Petitioner-appellant Steven Georgison (“Georgison”) appeals from a June 9, 2005 judgment entered in the United States District Court for the Southern District of New York (Chin, /.) denying his petition for a writ of habeas corpus brought pursuant to 28 U.S.C. § 2254.
Georgison v. Donelli,
No. 04 Civ. 1444(DC),
I. BACKGROUND
A. The Assault of Alexander Fernandez and Investigation of Georgison
In June of 1993, Alexander Fernandez was employed as a truck driver for Chambers Paper Fibers (“Chambers”), a private sanitation company. One afternoon in the early part of that month, while Fernandez was picking up refuse, he saw Georgison standing no more than three feet away from him. Fernandez kept an eye on Georgison for about two minutes and resumed his duties without further incident.
Georgison,
Later that month, on the morning of June 22, 1993, Fernandez drove his truck to the premises of Charles Green Corporation (“Charles Green”), a company in the Bronx, New York, for which Chambers provided waste removal services. Id. While Fernandez loaded waste from containers into his truck, another private sanitation truck, with “Mongelli Carting Company” (“Mongelli Carting”) written on the side of the vehicle, approached. Id. Mongelli Carting had been the previous vendor for Charles Green and had been involved in a dispute with Charles Green. Id. Fernandez saw Georgison sitting in the passenger’s seat of the approaching truck. Id. Fernandez, who was about twenty to twenty-five feet away from the Mongelli Carting truck, observed Georgison for about twenty seconds as the driver of the truck drove the vehicle into the loading bay on the Charles Green premises. Once Georgison exited the vehicle, he engaged in a brief argument with Fernandez regarding a blockade that Mongelli purportedly was conducting against other garbage carting companies.
After arguing and exchanging “hostile words,” Fernandez turned around to continue his work. Id. A few seconds later, Fernandez was struck from behind several times and knocked to the ground. Id. He was struck in the head at least once. Id. Fernandez claimed that during the attack, and before losing consciousness, he looked up and saw Georgison holding a black object “like a pipe.” Id. (quotation marks and citation omitted). According to Georgison, two witnesses were present when Fernandez was attacked: one of Georgison’s co-workers, Thomas Oddo (“Oddo”), and a Charles Green employee, Thomas Toppin. Id.
While Fernandez was in the hospital following the attack, he was interviewed by the police. Id. During a conversation with a police detective, Fernandez described his attacker and mentioned that he had seen the attacker on an earlier date. Id. Although Fernandez suffered from some memory loss as a result of the incident, he later stated at Georgison’s trial that he would never forget the face of the man who had assaulted him. Id.
On September 16, 1993, Fernandez was visited by Detective Joseph Lentini from the Organized Crime Investigation Division (the “O.C.I.D.”) of the New York City Police Department and an investigator from the New York County District Attorney’s Office. Id. Fernandez was shown six photographic arrays of six photographs each that were created using surveillance photos taken during a blockade at the location where the assault occurred. Id. The pictures depicted men from the shoulders up, and about nine or ten of the men had features similar to Georgison’s. Id. When Fernandez came to Georgison’s photograph, he identified Georgison without hesitation as the person who had assaulted *149 him. 1 Id. However, Georgison was not arrested at that time.
On December 14, 1993, Fernandez filed an amended complaint in his civil lawsuit for assault against Mongelli Carting.
Georgison,
Approximately three years later, on February 27, 1996, Detectives Patrick MeLoughlin and John Prindle of the 0. C.I.D., as well as New York County Assistant District Attorney (“ADA”) Jonathan Davis visited the Riverview Correctional Facility (“Riverview”) to talk to Georgison about the assault on Fernandez. 2 At that time, Georgison was serving a sentence for an unrelated robbery conviction.
Sergeant Richard Peacock, a correctional sergeant at the facility, received a call from his watch commander instructing him to ask Georgison if he was willing to speak with the detectives. There were no rules or regulations in effect at the facility requiring an inmate to speak with visitors such as detectives or assistant district attorneys. Sergeant Peacock asked Georgison if he was willing to talk to the detectives. Sergeant Peacock did not threaten Georgison or make any promises to him. Georgison agreed to speak with the detecfives. After the detectives and ADA Davis were escorted to the visitors’ room, Georgison was brought there by Sergeant Peacock. The visitors’ room contained tables, chairs, and vending machines. Georgison was not handcuffed. Id. at *2. Sergeant Peacock opened the door to the room, and Georgison entered alone while the sergeant waited outside. ADA Davis also waited outside while the detectives began their interview of Georgison. The detectives were unarmed during their entire time in the visitors’ room.
During the interview, the detectives stated that Georgison had assaulted someone in June of 1993.
Id.
In response, Georgison said: “I didn’t pipe no one.” The detectives had not mentioned anything about a pipe being used in the assault.
Id.
Georgison did admit, however, that his route on the day of the assault included the premises where the assault had taken place. The detectives then asked ADA Davis to enter the room, and the ADA reiterated to Georgison that he and the detectives were there to investigate the assault. The detectives then asked Georgison if he would like to know “what would happen to the assault charge” if he cooperated with the investigation and told them “complete details of what happened.” Georgison responded, “I wasn’t going to be a rat, I am not going to rat on a person who gave me the best job I had, the only
*150
job.” The interview ended when Georgison stated “I can’t talk no more, I got to leave,” at which time Georgison walked out of the room.
Id.
After Georgison left the room and told the sergeant that he was done, the sergeant walked him back to his housing unit in the facility.
Georgison,
Georgison never was given
Miranda
warnings prior to, during, or after the interview.
Id.
In addition, both the detectives and ADA Davis knew that Georgison was incarcerated for a robbery conviction, and at no point during their questioning of Georgison did they discuss that crime. Detective McLoughlin neither knew nor tried to find out whether Georgison was represented by counsel. Georgison also never asked to speak to an attorney, and he did not ask to make any phone calls.
Georgison,
On November 25, 1996, a New York County ADA and a police detective interviewed Fernandez and showed him six photographs. It is not clear whether these photographs were included in the array of photographs shown to Fernandez in 1993. In any event, Fernandez again identified Georgison as the assailant. Thereafter, Fernandez identified a photograph of Georgison during the criminal trial of Louis and Paul Mongelli, the owners of Mongelli Carting. Id. On February 18, 1998, Fernandez also identified Georgison during a lineup at the Criminal Court in Bronx County, New York. Id.
B. State Court Proceedings
1. The Suppression Hearing
On April 6, 1998, Georgison was indicted in Bronx County Supreme Court of the State of New York on two counts of assault in the first degree, in violation of New York Penal Law § 120.10[4]; coercion in the first degree, in violation of New York Penal Law § 135.65; and criminal possession of a weapon in the third degree, in violation of New York Penal Law § 265.02.
Id.
at *3. At a combined
Singer, Huntley,
and
Wade
hearing held in the state trial court from July 21 to 23, 1999, five witnesses testified for the prosecution.
Id. See generally People v. Singer,
In a written decision dated November 4, 1999, the state court (Bamberger, J.) denied Georgison’s motion to dismiss the indictment for excessive pre-indictment delay and also denied his motions to suppress identification testimony and statements made to the police at the February 27, 1996 interview at the Riverview Correctional Facility.
Georgison,
2. Trial and Conviction
In May 2000, a trial was held in the Supreme Court of the State of New York, Bronx County (Silverman, /.).
Georgison,
On May 23, 2000, a jury convicted Georgison of assault in the first degree, in violation of N.Y. Penal Law § 120.10[4], On November 13, 2000, Georgison was sentenced to twelve years to life. Judgment was entered in state court, and Georgison appealed.
Georgison,
3. Appellate Proceedings
On direct appeal to the New York Supreme Court, Appellate Division, First Department, Georgison claimed that (1) preindictment delay of four years and eight months violated his statutory and constitutional speedy trial rights, (2) the admission of his statements made in prison violated his Fifth and Sixth Amendment rights against self-incrimination and to counsel, respectively, (3) the pre-trial identification procedures were unduly suggestive and out-of-court identification testimony was impermissibly bolstered, depriving him of due process, (4) the removal of Georgison’s daughter from the courtroom deprived him of his right to a public trial, (5) the prosecutor made unsworn statements that prejudiced him and deprived him of a fair trial, and (6) the prosecutor’s summation unfairly prejudiced him.
Georgison,
In a decision dated November 12, 2002, the Appellate Division, First Department, unanimously affirmed Georgison’s conviction.
People v. Georgison,
[Georgison’s] motion to suppress statements was properly denied. The statements made by [Georgison] to the police while incarcerated on an unrelated matter were voluntary and admissible. [Georgison’s] incarceration did not require Miranda warnings, since the hearing evidence established that there were no restrictions on [Georgison’s] freedom over and above ordinary prison confinement. [Georgison] agreed to be interviewed, and the fact that prison officials moved him to the same visiting room where inmates routinely receive visitors did not constitute the type of restraint requiring Miranda warnings.
Georgison,
On February 21, 2003, the New York State Court of Appeals denied Georgison leave to appeal the decision of the Appellate Division.
People v. Georgison,
C. Federal Habeas Proceedings
In papers filed on February 20, 2004, in the United States District Court for the Southern District of New York, Georgison sought a writ of habeas corpus claiming that (1) his conviction was wrongfully obtained by the use of incriminating statements given in the absence of Miranda warnings, and (2) a delay of fifty-six months in obtaining the indictment with which he was charged, during which time he claimed two witnesses disappeared and evidence was lost, denied him due process.
Georgison,
In a decision dated June 9, 2005, the District Court denied Georgison’s petition for a writ of habeas corpus. With regard to the statements that Georgison had made to officers in the visitors’ room, the court determined, relying upon,
inter alia, United States v. Morales,
In its Memorandum Decision, the District Court declined to issue a certificate of appealability to Georgison because he “has not made a substantial showing of the denial of a constitutional right.”
Georgison,
Georgison then filed a motion with this Court seeking a certificate of appealability and
in forma pauperis
status. By order filed February 20, 2008, this Court granted Georgison’s motion “with regard to his claim that the admission at trial of his
*153
inculpatory statement, given to investigators during an interview conducted while he was incarcerated ... on unrelated charges, was unconstitutional under
Miranda v. Arizona,
II. ANALYSIS
A. Standard of Review Under the Antiterrorism and Effective Death Penalty Act of 1996
This Court reviews the district court’s denial of a petition for a writ of habeas corpus
de novo. Loliscio v. Goord,
Once it is determined that a petitioner has procedurally exhausted his claims for purposes of AEDPA, “our
de novo
review is limited by standards of deference mandated by 28 U.S.C. § 2254(d).”
Acosta,
“We must assess the state court’s decision ‘in light of the record the court had before it,’ ”
Acosta,
B. The Merits of Georgison’s Challenge to the Admission of His Statements at the Riverview Correctional Facility
Georgison argues that the District Court erred in concluding that the New York state courts did not unreasonably apply federal law insofar as those courts determined that Georgison was never “in custody” for purposes of
Miranda
because he was not shackled or otherwise subject to unusual restraints above those of ordinary incarceration. Specifically, Georgison asserts that the state court’s decision and reasoning was contrary to clearly established federal law determined by the Supreme Court of the United States, as set forth in
Mathis v. United States,
The Constitution mandates that no “person ... shall be compelled in any criminal case to be a witness against himself.” U.S. Const. Amend. V. This protection from compulsory self-incrimination extends to the states through the Fourteenth Amendment.
See Malloy v. Hogan,
*155
It is well settled that
Miranda
requires all individuals who are under arrest, or otherwise in police custody, to be informed prior to interrogation,
inter alia,
of their right to remain silent and to have an attorney present during questioning. The Supreme Court’s concern in
Miranda
was the “potentiality for compulsion” inherent when a suspect is “thrust into an unfamiliar atmosphere and run through menacing police interrogation procedures.”
Miranda,
The critical inquiry in this case is whether Georgison was “in custody” for purposes of
Miranda.
In
Estelle v. Smith,
In
Mathis,
the Supreme Court held that a suspect questioned while incarcerated was in custody for
Miranda
purposes.
Following
Mathis,
we held in
United States v. Morales,
The principles of Miranda support a rule that prisoners are per se “in custody.” Prisoners are obviously “deprived of [their] freedom of action in a[ ] significant way.” They are aware that they cannot escape persistent custodial interrogation. Prison is “inherently coercive,” and is a setting particularly susceptible to abuse. Questioning in prison involves neither brief detention nor public scrutiny, essential qualities of situations not requiring Miranda warnings. See, e.g., Berkemer v. McCarty,468 U.S. 420 , 437-38,104 S.Ct. 3138 ,82 L.Ed.2d 317 (1984) (.Miranda warnings need not precede roadside questioning of motorists detained pursuant to routine traffic stops).
Since
Morales,
however, the Supreme Court has cast serious doubt on the existence of a
per se
or bright-line rule that would require
Miranda
warnings in the prison setting. In
Illinois v. Perkins,
Subsequent to
Perkins,
and in his dissent from certiorari in
Bradley v. Ohio,
Because the
per se
rule urged by Georgison is not clearly established federal law, the state courts here did not unreasonably decline to apply it.
See Carey v. Musladin,
Custodial interrogation exists when a law enforcement official questions an individual and that questioning was (1) conducted in custodial settings that have inherently coercive pressures that tend to undermine the individual’s will to resist and to compel him to speak, (the in custody requirement) and (2) when the inquiry is conducted by officers who are aware of the potentially incriminatory nature of the disclosures sought (the investigative intent requirement).
In addition to rejecting an interpretation of
Mathis
that all prisoners are “in custody” for purposes of
Miranda,
we conclude that the coercion inherent in custodial interrogation, which was of concern in
Miranda,
simply was not present here. There was no “measure of compulsion above and beyond that inherent in custody itself,”
Rhode Island v. Innis,
We conclude that
Miranda
warnings were not required in this case as “there were no restrictions on [Georgison’s] freedom over and above ordinary prison confinement^] ... [Georgison] agreed to be interviewed,” and the interview was
*158
conducted in the visiting room.
People v. Georgison,
III. Conclusion
The judgment of the District Court denying Georgison’s petition for a writ of habeas corpus is affirmed, as the state courts did not unreasonably apply clearly established federal law as determined by the United States Supreme Court.
Notes
. By the time of Georgison’s trial, these photographic arrays had been lost.
Georgison,
. The District Court explained in its thorough Memorandum Decision that, beginning in the early 1990s, the City of New York had begun an investigation into the waste carting industry. In June of 1995, indictments were filed in New York County against several individuals, including Louis Mongelli and Paul Mongelli, the owners of Mongelli Carting. The Mongellis were charged with several serious crimes, including the assault of Fernandez. Georgison was not included in any of these charges or indictments. A New York County ADA testified in state court that the "Manhattan District Attorney's Office did not have jurisdiction to present the case against Georgison. [And t]he Bronx [County] District Attorney's Office could not have presented the case to a[g]rand [j]uiy because they were unaware of the evidence [against Georgison] because it was protected from disclosure” due to the ongoing investigation at that time into the waste carting industry.
Georgison,
. With regard to
Singer
issues raised by Georgison, prosecutors called ADA Patrick Dugan, who testified that the fifty-six month delay in the indictment of petitioner was due to the ongoing investigation of the waste carting industry. Dugan testified that the undercover aspect of the investigation had begun in May 1992 and lasted for two and a half years. Protective orders were issued on September 28, 1995, March 15, 1996, December 13, 1996, and April 28, 1997, to protect the identity of witnesses. Dugan also testified that the orders were necessary because of the history of violence in the waste industry. Dugan explained that information regarding the assault was not turned over to the Bronx County District Attorney until shortly after June 30, 1997. Although the first protective order was not issued until September 28, 1995, Dugan stated that Georgison was not indicted prior to that date because the undercover operation was underway and disclosure of information related to the assault could have jeopardized the waste carting investigation and put undercover officers and cooperating witnesses at risk.
Georgison,
. An individual is not always “in custody” even if (s)he is not free to leave the confrontation with police, a situation not present in this case. For example, a motorist who has been stopped by the police for a traffic infraction is clearly not free to leave the confrontation, yet Miranda rights are not implicated.
See Berkemer,
