Gerald Eugene Stano v. Richard L. Dugger, Robert A. ButterworthGerald Eugene Stano v. Richard L. Dugger, Robert A. Butterworth
Lead Opinion
Gеrald Eugene Stano appeals the district court’s denial of his petition for writ of habeas corpus brought pursuant to
1. BACKGROUND
In 1981 Gerald Stano confessed to killing a young woman in 1974, and a grand jury indicted him for first-degree murder. Sta-no was twice tried for the murder of Cathy Scharf in Brevard County Circuit Court. The first trial in September, 1983 ended in a mistrial after the jury failed to reach a unanimous verdict. The jury in the second trial returned a guilty verdict on December 2, 1983 and recommended the death sentence. Stano appealed the conviction and sentence to the Florida Supreme Court, which affirmed.
Stano’s application for executive clemency was denied on May 22, 1986. His execution was scheduled for July 2, 1986 at 7:00 a.m. Stano then filed a postconviction relief motion on July 1, 1986, pursuant to Rule 3.850 of the Florida Rules of Criminal Procedure, which the state circuit court deniеd.
On August 22, 1987, Stano filed a petition for writ of habeas corpus with the United States District Court for the Middle District of Florida. Of the numerous grounds claimed in the petition, the district court concluded that only the ineffective assistance of counsel claim merited eviden-tiary development. After a limited eviden-tiary hearing, the district court denied ha-beas relief. Stano appealed the district court’s ruling to this court alleging multiple violations of his constitutional rights. We now review each of these claims in turn.
II. ANALYSIS
A. BRADY CLAIM
Stano argues that the district court erred in refusing to hold an evidentiary hearing on his claim that the prosecution suppressed material exculpatory evidence in violation of Brady v. Maryland,
In certain circumstances, the district court is mandated to conduct an evidentiary hearing in a habeas proceeding. Where the facts are in dispute, a federal habeas court must grant an evidentiary hearing “if the habeas applicant did not receive a full and fair evidentiary hearing in a state court, either at the time of the trial or in a collateral proceeding.” Townsend v. Sain,
Brady holds “that the suppression by the prosecution of evidence favorable tо an accused upon request violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution.”
1. Alleged Governmental Suppression of Evidence
Stano alleges that the state improperly withheld evidence that a police detective believed Stano falsely confessed to a prior murder for which he was convicted; that a conspiracy existed to obtain Sta-no’s confessions; that Stano was a pathological liar; and that Stano’s prior confessions were coerced. To analyze whether the prosecution improperly suppressed evidence, factors such as the prosecutor’s duty to search out and disclose certain evidence, as well as the availability of the evidence to the defense, must be considered. “A prosecutor is not constitutionally obligated to obtain information dehors his files for the purpose of discovering information which defense counsel can use_” Morgan v. Salamack,
Detective Gadberry’s difference of opinion with other detectives, his superiors, and the state attorney regarding Stano’s responsibility for a prior murder, is not the type of evidence that a prosecuting attorney is constitutionally required to communicate to the defense. Such preliminary police investigatory work, which stands challenged by other members of the department and which is speculative at best, need not be revealed. This evidence was equally available to the defense, as well as to the prosecution, since Detective Gadberry made no secret of his opinion among his peers. See Appendix 16, p. 6. Thus, the prosecution did not suppress this evidence.
Stano’s other allegations of suppression fail to satisfy this prong of Brady for the same reason. Allegations of a conspiracy to obtain confessions and of coer
2. Evidence Favorable to the Petitioner
Assuming however, that the state did indeed suppress some evidence, the second prong of the Brady analysis requires that the evidence be favorable to the petitioner. From our consideration of the record, we agree with the district court that the alleged exculpatory evidence is not evidence favorable to the accused. To be favorable here, the evidence first must be admissible and subject to consideratiоn by the trier of fact. In this case, Detective Gadberry allegedly would have testified regarding his reservations about Stano’s guilt in another case. Detective Gadber-ry’s proposed statement regarding a wholly separate murder for which Stano has been convicted, like Detective Kappel’s proffered testimony concerning other cases, would not be admissible at any stage of this homicide proceeding. See Argument B, infra. The detective’s differing opinion about a case not at issue here is irrelevant and speculative as to the determination of Sta-no’s guilt or sentence in the Scharf murder. The same reasoning applies to the evidence dealing with the actions of other jurisdictions. The refusals by other jurisdictions to prosecute Stano in no way creates an inference that this case was erroneously prosecuted or that Stano’s Scharf confession is unreliable. Thus, such inadmissible evidence can hardly be deemed exculpatory.
Similarly, Stano’s allegations that his pri- or confessions were coerced and the result of a conspiracy involving collusion of the state and defense counsel establish no basis for relief. If we accept Stano’s allegations as true, the fact that coercive techniques were used in previous cases to elicit confessions does not create an inference that the same coercion was applied in this case. The evidence would be inadmissible in considering Stano’s guilt or sentence for the Scharf murder. We cannot draw the conclusion that coercion exists here, especially when the record reflects that Stano’s confessions regarding Scharf were made voluntarily and knowingly. See Trial Transcript, Advanced Appendix Vol. 3, A, p. 867-68, 969-71, 979. Because this evidence would not establish such an inference, and indeed would not even be a proper consideration for the factfinder, it is not exculpato
We stress that procedurally, the collateral attack in this case of Stano’s prior confessions and guilty pleas is improper. The proper forum for presenting the issues exists in the courts where those cases can be directly or collaterally challenged, not in a habeas proceeding for a separate case. A need for finality and certainty exists regarding the convictions and judgments of the courts. According to the United States Supreme Court, “the concern with finality served by the limitation on collateral attack has special force with respect to convictions based on guilty pleas.” United v. Timmreck,
3. Materiality
The final prong under Brady requires a showing that a reasonable probability exists that had the evidence been disclosed to the defense, the result of the proceeding would have been different. Were Stano able to satisfy the first two prongs of the analysis, his allegations would fail under this inquiry.
Our review of the record indicates that even if the evidence had been admissible, and the defense had used Detective Gad-berry’s statement, the outcome of the case nevertheless would not have changed. Gadberry’s statement refers to his involvement with Stano not on the Scharf murder, but on a wholly separate case. He was not even present during segments of the Stano interrogation regarding the prior homicide. See Appendix, 16 p. 2. Contrary to Gad-berry’s assertion that another detective’s psychological influence pressured Stano into confessing, Stano confessed numerous times to multiple homicides independent of this detective’s influence, including confessing at his own sentencing proceeding in this case. See Advanced Appendix Yol. 4, B, p. 1825-26. Moreover, the record discloses that Stano’s detailed confessions rebut Gadberry’s opinion that Stano was vague in describing the murder. Thus, the record clearly refutes Gadberry’s evaluation of Stano.
As for the remaining allegations of coercion and conspiracy, the record indicates that Stano’s confessions were freely and voluntarily given. The petitioner alleges no concrete instances of coercion in the obtaining of the Scharf confessions, but only a long history of a psychologically pressured relationship between Stano and various detectives and defense team members in unrelated cases. The speculative nature of these assertions does not meet the requisite level of materiality under Brady and Bagley, especially when the record contains several instances of reliable Scharf confessions, including Clarence Zacke’s testimony that Stano confessed to him in prison. See Trial Transcript, Advanced Appendix Vol. 3, A, pp. 893-96.
Neither would the outcome оf the case likely have changed had the defense utilized the alleged exculpatory evidence at sentencing. Had the defense attacked the conviction to which Detective Gadberry’s statement related, several other prior convictions remained, and Stano himself recon-fessed to eight murders while on the stand at his sentencing hearing. See Advanced Appendix Vol. 4, B, p. 1829. Stano therefore, has failed to state allegations sufficient to set out a constitutional violation under Brady. The prosecution did not improperly suppress evidence favorable to the petitioner which would have materially altered the outcome of the case. No due process claim is cognizable under Brady which would entitle Stano to an evidentiary hearing. Thus, the district court properly denied the petitioner’s request for relief.
B. RESTRICTION OF EVIDENCE CLAIM
Stano claims that the trial court erred in restricting his presentation of evidence at both the guilt/innocence and sentencing phases of trial. He seeks reversal
As the district court noted, for this claim to be cognizable the trial court’s evidentiary ruling must have deprived the habeas petitioner of fundamental fairness. Osborne v. Wainwright,
The disputed evidence must be material, and rise to the level “of a crucial, critical, highly significant factor.” Smith v. Wainwright,
The trial court here correctly ruled that the evidence was not probative, was irrelevant and was inadmissible at the guilt/innocence phase since it did not indicate that Stano’s confession in the Scharf case was false or tainted. Evidence that Stano falsely confessed to other murders he did not commit or for which he was not charged does not reflect that his confession regarding the murder of Cathy Scharf was also false. The petitioner’s reliance on the eases cited in his brief is misplaced. Those cases deal with a defendant’s right to compel presentation of relevant, material, reliable, and critical testimony; not irrelevant, speculative and conjectural testimony as here. See Washington v. Texas,
Moreover, the proffered testimony of Dr. Stern, a psychiatrist, that people often confess to crimes which they did not commit constitutes mere speculation in connection with Gerald Stano.
The defense also argues that Stano was prohibited from presenting the evidence in mitigation at the sentencing phase of his trial due to the trial court’s exclusionary ruling. We note that a defendant must be permitted to introduce any mitigating evidence at sentencing in a capital case if the evidence relates to the defendant’s character, record or the circumstances of his offense. Skipper v. South Carolina,
C. CALDWELL CLAIM
In this claim, Stano alleges that the prosecution misinformed the jury of its sentencing responsibility in violatiоn of Caldwell v. Mississippi,
Caldwell states “that it is constitutionally impermissible to rest a death sentence on a determination made by a sentencer who has been led to believe that the responsibility for determining the appropriateness of the defendant’s death rests elsewhere.”
As the district court determined, Caldwell is inapplicable to the facts of this case. The state at sentencing attempted to show that Stano’s confessions were motivated by a strong desire to avoid the death penаlty rather than a need to gain psychiatric help. The prosecution’s strategy was to rebut the defense’s claim that the death penalty would be meaningless and cumulative since Stano had already received two other death sentences. Moreover, the state wished to show that Stano continued to kill despite psychiatric treatment.
The United States Supreme Court set out the standard regarding improper prosecu-torial comment in Darden v. Wainwright,
Similarly, in Mann v. Dugger,
We agree with the district court that the jury’s role in this matter was not diminished by the prosecutor’s comments. Our review of the record indicates that this trial judge made no statement which would diminish the jury’s perception of its important responsibility. The prosecutor’s comments actually made the jury more aware of its central role in recommending the death sentence. The prosecutor emphasized that it was the jury’s responsibility to hold the petitioner accountable for his crime and that they were the ones needed to return an appeal-proof sentence. See Advanced Appendix Vol. 4, B, p. 1279-80. We find that these comments did not operate to deprive Stano of a reliable, carefully determined sentence from a jury fully aware of its critical sentencing responsibility. Consequently, the district court properly denied Stano a new sentencing proceeding.
D. INEFFECTIVE ASSISTANCE OF COUNSEL CLAIMS
Stano next contends that he received ineffective assistance of counsel in several respects in the presentation of his defense at both the guilt/innocence and sentencing phases of his trial. First, Stano claims that the district court erred in denying him a full and fair evidentiary hearing on this issue. Second, Stano alleges that his trial counsel was ineffective for failing to challenge all of the confessions introduced at guilt/innocence and for failing to attack all of Stano’s previous convictions and sentences introduced at sentencing. Finally, Stano argues that his counsel was ineffective for failing to cross-examine and impeach adequately a key state witness, to object to the testimony of two psychiatrists regarding Stano’s competency, and to ensure that Stano received competent mental health assistance at trial.
The district court, after an exhaustive analysis of this issue, concluded that Sta-no’s ineffective assistance of counsel claims were procedurally defaulted under Wainwright v. Sykes,
The United States Supreme Court in Strickland v. Washington,
First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious thаt counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
Id. at 687,
Strickland requires the petitioner to show that counsel’s alleged acts or omissions, upon consideration of all the circumstances, fell outside the wide range of professionally competent assistance. Id. at 690,
The test for prejudice involves considerations similar to those under Brady; whether “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to under
1. Evidentiary Hearing
Under the Strickland standard, our review of the record indicates that the district court afforded Stano a full and fair evidentiary hearing on the ineffectiveness claims. The court heard testimony on August 24 and 25, 1987 from two witnesses who could directly address the ineffectiveness issue; Stano’s trial counsel, Mr. Russo and Mr. Friedland. (R. 6, p. 104-313; R. 7, pp. 326-414). The witnesses testified regarding their trial tactics and strategy, and the reasonableness of their performance. The state proffered testimony concerning the proper standard of attorney conduct required under the circumstance of this case. Thus, the district court developed sufficient facts at the evidentiary hearing to afford Stano a fair hearing, to render judgment on the claim, and to provide an adequate record for review in this court.
2. Challenges to Confessions
Stano’s claim of ineffectiveness of counsel for failing to challenge both the prior confessions and convictions used in aggravation at sentencing, and the Scharf confessions used at guilt/innocence and sentencing, is without merit. Defense attorney Russo testified that procedurally, he did not know how he could have attacked the prior convictions and litigated them within the time frame of the trial, and that he had never heard of defense counsel collaterally attacking convictions used in aggravation. (R. 7, p. 403-06). Mr. Russo felt that his resources were better spent representing Stano at trial than collaterally attacking other convictions of which he had no indication were involuntary. Id. at 407. He further testified that his strategy would not have involved collaterally attacking the prior life convictions when the result of the challenges could mean death sentences. Id.
Trial counsel also testified at the eviden-tiary hearing regarding the Scharf confessions. Mr. Russo stated that it would not have been feasible to attack Stano’s confessions since he had confessed to so many people for the murder of Cathy Scharf in direct contravention of counsel’s advice.
After careful consideration of the record, we conclude that counsel’s performance in their investigation of the facts, consideration of the law, securing of evidence and conduct at trial, was competent. The approach taken by the defense was one which falls well within the objective yardstick that we apply when considering the question of ineffectiveness of counsel. “[Strategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchallengeable.” Sinclair v. Wainwright,
Even if we were to find that competent counsel would not have taken the approach defense counsel used in this case, the petitioner cannot establish the second prong of Strickland by showing any prejudice from counsel’s alleged errors. No reasonable probability exists that but for defense counsel’s alleged omissions, the result of the proceeding would have been different. See Strickland,
Had the six prior convictions at sentencing been successfully challenged and suppressed as aggravating circumstances, three other aggravating factors remained to support a jury recommendation of death: 1) The murder was committed while Stano was engaged in the commission of a kidnapping; 2) The murder was especially heinous, atrocious or cruel; and 3) The murder was cold, calculated and premeditated without any pretense of moral or legal justification. When challenging the imposition of capital punishment, the petitioner must show that “there is a reasonable probability that, absent the errors, ... the balance of aggravating and mitigating circumstances did not warrant death.” Id. at 695,
The same reasoning applies to the allegations concerning the Scharf confessions. If Stano had shown that trial counsel erred by failing to attack his first confession to Detective Crow in March, 1981, the subsequent confessions to Investigator Manis in August, 1982 would still be admissible. Likewise, if those confessions were also suppressed, the testimony of Clarence Zacke in July, 1983 still remained. Finally, Stano voluntarily reconfessed in September, 1983, to a psychologist, Dr. Mussen-den, who examined him pursuant to an order on defense motion. Assuming that an attorney rendered ineffective assistance in failing to present additional argument for suppression of the initial confession, the defendant was not prejudiced where the second confession occurred in entirely different surroundings and would have been admissible. See Elledge v. Dugger,
3. Cross-examination of State Witness
Stano alleges that his counsel was ineffective for failing to cross-examine and impeach adequately Clarence Zacke, a jail inmate to whom Stano had confessed the Scharf murder. We find that under Strickland, this claim lacks merit. The jury and trial judge were aware that Zacke was an untrustworthy witness. Trial counsel brought out that Zacke met Stano while both were in jail, see Advanced Appendix Vol. 3, A, p. 898, and that Zacke was a five-time convicted felon. Id. at 905. Zacke testified that he traded his testimony for a reduced sentence, return of property, and a prison transfer. Id. at 906-07. Defense counsel elicited testimony that Zacke did not come forward with his testimony until after Stano’s first mistrial, and that he knew the state’s case was weak. Id. at 910-11. Counsel also brought out that Zacke watched the first trial on the news every night and that his account of the murder did not match Stano’s exactly. Id. at 912-13, 905. Finally, the jury and trial judge learned, through the testimony of other witnesses, that doubt existed whether Zacke even had the opportunity to talk with Stano. Id. at 942. Accordingly, the trial counsel’s approach to handling this witness was reasonable and competent as measured by Strickland.
Stano claims that his counsel was ineffective for failing to object to the testimony of two court-appointed psyсhiatrists that Stano was sane, competent and not entitled to the statutory mitigating circumstance of “extreme mental and emotional disturbance” and “substantially impaired.” See
The Supreme Court recently ruled that the admission of findings from a psychiatric examination of the defendant, proffered by the state during the guilt phase of a trial to rebut psychiatric evidence presented by the defendant, did not violate the defendant’s constitutional rights where the prosecution and defense had jointly requested the examination, and where the defendant had attempted to establish a “mental status” defense. Buchanan v. Kentucky,
5. Mental Health Assistance
Stano alleges that his trial counsel was ineffective for failing to ensure that he received competent mental health assistance at the guilt/innocence and sentencing phases of trial. Stano relies on Ake v. Oklahoma,
Upon review of the record, we conclude that Stano has failed to make a colorable showing of ineffective assistance of counsel on this issue under Strickland. Defense counsel ensured that Stano was examined by several court-appointed psychiatric experts at various stages of the proceedings. One of the experts, Dr. McMillan, interviewed and evaluated the petitioner in depth, explored his life history, and psychologically tested Stano. See Advanced Appendix Vol. 7, G, p. 92. Dr. McMillan found that Stano had suffered gross emotional and physical neglect as a child, had abnormal and antisocial behavior, suffered from paranoid schizophrenia, committed acts which were the product of mental disease or defect, and exhibited characteristics of a neurologically impaired personality. Id. In addition, defense counsel procured a court order permitting Stano to undergo a CAT scan to test for neurological damage.
Trial counsel’s actions concerning Sta-no’s mental health assistance were reasonable and competent. The psychiatric experts involved in the case adequately assisted in the defense. An indigent defendant has no “constitutional right to choose a psychiatrist of his personal liking or to receive funds to hire his own.” Ake,
E. REMAINING CLAIMS
Stano also asserts the following claims: 1) The trial court improperly admitted, at Stano’s second trial, the testimony of the victim’s parents given in the prior Stano
Further, Stano claims that the district court erred in denying an evidentiary hearing on whether the state’s witness, Clarence Zacke, was a state agent. We agree with the district court that this claim has no basis in the record, is highly speculative, and that no evidentiary hearing was required. Finally, Stano asserts the district court erred in finding procedural default on the ineffective assistance of counsel claims. Because we agree with the district court that the underlying substantive claims are without merit, we need not reach the procedural issue.
III. CONCLUSION
For the foregoing reаsons, we AFFIRM the district court’s denial of habeas relief.
Notes
. On appeal to the Florida Supreme Court, Sta-no alleged numerous errors in the state court trial proceedings. Among them, Stano claimed that the trial court improperly: 1) limited the scope of his voir dire; 2) restricted his presentation of evidence at both the guilt/innocence and penalty phases of the trial; 3) declared the victim’s parents unavailable to testify and allowed their former testimony into evidence; 4) permitted the court deputy clerk to testify which violated the court's appearance of impartiality; 5) allowed the state's expert to testify to an ultimate fact beyond his expertise which denied Stano a fair trial; 6) denied Stano’s motion for judgment of acquittal for the state’s failure to establish the corpus delicti; 7) conducted portions of Stano’s trial outside his presence; 8) permitted the state’s cross-examination and argument regarding Stano’s decision to appeal his previous convictions; 9) allowed specific evidence about Stano’s prior murder convictions as aggravating factors in sentencing; and 10) failed to find numerous statutory and nonstat-utory mitigating circumstances. The Florida Supreme Court denied relief on all grounds. Stano v. State,
. In his Rule 3.850 motion, Stano raised the following six points: 1) The confessions which led to the prior guilty pleas, introduced as aggravating evidence at the trial which ultimately
. The prior murder occurred in February, 1980. Stano confessed to the homicide in April of that year. He later pled guilty and was convicted of first degree murder for the offense. Detective Gadberry disagreed with several of his peers regarding Stano’s involvement in the murder.
. The defense sought to admit evidence on the issue of Stano's false confessions through the testimony of Detective James S. Kappel from the St. Petersburg Police Department. Detective Kappel’s proffered testimony, which the trial court found inadmissible as irrelevant and non-probative, dealt with various cases in which Stano had confessed to murders which the jurisdiction declined to prosecute. See Advanced Appendix Vol. 13, 0, p. 1796-1818. Additionally, the defense possessed the report of a psychologist, Dr. Ann McMillan, in which she concluded that Stano exhibited serious pathological behavior, including lying. See Advanced Appendix Vol. 7, G, p. 92. Two psychiatrists corroborated this conclusion at Stano’s sentencing hearing. See Advanced Appendix Vol. 4, B, p. 1216, 1247, 1249.
. In fact, when asked whether Gerald Stano is the kind of person that would confess to something he had not done, Dr. Stern replied that “[h]e could be, I don’t know if he is, but he could be." See Advanced Appendix Vol. 13, O, p. 1786. Additionally, Dr. Stern wоuld not state an opinion as to whether Stano had the capacity to confess falsely in this case. He stated: “I could not testify on this case in particular, because I don’t know anything about this case.” Id. at 1793. Dr. Stern continued that he had no knowledge, ”[n]one whatsoever,” of the facts and circumstances of the Scharf case. Id. Thus, the psychiatrist could not testify specifically regarding Stano and the Scharf confession.
. Even if we were to hold that the trial court improperly excluded the evidence at sentencing, such action would not violate Stano’s right to a fundamentally fair sentencing proceeding. Our review of the record indicates that such an error would not be of the “magnitude as to deny fundamental fairness to the criminal trial.” Nettles,
. In response to the defense’s arguments to the jury regarding the gravity of calling for another’s death, the prosecution forcefully argued that the defense was in error in trying to force the jury to feel a sense of responsibility for its decision. Id. The prosecutor stressed: “Now they would have you believe that you’re going to kill this man and they know-they know that your decision is not the final decision. My God, how unfair can you be? Your job is reviewable. They know it_ [T]hroughout their argument, they said this panel was going to kill this man.... [T]he decision you render is automatically reviewable by the Supreme Court.” Id.
. Mr. Russo clarified: "If there was one confession in this case, one confession only, and I knew that that could be constitutionally attacked, yes, I would constitutionally attack it, but that was not the case in this situation.... Case [sic] in this situation went to trial, was that Mr. Stano confessed to Paul Crow, confessed twice to John Manís, he confessed to Clarence Albert Zacke, he wrote several letters to the press, gave press interviews ... he confessed to the psychiatrist in the case...."
Concurrence Opinion
concurring in part and dissenting in part:
I agree with the resolution of each claim discussed by the majority, except for the Brady claim and the Henry claim. With regard to those two claims, I respectfully dissent.
The procedural posture of this case is that Gerald Stano has had the benefit of an evidentiary hearing only on his ineffective assistance of counsel claim, not on his other claims, including the two based on Brady v. Maryland,
If there has been no evidentiary hearing in state court on an issue raised on habeas corpus, one is required if the petitioner alleges facts which, if true, would entitle him to relief. Townsend v. Sain,
I. BRADY CLAIM
The majority holds that there was no error in denying Stano an evidentiary hearing on his Brady claim. A Brady violation occurs where: (1) the prosecution suppressed evidence; (2) the evidence was favorable to the defendant; and (3) the evidence was material to the issues at trial. See United States v. Burroughs,
Stano has proffered evidence which gives rise to the following reasonable inferences.
Crow used that psychological information in interrogating Stano, as described below.
Jacobson, an ex-FBI agent who also did some legal work for members of the police department, worked extensively with Crow and the state attorney. He often allowed members of the police investigatory team to interrogate Stano outside the presence of counsel.
The information given by McMillan to Crow included Stano’s psychological vulnerabilities. There is psychological evidence that Stano was susceptible to strong authority figures who relied on manipulation and that he could not appreciate the consequences of his confessions. McMillan now admits to advising Crow to play on Stano’s “grandiosity”; other evidence is that Stano would likely confess in order to gain attention. Gadberry, who was present at the early stage of the investigation, felt that Stano had an abnormal need for attention and affection due to mental illness, and that Crow exploited this. Another detective, who worked with Crow on another Stano murder investigation approximately eight months before the first Scharf confession, believed that in making confessions Stano “got carried away by delusions of grandeur.”
There is also evidence that the coercion led to Stano confessing to murders that other jurisdictions refused to prosecute. Confessions obtained by Crow to murders committed in New Jersey, Tampa Bay and Titusville, Florida were not prosecuted, due to Crow’s interrogation techniques, lack of physical evidence, or the discovery of the bona fide offender.
Stano’s first murder confessions to Crow came in April and May of 1980. In May and June, 1980, Crow and Detective Lehman interviewed Stano in the Van Haddocks murder. The transcript of the interviews, at which counsel is not present, includes instances of promises,
The evidence of collusion and coercion by Crow continues through the period of the second confession, which occurred on August 11 and 12, 1982. Crow had continued working with Stano on pending cases through late 1982. Detective Manis was contacted by Crow to the effect that one of Stano’s confessions matched Manis’ pending Scharf case. In January, 1982, Manis spoke to Stano, who denied committing the Scharf murder. Crow continued to visit Stano often at the prison during this period. In April, Crow initiated another meeting between Stano and Manis, but when Manis arrived, Crow had been inside and said that Stano would not talk. Also, Crow and Stano were still communicating personally: in June, Stano wrote to Crow and said he wanted to help by “telling you what you want to know about anything,” and asked for contact with Howard Pearl, a public defender. In July, Jacobson, no longer representing Stano, instructed him to make “a clean breast of everything” and that Crow was his best source; this letter had a covert copy to Crow.
As noted above, to establish a violation of Brady, the defendant must show the suppression of material, favorable evidence. The principal Brady evidence claimed by Stano relates to the alleged collusion between Crow, Jacobson and McMillan. This evidence includes of course Crow’s own knowledge of the collusion. Documentary evidence supporting the inference of collusion and coercion would include the covert copy of Jacobson’s letter and the tape of the prior confession revealing promises, threats and coaching. Portions of Gadberry’s recent affidavit suggests that a second detective in the prosecution team, i.e., Gadberry, had knowledge that Crow’s interrogation of Stano imper-missibly exploited his mental vulnerabilities.
It is clear that the foregoing evidence was suppressed by the prosecution. All of the material was in the prosecution’s possession. Crow knew the information, and his knowledge is imputed to the prosecution. See United States v. Antone,
The Brady material is also favorable to the defense, the second prong of the test. The evidence supports inferences tending to show that Stano’s confessions in the Scharf case were not voluntary. The evidence raises an inference that collusion by Jacobson, McMillan and Crow enabled Crow to coerce confessions.
The Brady evidence is also material, the final prong of the test. The standard for materiality of Brady evidence is whether “there is a reasonable probability that ... the result of the proceeding would have been different” had the evidence been available to the defense. United States v. Bagley,
The evidence described above supports Stano’s allegation that coercion and collusion occurred with respect to the first two confessions. During the period in which the first confession took place, there is evidence of Jacobson and McMillan’s collusion with Crow. There is also evidence that Stano was particularly vulnerable because of mental illness, that the purpose of the collusion was to take advantage of that, and that Crow in fact exploited it. There is other evidence that during this period that Crow used threats and promises in order to obtain confessions from Stano. During the period of the second confession, there is evidence that the collusion and coercion continued. Crow’s continued contact and correspondence with Stano raises an inference that he continued to be in a position to exploit Stano’s mental vulnerabilities. The circumstances of the Manis confession also support an inference that Crow “managed” the confession, only allowing it when he had sufficiently coached or coerced Stano. Finally, the letter from Jacobson to Stano, with its “covert” copy to Crow, raises an inference that the collusion was continuing. Thus, the evidence impeaches the validity of both cоnfessions, due to the evidence of collusion and the evidence of Stano’s vulnerability to coercion resulting from that collusion. See Colorado v. Connelly,
In terms of the essential factors in the trial’s outcome, this leaves the Zacke confession. As I discuss below, the Zacke confession is constitutionally suspect, and may be inadmissible as constituting a violation of United States v. Henry,
I conclude that reasonable inferences from the proffered evidence satisfy all three prongs of Brady, and that Stano is entitled to an evidentiary hearing.
II. HENRY CLAIM
Stano is also entitled to an evidentiary hearing with respect to his Henry claim. Under Henry, incriminating testimony elicited by an undisclosed government informant is inadmissible as violative of the right to counsel. United States v. Henry,
In Henry, the Supreme Court applied the principle articulated in Massiah v. United States,
Stano’s Henry claim is not so speculative that it does not merit an evidentiary hearing. As noted above, in the posture of this case, Stano is entitled to an evidentiary hearing if he alleges facts which, if true, would entitle him to relief. The claim is not so devoid of factual content as to be impermissibly conclusory, nor does evidence in the record reveal Stano’s contentions to be wholly incredible. See Blackledge v. Allison,
Stano alleges that Clarence Zacke was placed in the same jail to elicit incriminating testimony from Stano. With respect to the state agency requirement, the following evidence in the record supports Sta-no’s claim. Moxley, the prosecutor at Sta-no’s trial, was also Zacke’s prosecutor. The notes in the prosecutor’s file in the Zacke case indicate that Zacke was interviewed by Moxley’s office on April 15, 1983, and on April 26, 1983. At the time, Zacke was in the state prison. At the April 15 meeting, Zacke promised to help the prosecution any way hе could in the future, and the prosecutor stated he would try
The foregoing evidence supports Stano’s allegation that Zacke was an agent of the state at the time he engaged Stano in conversation. The proffered evidence permits an inference that the state moved Zacke, placed him in proximity to Stano, and agreed to reward Zacke in exchange for his agreement to tell the police what he could learn from Stano. I conclude that Stano’s allegations are not merely conclusory nor wholly incredible in the face of the record, Blackledge,
Neither does the record conclusively rebut the required showing that the informant “deliberately elicited” the incriminating statement. The incriminating statements were made in the jail’s exercise yard, during a llh hour conversation. Stano and Zackе were taken out together and were the only prisoners in the yard. It is unclear who initiated the conversation, which began with a discussion of cars, but it was Zacke who steered it specifically to murder.
This evidence permits an inference that Zacke purposefully directed the conversation to incriminatory matters, i.e., that he “deliberately elicited” the confession from Stano. Thus, given my conclusion with respect to the state agency prong, neither one of the required showings is wholly incredible in light of the evidence, and thus Stano is entitled to an evidentiary hearing on his Henry claim.
III. CONCLUSION
Stano has alleged facts which, if true, are sufficient to grant relief under Brady v. Maryland and United States v. Henry. These two claims are not mere conelusory allegations, and they are not wholly incredible in light of the record. Therefore, I conclude that Stano is entitled to an eviden-tiary hearing on these two claims.
. The Supreme Court has noted the importance of an opportunity for factual development of a habeas claim: "Because detention so obtained is intolеrable, the opportunity for redress, which presupposes the opportunity to be heard, must never be totally foreclosed ... It is the typical, not the rare, case in which constitutional claims turn upon the resolution of contested factual issues.” Townsend,
. Not all of the following evidence is claimed by Stano to be Brady material. However, it is useful to view the Brady material in the context of all relevant proffered evidence which supports the need for an evidentiary hearing. As indicated in the text below, the principal Brady evidence claimed by Stano relates to the collusion between detective Crow and the defense attorney and psychologist.
. Appendix 19, Appendix to Petition for Writ of Habeas Corpus (Affidavit of Lissa Gardner re Ecker conversation); Appendix 100, Appendix to Petition for Writ of Habeas Corpus (Affidavit of Virginia Shubert re Detective Lehman conversation).
. Appendix 19, Appendix to Petition for Writ of Habeas Corpus (Affidavit of Lissa Gardner re Ecker conversation).
. The above information is from a statement made by McMillan. Appendix 20, Appendix to Petition for Writ of Habeas Corpus (Affidavit of Scharlette Holdman re McMillan conversation).
. Id.; Appendix 16, Appendix to Petition for Writ of Habeas Corpus (Gadberry Affidavit).
. Appendix 16, Appendix to Petition for Writ of Habeas Corpus (Gadberry Affidavit); Appendix 19, Appendix to Petition for Writ of Habeas Corpus (Affidavit of Lissa Gardner re Ecker conversation). See also Pet. Exhibits 3-5 (interrogation with only Stano, Crow and Lehman present).
. Appendix 19, Appendix to Petition for Writ of Habeas Corpus (Affidavit of Lissa Gardner re Ecker conversation).
. Appendix 16, Appendix to Petition for Writ of Habeas Corpus (Gadberry Affidavit).
. See, e.g., Pet. Exhibits 3-5 (interrogation with only Stano, Crow and Lehman present).
. Appendix 19, Appendix to Petition for Writ of Habeas Corpus (Affidavit of Lissa Gardner re Ecker conversation); Pet. Exhibit 4 at 14
. Appendix 29, Appendix to Petition for Writ of Habeas Corpus (Affidavit of Eugene Stano); Appendix 20, Appendix to Petition for Writ of Habeas Corpus (Affidavit of Scharlette Hold-man re McMillan conversation).
. Appendix 100, Appendix to Petition for Writ of Habeas Corpus (Affidavit of Virginia Shubert re Detective Lehman conversation).
. Two examples follow:
Crow: Gerald, the more you can come across with, we’re gonna be able to take you out of this thing and put you in an isolated situation. Get you to ...
Stano: What do you mean by that?
Crow: Out from the groups.
Stano: No, I don’t want no damned single cell.
Lehman: You’re gonna want, Gerald, believe me ... there’s a few people out here that are out to slit your ... throat.
Lehman: And we don’t want to see you get in that chair. We’re keepin’, we’re trying to keep your ass out of it ... as hard as we can.
Appendix 64, Appendix to Petition for Writ of Habeas Corpus.
. The following are several examples from the interrogation:
Crow: Now they can take you out of here, take you back up north....
Lehman: You ever see a Governor's warrant?. ... It comes through with goddamned ribbons and doilies on it and it's like a goddamned skull. And it says you’re gone whether you like it or not....
Crow: We gotta get some clout so we can keep you in the state.
Crow: You got problems.
Stano: Thanks.
Crow: More problems than you think. Because two bodies is not going to make you eligible for insanity.
Appendix 66, Appendix to Petition for Writ of Habeas Corpus.
Lehman: [T]he аngle that you struck them with it, why that blade didn't break. And part of the way we’re going to keep you down here is just like Sergeant Crow said — Pennsylvania and Jersey, man, they’re chompin' at the bit.
Stano: They think I did ...
Lehman: I don’t want to see you get the chair. There’s a guy coming up to get the chair next week up in Georgia ... I can’t help but think that somewhere along the line you got the answers for us.
Appendix 67, Appendix to Petition for Writ of Habeas Corpus.
.This is one of many examples:
Lehman: Done a little research into this knife you’re talking about, a retractable blade. The bone to the skull on Haddocks and the breast plate on Maher don’t jive up with what you’re telling us what you used on them....
Crow: You had to use a stronger blade than that, Gerald.
Appendix 67, Appendix to Petition for Writ of Habeas Corpus.
. The affidavit of Stano’s father, Eugene Stano, provides the information regarding this episode. Appendix 29, Appendix to Petition for Writ of Habeas Corpus.
. The draft of the letter reads, in relevant part: "Your best source is still Sergeant Paul Crowe [sic] (send Paul a covert copy of this letter— have Paul stop by and pick this up and read it and throw it in the wastebasket)." Pet. Exhibit 7.
. The memo states that “under “NO" circumstances is this inmate to talk to ANY DETECTIVE-POLICE OFFICER-FEDERAL AGENT-STATE ATTORNEY OFFICE or ANY ATTORNEY. All appointments for this inmate to speak to ANY person will be arranged and handled by Sergeant Paul Crow, “ONLY." Sergeant Crow will handle all telephone calls, visitors, etc. He will have NO contact with anyone, except jail personnel, in the normal course of security checks.” Appendix 47, Appendix to Petition for Writ of Habeas Corpus.
.These cases were decided prior to the close of business on September 30, 1981, and are binding precedent under Bonner v. City of Prichard,
. The majority states that the Gadberry information need not have been disclosed because it was “preliminary, challenged or speculative information.” See United States v. Agurs,
. I note that the majority assumes that the proffered evidence of collusion and coercion relates only to confessions to murders other than the Scharf murder. My discussion of the evidence demonstrates that the collusion continued and tainted the Scharf confessions also. See Crane v. Kentucky,
On the basis of its erroneous factual assumption, the majority then suggests that certain evi-dentiary rules would render inadmissible any evidence challenging or explaining any of the previous convictions or the confessions on which such prior convictions were based. I doubt that the majority has correctly applied the evidentiary rules.
Under Florida law, a court must admit evidence tending to explain the defendant’s previous convictions. Francois v. State,
It bears underscoring that Stano does not seek to introduce evidence legally attacking his prior confessions and guilty pleas. The values of economy and finality are not implicated by the purposes for which Stano proffers his evidence: regardless of the extent to which Stano uses evidence which implicitly impeaches the previous confessions to explain the circumstances of the Scharf confessions, the previous confessions’ legal validity will stand unimpaired, unless they themselves are attacked in a direct or collateral proceeding. In contrast, the cases cited by the majority describe the legal consequences of a guilty plea with respect to a later direct or collateral legal attack on that conviction. See, e.g., McCoy v. Wainwright,
Also, I note that even were such evidence not admissible under Florida law, it would be admissible as a matter of Federal constitutional law. According to the line of cases following Lockett v. Ohio,
Finally, it appears that two of the prior convictions relied upon at sentencing in this case have been challenged collaterally, and those challenges are now pending in this court. Stano v. Dugger, No. 88-3375. If one or both of those prior convictions are invalidated, the instant death sentence might have to be vacated. Johnson v. Mississippi,
. Stano also made a confession regarding Scharf in 1983 to Doctor Mussenden, a psychologist. This confession, which was not relied upon at trial, should not prevent Stano from being entitled to an evidentiary hearing. It is impossible to tell from the record the circumstances of the statement; thus, it cannot conclusively rebut Stano’s other evidence. Also, a statement of this type made to an examining psychologist would be inadmissible to show guilt or innocence. See Fla.Stat.Ann. 90.503(4) (1979); McMunn v. State,
The majority also suggests that Stano’s sentencing confessions rebut the allegations of improper influence. However, the record contains several types of evidence showing that Stano is mentally ill in a manner that leads him to falsely confess to crimes. Givеn this propensity, any collusion that convinced Stano that he would obtain life if he confessed to many murders, and Crow's exploitation of Stano’s mental vulnerabilities, could very well have a continuing effect; under this reasoning, the circumstances of the sentencing confessions would not conclusively rebut the continuing taint of the demonstrated earlier improprieties.
. At the meeting, Zacke said, "if there's anyway I can help, law enforcement, I will help. And not just specifically relate to the cars ... I will cooperate, to the best of my knowledge, with anything else ya’ll want to know, that I may know anything about. Regardless of what it is." A moment later, the prosecutor responded, "Now Mr. Zacke, the other things that I’m sure you’ve got information on after this case gets further down the road, I’m gonna’ put a price tag on um’ and the more you do ..., the more I’m going to try and do for you.” Appendix 127, Appendix to Petition for Writ of Habeas Corpus (Statement of Clarence Albert Zacke).
. This inference is supported by the fact that Zacke had previously traded information for leniency, that the above-described language from the Zacke interview includes Zacke’s promise to reveal additional information and the prosecutor’s promise that he would try reward it, and the notes indicating that Zacke would be put in proximity to Stano when brought back to the Brevard County Jail.
. Zacke testified that the conversation began in the following manner:
We also talked — he had seen my truck and my Cadillac and was talking about them, too, that had been confiscated.... Then he told me that they tore the whole interior out оf his Trans Am ... searching for blood in his Trans Am.... We talked about how fast Trans Ams were and stuff like that.
Then I asked him, I said how come they did not find no blood in your car? What made them think they were going to? He said they think I am dumb enough to kill girls in my car and leave blood ... He said when I kill them, I don’t splatter blood all over my car ... I said yes, I read the paper. I said you killed thirty nine or forty of them. He said no, I have killed a hundred.
Deposition of Clarence Zacke, 34-35 (emphasis added).
.After having asked why Stano killed, Zacke’s participation moved the conversation to the details of the Scharf murder:
Then he says Cathy was a tramp, a pure tramp. I said who is Cathy?_ He told me, he says the girl that he is on trial is here in Brevard County for killing....
He said he took his time with her ... I said how is that? He said well, I stabbed her a few times, but he said I did not stab her very deep ... I said is that how you killed her? He said no....
I said don’t you feel anything about it? He said no.
Deposition of Clarence Zacke, 35-38.
. The majority addresses the merits of Stano’s Henry claim without addressing the state’s argument that the claim is procedurally barred. Accordingly, I also will not address the procedural issue. In any event, "cause.” would probably be established by the state’s suppression of the relevant Brady evidence, i.e., evidence from the prosecutor’s file of the arrangement between the state and Zacke that Zacke would receive leniency and Zacke would be transferred close to Stano and would tell the police what he learned from Stano. The "prejudice” prong is obviously established.
Lead Opinion
ON PETITION FOR REHEARING AND SUGGESTION FOR REHEARING IN BANC
A member of this court in active service having requested a poll on the application for rehearing in banc and a majority of the judges of this court in active service having voted in favor of granting a rehearing in banc,
IT IS ORDERED that the above cause shall be reheard by this court in banc with oral argument during the week of February 5, 1990. The clerk will specify a briefing schedule for the filing of in banc briefs. The previous panel’s opinion is hereby VACATED.