Lead Opinion
Opinion
The principal issue in this appeal is whether the evidentiary rule barring the admission of the testimony of a nontreating physician, as previously articulated by this court in Brown v. Blauvelt,
The plaintiff brought this negligence action against the defendant for injuries that the plaintiff sustained as a result of a May 13, 1993 collision between the automobiles operated by the plaintiff and the defendant
At trial, both the defendant’s liability and the extent of the plaintiffs injuries were contested. To the extent relevant to the principal issue in this appeal, the evidence regarding the plaintiffs injuries, both excluded and admitted, was as follows. The plaintiff was taken from the scene of the accident by ambulance to St. Vincent’s Hospital. On the day following the accident, the plaintiff made an appointment with Stuart C. Belkin, an orthopedic surgeon. She consulted with Belkin for the first time several days later. During September, 1993, Belkin performed arthroscopic surgery, under general anesthesia, on the plaintiffs right knee. Belkin treated the plaintiff through December, 1993. In April, 1994, the plaintiff began treatment with Walter T. Shanley, also an orthopedic surgeon. Shanley’s son was an acquaintance of the plaintiff, and had referred her to Shanley.
During the trial, neither Belkin nor Shanley
After the plaintiff had commenced this action, the defendant requested that the plaintiff submit to an independent physical examination
In his pretrial disclosure of expert witnesses,
Also, the defendant, relying on our decision in Brown v. Blauvelt, supra,
I
The plaintiff claims that we should overrule Brown and permit the introduction of testimony by a nontreating physician regarding his physical examination of a party in a civil action.
“This court, however, has recognized many times that there are exceptions to the rule of stare decisis. Principles of law which serve one generation well may, by reason of changing conditions, disserve a later one. . . . Experience can and often does demonstrate that a rule, once believed sound, needs modification to serve justice better. . . . The adaptability of the common law to the changing needs of passing time has been one of its most beneficent characteristics. A court, when once convinced that it is in error, is not compelled to follow precedent.” (Internal quotation marks omitted.) Jolly, Inc. v. Zoning Board of Appeals, supra,
Finally, “[s]tare decisis is not an inexorable command. [Planned Parenthood of Southeastern Pennsylvania v. Casey,
We recognize that generally this court decides only those issues that the case before us requires us to decide. When we establish new evidentiary rules, however, either by modifying the doctrine of prior case law; see, e.g. State v. Troupe,
We further held, however, that this “exception does not apply . . . where the physician is being consulted, not for purposes of advice or treatment, but merely for the propose of enabling him to give his opinion as a witness. Darrigan v. New York & N.E.R. Co., [
A
We conclude that our decision in Brown should be overruled for three reasons. First, our holding in Brown, even at the time that it was rendered, was based on a faulty premise, namely, that “[i]t [was] the general rule that an expert’s opinion is inadmissible if it is based on hearsay evidence.” Id., 274. This proposition was incorrect when it was stated, and it remains incorrect today. Although in Brown we cited to Vigliotti v. Campano, supra,
These assumptions are not accurate. When physicians examine parties, whether for treatment or litigation, they routinely rely on numerous sources of data, including their own physical examination, tests that they may have administered, available medical records, and the statements that a party has made during the course of the evaluation. In other words, the statements made by a patient to a physician constitute only one type of data in a data collection process that necessarily
Third, the prevailing view is inconsistent with the Brown rale. Although “[historically, many courts drew a sharp line between statements made to physicians consulted for purposes of treatment and those made to physicians consulted solely with the anticipation that the physician would testify in court on the declarant’s behalf . . . these restrictions were abandoned by the drafters of the Federal Rule.” 2 C. McCormick, Evidence (4th Ed. 1992) § 278, pp. 249-50. Rule 803 (4)
Our conclusion is consistent with rule 703 of the Federal Rules of Evidence; see footnote 11 of this opinion; as well as our holding in In re Barbara J.,
Moreover, this conclusion is consistent with the way that we treat the testimony of psychiatrists in the context of criminal trials. We routinely admit the opinion of psychiatrists who have examined criminal defendants, not for treatment, but for the sole purpose of testifying to the defendants’ mental condition. Moreover, we admit that testimony regardless of whether the psychiatrist was selected by the defendant or the state. We can think of no logical reason why we would consider this testimony sufficiently reliable to be presented to a jury in a criminal trial, but continue to conclude that the testimony of a nontreating physician is not reliable enough to be presented to a jury in a civil trial.
B
We next decide whether our holding should be applied solely on a prospective basis. The defendant claims that, if we were to decide that Brown should be
When this court renders a decision, the general rule is that the decision will apply to the parties involved in the case in which the decision was reached. This presumption of the applicability of our decision to the parties before us applies equally when the decision reached involves our conclusion that a prior holding by this court should be overruled. Otherwise, the party who undertook the effort of persuading this court to overrule a properly invalidated decision would be deprived of the fruits of his or her effort. As a matter of policy, therefore, the nonretroactive application of our decisions would act as a disincentive to parties to attempt to persuade this court to advance the law.
Moreover, although “[i]t has often been held or recognized that where particular persons have acted in justifiable reliance on a subsequently overruled judicial decision and retroactive application of the overruling decision would defeat their reliance interests . . . the overruling decision should be denied retroactive application in order to prevent such persons from being subjected to unfairness or undue hardship”;
II
A
Having decided that Brown should be overruled and that our holding should not be applied on a prospective basis only, we must now decide whether the plaintiff is entitled to a new trial. “We have often stated that before a party is entitled to a new trial because of an erroneous evidentiary ruling, he or she has the burden of demonstrating that the error was harmful.” Swenson v. Sawoska,
As discussed previously, the plaintiff was seeking damages for injuries to her cervical spine and right knee. During the course of the trial, it became apparent that, although the plaintiff continued to deny having any recollection that she had ever injured her cervical spine, she had, in fact, previously suffered such an injury in a March, 1992 automobile accident. We assume, without deciding, therefore, that the plaintiffs credibility was either sufficiently impeached with regard to the injury to her cervical spine that any claim of permanent injury was dismissed by the jury, or, to the extent that the jury believed that she had incurred permanent damage to her cervical spine, the jury found that this damage was due solely to the prior accident.
Thus, the determinative question is whether, had the jury been presented with the testimony of George, it likely would have returned a different verdict with regard to the award of noneconomic damages for the permanent injury to the plaintiffs right knee. Viewing the jury’s award of no noneconomic damages as an indication that it considered the evidence offered by the plaintiff as not worthy of belief, we conclude that George’s testimony likely would have affected the jury’s award of noneconomic damages.
As discussed previously, during the trial, the plaintiff offered into evidence the testimony of two orthopedic
During the trial, the defendant elicited evidence that the plaintiffhad stopped visiting Belkin, in part, because she had been dissatisfied with his permanent disability ratings, and that subsequently, she had sought the services of Shanley, the father of a friend. The defendant’s counsel emphasized, in his closing statements to the jury, that Shanley was also the physician who had rated the plaintiffs permanent disability to her knee at 20 percent — the highest rating of all three physicians.
First, as noted, although he did not “understand where the 20 percent [rating came] from,” George concluded that the plaintiff had suffered a 15 percent permanent disability to her right knee. Importantly, his report indicated that his conclusions were based, in part, on objective criteria. Specifically, with regard to her knee, George stated that the “[e]xamination of the right knee shows subjective response of discomfort
Thus, had George’s testimony been admitted, the plaintiffs case would have included the testimony of a physician who: (1) considered the plaintiffs difficulties with her knee to be “very real”; (2) had found, in addition to the subjective complaints by the plaintiff, objective symptoms consistent with her complaints and connected with a permanent disability; (3) although engaged by the defendant, was nevertheless willing to entertain the possibility that Shanley’s 20 percent rating could be correct; (4) would, at the least, have calculated the plaintiffs permanent disability to her right knee at 15 percent; and (5) as a result of the subpoena in effect, would have testified in person, as opposed to the medical report evidence produced regarding the opinions of Belkin and Shanley. We therefore conclude that George’s testimony likely would have led the jury to conclude that the plaintiff had, in fact, suffered some
B
The last issue we must decide is whether, as the plaintiff argues, the new trial should be limited to damages only. The defendant claims that, because in this case “the amount of damages and issues of liability were ‘inextricably interwoven’ . . . the court if it remands this case for a new trial, should not limit said trial only to damages.” We agree with the defendant.
“Ordinarily the reversal of a jury verdict requires a new trial of all the issues in the case. Where the error as to one issue ... is separable from the general issues, the new trial may be limited to the error found, provided that such qualification or limitation does not work injustice to the other issues or the case as a whole. Murray v. Krenz,
In the present case, the jury’s award of no noneconomic damages may have resulted from either: (1) a determination by the jury that the plaintiff had incurred no noneconomic damages as a result of the May, 1993 accident; or (2) “a compromise verdict, that is, a verdict where some of the jurors . . . conceded liability against their judgment, and some . . . reduced their estimate of the damages in order to secure an agreement of liability with their fellow jurors. . . .” (Internal quotation marks omitted.) Id., 457. In light of the fact that “[a]n order restricting the issues [of a new trial] is the exception, not the rule”; (internal quotation marks omitted) id., 455; we are unable “clearly [to] see that [a trial limited to damages] is the way of doing justice in [this] case.” (Emphasis in original.) Id.
The judgment is reversed and the case is remanded for a new trial.
In this opinion CALLAHAN, C. J., and BERDON, NORCOTT, PALMER and PETERS, Js., concurred.
Notes
The plaintiff filed an appeal with the Appellate Court and we transferred the appeal to 1 his court pursuant to Practice Book § 65-l and General Statutes 8 51-199 (c).
The parties stipulated before the jury that Shanley was in Ireland during the time of the trial. The record does not indicate the reason that Belkin was not called to testify in person at trial.
Although not specifically cited in his motion, Practice Book § 13-11 governed the defendant’s request. Section 13-11 (b) provides in relevant part: “In the case of an action to recover damages for personal injuries, any party adverse to the plaintiff may file and serve in accordance with Sections 10-12 through 10-17 a request that the plaintiff submit to a physical or mental examination at the expense of the requesting party. . . . Any such request shall be complied with by the plaintiff unless, within ten days from the filing of the request, the plaintiff files in writing an objection thereto specifying to which portions of said request objection is made and the reasons for said objection. . . .”
There is nothing in the record to suggest any familial relationship between the plaintiff and Robert C. George.
These records included a magnetic resonance image (MRI) of the plaintiff's knee, an MRI of her cervical spine, plane films of her cervical spine and plane films of her knee.
The plaintiff’s history included a fall resulting in “some right hip complaints,” as well as a work related incident involving her lower back. The plaintiff also had incurred several injuries in a March, 1992 automobile accident.
Practice Book § 13-4 (4) provides in relevant part: “[A]ny plaintiff expecting to call an expert witness at trial shall disclose the name of that expert, the subject matter on which the expert is expected to testify, the substance of the facts and opinions to which the expert is expected to testify, and a summary of the grounds for each opinion, to all other parties within a reasonable time prior to trial. Each defendant shall disclose the names of his or her experts in like manner within a reasonable time from the date the plaintiff discloses experts, or, if the plaintiff fails to disclose experts, within a reasonable time prior to trial. . . .”
The plaintiff also claims that the trial court improperly: (1) refused to issue a missing witness instruction in accordance with Secondino v. New Haven, Gas Co.,
In Vigliotti v. Campano, supra,
Rule 803 (4) of the Federal Rules of Evidence provides in relevant part: “The following are not excluded from the hearsay rule, even though the declarant is available as a witness . . . Statements made for purposes of medical diagnosis or treatment and describing medical history, or past or present symptoms, pain, or sensations, or the inception or general character of the cause or external source thereof insofar as reasonably pertinent to diagnosis or treatment.”
Professor McCormick notes that “[the] rigid limitations on reliance upon subjective symptoms have generally been abandoned as the concepts underlying Federal Rules 703 and 705 have been accepted.” 2 C. McCormick, supra, § 278, pp. 249-50, n.2.
Rule 703 of the Federal Rules of Evidence provides: “The facts or data in the particular case upon which an expert bases an opinion or inference may be those perceived by or made known to the expert at or before the hearing. If of a type reasonably relied upon by experts in the particular field in forming opinions or inferences upon the subject, the facts or data need not be admissible in evidence.”
Rule 705 of the Federal Rules of Evidence provides: “The expert may testify in terms of opinion or inference and give reasons therefor without first testifying to the underlying facts or data, unless the court requires otherwise. The expert may in any event be required to disclose the underlying facts or data on cross-examination.”
Although not mentioned by the defendant, we note that we view our holding in State v. Troupe, supra,
We presume that the jury would have followed the trial court’s instructions absent a clear indication to the contrary. See State v. Schiappa,
In the present case, the trial court instructed the jury: “[A]s to the permanent aspect of the injuries claimed if you find that it is reasonably probable that the plaintiff has suffered any permanent physical impairment you will try to compensate her for such impairment as you find she sustained in the accident.”
In his closing argument, the defendant’s counsel stated: “But you know what she told us. She didn’t like the disability so she changed doctors. She went to her friend’s father. . . . [H]e gave her a 20 percent disability. . . . You’ll notice the plaintiff changed doctors. . . . Same treatment. Different doctors, different permanencies. Same treatment. The only thing that changed was the permanency.”
When asked on redirect examination by her counsel whether she was unhappy with more than the mere disability rating that Belkin had given her, the plaintiff replied: “Yes, I was. ... I didn’t think he was thorough.”
In closing argument, the plaintiffs counsel stated: “[Y]ou may say, well, wait a minute. How did she get to Dr. Shanley? She knew his son she told you. Does that seem unreasonable to you? Was she supposed to ask a lawyer? . . . Who do you trust? Sometimes relatives of people that you know and like. That makes sense.”
Concurrence Opinion
concurring. The Federal Rules of Evidence are largely followed in over thirty-five states, set forth the rules of evidence in comprehensive and simple terms, have been subject to extensive interpretation by both federal and state courts, and the treatises explaining the rules have received widespread acceptance. As a review of our more recent cases reveals, the Federal Rules of Evidence have had a profound
Because this case represents another small step toward adopting those rules, I concur.
