Lead Opinion
This case presents issues of potential 42 U.S.C. § 1983 liability stemming from Illinois State Police officials’ investigation of alleged misconduct by a State Police officer. Plaintiff Gerald Shields was a State Police sergeant and a narcotics investigator in the department’s Division of Criminal Investigation. In January, 1985, Shields was removed from his assignment as a narcotics investigator based on reports that he had unlawfully transferred marijuana to a confidential source. At that time, the State Police’s Division of Internal Investigations began an investigation (the “internal investigation”) to determine if Shields had violated any departmental rules and regulations. In March, 1985, Shields’ supervisor told the superintendent of Internal Investigations, David Burge, that a confidential source had stated that Shields had provided information about an ongoing narcotics investigation to one of that investigation’s targets. The Division of Internal Investigations continued to investigate both allegations against Shields.
In June, 1985, as part of the internal investigation, Sergeants Gerald Courtney and Gerald Leisch of the Division of Internal Investigations searched the desk in Shields’ office. Courtney and Leisch also searched Shields’ state-issued automobile. During the automobile search, Courtney and Leisch happened upon Shields’ locked briefcase, which they also opened and searched. Courtney and Leisch had neither a warrant nor Shields’ consent to search the desk, automobile, or briefcase.
In the meantime, in May, 1985, the Macon County Circuit Court had appointed a special prosecutor to investigate whether Shields had committed any crimes. That investigation eventually resulted in an indictment against Shields but no convictions. Although the special prosecutor’s investigation paralleled the internal investigation, the June, 1985 searches by Courtney and Leisch were not connected with the criminal investigation.
During the time the investigations were ongoing, Shields was suffering a great deal of stress. In June and July of 1985, Shields was seeing a State Police psychologist for counseling. The psychologist recommended that Shields take a medical disability leave. Shields’ superiors granted him the leave. However, Shields alleged that Gerald Hopper, the Division of Internal Investigations’ second in command, pressured the psychologist into reversing his opinion that Shields needed a medical leave. According to Shields, Burge had ordered Hopper to pressure the psychologist.
Shields sued Burge, Hopper, Courtney, and Leisch for damages under 42 U.S.C. § 1983 for violating his civil rights during the internal investigation. Specifically, Count I of Shields’ complaint alleged that the desk, automobile, and briefcase searches violated the Fourth Amendment. Count II alleged that the effort to persuade the psychologist to change his diagnosis violated Shields’ constitutional right to privacy. The district court granted the defendants summary judgment on Count I and
I.
Shields asserts that the district court erred in granting the defendants summary judgment on the desk search. The district court, applying the plurality’s test in O’Connor v. Ortega,
The district court found that searching Shields’ desk was reasonable under Ortega. The court found that the search was reasonable at its inception because the defendants had an individualized suspicion of work-related misconduct by Shields and because the defendants had investigated Shields five or six months before searching his desk. The court found that the search was reasonable in scope because it was reasonable for the defendants to expect Shields’ desk to contain information regarding Shields’ misconduct.
Before analyzing the merits, we must determine what the Court (not just the plurality) held in Ortega. Whenever the Court decides a case without producing a majority rationale, it is necessary to decide whether the lead opinion or one of the other Justices’ opinions supplies the Court’s holding that binds lower courts. Cf. Virgin Islands v. Rasool,
We conclude that the Ortega plurality’s reasonableness analysis governs work-related workplace searches. This court has recently stated that in Ortega, “the Court concluded that government employers were subject to a reasonableness standard when they conducted workplace searches.” Schaill v. Tippecanoe County School Corp.,
Applying the reasonableness test here may present a problem, though, for as Shields points out the factual record concerning the desk search is extremely thin. The only evidence concerning the search (and the entire investigation for that matter) is Burge’s affidavit. That affidavit essentially stated that Burge had received reports of Shields’ misconduct, and that the Division of Internal Investigations had been investigating Shields since January, 1985. The record contains nothing concerning the tip’s nature, the informant’s reliability, the extent to which the tip was corroborated, or any other facts that might have led the defendants to suspect that Shields was involved in any misconduct. See Copeland v. Philadelphia Police Dept.,
It may be that such evidentiary detail is not necessary. The essential principle that Ortega teaches is that an employer's workplace search must be reasonable. Reasonableness depends upon the circumstances presented in a given situation and upon balancing the public, governmental, and private interests at stake in that situation. See Ortega,
Several factors in this case favor concluding that searching Shields’ desk was reasonable. The public and government have strong interests in ferreting out misconduct by police officers. “A trustworthy police force is a precondition of minimum social stability in our imperfect society....” Biehunik v. Felicetta,
We are still troubled by the thin record, however, especially given the fact that the
It is a close question whether the thin record before us supports the desk search’s reasonableness. The Third Circuit, in Copeland, upheld under Ortega the reasonableness of a urinalysis of a police officer based upon what seems to have been highly suspect evidence. The only information the defendants in Copeland had was an uncorroborated allegation by the officer’s former girlfriend (who was also a police officer) that she had seen the officer use drugs in her presence. The allegation came after a “heated altercation” between the officer and the former girlfriend. The former girlfriend eventually retracted her accusation and a two-month investigation failed to reveal any other evidence implicating the officer in drug use. See
While it appears that this case and Copeland are similar and that Copeland would support upholding the desk search here, there are at least two differences between this case and Copeland. In Copeland, the informant was identified as a police officer; here, we have no idea who the informants were. Moreover, in Copeland, the informant supplied firsthand (though possibly false) information about the officer’s drug use; here, again, we have no idea how the informants received their information about Shields.
We need not decide whether the differences between this case and Copeland require a different result here because we do not have to decide whether the record here is sufficient to support the desk search. The only relief Shields requested from the defendants was damages. Therefore, we may affirm the district court on a firmer ground: qualified immunity.
Qualified immunity insulates government officials from civil damages liability when the officials’ actions do not “violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
Whether or not the desk search actually violated the Fourth Amendment, it was not clearly established at the time of the search that the search was unlawful. Although the Supreme Court had held that an employee has a reasonable expectation of privacy against police intrusions in the workplace, Mancusi v. DeForte,
Shields does not contend on appeal that the desk search was part of any criminal investigation; instead it was aimed solely at discovering evidence that he had violated State Police rules and regulations (that is, work-related misconduct). As the Supreme Court noted in Ortega, “surprisingly little case law” existed regarding the propriety of such searches. What case law did exist was a somewhat mixed bag, some of which suggested that work-related searches are reasonable simply because of the government’s power as an employer to supervise and investigate its employees’ job performance. See Ortega,
It would have been reasonable in 1985 for the defendants to read the relevant case law similarly to the way the federal courts, including the Supreme Court, have read it, and conclude that searching Shields’ desk would not violate the Fourth Amendment. This is especially so given that this was an internal investigation of serious misconduct by a police officer. The Second Circuit, in Biehunik v. Felicetta, supra, emphasized the special public interest in police integrity in holding that police officers might be subject to certain noncriminal searches and seizures that might otherwise violate the Fourth Amendment. See
Shields also argues that the district court erred in granting summary judgment on his claim that the defendants’ search of his briefcase that they found in his state-issued automobile violated the Fourth Amendment. The district court held that the defendants were immune from damages for that search. We agree.
Shields does not contest the district court’s decision that the defendants did not violate the Fourth Amendment by searching the state-issued automobile. Even if Shields had contested the automobile search, and persuaded us that the district court was wrong, we would still hold that the defendants could have reasonably believed that the automobile search was legal. Shields’ state-issued automobile was (or the defendants could have reasonably believed it was — Shields cites no cases clearly establishing otherwise) as much a part of Shiélds’ workplace as his desk. Cf. Ortega,
The briefcase search is distinct, however, from the automobile search. The Supreme Court in Ortega noted that “[t]he appropriate standard for a workplace search does not necessarily apply to a closed personal ... briefcase that happens to be within the [workplace].”
Shields argues that Supreme Court precedent clearly established that searching the briefcase violated the Fourth Amendment absent probable cause to believe that the briefcase contained evidence of misconduct. Shields asserts that since the defendants presented no facts from which the district court could conclude that probable cause existed or that the defendants could have reasonably believed probable cause existed, see Anderson,
Shields relies on a line of Supreme Court cases beginning with Carroll v. United States,
Shields’ reliance on the automobile exception cases ignores some critical distinctions between those cases and this case. Unlike the automobile exception cases, this case did not involve a search for criminal evidence; it was part of a noncriminal investigation into work-related misconduct. Moreover, as we have noted, Shields’ state-issued automobile was as much a part of his workplace as his desk. The precise qualified immunity question we must answer is whether it was clearly established that searching a closed, personal briefcase during a lawful noncriminal search of Shields’ workplace (his state-issued automobile) for evidence of work-related mis
Shields has not cited, nor have we found, any cases holding that it was unlawful to search a closed personal container found during a lawful workplace search. While a case directly on point is not necessary to clearly establish a constitutional right, “ ‘closely analogous cases ... decided before the defendants acted ... are re-quired_Rakovich v. Wade,
As noted, this case involves the search of a private briefcase found during a lawful workplace search. It is, essentially, a hybrid case—a search involving a more personal intrusion than a mere workplace search but supposedly justified by the same concerns that justify workplace searches. Very few analogous cases exist; the most closely analogous cases we have found involve searches or seizures of the person (as opposed to a private container) to investigate work-related misconduct. In Security and Law Enforcement Employees v. Carey,
On the other hand, in 1971 the Second Circuit, in Biehunik v. Felicetta, supra, upheld the “seizure” of sixty-two police officers for a lineup to determine if any had been involved in alleged police brutality. The Biehunik court weighed the public and governmental interests in maintaining a trustworthy police force against the intrusion on the individual officers and concluded that the lineup was reasonable despite the absence of probable cause to believe that any particular officer had been involved in the brutality. See
A little more than a year after the briefcase search here, the Ninth Circuit, in Kirkpatrick v. City of Los Angeles, supra, decided that strip-searching a police officer to investigate alleged work-related misconduct violates the Fourth Amendment absent reasonable suspicion that the search will turn up evidence of that misconduct.
Comparing the briefcase search here to the searches and seizures in Carey, Biehunik, and Kirkpatrick convinces us that it was not clearly established that the
III.
Shields finally asserts that the district court erred in dismissing Count II of his complaint, which alleged that Hopper, on direct orders from Burge, pressured Shields’ psychologist into changing his diagnosis that Shields needed a medical leave of absence. According to Shields, Hopper’s and Burge’s actions violated his constitutional right to privacy.
The Supreme Court has held that the Constitution protects “certain areas or zones of privacy,” based upon a substantive concept of personal liberty the Court has found in the Fourteenth Amendment. See, e.g., Whalen v. Roe,
Shields’ complaint contains no hint that his psychologist revealed any confidential information to the defendants or even that the defendants tried to extract confidential information from the psychologist. Likewise, Shields has not argued in this court that the defendants received confidential information from the psychologist or in any other way violated his right to confidentiality. Therefore, no confidentiality claim is before us.
Shields’ argument seems to focus on his right to autonomy in decisionmaking. Shields asserts that the defendants violated his right to privacy because they interfered with the decision Shields and his psychologist had reached (i.e., that a medical leave of absence was necessary). Although Shields does not explicitly say so, the logical implication from his argument is that by interfering with the psychologist’s diagnosis, the defendants violated Shields’ right to seek professional help from that psychologist, and therefore violated his right to autonomy in making an important decision.
We need not decide whether the facts Shields has alleged and argued state
The Supreme Court has never fully defined the privacy right’s exact nature and scope. The Court and this court have noted that the right to privacy protects only those personal rights that are “fundamental” or “implicit in the concept of ordered liberty.” Roe v. Wade,
We have found no case from this court before July 1985 holding that the right to privacy protects the right to make decisions outside the traditional family-related areas the Supreme Court cases have dealt with. Other courts of appeals had held that the confidentiality strand protected information regarding activities outside the family-related concerns discussed in the Supreme Court cases, including financial, medical, and other personal information. See, e.g., Barry,
Even assuming complete agreement regarding the right to confidentiality, the confidentiality cases would not clearly establish that the right to privacy encompassed any interest in autonomous decision-making outside the family-related areas. A number of court of appeals cases have expressly or implicitly distinguished between the confidentiality and autonomy strands of the right to privacy. Those cases can reasonably be read to suggest that the confidentiality strand is broader than the autonomy strand. See, e.g., Fraternal Order of Police v. Philadelphia,
We conclude that it was not clearly established at the time of the defendants’ actions here that Shields had a constitutionally protected right to autonomy in deciding to seek psychological counseling. Both the Supreme Court and this court had stated that the constitutional right to privacy applies only to “fundamental” rights that are “implicit in the concept of ordered liberty.” Roe v. Wade,
For the reasons stated above, we affirm the district court’s decision.
Affirmed.
Notes
. Shields also brought a third count, alleging that the defendants carried on a campaign of harassment designed to drive him out of his job and deprive him of his right to employment without due process. The district court granted the defendants’ motion for summary judgment on Count III and Shields has not challenged that decision on appeal. Shields also sued the defendants for damages in their official capacities. The official capacity suit is really a suit against the state and is barred by the Eleventh Amendment. See Kentucky v. Graham,
. Although the defendants did not argue qualified immunity regarding Count II in this court, they did argue it below. We may affirm the district court’s decision on any ground that the record fairly supports and the appellee has not waived below. Diliberti v. United States,
. See also Pesce v. J. Sterling Morton High School Dist. 201,
Concurrence Opinion
concurring.
I join fully in the admirable Sections I and II of the majority opinion. These analyses of the fourth amendment problems presented here are balanced and insightful and I think fairly reflect whatever may serve as relevant case law.
In addition, I agree with the result reached in Section III. I write separately only to suggest additional dimensions of the allegations of apparently malicious interference in a psychotherapeutic relationship. If we accept the truth of Shields’ claims (as we must at this early stage of the litigation), there may have been gross abuse of official authority, for no other reason than to force Shields to resign. I think that state tinkering with the intimate bond of psychotherapy may well have constitutional dimensions.
In Stanley v. Georgia,
[A]lso fundamental is the right to be free, except in very limited circumstances, from unwanted governmental intrusions into one’s privacy.
“The makers of our Constitution undertook to secure conditions favorable to the pursuit of happiness. They recognized the significance of man’s spiritual nature, of his feelings and of his*1212 intellect. They knew that only a part of the pain, pleasure and satisfactions of life are to be found in material things. They sought to protect Americans in their beliefs, their thoughts, their emotions and their sensations. They conferred, as against the Government, the right to be let alone — the most comprehensive of rights and the right most valued by civilized man.” Olmstead v. United States,277 U.S. 438 , 478 [48 S.Ct. 564 , 572,72 L.Ed. 944 ] (1928) (Brandeis, J., dissenting).
These are the rights that appellant is asserting in the case before us. He is asserting the right to read or observe what he pleases — the right to satisfy his intellectual and emotional needs in the privacy of his own home_ If the First Amendment means anything, it means that a State has no business telling a man, sitting alone in his own house, what books he may read or what films he may watch. Our whole constitutional heritage rebels at the thought of giving government the power to control men’s minds.
... Whatever the power of the state to control public dissemination of ideas inimical to the public morality, it cannot constitutionally premise legislation on the desirability of controlling a person’s private thoughts.
Id.
This “freedom to be one’s self,” which encompasses spiritual, emotional and intellectual thoughts and feelings, is protected, at least in some contexts, by a constitutional right of privacy, which may only be overriden by a compelling state interest. Unimpeded access to psychiatric counseling may well be a part of one’s right to autonomously define one’s own personality. The psychiatrist-patient relationship is not protected by a right of privacy for its own sake; instead, this relationship enjoys protection only because medical assistance may sometimes be necessary to individual integrity and freedom.
There is a long line of cases which have specifically recognized a constitutionally protected right to independent control of one’s own psychiatric treatment. For example, in Aden v. Younger,
[T]he right to privacy [ ] clearly includes privacy of the mind.
The right to be free in the exercise of one’s own thoughts is essential to the exercise of other constitutionally guaranteed rights.... Here the state has sought to control neither what is thought by mental patients, nor how they think. Rather, the state is attempting to regulate the use of procedures which touch upon thought processes in significant ways, with neither the intention nor the effect of regulating thought processes, per se....
Freedom of thought is intimately touched upon by any regulation of procedures affecting thought and feelings. ... [T]he state has put procedural and substantive obstacles in the path of those who both need and desire certain forms of treatment, and in that way their*1213 freedom of thought remains impaired because they cannot get treatment.... Public exposure, or even disclosure to limited numbers of government representatives, may have a chilling effect on patients’ efforts to undergo these treatments, thereby restricting their freedom of thought.... Although the reasons for such denials [of treatment] may be the patients’ own best interests, such regulation must be justified by a compelling state interest.
Id. at 679-80,
The most extensive body of case law recognizing individual autonomy in psychiatric treatment involves an involuntarily committed individual’s right to refuse psychiatric treatment, particularly electrocon-vulsive therapy or the administration of psychotropic drugs. For example, recognizing that “antipsychotic medication has the potential to infringe upon an individual’s freedom of thought,” the Fourth Circuit recently held that compulsory psychiatric treatment infringed upon the individual’s rights of privacy, and freedom of thought and personality. United States v. Charters,
Where, as here, medication which is potentially mind altering is concerned, the threat to individual rights goes beyond a threat of physical intrusion and threatens an intrusion into the mind. The interest in preventing intrusions into one’s mind has been recognized as worthy of constitutional protection ...
The impact of antipsychotic medication upon the mind may be sufficient to undermine the foundations of personality. Such mind altering medication has the potential to allow the government to alter or control thinking and thereby to destroy the independence of thought and speech so crucial to a free society. “The power to control men’s minds is wholly inconsistent not only with the philosophy of the first amendment but with virtually any concept of liberty.”
Id. at 492 (citations omitted).
The lesson of Aden and the right-to-refuse-treatment cases is straightforward: psychiatric treatment involves the most in-
In Aden and the right-to-refuse-treatment cases, the court had to weigh a patient’s undeniable privacy right against a considered legislative, judicial or professional determination that certain forms of psychiatric treatment were or were not beneficial to the subject. But the present case is not complicated by the need to weigh against the individual’s right any “compelling” state interest. For in this case the interference with Shields’ relationship with his psychiatrist was purely gratuitous, apparently serving no governmental “interest” other than the desire to railroad a suspect worker out of his government job. Therefore the allegations in Count II seem to me to assert a violation of Shields’ right of privacy.
Although state intrusion into a psycho-therapeutic relationship without justification can very well violate the constitution, the right to be free of this interference in the circumstances immediately before us seems not to be well established. I therefore join the majority’s conclusions on qualified immunity. I do so in the belief, however, that the charges of psychiatric manipulation are probably the most serious of those presented by this case.
. The grounding of Stanley in one’s right to control one’s own emotional and intellectual life was recognized in United States v. Reidel,
. Accord, Walters v. Western State Hosp.,
