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German v. State
428 N.E.2d 234
Ind.
1981
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*1 Gary Larry B. GERMAN and J.

Jackson, Appellants, Indiana, Appellee.

No. 680S162.

Supreme Indiana. 3, 1981. Conn, Bailey Defender,

Harriette Bernstein, N. Deputy Howard Public De- fender, Indianapolis, appellants. Sendak, Gen., Atty. Wesley Theodore L. Wilson, Gen., Deputy Atty. Indianapolis, T. appellee. DeBRULER, Justice.

This is a consolidated separate denial of but identical *2 235 not be com- may 1. which relief post-conviction under himself; testify against plea-bar- pelled into German and Jackson entered agreements with which gain the State in the maximum (d) informing him of of they agreed plead guilty sentence and minimum sentence possible attempting to commit a crime while armed any charged possi- the offense for (Ind.Code deadly weapon with a 35-12-1- § by reason of increased sentence ble 1, repealed) prom- convictions, in return State’s prior conviction or fact of two ise dismiss other imposition of any possibility of and inci- arising sentences; each of them out of the same accepted agree- dent. The trial court the court is (e) him that ments and sentenced defendant to fif- each may any agreement party teen-year prison terms. prosecutor between been made have there- and not bound the defense and pro In 1978 and se German Jackson filed by” petitions post-conviction relief. case, Code 35^4.1—1-4: then entered the Indiana Defender permission petitions, obtained to amend the accept plea shall not “(a) The court represented and at hear- defendants first address- personally without guilty of ing determining and ing the defendant court shall voluntary. The plea raising We treat as the follow- determine and address ing issues: or threats force any promises, whether (1) Whether the trial court’s determina- plea. obtain the were used to guilty tion were entered vol- judgment not enter (b) The shall court untarily, knowingly, intelligently it is satisfied unless plea upon of supported by the record. its from examination Whether trial court’s determina- plea. for the basis there is a factual tion that defendants’ trial counsel was com- not be deemed shall (c) plea A petent is supported by record. Because (a) of involuntary under subsection issue, of our resolution of we do the first pro- is the solely because section not reach the second. prose- between of an duce provide: statutes defense.” cution Indiana Code 35-4.1-1-3: judge found hearing post-conviction “The plea court shall plea and transcripts guilty from the defendant the court hearings disclosed addressing the defendant and explicit- the defendants to advise failed (a) determining that he understands were waiv- pleading guilty ly that charge against the nature of the plea of or that the ing rights; certain alleged in (b) facts informing him an admission of was offenses; lesser included guilty he is all or admitting the truth of information the court infor- or that indictment or court found He also mation or to an offense included thereun- address the defendants had failed to upon entry der of such pleas were them that proceed shall He or threats. sentence; promises the result of following however, provi- found, (c) informing him that agree- of the identical sion public guilty he waives his to a served defendants signed by the ments speedy by jury, to face witnesses these them of him, against compulsory process rights: these waiver favor witnesses “The Defendant the state to guaran- Constitutions at and Federal beyond a reasonable doubt a trial among being him certain them tee “works a waiver of those ” (), public by jury ato rights.. This . . statement is also ini- (), speedy trial to be free from self-in- each defendant. (), to confront and crimination cross-ex- The trial against witnesses amine the possible of the maximum of thirty sentence have for obtaining *3 years years ten and the minimum of witnesses in his favor require to the authority court’s to impose prove guilt the to beyond State a sentences. (). reasonable doubt He further under- entry guilty plea stands that the of his post-conviction hearing, In a the pursuant agreement this to works a waiv- petitioner burden is the to on establish his rights er of those and constitutes an ad- grounds by preponderance for relief a the truth alleged mission of of all facts in 5; evidence, 1, the and on pleads the information to which he from an he adverse must () the that amounts to a satisfy this Court that evidence “the ().” conviction unerringly whole was such that it leads favor; unmistakably to a decision phrase The defendants initialed each set- is, opposite that by one to that reached the ting specific The right. judge forth a also State, Ind., (1980) trial court.” Sotelo v. acceptance (cid:127)found fact that the of the of the 408 N.E.2d 1215. plea agreements renders the failure in- to form the defendants that the We concludethat record of the the agreements a party to the and not bound to guilty plea hearings sup is insufficient to them, harmless. port the conclusion that The shows that the trial judge record were informed consequence addressed German and Jackson separately, was a waiver of constitu information, read the set out in the rights. enough tional It is not he asked each defendant if understood included the waiver charges. nature of German and provision quoted above. haveWe held that answered, “yes.” Jackson both when the record shows that written agreements are identical contain agreement adequately informed a defend statement that it constitutes an admission ant of all of his constitutional we by appellants of all permit will not withdrawal of a Each statement is information. initialed plea merely judge because the trial failed to each defendant. inquire orally whether the defendant under judge trial informed German and State, stood a particular right. Clark v. they right Jackson to public (1978) Ind., 383 N.E.2d 321. This does not counsel, trial by jury, right right mean, however, that a term the written witnesses, right confront plea agreement may be considered an ade witnesses quate personal substitute for a advisement favor, in their privilege against and the of so as the concept fundamental matter agreements The plea self-incrimination. We waiver. hold is the duty that it statement, contain the defendant un- “[t]he judge strictly the trial to comply with the derstands state and federal consti- 35-4.1-1-3, terms of set Ind.Code out in tutions guarantee him [right] require judge above. trial must address prove guilt beyond state to a reason- according require to the doubt,” able and also recited the other ments of the statute and that the enumerated judge. the trial defendant understands the

Each statement naming particular right pleading inform is initialed guilt; defendants. The inform admitting agreements contain the statement that the he waives his appellant entry jury of the to confrontation with his accus- hold that ers, require compulsory process, require- constitutional ings complied beyond rea- on ments, should be affirmed he cannot doubt in a in which sonable the defend- that basis. compelled testify; range of to which he ant of the which is question, second As far as the subject; and inform the defendant that opinion be- dealt with to, is not bound court is not ques- disposition cause by, plea agreement. The record before adequate show- tion, there I do think us clearly shows that the trial did not ing in this case consequence inform the defendants that a was counsel on the basis reversal of pleading is the waiver of the fall back competent. I would State, Neely set out above. by this Court decided of cases large number 714, 269 Ind. 382 N.E.2d and other enti- is not a defendant the effect that cases, the extent held *4 does and if the trial perfect tled statutory obligation of the trial jus- miscarriage sham or result in a inform the defendant that so tice, should affirmed be the conviction operates as a waiver or surrender of the of counsel competency charge far be rights may above enumerated met concerned. something short of a direct statement trial court affirm I effect, are overruled. respects. in all trial court is re- with versed and this cause is remanded PIVARNIK, J., concurs. pleas, per- instructions to vacate the mit enter the defendants to trial. and set the matter for

guilty, PRENTICE, JJ., concur.

HUNTER J.,

GIVAN, opinion C. dissents PIVARNIK, J., concurs. LIPPS, Appellant Ray Buford GIVAN, Justice, dissenting. Chief Below), (Defendant from the respectfully I dissent opinion in this case. Indiana, Appellee my position It is Below). (Plaintiff the appel- advised agreement adequately lants of their on their 480S115. No. matter The entire of Indiana. Supreme Court defendants of their constitutional to see that safeguard should be used as a into enter- persons are not tricked misled or knowledge

ing pleas

of the circumstances. per- system not think should do person who

verted to extent that fully grant- must be

demonstrably

ed new trial simply because redundancy

judge did not con- engage In warnings the defendants.

cerning bar, appear would

ings complete adequate, were and ini- by appellants.

Case Details

Case Name: German v. State
Court Name: Indiana Supreme Court
Date Published: Dec 3, 1981
Citation: 428 N.E.2d 234
Docket Number: 680S162
Court Abbreviation: Ind.
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