In 1986 an illiterate and mildly retarded 16-year-old named Gerald Rice, encouraged by two friends, tossed a bottle of gasoline into an apartment building in Chicago. The bottle exploded, setting a fire that killed four residents of the building. Rice, who was arrested immediately and confessed a little later, was convicted in state court of first-degree murder and sentenced to natural life in prison. One of his friends was acquitted; the other was not charged. After exhausting his state remedies, see
People v. Rice,
The appeal raises four issues: whether there should have been a hearing on Rice’s mental competence to stand trial; whether his lawyer rendered ineffective assistance by failing to request such a hearing; whether Rice made a valid waiver of his Miranda rights when he was arrested and questioned; and whether sentencing a retarded juvenile to life in prison is a cruel and unusual punishment.
In November of 1986, a psychiatrist on the staff of the state criminal court, Mathew Markos, examined Rice at the direction of the court and concluded that he was unfit to stand trial. Markos opined that Rice had “atypical depression,” meaning a depressive episode with atypical features, American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (DSM-IV) 386 (4th ed.1994), and “mild mental retardation” (alternatively described as “dull average intellectual functioning”). Markos believed that while Rice understood the charge against him, his ability to understand the legal proceedings was limited and he was unable to cooperate with defense counsel, but that “with appropriate psychiatric supervision and treatment, he should be restored to fitness within one year.” Eighteen months later, Markos again examined Rice (who had spent the intervening time in jail), and this time found that he was fit to stand trial. Although Rice still had atypical depression and mild mental retardation, his overall mental condition was much improved. He now had, in Markos’s opinion anyway, an adequate understanding of the proceedings and was able to cooperate with defense counsel. And in between Dr. Markos’s two reports, another psychiatrist, Phyllis Amabile, had examined Rice and also found him fit to stand trial, though her examination was superficial because it did not include any observations of Rice talking with his lawyer. The trial judge, who watched Rice testify, believed him competent to stand trial.
Rice points out that two psychologists testified that he had been mentally incompetent to waive his rights under
Miranda
when he had been arrested in 1986. But remember that Markos, too, had thought Rice incompetent (albeit to stand trial rather than to waive
Miranda)
in 1986 but had thought him competent in 1988. One of the psychologists did state that Rice was incompetent to stand trial, but it was an offhand comment; and so the great weight of the expert opinion before the trial judge in 1988, confirmed by the judge’s own observations of Rice, who by then had testified, was that Rice was fit to
Rice argues that his trial counsel was ineffective because he did not request such a hearing. This argument is not foreclosed by our conclusion that the failure to hold a hearing was not a denial of due process; a hearing could be helpful to a defendant even if not so indispensable to the making of a rational decision as to be required by the Constitution. But Rice has not sought an affidavit from the lawyer to explain the lawyer’s strategy and has not indicated what a hearing would have done to dent, let alone refute, the expert evidence that the judge credited. He thus has failed to lay a foundation for a claim of ineffective assistance of counsel, for on the record as it stands there is no basis for thinking that a competent lawyer would have challenged the Markos and Amabile reports or that if he had it would have changed the result. See
Gilbert v. Moore,
Whether the incriminating statements that Rice made at the time of his arrest after waiving his right to remain silent or consult a lawyer should have been suppressed because of his mental condition raises the interesting general question of the duty, if any, of the police to protect a mentally impaired person from incriminating himself. A confession or other admission is not deemed coerced or involuntary merely because it would not have been made had the defendant not been mentally defective or deranged.
Colorado v. Connelly,
On this analysis, the knowledge of the police is vital. If they have no reason (there was none in
Connelly,
see
This pattern is consistent with Rice’s having, to the best of the police officers’ knowledge, understood the warnings sufficiently to be able to waive them knowingly. He did not understand them at first, and when he signified his lack of understanding to the interrogating officer this put the latter on notice that if he wanted to obtain an effective waiver he had better explain the
Miranda
rights to Rice in the simplest possible manner. Which is what he tried to do. And the questions that Rice asked, such as whether an attorney is the same as a lawyer, while they indícate a lack of legal and intellectual sophistication, do not evince such a profound derangement as would require (as in
Moore v. Ballone,
Our emphasis on the absence of police abuse is, however, in tension with the conventional approach to waivers of the
Miranda
rights — that of- asking simply whether the defendant had the maturity, competence, etc. to make a knowing waiver of his rights, e.g.,
Colorado v. Spring,
Maybe the real difference between the two cases is that judges are more confident about being able to determine-whether a suspect understands the
Miranda
warnings than
The last issue is the sentence. A sentence of natural life in prison (that is, imprisonment till Rice dies or his sentence is commuted, because there is neither a term of years nor the possibility of parole) is exceptionally severe when the defendant is a minor and suffers from deficits of understanding, even if they are not such deficits as would preclude him from being forced to stand trial and from being convicted. But we cannot find any basis in decisions interpreting the Eighth Amendment, or in any other source of guidance to the meaning of “cruel and unusual punishments,” for concluding that the sentence in this ease was unconstitutionally severe. It was not disproportionate to the crime, which was the murder of four persons. Rice may have been unlucky that his crime produced multiple victims. But society attaches moral significance to consequences as well as to states of mind.
United States v. Martinez,
When the severity of the sentence is not disproportionate to the gravity of the crime, and (as the cases neglect to add, although it seems to us an inescapable consideration for a criminal justice system that claims to be civilized) the defendant is fully responsible in both the moral and the legal sense for the crime, there is no basis for deeming the sentence unconstitutionally severe.
Harmelin v. Michigan,
This is not to deny that Rice’s youth, and the mysterious inability of the law to bring his accomplices, who seem to have been more culpable for the murders than Rice, to justice, argue for a lighter sentence. And the sentencing judge made clear that he would have imposed a lighter sentence—except that Illinois law makes natural life in prison mandatory for a murderer of more than one person. 730 ILCS 5/5-8-l(a)(l)(c)(ii). So the question becomes whether such a law, because it prevents the consideration of mitigating factors, violates the cruel and unusual punishments clause. It does not. The Supreme Court has rejected the argument that mandatory penalties, including life imprisonment without parole (though not capital punishment), are unconstitutional just because (by definition) they prevent the consideration of mitigating factors.
Harmelin v. Michigan, supra,
Affirmed.
