This сase concerns the retroactive application of the attorney’s fee provision of the Handicapped Children’s Protection Act (“HCPA”) of 1986, 20 U.S.C. § 1415(e). Because Congress did not clearly express an intention to have the HCPA apply to final judgments rendered prior to the date the Act became law, we hold, in light of the constitutional difficulties that would otherwise arise, that the Act may not be so construed.
I.
This lawsuit was filed in 1978 to redress alleged violations of the Education of the Handicapped Act (“EHA”), 20 U.S.C. § 1401
et seq.
and section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794. In an order dated April 3, 1981, the district court granted various forms of declaratory and injunctive relief to the plaintiffs.
Georgia Association of Retarded Citizens v. McDaniel,
Prior to the first appeal of this case to the Eleventh Circuit, the plaintiffs filed a motion in the district court for costs and attorney’s fees. Upon motion by the local defendants, a ruling on this motion was stayed pending appeal. Subsequent to the issuance of the mandate in GARC III, the plaintiffs asked the district court to delay ruling on the motion for attorney’s fees until Congress had time to act upon the bill which led to the enactment of the HCPA. In an order datеd August 19, 1985, however, the district court, following Smith, denied the motion for attorney’s fees. 1 No appeal was taken from this order.
The HCPA became effective on August 5,1986. A few weeks thereafter, the plaintiffs filed a new motion for attorney’s fees. In an order dated June 29,1987, the district court held that the HCPA could not be construed as providing a basis for attorney’s fees in this case because such a construction would have the effect of voiding the court’s earlier, unappealed judgment denying attorney’s fees.
II.
It is section 5 of the HCPA that makes section 2 of the Act expressly retroactive to the date of the Supreme Court’s decision in Smith:
Sec. 5.
The amendment made by section 2 [providing for attorney’s fees to prevailing parents in EHA actions] shall apply with respect to actions or proceedings brought under section 615(e) of the Education of the Handicapped Act after July 3, 1984, and actions or proceedings brought prior to July 4, 1984, under such section which were pending on July 4, 1984.
Pub.L. No. 99-372, 100 Stat. 796 (Aug. 5, 1986). The plaintiffs argue that this provision, tied directly to a specific date of a Supreme Court decision, compels the conclusion that Congress intended to remove all impediments to a recovery of attorney’s fees by those whom the decision affected adversely.
In support of their position, the plaintiffs have seized upon certain language in
Fontenot v. Louisiana Board of Elementary and Secondary Education,
Congress read the Supreme Court’s decision in Smith and acted swiftly, decisively, and with uncharacteristic clarity to correct what it viewed as a judicial misinterpretation of its intent.
jf: }(: # ‡ $
In explicitly providing for attorney’s fees, Congress reversed the outcome mandated by Smith fоr plaintiffs asserting claims to enforce rights that attach under the EHA. Moreover, to abrogate fully any residual effect of Smith, Congress made the amendments to the EHA effective retroactive to the date of the Smith decision.
Id. at 1223, 1224 (emphasis added). The factual and legal distinctions between Fon-tenot and this case are sufficient to make it certain that the last sentence of this statement is inapplicable here. First, in Fonte-not, the appeal of the district court’s first denial of attorney’s fees was pending before the Fifth Circuit when Congress passed the HCPA. Thus, the question of the right to attorney’s fees remained “live.” Here, the plaintiffs did not appeal. Second, there was no constitutional challenge to the retroactive application of the Act. It is therefore clear that Judge Goldberg did not have in mind the legal question present here when he wrote that Congress intended to “abrogate” all effects of Smith.
One district court has read
Fontenot
in a manner favorable to the plaintiffs.
Tatro v. State of Texas,
E.H.L.R. Dec. 558:430 (N.D.Tex.1987), as the plaintiffs note, is a
*808
“procedural twin” to this case. In
Tatro,
the court granted a motion for attorney’s fees based on the HCPA, even though the Supreme Court, had reversed an earlier award of fees on the authority of
Smith. See Irving Independent School District v. Tatro,
In interpreting this provision, we are guided first by the principle, “expressed in varying degrees in strength,” “that a retrospective operation will not bе given to a statute which interferes with antecedent rights ... unless such be ‘the unequivocal and inflexible import of the terms, and the manifest intention of the legislature.’ ”
Union Pacific R. Co. v. Laramie Stock Yards Co.,
The question is simple to pose: did Congress, by the language contained in the HCPA’s retroactivity provision, intend for the HCPA to apply to cases in which final, unappealed judgments had been rendered prior to the statute’s enactment date? The language of the HCPA’s retroactivity provision is certainly not conclusive. Congress did not expressly рrovide that the Act should so apply. 2 If the Act were to be *809 interpreted in the manner urged by the plaintiffs, one would be required to conclude that Congress intended to “reverse” the outcome in the Smith case itself, giving the Smith plaintiffs a second chance at attorney’s fees when the Supreme Court had held they were entitled to none. As we explain below, Congress may not—and typically does not—undertake to “reverse” the result that obtains in a particular Supreme Court decision. We doubt that it intended to do so in passing the HCPA.
To be sure, the Act is to apply to all cases “pending” on July 4, 1984. On that date this ease was before the Supreme Court, certiorari having been granted simultaneously with the resolution of the merits on July 5, 1984. As the Supreme Court has explained, however, “ ‘[p]ending’ is simply not a term of art that unambiguously carries with it [any one] meaning.”
International Union of Electrical Workers v. Robbins & Myers Inc.,
We are not the first court of appeals to so interpret legislation made retroactive to all proceedings “pending” on a given date. Such a course was followed by the D.C. Circuit in
Daylo v. Administrator of Veterans’ Affairs,
The court concluded that, although Congress had made the “no review” provision of 38 U.S.C. § 211(a) retroactive to 19J¡.0, these statutes could not properly be interpreted as expressing a congressional intent to annul those judgments based on prior law. The court acknowledged that it was “conceivable that Congress intended such judgments to fall,” but it held that because such “intent was nowhere clearly expressed,” this construction was to be avoided in light of the constitutional difficulties that this construction would pose. Id. at 823.
*810 As in Daylo, it is conceivable that Congress intended to annul those judgments based on Smith that became final, and unappealable prior to the HCPA’s date of enactment. In light of the fact that Congress did not clearly express such an intent, the constitutional difficulty associated with this interpretation require the Act to be construed otherwise.
III.
If, as the plaintiffs claim, the HCPA was designed to reach cases such as this one, it would conflict manifestly with a longstanding rule which insulates certain adjudicated rights from the reach оf the legislature. As the Supreme Court explained in
McCullough v. Virginia,
It is not within the power of the legislature to take away rights which have been once vested by judgment. Legislation may act on subsequent proceedings, may abate actions pending, but when those actions have passed into judgment the power of the legislature to disturb the rights created thereby ceases.
The constitutional dimension of this principle, sometimes labelled the “vested rights” doctrine, is twofold. First, it recognizes that rights
fixed by judgment
are, in essence, a form of property over which legislаtures have no greater power than any other.
See Tonya K. v. Board of Education of City of Chicago,
Following these general principles the district court ruled that the retroactive application of the HCPA urged in this case would, if permitted, have the effect of voiding the district court’s prior unappealed judgment based on Smith. 3 The plaintiffs have launched various attacks against the district court’s judgment and have offered explanations as to how the HCPA may be constitutionally construed so as to apply to this case. We now turn to those arguments.
The plaintiffs’ first argument depicts the district court’s judgment as erroneous ap *811 plication of the principles of res judicata. Notably, the district court’s order makes no reference to res judicata. Nonetheless, the plaintiffs contend that the right to attorney’s fees created by the HCPA creates a new “claim” or ■ “cause of action” for attorney’s fees distinct from that adjudicated by the district court in 1985. This argument is based on the concept that “changed circumstances” may sometimes alter the preclusive effect of a prior judgment. As Professor Moore has explained,
Sometimes a statutory change or constitutional amendment creates a new cause of aсtion or a new procedure for enforcing a right, or authorizes an additional means of executing a judgment, and to that extent diminishes the conclusive effect of a prior judgment or decree. Whether or not a particular statute makes the conclusive effect of prior judg-ménts inapplicable to later suits depends on legislative intent.
IB Moore’s Federal Practice ¶ 0.415 at 511 (1984). What appears to unite the cases decided under this rule, as well as those in which other “changed circumstances” are said to alter the preclusive effect of а judgment, is the notion that “no judgment can affect subsequently arising rights and duties.” Id. ¶ 0.415 at 508 (emphasis added). 4 It is clear, however, that this case does not present “changed circumstances,” as this term is commonly understood. To illustrate, we note that the plaintiffs have mischaracterized their purported right to attorney’s fees under the HCPA as one involving a new “cause of action.” Strictly speaking, the HCPA does not create a “cause of action” or a substantively independent “claim” for attorney’s fees. Like many similar statutes, see, e.g., 42 U.S.C. § 1988, it merely confers upon district courts the discretionary рower to award attorney’s fees to prevailing litigants.
Congress does have clear power to create new legal rights and duties, even when imposed upon conditions that are “bred in the past.”
Usery v. Turner Elkhorn Mining Co.,
The well established exceptions to this rule are inapplicable to this case. The first such exception arises where Congress chooses to “waive the
res judicata
of a prior judgment entered in the [United States’] favor on a claim against the United States.”
United States v. Sioux Nation of Indians,
The second exception to the rule regarding rights which vest as a result of a judgment arose out of the
Wheeling BHdge
cases. These cases concerned the competing efforts by Pennsylvania and Virginia to have the Cumberland Road — a major highway of the day — built inside their territories at the point where it crossed the Ohio River. In 1847, the Virginiа legislature chartered a corporation to build a bridge across the river. In the first
Wheeling Bridge
case,
The Court accepted the principle articulated in
McCullough:
“that [an] Act of Congress cannot have the effect and operation to annul the judgment of the court already rendered, or the rights determined thereby in favor of [one of the parties].”
Id.
at 431,
This case does not concern a public right over which Congress has unfettered control nor one which was the subject of an equitable decree. Like an award of damages, or an award of costs, the right to receive— and conversely, the right not to pay — attorney’s fees is, in the parlance of these cases, a private right not subject to divestiture by retroactive legislation.
One other court of apрeals has faced the question whether the HCPA’s retroactivity provision impermissibly disturbed vested rights. The underlying merits of
Tonya K. v. Board of Education of City of Chicago,
The defendants attacked the award on a number of grounds, including the one we are presently considering. The Seventh Circuit held that because there had never been a “judicial disposition of the request for fees,” the defendants had no vested right to be free from the payment of attorney’s fees.
Congress has broad powers to supply, amend, or extinguish the great body of substantive rules applied by the courts. When it so intends, its ability to affect the content of a nonfinal judgment in a civil case, through retroactive legislation ceases only when a case’s journey through the courts comes to an end. As the Supreme Court explained in
United States v. Schooner Peggy,
If subsequent to the judgment and before the decision of the appellate court, a law intervenes and positively changes the rule which governs, the law must be obeyed or its obligation denied.... [T]he court must decide according to existing laws, and if it be necessary to set aside the judgment, rightful when rendered, but which cannot be affirmed, in violation of law, the judgment must be affirmed.
This rule is the same regardless of whether the change in law is statutory, administrative, judicial, or the result of an intervening treaty.
See de Rodulfa v. United States,
IV.
We recognize that the result in this case works a hardship for the prevailing parents. The initial denial of attorney’s fees was based on an interpretation of the EHA which Congress has acted to correct. Yet no matter how erroneous in the eyes of Congress, the Supreme Court’s decision in Smith was absolute authority from which the district court could not stray.
The result seems particularly harsh in light of the fact that many similarly, if not identically, situated plaintiffs will be eligible for attorney’s fees. Nonetheless, the plaintiffs in this case must bear some responsibility for failing to preserve any rights to attorney’s fees which might have accrued under the HCPA. Once the mandate issued in
GARC III
the plaintiffs continued to press their motion for fees in the face of
Smith,
which was clear authority contrary to their request. Had they withdrawn their request for fees, like the
Tonya K.
plaintiffs, they might have later sought them pursuant to the HCPA. Such an occurrence is not without precedent in this circuit.
See Robinson v. Kimbrough,
In any event, our decision today in no way prejudices the rights of the plaintiffs to recover attorney’s fees for other nonfi-nal proсeedings that were pending on or commenced after the date of Smith. On May 25, 1983, for example, the plaintiffs in this case filed a petition for “Additional Relief or in the Alternative Civil Contempt” for an alleged violation of the district court’s April 6, 1981 injunction. At the *814 time the record in this case was transmitted to our court, this request for relief was still pending. Inasmuch as this petition is “a proceeding[ ] brought under section 615 of the [EHA],” the plaintiffs, should they prevail, can request attorney’s fees under the HCPA for the legal work associated with this petition. The district cоurt’s August 19, 1985 order did not relieve the defendants from any liability for fees resulting from proceedings not comprehended in that order.
The judgment of the district court is AFFIRMED. 7
Notes
. The motion for costs is the subject of a separate appeal.
See Georgia Association of Retarded Citizens v. McDaniel,
. Nor does the legislative history support the position that Congress intended to affect final judgments. Senator Weicker, the sponsor of both the original EHA and HCPA explained that the latter Act was "intended to be a simple restoration and clarification of congressional intent.” Handicapped Children's Protection Act of 1985: Hearing on S. 415 Before the Suhcomm. on the Handicapped of the Comm, on Labоr and Human Resources, 99th Cong. 1st Sess. 2 (1985). The senator’s views are also amply reflected in the Senate Report accompanying S. 415 which was passed in lieu of a similar House bill:
Congress' original intent was that due process procedures, including the right to litigation if that became necessary, be available to all parents. On July 5, 1984, the Supreme Court, in Smith v. Robinson,468 U.S. 992 ,104 S.Ct. 3457 [82 L.Ed.2d 746 ] (1984), determined that Congress intended that the EHA provide the exclusive source of rights and remedies in special education cases covered by that act. The effect of this decision was to preclude parents from bringing special education cases under section 504 of the Rehabilitation Act of 1973, and recovering attorney’s fees available under section 505 of that act, where relief was available under the EHA.
Specifically, in Smith v. Robinson, the Court ruled that when a remedy "provided under section 504 is provided with more clarity and precision under EHA, a plaintiff may not circumvent or enlarge on the remedies available under EHA by resort to section 504." The Court reasoned that the comprehensiveness and detail with which EHA addresses the provision of special education for handicapped children implies that Congress intended to limit remedies to those explicitly provided for in the EHA.
The situation which has resulted from the Smith v. Robinson decision was summarized by Justices Brennan, Marshall, and Stevens in their dissenting opinion: "Congress will now have to take the time to revisit the matter.” Seeking to clarify the intent of Congress with respect to the educational rights of handicapped children guaranteed by the EHA, the HAndicapped Children’s Protection Act of 1985 was introduced on February 6, 1985.... On June 11, 1985, the Subcommittee unanimously reported S. 415 with amendment to *809 the full Committee. On July 10, 1985, the full Committee unanimously moved to order the bill, as amended, reported to the Senate.
S.Rep. No. 112, 99th Cong., 1st Sess. 2, reprinted in 1986 U.S.Code Cong. & Admin.News 1798, 1799.
The views expressed in these fragments show that Congress disagreed fundamentally with Smith and considered it a misinterpretation of the EHA. They do not suggest, however, that Congress intended—or even believed it had the power—to reach those cases decided on the basis of Smith that had become unappealable.
. We note that the district court did not, as is required by 28 U.S.C. § 2403(a) and Fed.RXiv. P. 24(c), notify the Attorney General that this case raised a question of the HCPA's constitutionality. Sectiоn 2403(a) and Rule 24(c) are designed to permit the United States to intervene whenever "the constitutionality of an Act of Congress affecting the public interest is called into question.” 28 U.S.C. § 2403(a). "Giving of this notice is mandatory, even if the court thinks the constitutional question frivolous, but failure to give the notice does not deprive the court of jurisdiction in the case.” C. Wright, A. Miller & M. Kane 7C
Federal Practice and Procedure
§ 1915 (1986). We are likewise not deprived of jurisdiction to decide this appeal. Since we are not striking down any portion of the HCPA, "there seems to be no practical purpose tо be served in remanding the case to the Court below with directions to allow intervention by the United States.”
Thatcher v. Tennessee Gas Transmission Co.,
. Thus, to use Professor Moore’s examples, a judgment reversing on constitutional grounds a decree that confirmed a plan of composition in Bankruptcy, did not bar a subsequent proceeding for confirmation of an identical plan of composition, under a newly acted Bankruptcy code provision, because the new provision created a new cause of action "that could not have been adjudicated in the prior suit.” IB
Moore’s Federal Practice
¶ 0.415 at 510 (1984) (citing
West Coast Life Ins. Co. v. Merced Irrigation District,
. For the complete history behind the cases, see C. Swisher, 5 History of Supreme Court of the United States 408-20 (1974).
.
Robinson
was a jury discrimination case. Most of the litigation took place prior to the enactment of 42 U.S.C. § 1988 in 1976. After the underlying merits were resolved by our court,
Robinson v. Kimbrough,
. Given our disposition of this case, we have no occasion to reach the other issues reached by the district court and argued by the parties.
