Lead Opinion
Gеrald Christopher Zuliani was charged with the offenses of reckless driving and deadly conduct. See Tex. Transp. Code Ann. § 545.401 (West 2011); Tex. Penal Code Ann. § 22.05 (West 2005). A jury convicted Zuliani of both offenses, assessing punishment at thirty days’ confinement and a $100 fine for the reckless-driving conviction and one year’s confinement and a $3,000 fine for the deadly-conduct conviction. We held on original submission that Zuliani’s convictions violated the prohibition against doubly jeopardy because the conviсtions represented multiple punishments for the same offense. See Zuliani v. State,
The court of criminal appeals vacated our judgment, holding that “[¡Impermissible multiple punishment occurs when the same criminal act is punished twice under two distinct statutory provisions and the Legislature intended the conduct be punished only once.” See Zuliani v. State,
BACKGROUND AND PROCEDURAL HISTORY
The underlying prosecution in this case arose from a motor-vehicle collision that occurred on June 7, 2009, on Farm-to-Market Road 1431 (FM 1431) in Williamson County, Texas.
Zuliani was charged with reckless driving by “cutting another vehicle off in traffic then slamming on his brakes, causing another vehicle to strike a guardrail.” See Tex. Transp. Code Ann. § 545.401. The
On original submission, Zuliani argued that his conviction for reckless driving and deadly conduct violated the prohibition against double jeopardy.
Upon granting the State’s petition for discretionary review, the court of criminal aрpeals found that our double-jeopardy “analysis was correct, but incomplete.” See Zuliani,
DISCUSSION
The Double Jeopardy Clause of the Fifth Amendment, applicable to the states through the Fourteenth Amendment, shields defendants against (1) a second prosecution for the same offense after acquittal or conviction and (2) multiple punishments for the same offense stemming from a single prosecution. See Evans,
“The traditional indicum of that legislative intent is the so-called ‘same elements’ test of Blockburger v. United States.” Id. at 845 (citing Blockburger,
On original submission, we determined that under the cognate-pleadings approach to Bloekburger, all of the elements of reckless driving were included in the elements of deadly conduct as charged in this case. See Zuliani,
However, for purposes of multiple-punishment analysis, the Bloekburger test is only a tool of statutory construction— and not even an exclusive one — used to determine legislative intent. Gonzales,
Within the context of double jeopardy, the court of criminal appeals has created two distinct standards for reviewing legislative intent, which we will refer to as the “clear-еxpression” and “Errm-factors” standards. Compare Littrell v. State,
“Clear-expression” standard
The first standard we will consider is the clear-expression standard discussed in Littrell v. State,
The court stated that “[t]he Legislature knows well enough how to plainly express its intention that an accused should suffer multiple punishments for the same offense.” Id. An example of plain expression of legislative intent, the court noted, was section 22.04 of the penal code, which clеarly states that a person who is charged with injury to a child, elderly individual, or disabled individual may also be prosecuted and punished for “any other penal-code violation to which his conduct may subject him.” Id. (quoting Tex. Penal Code Ann. § 22.04(h) (West 2011)). Similarly, the court explained, the legislature clearly expressed its intent in section 71.03(3) of the penal code that an accused may be punished both for engaging in organized criminal activity by committing capital murder and for thе underlying capital murder itself. See id. (citing Garza v. State,
Undеr this clear-expression standard, if, as charged, two offenses are the same under Blockburger, then the offenses may only be punished once unless the statutory language clearly expresses the legislature’s intent to punish the conduct separately. See id.
Ervin-factors analysis
In a relatеd but separate series of cases, the court of criminal appeals has applied a non-exclusive list of factors to consider when determining whether the legislature intended to punish conduct only
(1) whether the offenses are in the same statutory section;
(2) whether the offenses are phrased in the alternative;
(3) whether the offenses are named similarly;
(4) whether the offenses have common punishment ranges;
(5) whether the offenses have a common focus;
(6) whether the common focus tends to indicate a single instance of conduct;
(7) whether the elements that differ between the two offenses can be considеred the same under an imputed theory of liability that would result in the offenses being considered the same under Blockburger; and
(8) whether there is legislative history containing an articulation of an intent to treat the offenses as the same or different for double-jeopardy purposes.
Bigon,
In Gonzales v. State, the court of criminal appeals indicated, but did not expressly state, that the Ervin factors should be applied only when conduct constitutes two separate offenses under Blockburger.
However, the court of criminal appeals has never expressly stated that the Ervin factors should only be considered if two offenses are different under Blockburger. In its order remanding this case, the court cited Bigon and Ervin — two landmark Er-mn-factors cases. See Zuliani,
The majority of the factors listed in Ervin do not clearly answer whether the legislature intended the conduct in this case to be рunished twice. On the one hand, reckless driving and deadly conduct are not in the same code provisions, let alone the same statutory sections. See Tex.Transp.Code Ann. § 545.401; Tex. Penal Code Ann. § 22.05. Furthermore, the offenses are not named similarly. Finally, reckless driving has a lower punishment range than deadly conduct. See Tex. Transp. Code Ann. § 545.401 (setting maximum punishment for reckless driving at thirty days confinement and $200 fine); Tex. Penal Code Ann. § 22.05(e) (punishing deadly conduct as Class A misdemeanor subject to оne year confinement and $4,000 fine under section 12.21 of penal code). Thus, the first, third and fourth factors listed in Er-vin could support the inference that the legislature intended reckless driving and deadly conduct to be punished separately. See
Similarly, deadly conduct is a circumstances-surrounding-the-conduct offense. See Tex. Penal Code Ann. § 22.05(a). Deadly conduct is not concerned with the results of the offense because the crime may be committеd regardless of whether anyone is hurt. See Guzman v. State,
CONCLUSION
We affirm the conviction for deadly conduct, and vacate and dismiss the conviction for reckless driving.
Notes
. The facts recited herein are taken frоm testimony and exhibits admitted at trial.
. At trial, other witnesses including Gruber, a passenger in Zuliani’s car, and an accident reconstruction expert gave varying accounts of this accident. See Zuliani v. State,
. Zuliani also claimed that the evidence was insufficient to support his conviction for deadly conduct and reckless driving. Having dismissed Zuliani's reckless driving conviction, we concluded that the evidence was sufficient to support his conviction for deadly conduct. See Zuliani,
. Zuliani did not raise his double-jeopardy claim at the trial court. However, this claim may be raised for the first time on appeal when the double-jeopardy violation is clearly apparent on the face of the record and no legitimate state interest is served by the enforcement of default rules of procedure. See Gonzalez v. State,
. See also Garza v. State,
. The court cited Eivin in the context of determining legislative intent when two offenses were different under Blockburger, but cited Garza in the context of determining legislative intent when two offenses were the same under Blockburger. See Gonzales v. State,
. Compare Weinn v. State,
Concurrence Opinion
concurring.
I concur in the judgment, affirming the conviction for deadly conduct and vacating and dismissing the conviction for reckless driving. I agree with the majority’s conclusions that appellant’s convictions for reckless driving and deadly conduct violated the prohibition on double jeopardy because the legislature did not intend to punish the criminal conduct as charged in this case more than once. See Bigon v. State,
Following the directive to this Court on remand, I believe an analysis of the Enin factors is required. See Zuliani v. State,
For this reason, I concur in the judgment, affirming the conviction for deadly conduct and vacating and dismissing the conviction for reckless driving.
