does not mean that the requirement cannot be waived by a litigant. See Porter,
Many Virginia precedents expressly hold that procedural requirements found in statutes or rules of court may be waived even when couched in mandatory terms. See Porter,
Relying on Wellmore Coal Corp. v. Harman Mining Corp.,
The majority further argues that we must dismiss Ghameshlouy’s appeal because there is no explicit statutory authorization for a third party, the City of Virginia Beach, to intervene in this appeal. However, the fundamental distinction between subject matter jurisdiction and all other forms of jurisdiction weighs strongly in favor of treating Ghameshlouy’s failure to name the City in his notice of appeal as waivable, even in the absence of a statute or rule specifically authorizing this Court to treat such questions as waived. See Porter,
Citing Bagwell v. International Union,
We previously have not decided whether a party may intervene in the first instance on appeal. In the present case, the Company suddenly withdrew as appellee while this appeal was pending in the Court of Appeals. Consequently, only Bagwell, as special commissioner, could have urged the Court of Appeals to uphold the validity of the subject fines. He was the logical replacement for the Company in that role. Moreover, the Union could not have been prejudiced by his intervention. Thus, under the circumstances of this case, we hold that the Court of Appeals erred in denying Bagwell’s motion to intervene.
Id. at 474,
I now turn to the question as to whether or not the objection to “jurisdiction” was, in fact, waived. Initially, I note that no challenge as to the “jurisdiction” of this Court was ever raised prior to September 26, 2008, when the Attorney General filed his motion to dismiss, and, further, that the Commonwealth’s Attorney of Virginia Beach did not join in that motion.
In Gilpin,
“An appearance for any other purpose than questioning the jurisdiction of the court—‘because there was no service of process, or the process was defective, or the action was commenced in the wrong county, or the like’ is general and not special, although accompanied by the claim that the appearance is only special.” Norfolk and Ocean Vieiv Railway Co. v. Consolidated Turnpike Co.,111 Va. 131 , 136,68 S.E. 346 , 348 (1910) (emphasis added). Joyce did not make a special appearance. Rather, by filing a grounds of defense and a counterclaim, Joyce made a general appearance in the trial court proceeding.... A general appearance “is a waiver of process, equivalent to personal service of process and confers jurisdiction of the person on the court.” Nixon v. Roivland,192 Va. 47 , 50,63 S.E.2d 757 , 759 (1951).
(Emphasis added). See also Lyren v. Ohr,
On December 17, 2007, the Commonwealth’s Attorney of the City of Virginia Beach filed a reply brief for consideration by this Court. That brief was considered initially by a judge of this Court, and then by a three-judge panel of this Court. The orders entered by this Court documenting the decision of that judge, and those judges, include the City of Virginia Beach as an appellee. After the writ was granted as to the municipal charge, the Commonwealth’s Attorney joined as co-counsel with the Attorney General in the printed brief submitted to the merit panel.
Accordingly, the City of Virginia Beach, by counsel, has entered a general appearance in this case and by so doing has submitted to the personal jurisdiction of this Court and waived any objection to the same. I believe this appearance relinquished any right the City might have had to have this appeal dismissed because of Ghameshluoy’s failure to join the City as a party. Our Supreme Court made a similar holding when deciding Moore,
The Attorney General’s election to rephrase the question presented in Moore’s petition for appeal, with Moore’s tacit acquiescence, relinquished any reliance the Commonwealth might have made on Moore’s violation of Rule 5A:12(c). The Commonwealth again adhered to that election in its petition for rehearing en banc. The effect of that election was to present the legally correct, and constitutionally dis-positive, question to the Court of Appeals by agreement of the parties. That question was thereafter fully briefed, argued and decided on appeal. In those circumstances, it can hardly be said that Moore’s violation of that non-jurisdictional rule was so substantial as to preclude the Court of Appeals from addressing the merits of the case. We conclude that, in the unusual circumstances of this case, the Court of Appeals erred in foreclosing Moore’s right to defend the decision of the panel that had ruled in his favor, and will accordingly reverse the judgment of the Court of Appeals sitting en banc.
Code § 17.1-402(D) provides that the Court of Appeals sitting en banc “shall consider and decide the case and may overrule any previous decision by any panel or of the full court.” This language indicates clear preference for the prompt and final disposition of appellate cases on the merits, when that can be done without interfering with the orderly administration of justice.
Id. at 755,
This preference for a decision on the merits is apparent in this Court’s discussion of Rule 5A:ll(b), applicable to appeals to this Court from the Workers’ Compensation Commission. The rule requires “a notice of appeal which shall state the names and addresses of all appellants and appellees ...,” the same language employed in Rule 5A:6(d)(l).
In addressing a motion to dismiss involving Rule 5A:ll(b), we wrote:
On its notice of appeal, St. Paul failed to list Greif as an appellee. However, no party to this appeal was prejudiced by that omission. Greif and its counsel were listed as appellants. All necessary parties were before the commission and are presently before this Court. This case is distinguishable from Zion Church Designers & Builders v. McDonald,18 Va.App. 580 ,445 S.E.2d 704 (1994), in which a necessary party received no notice of the appeal and therefore was unable to protect its interests. In this case, all necessary parties have been present and have participated at all stages of the proceedings. The motion to dismiss is denied.
Hensley,
In this case, the City of Virginia Beach has been present and has participated at all stages of the proceedings.
On August 6, 2008, after the three-judge panel granted Ghameshlouy’s petition for appeal, the Commonwealth moved this Court to “Amend the Caption” of this case because “The proper party appellee is now the City of Virginia Beach and the Commonwealth’s Attorney from that jurisdiction has agreed to become co-counsel in this matter.” That amendment, as our Clerk advised, had been made, and was reflected in two prior orders of this Court.
On September 26, 2008, the Commonwealth, alone, filed its motion to dismiss, alleging a proper party appellee had not been named in the notice of appeal.
In Rahnema v. Rahnema,
More recently and specifically here applicable, the Supreme Court’s opinion in Porter,
Here, the Commonwealth asked this Court to name the City of Virginia Beach as an appellee and then moved this Court to dismiss this case because the City of Virginia Beach was not named as an appellee. The majority responds that, even if Ghameshlouy’s failure to name the City as a party was waivable, this failure could be waived only by the City, not by the Commonwealth. However, the Commonwealth’s motion to amend the caption includes the representation that the City of Virginia Beach has joined as co-counsel in the matter. Even if the motion to amend the caption did not waive the failure to join the City, the City responded to Ghameshlouy’s original petition for appeal and, after that appeal was granted, the brief responding to the merits of Ghameshlouy’s argument was signed and filed jointly by an Assistant Attorney General and by Thomas M. Murphy, Deputy Commonwealth’s Attorney for the City of Virginia Beach.
I would hold any objection to the jurisdiction of this Court to hear defendant’s case was waived for the following reasons: (1) The City of Virginia Beach has made a general appearance, and participated in this case at every stage of the proceedings; and (2) in light of its prior motion to amend the caption, any consideration of the former is barred from consideration by the doctrine prohibiting a litigant from approbating and reprobating.
B) Merits of Ghameshlouy’s Argument on Appeal
Because I disagree with the majority’s decision to dismiss Ghameshlouy’s appeal, I would address the merits of Ghameshlouy’s argument that the trial court erred in convicting him of violating Virginia Beach Municipal Code § 23-7.1.
Facts
The facts of this case are undisputed.
In the early morning hours of February 24, 2007, Carl Wilson was working as a security officer at an Econo Lodge in Virginia Beach. Wilson heard an argument coming from a room and perceived the sounds of a person hitting the floor in the room. A male voice seemed to yell at someone not to touch him. Wilson decided to investigate, so he knocked on the door. Ghameshlouy opened it and assumed an aggressive posture towards Wilson. Wilson then left the area of the room. He called the police and asked them to assist in evicting the room’s occupants. Wilson had already dealt with another incident involving a complaint of loud noise from the room earlier that night.
Police officers, Karl Harvey and W.A. Frederick, responded. They went to the room in question and knocked on the door. A male voice asked who was there, and the officers replied they were policemen. After a brief pause, a young female opened the door. The officers advised her they had a report of disruptive behavior and inquired if anyone else was in the room. The woman stated her boyfriend (Ghameshlouy) was there.
Entering the room, the officers began to ask the woman and Ghameshlouy basic questions about their identities. When asked about age, Ghameshlouy initially indicated he was twenty. Yet when told he was too young to possess beer bottles in the room, he stated he was twenty-one. Asked for clarification, Ghameshlouy replied he would be twenty-one later that year. He soon changed his story again by giving a birth month different from the one he previously provided. The police decided Ghameshlouy’s suspicious conduct required further investigation, so they temporarily detained him. A frisk uncovered two identity cards showing him to be twenty-four years old. Officer Frederick then arrested Ghameshlouy for providing false information to a police officer and charged him by warrant.
Ghameshlouy received a bench trial on July 24, 2007, during which he and the Commonwealth stipulated to the above-stated facts. Ghameshlouy defended against the charge by arguing the hotel room where the police encountered him did not represent a “public place or place open to the public” within the meaning of Virginia Beach Municipal Code § 23-7.1. The Commonwealth conceded the room was not a “public place,” but maintained it was “open to the public.” After hearing argument from both sides, the
Analysis
Under settled law, “we will consider the evidence and all reasonable inferences fairly deducible therefrom in the light most favorable to the Commonwealth, the prevailing party below.” Dowden v. Commonwealth,
Where the Court engages in statutory interpretation, it looks first to the plain language of the statute. Williams v. Commonwealth,
Virginia Beach Municipal Code § 23-7.1 states:
It shall be unlawful and a . Class 1 misdemeanor for any person at a public place or place open to the public to refuse to identify himself by name and address at the request of a uniformed police officer or of a properly identified police officer not in uniform, or to provide false information in response to such a request, if the surrounding circumstances are such as to indicate to a reasonable man that the public safety requires such identification.
(Emphasis added). The question in this appeal concerns whether a privately rented hotel room represents a “place open to the public” where the police evict the tenants at the request of the hotel.
As a preliminary matter, I believe it is clear that the public areas of hotels represent places open to the public. Code § 15.2-2806 speaks of “areas of hotels, motels, and other establishments open to the public for overnight accommodation.” Reading Municipal Code § 23-7.1 in light of this law makes plain that public areas of hotels are places open to the public. See King v. Commonwealth, 2 Va.App. 708, 710,
Yet hotel rooms rented to private' members of society typically do not represent places open to the public. See Jones v. Commonwealth,
Importantly for this case, where a hotel evicts guests due to disruptive conduct, possession of the room reverts to the hotel and the evicted guests have no right to prevent police from entering the room. Young v. Harrison,
Other cases help illustrate the significance of the above law to this case. In McCary v. Commonwealth,
Here the hotel requested the police to evict the occupants of the room where Ghameshlouy was found because of disruptive behavior.
While the eviction made the room available to the public for rent, the question remains
Virginia courts have given limited consideration to what constitutes a location open to the public, but have not provided a single definition. In Everett v. Commonwealth,
Also relevant here is Code § 9.1-138, which defines the “general public” as “individuals who have access to areas open to all and not restricted to any particular class of the community.” Thus, an area open to the general public must provide access to anyone without restriction to discrete parts of the community. Id.
Like the Virginia courts, courts from other jurisdictions considering how to define a place open to the public generally agree the key feature of such a place is that any member of the public may come upon the premises without notice.. Four appellate courts have found the definition contained in an Oregon statute informative. See Steele v. Breinholt,
Based on the cited Virginia law and as explained by courts from other jurisdictions, I would hold that a “place open to the public” signifies a place where any member of the public may enter at will.
Importantly for this case, some courts have applied this reasoning in the context of hotels. Especially persuasive is People v. Daniels,
Application of these principles to this case makes clear the hotel room where the police
Likewise, in this case, any member of the public could not go into the hotel room at issue. Ghameshlouy and his companion restricted access to the room, as is evident from the fact that the police were asked who they were before the door opened.
For the foregoing reasons, I would reverse Ghameshlouy’s conviction and dismiss the warrant.
. The majority notes that the written sentencing order, documenting the conditional guilty pleas of July 24, 2007 to the state charges, was signed by the trial judge on July 30, 2007. These state charges are not before the panel for consideration.
. The notice further recites the sentence received on the City conviction and specifically delineates convictions that the "defendant does not appeal." An identical notice of appeal was filed, but only to correct the spelling of the defendant’s name.
. The majority further relies upon Bowles v. Russell,
In the instant case, there is no question that a notice of appeal was timely filed as to the municipal charge, designating by ordinance that charge, its procedural history including the plea to the same, the finding of the trial court, the sentence imposed and, lastly, the specific case number. "Neither the Rules nor prior case decisions mandate dismissal of an appeal when an error of reference and not timely filing is at issue.” Carlton v. Paxton,
. I believe that this principle also refutes the majority’s attempt to distinguish Browning-Ferris,
. The majority states that our decision in Hensley was "based on our determination that the employer and its counsel were, in fact, listed as appellants on St. Paul's notice of appeal, and, therefore, '[a]ll necessary parties’ were before the Court as required. Id. at 551,
. We note the Commonwealth’s concession that a hotel room is not a "public place” within the meaning of the ordinance represents a concession of law not binding on this Court. Cofield v. Nuckles,
. It is important to remember that while these cases involved Fourth Amendment issues, the instant case concerns only the Virginia Beach ordinance.
. The Young court stated that when a hotel guest “ 'creates a disturbance, though [he] has a right under his contract to remain so long as he acts with due regard to the rights of others, the proprietor ... or their agents, may use the amount of force necessary to expel.’ ” Young,
. Ghameshlouy had not registered with the hotel. Rather, the hotel had rented the room to the parents of the young woman also found in the room. Given our ensuing discussion of whether a vacant hotel room represents a place open to the public, we do not consider this matter relevant to our disposition of this appeal.
. We do not suggest police may use hotel evictions to effectuate otherwise improper searches. See Finsel v. Hartshorn,
. I note that the Smith Court stated this phrase has a “relatively clear import of its language.” Smith,
. Cf. McCary,
. Although, as mentioned in footnote seventeen, Ghameshlouy had not registered with the hotel, he was there with the permission of the daughter of the hotel registrants. The evidence makes clear any member of the public could not have entered the room.
