Lead Opinion
Parents of students enrolled in grades Kindergarten through Five in Lowell Elementary School of School District 200 in Wheaton, Illinois, brought this action to enjoin the directors of the school district from continuing to use the Impressions Reading Series as the main supplemental reading program for these grades. The parents claim the use of this series violates the Establishment and Free Exercise Clauses of the First Amendment. The directors filed a motion to dismiss the complaint, which the district court treated as a motion for summary judgment, and the district court dismissed the action. We affirm.
I. Facts and Procedural History
The school district has included the Impressions Reading Series in its curriculum since February 1988. The parents claim that the Lowell Elementary School has used this series as a “supplemental reading program” and will continue to “teach, instruct and otherwise educate the students” with this series. The parents allege that the series “fosters a religious belief in the existence of superior beings exercising power over human beings by imposing rules of conduct, with the promise and threat of future rewards and punishments,” and focuses on supernatural beings including “wizards, sorcerers, giants and unspecified creatures with supernatural powers.”
The parents filed this action in the Circuit Court of DuPage County, Illinois, and the directors removed it to the district court. The district court granted the directors’ first motion to dismiss and granted the parents leave to file an amended complaint. Then, the directors moved the district court to dismiss the amended complaint pursuant to Fed.R.Civ.P. 12(b)(6). Because the parents had only appended excerpts of the series to their amended complaint, the district court asked them to provide the complete series, which they did. Finally, after reviewing the series, the district court dismissed the parents’ action.
II. Standing
The parents, not the students by their parents, have brought this suit. Therefore, as a threshold matter, we must determine whether the parents have standing to raise these claims; if the parents lack standing to bring this suit, we do not have jurisdiction to consider it. Allen v. Wright,
The parents have standing to challenge alleged violations of the Establishment Clause of the First Amendment if they are directly affected by the government action, here, the use of the series. Courts have recognized that parents have standing as a result of their right to direct the religious training of their children. See Wisconsin v. Yoder,
With respect to the alleged violation of the Free Exercise Clause, the parents have standing only if they claim infringement of their personal religious freedom. McGowan v. Maryland,
III. Rules 12(b)(6) and 56
We now turn to the parents’ claim that the district court improperly converted the directors’ motion to dismiss to a motion for summary judgment. As we have- discussed, the district court’s order responded to the directors’ motion to dismiss pursuant to Fed.R.Civ.P. 12(b)(6). The district court did not explicitly notify the parties that it was treating the directors’ motion to dismiss as one for summary judgment. Further, the district court, in its abbreviated opinion, did not label its decision as one for summary judgment. The district court did consider, however, material extraneous to the pleadings — the entire reading series. From our vantage point, we can see that the district court did, in fact, treat the motion as one for summary judgment, and our task is to determine whether the parents have been prejudiced by this treatment.
Rule 12(b) commands that if a district court considers material that is not included in the pleadings, the district court must treat the motion to dismiss as one for summary judgment.
In addition, the district court’s failure to provide explicit notice is not fatal to its decision in this case. See Farries v. Stanadyne/Chicago Div.,
We review de novo a district court’s grant of summary judgment. Doe v. Allied-Signal Inc.,
In their filings in the district court, the parents claim that the series is used as a “supplemental reading program” and that the series will continue to be used to “teach, instruct and otherwise educate the students.” In their brief, however, the parents also allege that the students are required “to prepare and cast chants and spells and to practice being witches.”
The district court properly determined that parents base their claims solely on the series itself. As such, a review of the entire series, which both parties desire, is sufficient to resolve the parents’ claims, and no further evidence is required to evaluate the parents’ claims. Therefore, there is no genuine issue of any material fact. We must now evaluate the substance of the parents’ claims to determine whether the directors are entitled to judgment as a matter of law.
IV. The Establishment Clause
The First Amendment states that “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof-” U.S. Const. amend. I, cl. 1. The Establishment Clause requires government neutrality with respect to religion. Abington Sch. Dist.,
The Supreme Court has generally, but not exclusively, analyzed alleged violations of the Establishment Clause in the framework of the three-part test set forth in
Before we apply the Lemon test, we believe that there are several preliminary issues that merit discussion. As an initial matter, we are mindful that alleged violations of the Establishment Clause in elementary school settings “present heightened concerns for courts.” Sherman,
We are also mindful, however, that this heightened concern is balanced to a great degree by the broad discretion of a school board to select its public school curriculum. See, e.g., Epperson v. Arkansas,
In the context of this balance between the parents’ rights and the directors’ discretion, courts have held a number of activities to be violations of the Establishment Clause. These include: 1) inviting clergy to offer invocation and benediction prayers at formal graduation ceremonies for high schools and middle schools, Lee v. Weisman, — U.S. -,
Finally, before the Lemon test can be applied, we must first determine whether there is even an issue of establishment of religion. See Gonzales,
The First Amendment prohibits the establishment of religion but does not define religion. There seems to be an unresolved issue as to whether the definition of religion should be the same for the Establishment Clause as it is for the Free Exercise Clause. While one view believes that one definition will suffice, another view sees only one definition as absolutely unworkable. Compare Everson v. Board of Educ.,
This is not much of a problem when referring to the recitation of the Lord’s Prayer, readings from the Bible, and the distribution of Gideon Bibles, i.e. when “traditional religions” are at issue. The problem is evident where, as here, the “religion” that is allegedly being established is much less widespread or cohesive. Where a district court has before it one who swears or (more likely) affirms that he sincerely and truthfully holds certain beliefs which comport with the gener
In addition, this “religion” that is allegedly being established seems for all the world like a collection of exercises in “make-believe” designed to develop and encourage the use of imagination and reading skills in children that are the staple of traditional public elementary school education. The purpose of the series, stated by the publisher in promotional materials about the series, is that the inclusion of a variety of stories serves to stimulate a child’s senses, imagination, intellect, and emotions; according to the publisher, this is the best way to build reading skills. This reading series includes works of C.S. Lewis, A.A. Milne, Dr. Seuss, Ray Bradbury, L. Frank Baum, Maurice Sendak and other noted authors of fiction. Further, these works, and so many others that are part of any elementary classroom experience
“The purpose prong of the Lemon test asks whether government’s actual purpose is to endorse or disapprove of religion.” Edwards,
In this case, the parents have not alleged that the purpose of using the series is exclusively religious. But even if they had, there is a clear secular purpose. As we noted above, public school curricula traditionally rely on fantasy and “make-believe” to hold a student’s attention to develop reading skills and to instill a sense of creativity and imagination. That this particular series relies on witches and goblins in a few stories to develop the children’s minds fits the norm.
With respect to the second leg of the Lemon test, government action is proper if its primary effect is neither to advance nor inhibit religion. In order for government action to constitute an impermissible advancement of religion, that action must amount to an endorsement of religion. Lynch,
The stories which the parents contend are offensive are a relatively small minority when compared with the series as a whole. Further, the series is also comprised of some stories, also in a small minority, which presumably are consistent with the parents’ Catholic and Protestant beliefs, including “The Best Christmas Pageant Ever,” “How Six Found Christmas,” and “The Twelve Days of Christmas.” But, it is not enough that certain stories in the series strike the parents as reflecting the religions of Neo-Paganism or Witchcraft, or reference Christian holidays. The Establishment Clause is not violated because government action “happens to coincide or harmonize with the tenets of some or all religions.” Harris v. McRae,
The parents also claim that because a curriculum review committee reviewed the series before it was purchased, the directors became entangled with religion. This claim is without merit. School boards have broad discretion in determining curricula in their schools. Surely, the mere exercise of this discretion cannot constitute excessive entanglement with religion. Further, there is no allegation that the publisher of the reading series is a religious organization or that the directors are in some way dealing with a particular religious organization. Nothing, then, supports a claim that the use of this reading series constitutes excessive entanglement with religion.
V. The Free Exercise Clause
Having disposed of the parents’ Establishment Clause claim, we now turn to their claim that the use of the series interferes with the free exercise of their religion. The Free Exercise Clause recognizes the right of every person to choose among types of religious training and observance, free of state compulsion. Abington Sch. Dist.,
We analyze this claim by balancing the burden upon the exercise of the parents’ religion and the government’s interest in using the series to educate elementary school students. Id. at 214,
The burden to the parents in this case is, at most, minimal. The directors are not precluding the parents from meeting their religious obligation to instruct their children. Nor does the use of the series compel the parents or children to do or refrain from doing anything of a religious nature. Thus, no coercion exists, and the parents’ free exercise of their religion is not substantially burdened.
Even if we were to find that the parents’ free exercise rights were somehow substantially burdened, we would find that the government interest outweighed such a burden. Providing public school education “is at the apex of the function of [government].” Yoder,
This is not to say that we doubt the sincerity of the parents’ religious beliefs or that they are not genuinely offended by the passages. We do agree, however, with Justice Jackson’s statement that: “If we are to eliminate everything that is objectionable to any [religious group] or inconsistent with any of their doctrines, we will leave public schools in shreds. Nothing but educational confusion and a discrediting of the public school system can result from subjecting it to constant law suits.” McCollum v. Board of Educ.,
VI. Conclusion
This case involves no genuine issue of any material fact and the directors are entitled to judgment as a matter of law. Therefore, the district court’s decisions to convert the motion to dismiss to one for summary judgment and the grant of summary judgment were proper. For these reasons and those expressed in the body of this opinion, the decision of the district court is
AFFIRMED.
Notes
. These two quotes are taken from paragraph nine of the parents’ amended complaint. This is the most concrete allegation of the establishment of a religion in the amended complaint. The parents do a much better job of describing the religion they believe is endorsed through the use of the series in their Brief to this court; unfortunately for the parents, the allegations in the amended complaint are all that matter at this stage. As we will discuss, this lack of specificity causes us some trouble in evaluating the parents' claims.
. Rule 12(b) provides that:
If, on a motion asserting the defense numbered (6) to dismiss for failure of the pleading to state a claim upon which relief can be granted, matters outside the pleading are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56, and all parties shall be given reasonable opportunity to present all material made pertinent to such a motion by Rule 56.
The Advisory Committee Notes on Rule 12(b)
amplify the text of the rule:
The addition at the end of subdivision (b) makes it clear that on a motion under Rule 12(b)(6) extraneous material may not be considered if the court excludes it, but that if the court does not exclude such material the motion shall be treated as a motion for summary judgment and disposed of as provided in Rule 56. It will also be observed that if a motion under Rule 12(b)(6) is thus converted into a summary judgment motion, the amendment insures that both parties shall be given a reasonable opportunity to submit affidavits and extraneous proofs to avoid taking a party by surprise through the conversion of the motion into a motion for summary judgment.
. The parents argued at oral argument that the phrase "teach, instruct and otherwise educate” encompasses these other activities. We disagree. While we understand that our federal rules are designed to accommodate and encourage notice pleading, we believe that an allegation of a requirement to participate in “pagan” rituals is sufficiently different from an allegation of using a "supplemental reading series” to “teach, instruct and otherwise educate” that it should be separately and specifically pled.
. The parents even attempt to include in these "religions” a tenet of what the parents call "parental disrespect.” Even as we give wide latitude to the parents in construing the religion requirement in this case, we cannot abide the argument that the inclusion of "humorous stories” in which "a child outwits a parent” serves to establish these religions.
. A general working definition of religion for Free Exercise purposes is any set of beliefs addressing matters of "ultimate concern” occupying a " ‘place parallel to that filled by ... God' in traditionally religious persons.” Welsh v. United States,
. This might be a typical scenario with respect to a claim of a Free Exercise violation.
. As was suggested at oral argument, other works might include the works of J.R.R. Tolkien and Lewis Carroll and tales regarding, for example, the Tooth Fairy.
. Many of the stories involving witches are sequenced to emphasize a Halloween theme. The American tradition of celebrating the eve of All Saints' Day is certainly a secular one.
. While the parents urge us to adopt an "impressionable child” standard with respect to this component of the test, we decline to do so. The Supreme Court has never adopted that standard, and we are satisfied that our previous discussion of our heightened concerns regarding the elementary school context more than adequately frames this part of our analysis.
. In addition, "tolerance of divergent political and religious views” while taking into account "the sensitivities of others” is among the values public education seeks to instill in its students. Bethel Sch. Dist. No. 403 v. Fraser,
Concurrence Opinion
concurring.
I join the judgment of the court in the comprehensive and thoughtful opinion of Judge Bauer. I write separately to emphasize that our decision today does not in any way dilute the protections of either of the religion clauses for those individuals — and there are many in our society — who adhere to a creed that some might characterize as nontraditional.
When the religion clauses were drafted, we were, in terms of our religious practices, a nation of little white churches. Although religious bigotry and discrimination were considerable, the range of religious beliefs and practices found among the population certainly can be described as “traditional.” Today, we are a far more diverse people in terms of our religious beliefs and practices, and it is important for us to keep in mind that the constitutional protections of the religion clauses protect with equal vigor those who adhere to beliefs and practices that do not fit comfortably into the traditional “little white church.” Indeed, it is usually adherents of these “non-mainstream” religions who are in most need of the Amendment’s protection.
. As Judge Bauer points out, we do not have before us an effort on the part of the educators to require the students to participate in ritual exercises of a religious nature. Cf. Malnak v. Yogi,
