735 N.E.2d 459 | Ohio Ct. App. | 1999
Lead Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *657
The cross-motions for summary judgment establish that most of the material facts of this case are undisputed. Section
(a) Low-Density Residential, and Condominium Units: The City will provide refuse pickup service for one, two [sic] three and four-family residences and for multi-family condominium units * * *.
(b) Medium to High Density Residential: The city will not provide for refuse collection from medium to high density residences. These include all residential structures having more than four dwelling units, except multi-family condominium units. * * *
Affidavits submitted by the mayor and the city safety service director show the city had concerns about its solid waste disposal, so in 1988 the mayor appointed a citizen committee to address these concerns. The committee reported that landfill costs would continue to increase and the city should take steps to decrease the amount of waste it hauled to the landfill. The committee primarily recommended the city establish a recycling program, and devoted roughly half of its report to making recommendations to the mayor on how best to implement such a program. The committee also stated, "[t]erminating the free hauling of commercial wastes by the City of Berea" would be one method to reduce the amount of waste hauled.
The safety service director stated there were twenty-one multi-family apartment buildings containing more than four dwelling units in the city; that *659 these twenty-one multi-family apartment buildings contained nine hundred ninety-four units; and for 1996, it would have cost the city an additional $102,630 to provide garbage collection to these buildings. Moreover, the safety service director stated that were the city required to provide garbage collection to these twenty-one multi-family apartment buildings, the city would need to purchase additional equipment at a cost of $188,500.
Plaintiffs alleged that as of April 1997, they had incurred a total of $10,198.68 in private garbage collection fees, and were currently paying $158.42 monthly in collection fees.
The standard of appellate review for equal protection arguments depends on the nature of the rights allegedly violated by the government. It is only when classifications are made on suspect classes of persons or place burdens upon the exercise of fundamental rights that courts depart from traditional equal protection principles. State v. Thompkins (1996),
Ohio cities are authorized to regulate local sanitation. SeePortsmouth v. McGraw (1986),
The sole question for us is whether the ordinance is "rationally related" to the governmental objective of containing garbage collection costs. "As a practical matter, the rational basis test requires that a legislative classification, albeit imperfect or discriminatory, will not be set aside if any set of facts reasonably may be conceived to justify it." Evans v.Chapman (1986),
The city offers four possible bases that justify the ordinance, and plaintiffs vigorously dispute them in a detailed argument, but the extremely broad standard of review under the rational basis test does not require us to examine all of the reasons and arguments to determine their validity. We find the city's desire to cut the costs of garbage collection is a sufficient basis for distinguishing between apartments with more than four units. SeeBeauclerc Lakes Condo. Assoc. v. Jacksonville (C.A.11, 1997),
A government is not required to provide sanitation service to all or none; the Equal Protection Clause does not always preclude a legislature from treating some of its citizens differently from others. A government's line-drawing need not be accomplished with mathematical precision — rough accommodations are tolerated even if some equality results. (citations omitted).
Plaintiffs complain the city's decision to exclude condominiums, regardless of the number of units, from the ordinance is wholly arbitrary. Although the ordinance does not give the city's reasons for doing so, it could be surmised that larger apartment buildings have a more commercial aspect than condominiums. A condominium is a form of cooperative ownership whereby each unit owner possesses an interest in the common areas of the condominium complex. See Belvedere Condominium UnitOwners' Assn. v. R.E. Roark Cos., Inc. (1993),
Plaintiffs cite to Royal American Corp. v. Euclid (Aug. 21, 1975), Cuyahoga App. No. 34018, unreported, as support for their argument that the ordinance bears no rational relationship to a legitimate governmental interest. In Royal American, we considered a very similar ordinance adopted by the city of Euclid, which provided, "[t]he City will not collect any solid waste materials from (1) any apartment or condominium structures or (2) any commercial structures in the City of Euclid." We invalidated the ordinance as being so arbitrary as to offend equal protection: *662
"Euclid Ordinance 49-1974 places apartments in one category and single-family and two-family dwellings in another. The classification is based upon the nature of the buildings involved, the volume of garbage produced in each, and the cost of collection of such garbage. The classification does not take cognizance of the fact that people in apartments and people in single- or two-family dwellings produce the same type of refuse. Citizens living in both types of residences require the removal of their garbage and rubbish on a regular basis for health and safety reasons. There is no rational basis for the municipal decision not to collect garbage from inhabitants of apartments on the one hand and to collect it from inhabitants of residential dwellings on the other. Thus, Ordinance 49-1974 contravenes the principle of equal protection." Id., unreported at 6 (citation omitted).
The equal protection argument in Royal American has no precedential value because the court's discussion is dicta. In the first assignment of error considered by the Royal American
court, it sustained an argument that the trial court erred by failing to draft findings of fact and conclusions of law as requested by the appellants. The legal effect of the trial court's failure to issue findings of fact and conclusions of law pursuant to Civ.R. 52 was to toll the time for filing a notice of appeal. In Walker v. Doup (1988).
Since there is no material issue of fact present, we find as a matter of law that an economic basis exists for the city's decision to cease garbage collection for apartment units with more than four units. We overrule the first assignment of error.
Plaintiffs make the following complaints: (1) the service safety director could not competently testify to the reasons underlying the city council's determination that a distinction exists between residential and commercial use [paragraph 5 of McCumber Affidavit]; (2) the service safety director could not competently testify to the reasons why the city council *663 adopted the ordinance [paragraph 13 of McCumber Affidavit]; and (3) the mayor could not state in an affidavit that the ordinance related to the city's legitimate interests in promoting home ownership, cost containment and reduction of landfill space [paragraph 5 of Trupo Affidavit].
Even were we to agree with plaintiffs and assume for the sake of argument that none of the three statements were made upon personal knowledge, striking those statements would not require us to reverse the court's decision. The standard of review we articulated for the rational basis test is so broad that we must uphold the legislation even if we find plausible reasons that were not considered by city council. U.S. RR. Retirement Bd. v.Fritz, supra. In other words, we could independently find a difference between apartments and condominiums, and uphold the legislation on that ground, even if the city council did not consider that as a valid reason in the first place. Hence, the affidavits would have no effect on our decision, and any error in failing to strike the affidavits would have been harmless beyond a reasonable doubt.
In any event, even if were we to consider the merits of this argument, we would find all the statements contained in these affidavits were made with personal knowledge. Civ.R. 56(E) states, "[s]upporting and opposing affidavits shall be made on personal knowledge, shall set forth such facts as would be admissible in evidence, and shall show affirmatively that the affiant is competent to testify to the matters stated therein." Statements contained in affidavits must be based on personal knowledge and cannot be legal conclusions. State v. Licsak
(1974),
Beginning first with the service safety director's affidavit, he stated that the city council passed the ordinance based upon its determination "that a distinction exists between a residential and a commercial use." We find this statement made upon personal knowledge. Plaintiffs argue that the service safety director could not testify to the motivations of city council — only city council could do so. Yet the record suggests the service safety director attended city council meetings so he could testify to his recollection of what transpired at those meetings. The safety service director could likewise state his recollection of why city council passed the ordinance because his presence at city council meetings gave him some exposure to the legislative proceedings.
As to the mayor's statement that the ordinance was intended to promote home ownership, among other things, we find this statement made on personal knowledge. The mayor formed the citizens committee to examine *664 garbage collection within the city and advise on measures that could be employed to contain costs. As the mayor, he is entitled to suggest legislative initiatives, as he clearly did in this case. We do agree that the mayor's statement that the ordinance "relates to the City of Berea's legitimate interests in promoting home ownership" is more of a legal conclusion that a statement of fact, but other statements in the mayor's affidavit, made with apparent personal knowledge, sufficiently demonstrate the city's motivations in passing the ordinance. The second assignment of error is overruled.
It is ordered that appellee recover of appellants its costs herein taxed.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the Court of Common Pleas to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
MICHAEL J. CORRIGAN, J., CONCURS, TIMOTHY E. McMONAGLE, P.J.,DISSENTS.
See Dissenting Opinion, Timothy E. McMonagle, J., attached hereto.
__________________________________ JUDGE JOHN T. PATTON
Dissenting Opinion
I am compelled to dissent respectfully from the majority in this case.
I dissent from the majority's decision overruling appellants' second assignment of error. The majority states that "the record suggests the service safety director attended city council meetings." Nevertheless, the affidavit of the service safety director does not lay any foundation for his assertions regarding the motivation of council for passing Ordinance No. 90-117. Absent such a foundation, I cannot conclude that these assertions were "made on personal knowledge" as required by Civ.R. 56(E).
I do agree with the majority that the affidavit of the mayor contains a legal conclusion, i.e., that Ordinance No. 90-117 promotes home ownership. As a consequence, I would hold that the trial court erred in denying appellants' motion to strike portions of the affidavits accompanying appellee's motion for summary judgment and sustain the second assignment of error.
Likewise, I would sustain the first assignment of error and hold that Ordinance No. 90-117 violates the Equal Protection Clauses of the Ohio and United States Constitutions.
Under Ordinance No. 90-117, the city does not provide refuse pickup service to residential structures having more than four dwelling units, except multi-family condominium units. Among those excluded from refuse pickup service by the city are apartment buildings having more than four dwelling units.
Correctly, the majority recognizes that the constitutional challenge presented in this case must be evaluated in light of the "rational basis" test in order to determine "if there is any reasonably conceivable state of facts that could provide a rational basis for the classification." Fed. Communications Comm.v. Beach *665 Communications, Inc. (1993),
All of the purported bases for this legislation espoused by appellee fail the rational basis test. For example, although appellee's goal of protecting the environment is laudable, appellee has not demonstrated any rational basis for concluding that requiring apartment buildings having more than four dwelling units to arrange for private refuse collection impacts the environment any differently than municipal collection would.
Likewise, a city may not alleviate the rising costs of garbage collection by creating an arbitrary classification. The record in this appeal reflects that 21 apartment buildings containing 994 units are denied refuse collection under Ordinance No. 90-117. Affidavit of Paul I. McCumbers, Safety Service Director of the City of Berea (McCumbers Affidavit), pars. 6 and 7. Ordinance No. 90-117 does authorize refuse collection for the three condominium complexes in Berea containing 146 units. McCumbers Affidavit, par. 11. The average size of the apartment buildings is slightly more than 47 units. The average size of the condominium complexes is slightly less than 49 units.
Certainly, excluding the 21 apartment buildings would reduce the city's overall cost of refuse collection. Merely reducing total costs to the city does not, however, establish a rational basis for the classification. Rather, the classification discriminates on a basis unrelated to refuse collection, i.e., the classification turns solely on the nature of ownership of the property.
Appellee also argues that Ordinance 90-117 rationally relates to the objective of promoting home ownership. As noted above in the discussion of second assignment of error, the assertion in the mayor's affidavit that the ordinance promotes home ownership is a legal conclusion and should have been stricken by the trial court. Furthermore, this argument by appellee demonstrates the inherent irrationality of Ordinance No. 90-117. That is, if promoting home ownership were a goal of appellee, the city would not provide refuse pickup to any rental units. Under Ordinance No. 90-117, however, buildings with four or fewer dwelling units have the benefit of the city's refuse pickup regardless of the nature of ownership. In any event, if home ownership were the objective, the city would provide refuse pickup exclusively to owner-occupied buildings.
Appellee's argument that Ordinance 90-117 draws a rational distinction between larger and smaller apartments ignores the essential flaw in this legislation. That is, appellee's line-drawing is not limited to the number of units but blurs lines by creating two classes of residential structures having more than four dwelling units. Appellee would withhold a service from apartment dwellers that *666 is provided to condominium dwellers without demonstrating any rational basis pertaining to refuse collection for creating these two classes of residents.
This court's decision in Royal Am. Corp. v. Euclid (Aug. 21. 1975), Cuyahoga App. No. 34018, unreported, certiorari denied (1976),
Furthermore, in 1975 App.R. 12(A) provided, in part: "All errors assigned and briefed shall be passed upon by the court in writing, stating the reasons for the court's decision as to each such error." In this context, it is difficult to discern how the majority in this case could conclude that the discussion in RoyalAm. of the constitutionality of the Euclid ordinance would constitute obiter dicta. Contrary to the majority's assertion that
"Royal American has no precedential value," Sup.R.Rep.Op. 2(G)(2) provides in part, "each unofficially published opinion or unpublished opinion shall be considered persuasive authority on acourt, including the deciding court, in the judicial district inwhich the opinion was rendered." (Emphasis added.) This court may not, therefore, disregard Royal Am.
Even the dissent in Royal Am. demonstrates the flaws in Ordinance No. 90-117.
[A]partment or condominium living concentrates large amounts of garbage at a single location, a fact which makes the collection of such garbage economically unfeasible for Euclid at this time.
Therefore, it is my conclusion that persons who choose to live in apartment or condominium structures are living in circumstances unlike those who live in single or two-family residential structures. It is therefore not a denial of equal protection of the law to deny municipal refuse collection to apartment and condominium dwellers.
Royal Am., supra, at 2 (Parrino, J., dissenting). of course, this larger-versus-smaller distinction is one of the arguments used by appellees, but Ordinance No. 90-117 strays from merely distinguishing larger and smaller structures. As a consequence, appellee's larger-versus-smaller argument *667 lacks the internal logic of the dissent in Royal Am., because Ordinance No. 90-117 also distinguishes among large structures solely on the basis of ownership.
The majority also ignores the initial challenge to Ordinance No. 90-117. In Gertsma v. Berea, Cuyahoga County Court of Common Pleas Case No. CV-199177, appellant Laurence Gertsma sought a declaratory judgment "that Ordinance No. 90-117 violates his right to equal protection of the law under the United States and Ohio Constitutions." Memorandum of Opinion and Order in Case No. CV-199177 (Jan. 5, 1993), at 1. The court of common pleas held that "Ordinance No. 90-117 is unconstitutional because it violates the Equal Protection Clause of the United States and Ohio Constitutions." Id. at 4. In Gertsma v. Berea (May 12, 1994). Cuyahoga App. No. 65323, unreported, this court held that the court of common pleas lacked jurisdiction because the record did not reflect compliance with R.C.
After appellants filed Gertsma v. Berea, Cuyahoga County Court of Common Pleas Case No. CV-303786, from which this appeal arises, the assigned judge transferred the case to the docket of the judge who presided over Case No. CV-199177. Nevertheless, the judge who heard Case No. CV-199177 returned Case No. CV-303786 to the judge originally assigned to hear Case No. CV-303786 because Case No. CV-199177 was decided on the merits.
The text of the memorandum of opinion and order issued by the court of common pleas in Case No. CV-199177 is an exhibit to appellants' motion for summary judgment in Case No. CV-303786. In Case No. CV-199177, the court of common pleas observed that:
the City can demonstrate no rational basis for burdening larger apartment buildings with the cost of private garbage collection, while exempting multi-family condominium units of comparable size. There is no discernible difference in the quantity or quality of waste produced by the inhabitants of these structures, and the accessibility of condominium structures and of greater than four-suite apartment buildings to waste-hauling vehicles is indistinguishable.
Memorandum of Opinion and Order in Case No. CV-199177 (Jan. 5, 1993), at 3.
The court of common pleas in Case No. CV-199177 concluded that the classification in Ordinance No. 90-117 manifested the same constitutional defect as the ordinance challenged in Royal Am.
The classification is based upon the nature of the buildings involved, the volume of garbage produced in each, and the cost of collection of such garbage. The classification does not take cognizance of the fact that people in apartments and people in single- or two-family dwellings produce the same type of refuse. Citizens living in both types of residences require the removal of their garbage and rubbish on a regular basis for health and safety reasons. There is no *668 rational basis for the municipal decision not to collect garbage from inhabitants of apartments on the one hand and to collect it from inhabitants of residential dwellings on the other. Thus, Ordinance 49-1974 contravenes the principle of equal protection. See Yick Wo v. Hopkins (1886),
118 U.S. 356 ,373-374 ,30 L.Ed. 220 ,227 .
Royal Am., supra, at 6 (Day, P.J.; Manos, J., concurs) quoted in Memorandum of Opinion and Order in Case No. CV-199177 (Jan. 5, 1993), at 3-4.
As Royal Am. and the history of the controversy over Ordinance No. 90-117 demonstrate, the constitutionality of legislation such as that under review in this case is a very close question. RoyalAm. was decided by a divided panel of this court. Likewise, two members of the court of common pleas have reached contrary conclusions regarding the constitutionality of Ordinance No. 90-117.
Clearly, the deferential standard governing judicial review of this kind of legislation ensures that courts do not substitute their legislative judgment for that of legislators. Despite this deference, however, courts must also ensure that laws provide equal protection to those affected by them.
The trial court in this case observed: "The Equal Protection Clause prevents governments from unreasonably treating similarly situated individuals differently. Railway Express Agency v. NewYork,
Accordingly, I would: 1) reverse the judgment of the court of common pleas and instruct the court of common pleas to enter declaratory judgment on count I of the complaint holding that Ordinance No. 90-117 violates the Equal Protection Clauses of the Ohio and United States Constitutions; and 2) remand this case to the court of common pleas for consideration of count II of the complaint under *669 which appellants claim they are entitled to damages due to the enactment and enforcement of Ordinance No. 90-117.