Lead Opinion
MEMORANDUM OPINION AND ORDER
Georgia State Conference of the NAACP, Lavelle Lemon, Marlon Reid, Lauretha Celeste Sims, Patricia Smith, and Coley Tyson (“plaintiffs”) bring this action alleging that Georgia’s 2015 redistricting of Georgia House of Representatives Districts .105 and 111 resulted from racial and partisan gerrymandering that violates the Constitution and Section 2 of the Voting Rights Act, 52 U.S.C. § 10301. Doc. 1 ¶¶ 1-4, 20-25. The redistricting challenged here is embodied in Georgia Act No. 251, 2015 Ga. Laws 1413 (“H.B. 566”). Id. ¶ 1, These plaintiffs have sued the State of Georgia and Georgia Secretary of State Brian Kemp (“defendants”), seeking to enjoin H.B. 566. Id. ¶¶ 1, 26-27.
The plaintiffs’ complaint sets forth three counts. Count One alleges that H.B. 566 was enacted with a discriminatory purpose, or an intent to dilute the voté, in violation of the Fourteenth Amendment (asserted under 42 U.S.C. § 1983) and Section 2 of the Voting Rights Act, 52 U.S.C. § 10301. Id. at 22. Count One is brought against both the State and Secretary Kemp. Id. Count Two alleges that H.B. 566 constitutes facial gerrymandering, which violates the' Fourteenth and Fifteenth Amendments-. Id. at 24. Count 'Two is asserted under § 1983 and against only Secretary Kemp. Id. Count Three alleges that H.B. 566 creates partisan gerrymandering in violation of the Fourteenth Amendment right to equal protection. Id, at 25. Count Three is also brought under § 1983,- and it too is against only Secretary Kemp. Id.
The defendants have moved to dismiss Counts One and Three under Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). Doc. 20. They ask us to dismiss Count One against the State, because the Eleventh Amendment to the U.S. Constitution grants sovereign immunity to states. Doc. 20-1; 2. The defendants also move, to dismiss Counts One and Three for failure to state a claim. Id. at 2.
After careful review, we find the State is not entitled to sovereign immunity against the Count One claim brought under Section 2 of the Voting Rights Act. The State is, however, entitled to sovereign immunity for the Count One claim brought under § 1983 (asserting a violation of the Fourteenth Amendment). We also hold that the plaintiffs' failed to state a claim upon which relief may be granted for Counts One and Three. As a result, the defendants’ partial motion to dismiss is granted without prejudice.
I. THE FACTS
We take the plaintiffs’ factual allegations in the complaint as true, and construe them in the light most favorable to the plaintiffs. Hill v. White,
The Georgia General Assembly makes up the legislative branch of Georgia government, ■ and is composed of the Senate and the House of Representatives., See Ga. Const. Art. Ill § II. The House of Reprer sentatives is comprised.of 180 members, each, elected from a single district. Doc.. 1 ¶ 28. Georgia legislative elections are partisan and require a candidate to get.a majority of the, yote. Id. ¶ 31. If no candidate receives a majority, then a runoff election is held between the two candidates who
Plaintiffs allege a long history of discrimination against non-white voters in Georgia, especially as to African Americans. Id. ¶¶ 32-33. One way that this discrimination has been carried out, plaintiffs say, is through redistricting plans. Id. ¶ 34. Racial and partisan gerrymandering has caused the underrepresentation of minorities in the Georgia House of Representatives, both now and in the past. Id. ¶ 34-35. According to a 2015 survey, Georgia’s voting age population is 62.8% white, 31.6% African-American, 4.4% Hispanic/Latino, and 2.6% Asian-American. .Id. ¶ 35. In contrast, the make-up of the Georgia House - is 72.8% white, 26.6% African-American, 1.1% Hispanic/Latino, and 0.6% Asian-American. Id, ¶ 36.
Racé and party have long been highly correlated in Georgia. Id. ¶ 37. Of the 119 Republicans in the Georgia House', 99.2% of them are white, and none are,African-American or Asian-American. Id. There is one Hispanic/Latino Republican in the ■ House. Id. Of the 61 Democrats in the House, 76.4% of them are African-American and 21.3% are white. Id. There is one Asian-American Democrat and one Hispanic/Latino Democrat. Id.
Typically, redistricting plans are adopted every ten years so that the districts accord with new census data. Id. ¶¶ 29-30. For example, the Georgia General Assembly adopted a new plan after- the 2010 census. Id. ¶¶ 38-40. This plan was finalized in February 2012 by Georgia Act No. 277 (“the 2012 plan”), and it was pre-cleared by the United States Department of Justice. Id, ¶¶ 40-41.
Despite the 2012 plan, the Georgia General Assembly redrew districts again in May 2015, with H.B. 566 reflecting those changes.
H.B. 566 changed the racial make-up of Districts 105 and 111 in ways that reduced the ability of African-American and other minority voters to elect candidates of their choice. Id. ¶¶ 51-52. Under the 2012 plan, D1istrict 105’s voting age population was 48.4% white, 32.4% African-American, 12.6% Hispanic/Latino, and 4.6% Asian-American. Id. ¶ 55. Under H.B. 566, the redrawn District 105 became 52.7% white, 30.4% African-American, 10.8% Hispanic/Latino, and 4.2% Asian-American. Id. ¶ 61. The changes to the racial make-up'of the voting age population of District 105 are summarized here: ' .
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Id. at 17. The 2012 plan was in effect for the District 105 elections in 2012 and 2014. Id. ¶ 54. In both elections, Joyce Chandler, a white Republican, defeated Renita Hamilton, an African-American Democrat, by narrow margins: 554 votes in 2012 (2.7 percentage points) and 789 votes in 2014 (5.6 percentage points). Id. ¶¶ 56-58. The voting patterns in these elections were racially polarized. Id. ¶ 59. After H.B. 566 took effect for the District 105 election in 2016, Ms. Chandler defeated Donna McLeod, who is also an African-American Democrat, by just 222 votes (0.9 percentage points) in another racially divided election. Id. ¶¶ 63-66. Had the 2012 plan still been in effect, the plaintiffs allege Ms. McLeod would have likely defeated Ms. Chandler. Id. ¶ 67.
Under the 2012 plan, the voting age population of District 111 was 56.1% white, 33.2% African-American, 5.6% Hispanic/Latino, and 3.3% Asian-American. Id. ¶ 69. After H.B. 566 redrew District 111, it became 58.1% white, 31% African-American, 5.2% Hispanic/Latino, and 3.7% Asian-American. Id. ¶ 77. The changes to the racial make-up of the voting age population of District 111 are summarized here:
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Id. at 20.
The plaintiffs’ complaint also sets out that the Georgia General Assembly tried to enact another bill in 2017, known as H.B. 515, which would have decreased the African-American population in District 111 even further. Id. ¶ 53. H.B. 515 would have been yet another mid-census redistricting plan. Id. It failed to pass, however, largely due to backlash from African-American Democrats in the Georgia legislature as well as negative media coverage. Id. at 20, ¶ 53.
Among the plaintiffs is the Georgia State Conference of the NAACP, which alleges that its members have been subjected to racial and partisan gerrymandering. Id. ¶ 20. The other plaintiffs are Ms. Lemon, Mr. Reid, Ms. Sims, Ms. Smith, and Mr. Tyson, who are all registered Democratic African-American voters residing in either District 105 or 111. Id. ¶¶ 21-25. The plaintiffs say that because of H.B. 566, they did not have an equal opportunity to elect the candidate of their choice in 2016, and that they will continue to be so deprived in the 2018 or 2020 elections. Id. They also say they were injured by the racial and partisan based redistricting in H.B. 566. Id.
The plaintiffs have sued the State of Georgia and Georgia Secretary of State Brian Kemp, Georgia’s chief election officer, in his official capacity. Id. ¶¶ 26-27. Count One claims intentional vote dilution, and is brought under § 1983 (alleging a violation of the Fourteenth Amendment) and Section 2 of the Voting Rights Act. Id. at 22. Under this claim, the plaintiffs assert there was no legitimate non-racial reason for H.B. 566’s redistricting and that it was done with the intent to dilute minority voting strength. Id. ¶¶ 91-92. They allege that minority voters were on the verge of electing a Democrat, and H.B. 566 was enacted in order to keep Districts 105 and 111 from being competitive for Democrats. Id. ¶¶ 93-94.
Count Two is a racial gerrymandering claim brought under § 1983, alleging a violation of the Fourteenth and Fifteenth Amendments. Id. at 24. It is brought against Secretary Kemp. Id. For this claim, the plaintiffs assert that race predominated H.B. 566’s redistricting for the purpose of minimizing minority voter participation and influence in the Georgia House of Representatives. Id. ¶ 96. The context of the recent elections in these districts is evidence that racial considerations were the controlling reason for H.B. 566’s changes. Id ¶ 97.
Count Three is a partisan gerrymandering claim brought under § 1983, alleging a violation of the Fourteenth Amendment. Id. at 25. For this claim, the plaintiffs assert that H.B. 566’s redistricting was intended to remove Democratic voters from Districts 105 and 111 so as to ensure electoral victory for the Republican incumbents. Id ¶ 103. They say there was no legitimate reason for the redistricting, and that race was used as a proxy for partisan affiliation in order to redraw the lines and minimize Democratic voting strength. Id. ¶¶ 103-105.
The plaintiffs seek declaratory and in-junctive relief. Id. at 27-28. Among other
II. JURISDICTION
The State has moved to dismiss Count One for lack of subject matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1). Because the State asserts only a facial challenge to subject matter jurisdiction, we accept the allegations in the complaint as true. See Houston v. Marod Supermarkets, Inc.,
The Eleventh Amendment deprives federal courts of jurisdiction to decide suits that private individuals bring against nonconsenting states. Bd. of Trs. Of the Univ. of Ala. v. Garrett,
Our reading of the text of Section 2 of the Voting Rights Act, 52 U.S.C. § 10301, tells, us it “unequivocally - expressed]” an intent to abrogate state sovereign immunity. Id. at 55,
The State, on the other hand, points us to two district court opinions to argue that Section 2 does not indicate a clear intent to abrogate Eleventh Amendment immunity because it provides only an implied (not express) right of action. Doc, 20-1: 7 (citing Greater Birmingham Ministries v. Alabama, No. 2:15-CV-02193,
As for the second part of the inquiry, we find that Congress “acted’pursuant to a valid exercise of power” in enacting the Voting Rights Act and (in the process) abrogating state sovereign immunity in Section 2, id. at 65,
Because Section 2 effects a valid abrogation of state sovereign immunity, we have jurisdiction to entertain the plaintiffs’ Section 2 claim against the State. In contrast, 42 U.S.C. § 1983 does not abrogate Eleventh Amendment immunity. See Quern v. Jordan,
III. PLEADINGS
The defendants move to dismiss Counts One and Three under Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim upon which relief may be granted. Doc. 20-1: 8, 17. To survive the motion to dismiss, the plaintiffs’ allegations, taken as true, must “state a claim to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly,
A. COUNT ONE: INTENTIONAL DILUTION OF THE VOTE
The defendants move to dismiss Count One of the plaintiffs’ complaint for failure to state a claim. Doc. 20-1: 8-9. Count One alleges a violation of the Fourteenth Amendment right to equal protection. Doc. 1: 22. Count One also asserts a claim under Section 2 of the Voting Rights Act. Id. The plaintiffs allege that H.B. 566 was adopted for the discriminatory purpose of “disadvantaging African-American and other minority voters relative to white voters” in Districts 105 and 111. Id. ¶ 92. The plaintiffs also allege there is “no legitimate, non-racial reason” for the mid-census changes that H.B. 566 made. Id. ¶ 91. While the plaintiffs label Count One as a “discriminatory purpose” claim, we understand it to claim discriminatory intent. See Doc. 1: 22. For that reason, we refer to this claim as one of intentional dilution of the vote.
The defendants argue that the plaintiffs have failed to state a claim of intentional dilution of the vote under the Fourteenth Amendment and Section 2 because they did not sufficiently allege any discriminatory effect as required by the Supreme Court in Thornburg v. Gingles,
1. Required Showing of Discriminatory Effect'
Whether brought under the Fourteenth Amendment or Section 2, an intentional vote dilution claim alleges that a particular redistricting plan was crafted “invidiously to minimize or cancel out the voting potential of racial or ethnic minorities.” See City of Mobile v. Bolden,
In Bolden, a plurality of the Supreme Court held that neither the Fourteenth
Gingles was .the first case in which the Supreme Court looked at the new “results” type of vote dilution claim under Section 2. The Gingles Court held this type of claim could proceed in cases where “ ‘the totality of the circumstances’ reveal that ‘the political processes leading to nomination or election ... are not equally open to participation by members of a'[protected class] ... in that its members have less opportunity than other members of the electorate to participate in the political process and to elect representatives of their choice.’ ” Id. at 43,
Because the amendment was to Section 2, but the Constitution remained the same, the holding in Bolden is still good law as to intentional vote dilution claims brought under the Fourteenth Amendment. That means, in order to make a Fourteenth Amendment claim, a plaintiff must still show both discriminatory intent and effect. See, e.g., Burton v. City of Belle Glade,
Because intent is not an element of results-only claims and results-only claims are usually easier to prove, few voters have ’ asserted intentional vote dilution claims since § 2 of the [Voting Rights Act] was amended, and thus the Supreme Court has not had occasion to establish' a specific analytical framework for intentional vote dilution claims post-amendment and post-Gingles. Thus, while there is Supreme Court guidance regarding what plaintiffs must show to prove dilutive effects under the § 2 results test (e.g., Gingles and its progeny) and there is precedent concerning the proof required to show discriminatory intent in intentional vote dilution cases under the Fourteenth Amendment, the level of proof of dilutive effects required in a § 2 intentional vote dilution claim is less clear.
‘The plaintiffs’ argument for relaxing at least the first Gingles precondition has its appeal. Indeed, the federal, courts have almost uniformly. accepted that the first Gingles precondition should be relaxed in the way the plaintiffs ask us to do here. See Garza v. Cty. of Los Angeles,
The Gingles factors were crafted in response to a “results” claim—that is, a cláim that alleges discriminatory effect without showing discriminatory intent. The idea is that if courts impose all of the Gingles factors on an intentional discrimination claim, this would require both intent claims and “results” claims to make the same showing of discriminatory effect, but also require intent claims to make an additional showing of discriminatory intent. And if both claims require the same proof of effect, but intent claims then require something more, there would have been no reason for Congress to have allowed both intentional and result claims to survive the amended version of Section 2. See S. Rep. 97-417, at 107-09 (explaining that the “results test” is an alternative to intentional discrimination claims).
However we are obliged to resist the appeal of plaintiffs’ argument. We do not write on a clean slate, and we are bound by Eleventh Circuit precedent. See Ala. Legislative Black Caucus v. Alabama,
2. Application to Count One
We next consider whether the plaintiffs have sufficiently alleged their intentional vote dilution claim. For the purposes of our ruling on their motion to dismiss, the defendants do not dispute that the plaintiffs have sufficiently alleged discriminatory intent. Doc. 20-1: 9 n.7. After reviewing the complaint, as well as the factors set forth by the- Supreme Court for finding intent in Village of Arlington Heights v. Metropolitan Housing Development Corp.,
We must therefore turn to consider discriminatory effect. ,The defendants argue that the plaintiffs failed to allege all three of the Gingles preconditions required to bring a Section 2 claim. Doc.' 20-1: 10. Because the first two Gingles precondi
The first Gingles precondition requires the plaintiff to show the minority group “is sufficiently large and geographically compact to constitute a majority in a single-member district.” Gingles,
For District 105, we assume the “minority group” is all non-white voters.
The second Gingles precondition requires the plaintiff to show the minority group is “politically cohesive.” Gingles,
The problem for these plaintiffs is that in order to satisfy the first Gingles precondition the relevant “minority group” must be sufficiently large to constitute a majority. African-Americans constitute about one-third of the voting age population in Districts 105 and 111. Doc. 1: ¶¶ 55, 61, 69,
We come to the same result for Count One, to the extent it asserts a Fourteenth Amendment claim. The Eleventh Circuit has questioned whether “vote dilution can be established under the Constitution when the pertinent record has not proved vote dilution under the more permissive section 2.” DeSoto II,
We have already dismissed (without prejudice) the portion of Count One in which the plaintiffs asserted § 1983 claims of a Fourteenth Amendment violation by the State of Georgia. We now dismiss for failure to state a claim (also without prejudice) the remainder of the plaintiffs’ Count One claim against the State, to the extent it is brought under Section 2. We also dismiss Count One against Secretary Kemp for the failure to state a claim. This dismissal of Count One against Secretary Kemp is without prejudice.
B. COUNT THREE: PARTISAN GERRYMANDERING
The defendants move to dismiss Count Three of the plaintiffs’ complaint. Doc. 20-1: 17. As we’ve set out above, Count Three is brought under § 1983 and alleges partisan gerrymandering in violation of the Fourteenth Amendment right to equal protection. Doc 1: 25, ¶ 103'. The plaintiffs’ more detailed allegation is that “H.B. 566 intentionally and surgically remove[d] Democratic voters” from Districts 105 and 111 “for the purpose of making them noncompetitive and ensuring electoral victory for their Republican incumbents.” Id.- ¶ 103. The plaintiffs allege there “was no legitimate legislative reason” for the redistricting. Id. They also allege that racial demographics from past elections were used to minimize .the electoral power of voters who were more likely to vote for Democratic legislators. Id. ¶ 105.
The defendants argue the plaintiffs improperly rely on a new constitutional test from Whitford v. Gill,
As the defendants acknowledge, the Supreme Court has consistently held that partisan gerrymandering claims are justiciable and not barred by the political question doctrine. Id. A majority of the Supreme Court first held in Davis v. Bandemer,
■The justiciability of partisan gerrymandering claims is therefore certain under current caselaw. However, the Supreme Court has never agreed on “what substantive standard to apply.” LULAC,
Another three-judge district court concisely articulated this standard by saying: “In order to ..establish a partisan gerrymandering, claim under the Equal Protection Clause, a plaintiff must show both (a) discriminatory intent and (b) discriminatory effects.” Common Cause v. Rucho,
1. Applicability of Whitford
At the outset, we reject the defendants’ arguments that the Whitford standard is too unsettled in the law. In their partisan gerrymandering claim, the plaintiffs generally allege that they meet the same standards set by the Whitford and Common
Alternatively, defendants ask us to stay consideration of this claim until the Supreme Court rules in Whitford, which is currently on direct appeal to the Supreme Court. Doc. 20-1: 25; see 28 U.S.C. § 1253. They point out that the parties in Whitford have raised issues relevant to our appeal, including what test should be used in that case for determining if improper partisan gerrymandering took place. Doe. 20-1: 25. We decline their invitation to stay this action. Just as a grant of certiora-ri does not change the law, neither does a pending appeal. See Schwab v. Sec’y, Dep’t of Corr.,
2, ■ Application to Count Three
Turning to the plaintiffs’ allegations in support of Count Three, the defendants next argue those allegations fail to state a claim upon which relief may. be granted. Doc. 20-1: 22-24. After thoroughly reviewing the complaint, we conclude that the, plaintiffs .have properly alleged discriminatory intent but failed to meet- their burden in alleging discriminatory effect.
With respect to discriminatory intent, the plaintiffs allege that H.B. 566 intentionally removed Democratic voters from Districts 105 and 111 for the purpose of making them “noncompetitive” and “ensuring electoral victory for their Republican incumbents.” Doc, 1 ¶ 103. They also allege the proponents of H.B. 566 used racial demographics and analyses of past elections to predict support for Democratic candidates and minimize the strength of Democratic voters, M. ¶ 105. And they allege that H.B. 566 was enacted by Republican / legislators, id. ¶¶42, 47, outside of the normal procedures and without an opportunity for public review and comment. Id. ¶¶ 48, 50. The plaintiffs say that African-American legislators—all of whom are Democrats—were excluded from the drawing and negotiating process for H.B, 566. Id. ¶¶37, 49. These allegations are sufficient to allege discriminatory intent against an identifiable political grpup:
In order to survive a motion to dismiss, however, the plaintiffs must give us a judicially manageable method for measuring the discriminatory effect of partisan gerrymandering. See LULAC,
That brings us to the so-called “efficiency gap.” “The efficiency gap is the difference between the [political] parties’ respective wasted votes in an election, divided by the total number of votes cast.” Whitford I,
So while we are comfortable that the efficiency gap is a method of analysis gaining acceptance, these plaintiffs have not engaged it. Indeed, their complaint alleges only that the defendants minimized “the electoral strength of voters who seek to be represented by Democratic legislators.” Doc. 1 ¶ 105. This complaint stands in contrast with those of the plaintiffs in Whitford and Common Cause, who affirmatively alleged that they would rely on the “efficiency gap” as the metric by which partisan symmetry could be measured. Common Cause,
We therefore dismiss the plaintiffs’ complaint with regard to Count Three for failure to state a claim.
CONCLUSION
• It is ORDERED that the motion to dismiss filed by the defendants, Doc. 20, is GRANTED. Count One, to the extent it brings a Fourteenth Amendment claim against the State, is dismissed without prejudice for lack of jurisdiction. Count One, to the extent it brings a Section 2 claim against the State, is dismissed without prejudice for failure to state a claim. Counts One and Three against Secretary Kemp are dismissed without prejudice for failure to state a claim.
Notes
. On June, 25, 2013, the Supreme Court’s decision in Shelby County v. Holder,
. The information in this table was taken from the complaint, and is intended to reflect the changes resulting from H.B. 566. The plaintiffs' table included the change that would have resulted from enactment of H.B. 515, a bill introduced during the 2017-2018 legislative session that would have further redrawn District 111. H.B. 515 never became law, however j so while we understand this information is relevant to the plaintiffs’ allegations of intent, it is less useful for our purposes here. The table therefore excludes the H.B. 515 data.
, As we see it, the fact that private causes of action may be implied alone contradicts this reasoning. The Supreme Court has said that a statute can confer a private right.of action even if it doesn't explicitly say so, as long as its text, structure, and "contemporary legal context” clearly indicate that Congress intended to provide such a right. See Alexander
;' "A dismissal for lack of subject matter jurisdiction is not a judgment on the merits and is entered without prejudice.” Stalley ex rel. United States v. Orlando Reg'l Healthcare Sys.,
. In single-member districts like Districts 105 and 111, "the usual device for diluting minority voting power is the manipulation of district lines.” Voinovich v. Quilter,
: Although reliance on legislative history is generally not favored,, the Supreme Court in Gingles made clear that this Senate Report is "the authoritative source for legislative intent” on Section 2. 478 U.S. ‘at 43 n.7,
. Cases challenging the constitutionality of the apportionment of congressional or state legislative districts like this one, which require a three-judge district court, demonstrate an oddity in the federal jurisprudence which results in the slow and incomplete develop
At the same time, we realize that what we decide here cannot be reviewed by the Eleventh Circuit sitting en banc, even if the en banc court were to disagree with us. And our lack of guidance extends beyond the en banc court, because the Supreme Court routinely issues stimmary affirmances of three-judge district courts in voting cases. Those summary opinions often tell us nothing more than that a judgment was correct "but hot necessarily the reasoning.” Mandel v. Bradley,
. For our ruling on this motion to dismiss, we assume all non-white voters is a cognizable "minority group” for an intentional vote dilution claim. See Growe v. Emison,
. We reject the defendants’ argument that the Hispanic voting age population numbers based on U.S. Census data must be reduced based on conjecture about legal citizenship. See Doc. 20-1: 13-14. The defendants are correct that the relevant voting age population applies only to U.S. citizens. Negrón,
. Whitford I and Whitford II are, unsurprisingly, two decisions made in the same case. Whitford I ⅛ the three-judge district court’s decision on the defendants' motion to dismiss. Whitford II is that panel’s' final order after trial. In our discussion of these cases, we will also use the term “Whitford standard’’ when we refer to the test, developed in the Whitford cases, for discerning whether redistricting lines were drawn in a constitutional manner.
. Defendants recognize in their reply brief that “[a]t best, lower courts can only count on the Supreme Court agreeing that a plaintiff must establish discriminatory intent and discriminatory effect to succeed on a partisan gerrymandering claim.” Doc, 24: 8, The Whitford standard encompasses this basic showing.
. If the plaintiffs file an amended complaint, they may wish to elaborate on some of the statistical and judicial manageability issues the defendants raise in their motion to dismiss. For example, the defendants point out that the efficiency gap measure in Whitford was designed to analyze a statewide redistricting plan as a whole, as opposed to two individual redrawn districts. Docs. 20-1: 22-23; 24: 10, Plaintiffs could aid the court in responding to this observation,
Concurrence Opinion
concurring in the judgment:
I concur with the majority’s ultimate holding that the claims in Counts One and Three should be dismissed for their failure to state a plausible claim, and that Plaintiffs’ Fourteenth Amendment claim against the State, asserted under § 1983, should be dismissed because we have no subject matter jurisdiction to consider it. I do not join in the decision to recite the long list of allegations in the Complaint because most aré not germane to the legal issues before this Court and because many of the allegations are conclusory and opinionated.
I write separately to underscore my regret that Eleventh Circuit precédent requires courts in our circuit to engage in a decision-making process antithetical to judicial restraint, economy, and otherwise practical results. These precedents here required us to address an assertion of Eleventh Amendment immunity even where other grounds exist to dismiss a claim. The Eleventh Amendment immunity asserted by the State was considered because the defense was not expressly asserted as “conditional” in the State’s pleadings and the State was not otherwise given the opportunity to advise us whether it requested its Eleventh Amendment arguments be addressed even if the Court found, as it does, that Count One fails to state a claim. I find the inflexible precedent in Seaborn v. State of Fla., Dep’t of Corr.,
Whether Circuit Authority is Binding on Three-Judge District Courts
The doctrine of stare decisis generally requires a lower court to follow the precedent of the courts that review its decisions.
I am aware of only one three-judge district court that concluded it was not bound by its circuit’s precedent. See Jehovah’s Witnesses in the State of Wash. v. King Cty. Hosp. Unit No. 1,
The majority here elects to follow circuit precedent. I reach this conclusion reluc7 tantly in this case because I find that following circuit precedent promotes,. albeit to an uncertain degree, uniformity of the law. at least within a circuit. I also follow it knowing that application of circuit precedent in this case leads to a practically illogical. result. There is scant guidance from the Supreme Court regarding cases challenging the constitutionality of the apportionment of congressional or state legislative districts, and the law in this area is not well-settled. As the majority notes, this is'in part the result of the Supreme Court routinely issuing summary affirmances of three-judge district courts in voting eases. Those summary opinions most often state that a judgment was correct “but not necessarily the reasoning.” Mandel v. Bradley,
I note also that, in other contexts, courts are, for various reasons, required to follow precedent that “does not perfectly. track the power of revisory review[,]” Amanda Frost, Inferiority Complex: Should State Courts Follow Lower Federal Court Precedent on the Meaning of Federal Law? 68 Vand. L. Rev. 53, 78 (2015). For instance, the Erie doctrine requires federal courts to follow state high court precedent on questions of state law, see Erie R. Co. v. Tompkins,
Whether Courts Must Address Eleventh Amendment Immunity
Having agreed to follow Eleventh Circuit precedent, the next question is whether Eleventh Circuit cases require the Court to consider Eleventh Amendment immunity before addressing the merits of a claim. In Steel Co. v. Citizens for Better Env’t,
In view of the unique nature of the Eleventh Amendment bar, the circuit courts are split on whether the Eleventh Amendment immunity question, like an Article III jurisdiction question, must be resolved before reaching the merits of a case. Nair,
The rule in our circuit, however, is that “[a]n assertion of Elevénth Amendment immunity essentially challenges a court’s subject matter jurisdiction!;,]” and thus “an assertion of Eleventh Amendment immunity must be resolved before a court may address the merits of the underlying claim(s).” Seaborn,
•The Eleventh Circuit specifically noted its holding in McClendon was “limited to the conclusion that the conditional assertion of the Eleventh Amendment gives a federal court the discretion to dispose of the merits favorably to the state or its officials if it chooses to do so.” Id. at 1259 (emphasis added). The court noted that its holding does not conflict with Seaborn, because, “in contrast to the defendants here, there is no indication that the defendants in Seaborn expressed a willingness to permit the court to reach the merits instead of considering the Eleventh Amendment issue.” Id. at 1258-59. McClendon appears to require an expression of a conditional assertion, at least in a written pleading or during oral argument.
Here, as in Seaborn, there is “no indication that [Defendants] ... expressed a willingness to permit the court to reach the merits instead of considering the Eleventh Amendment issue.” Id. In the absence of a written or other expression that Defendants’ assertion of Eleventh Amendment immunity is conditional, we are bound to apply Seaborn, which requires us to resolve Defendants’ “assertion of Eleventh Amendment immunity .,. before [we] may address the merits of the underlying claim(s).” Seaborn,
I strongly disagree with the blight-line rule in Seaborn, including because the opinion fails to consider the substantial differences between Eleventh Amendment immunity and traditional Article III jurisdiction. In McClendon, the Eleventh Circuit, though recognizing these differences, was nevertheless constrained by its prior holding in Seaborn until there were statements made at oral argument allowing the court to find a conditional assertion exception—an exception unique to our circuit. The McClendon court favorably cited the First Circuit’s decision in Parella v. Ret. Bd. of Rhode Island Emps.’ Ret. Sys.,
[B]ecause Eleventh Amendment immunity can be waived, the présence of an Eleventh Amendment issue does not threaten the court’s underlying power to declare the'law. If this were not the case, sua sponte consideration of a possible Eleventh Amendment bar would have to be obligatory, not discretionary—but the Supreme Court has now clearly stated that courts are free to ignore possible Eleventh Amendmentconcerns if a defendant chooses not to press them.
Id. (citation omitted).
Based on this reasoning, the First Circuit suggested that the “relevant maxim in the Eleventh Amendment context is not that federal courts cannot act without first establishing their jurisdiction, but rather that courts should ‘not reach constitutional questions in advance of the necessity of deciding them.’” Id. at 56 (quoting Am. Mfrs. Mut. Ins. Co. v. Sullivan,
I believe our circuit, if confronted with the facts here, would find a conditional assertion is implied where a state moves to dismiss counts for failure to state a claim, or an en bam panel of the Eleventh Circuit would overturn the inflexible rule in Seaborn altogether. This conclusion is supported by the circuit’s favorable review of Parella and its practical approach to evaluating Eleventh Amendment issues when other dispositive arguments are asserted. In Ramos v. Tomasino,
. It seems the majority opinion could have been more focused and this concurrence not necessary if the State was asked to advise us if its assertion of its Eleventh Amendment immunity was conditional or not.
. The judicially created “conditional” assertion of an Eleventh Amendment sovereign immunity defense promotes inconsistent results that do not promote stability. For example, if in one case a state defendant asserted Eleventh Amendment and Rule 12(b)(6) failure to state a claim grounds for dismissal and said the Eleventh Amendment defense was "conditional,” but in another case the state failed to state this apparently obligatory "conditional” language, even though it seeks for the Rule 12(b)(6) grounds to be determined first, the Court has to go through two different analytical processes even if in both cases there is a
