George Rivas v. Rick Thaler, DirectorGeorge Rivas v. Rick Thaler, Director
Case Information
*1 Before GARZA, CLEMENT, and OWEN, Circuit Judges.
PER CURIAM: [*]
Petitioner George Rivas, convicted of capital murder in Texas and sentenced to death, requests a Certificate of Appealability (COA) to appeal the district court’s denial of his petition for a writ of habeas corpus. Because Rivas has not made a substantial showing of the denial of a constitutional right or otherwise met the qualifications for his application, his request for a COA is DENIED.
I [1]
On December 13, 2000, Rivas and six of his fellow inmates escaped from the Connally Prison Unit of the Texas Department of Criminal Justice. The group, later known as the “Texas Seven,” included Rivas, Joseph Garcia, Randy Halprin, Larry Harper, Patrick Murphy, Donald Newbury, and Michael Rodriguez.
Eleven days after their escape, the Texas Seven initiated a Christmas Eve robbery of the Oshman’s Superstore in Irving, Texas, that ended with the death of Irving police officer Aubrey Hawkins. Armed with weapons and two-way radios, Garcia, Halprin, Newbury, and Rodriguez entered the store just prior to closing pretending to be customers, while Rivas and Harper masqueraded as Oshman’s security guards. Murphy, the seventh member of the group, waited in a truck outside the store, serving as a lookout and checking police radio frequencies. Rivas and Harper explained to the store managers that they were investigating a theft at another Oshman’s and asked that a manager bring the store’s employees together to look at a photo spread. Meanwhile, the other men moved throughout the store collecting merchandise. Once the employees were gathered together, Rivas brandished a gun and told everyone of his intent to rob the store. Rivas then instructed the men in his group to take the Oshman’s employees to the store’s breakroom and tie them up. While this was happening, Rivas told store manager Wesley Ferris to open the store’s gun vault, safe, and cash registers. Rivas repeatedly warned Ferris not to try anything or he and the others would be shot. Afterwards, Rivas left Ferris with the employees in the breakroom, took Ferris’s car keys, exited the Oshman’s through the main front entrance, and drove Ferris’s Ford Explorer around the store to the loading dock located in the back.
Altogether, the Texas Seven stole over $70,000 in cash, forty-four firearms, ammunition, and other goods from the store, in addition to the employees’ jewelry and wallets.
During the robbery, Misty Wright, a girlfriend of one of the Oshman’s employees, waited in her car outside the store and saw the employees inside raising their hands over their heads. Wright called a friend who joined her in her car. The two saw Rivas exit the Oshman’s and drive Ferris’s Ford Explorer to the back of the store. Wright and her friend then fled the parking lot and called the police from a nearby restaurant. Rivas, who had seen Wright and her friend driving away in haste, used his two-way radio to warn the others, and he directed them to get to the back of the store. Within minutes, Murphy radioed the group, alerting them to a police vehicle he had seen entering the Oshman’s parking lot.
The police dispatcher who took Wright’s emergency call sent four officers to the scene. Irving police officer Aubrey Hawkins was the first to arrive. Hawkins drove directly through the parking lot to the back of the store, where he was shot eleven times by various members of the Texas Seven. Evidence at trial established that at least five different guns fired at Hawkins from at least three directions in less than a minute and that he died immediately. Some of the escapees pulled Hawkins from the police vehicle and took his sidearm. Moments later, Rivas ran over Hawkins in the Ford Explorer, dragging his body approximately ten feet. According to Rivas, he did not know he had run over Hawkins until he heard the evidence at trial.
During his trial, Rivas testified that as he approached Hawkins’s vehicle, he thought he saw the officer reaching for his gun and that he [Rivas] only shot Hawkins in an attempt to subdue him. Rivas claimed that he purposefully shot the officer in the chest because he knew Hawkins would be wearing a bulletproof vest. In addition, Rivas said that he shot at Hawkins four times in response to what he thought were shots fired by Hawkins. The evidence showed that Rivas was, in fact, shot during the period of intense gunfire.
Following the robbery, the Texas Seven escaped to Colorado where someone identified them and notified the Federal Bureau of Investigation. All of the men were arrested, except Harper, who committed suicide before authorities could apprehend him. On the day of his arrest, Rivas was interviewed by police and, after waiving his Miranda rights, signed a 21-page written confession. During searches of an RV and another vehicle the Texas Seven had been using, authorities recovered Hawkins’s gun, as well as guns and merchandise stolen from the Oshman’s in Irving, Texas.
Following the close of the evidence at trial, a Dallas County jury convicted
Rivas of capital murder.
See
The evidence presented during the punishment phase of Rivas’s trial established the following: Rivas was serving seventeen life sentences, some concurrent, when he escaped from prison. Rivas had prior convictions for aggravated kidnapping, burglary, and aggravated robbery of an Oshman’s in El Paso, Texas. Evidence from both the State and the defense showed that Rivas was the ringleader of the Texas Seven, and that he had planned their escape from the Connally Unit, as well as the robbery of the Oshman’s in Irving. The State introduced evidence showing that Rivas and the other escapees assaulted and threatened prison employees during their escape. And, after the escape, Rivas planned and led three other robberies before eventually targeting the Oshman’s in Irving. In addition, the State elicited testimony from Rivas’s half- sister, who claimed that Rivas had sexually abused her from the age of six through sixteen. Finally, the State presented expert testimony from a criminal forensic psychiatrist who testified that based on his review of Rivas’s history, it was his opinion that Rivas would probably commit criminal acts of violence in the future and continue to threaten society.
Rivas testified during sentencing and admitted to committing numerous crimes, as well as to planing the group’s escape from prison and the robbery of the Oshman’s in Irving. In his defense, Rivas told the jury that he tried to be polite and minimize the pain he inflicted on others during his crimes. Rivas also said that he did not intend to kill officer Hawkins, nor that he had planned to commit additional robberies. Rivas denied his half-sister’s allegations of abuse. Ultimately, Rivas told the jury that he would rather die than be sent back to prison.
After the jury answered the special issues set forth in
The Texas Court of Criminal Appeals affirmed Rivas’s conviction and
sentence on direct appeal,
Rivas v. State
, No. 74,143 (Tex. Crim. App. June 23,
2004) (unpublished), and the Supreme Court denied certiorari,
Rivas v. Texas
,
Rivas next filed a federal habeas petition in the Northern District of Texas,
alleging nine grounds for relief. In addition, Rivas filed a separate brief—over
eleven months after filing his original habeas petition and without leave of
court—in which he argued that
II
Because Rivas filed his federal habeas petition after the effective date of
the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), his petition
is governed by the procedures and standards provided therein.
See Parr v.
Quarterman
,
A COA will be granted only if the petitioner makes “a substantial showing
of the denial of a constitutional right.”
We also recognize that the district court evaluated Rivas’s claims under
AEDPA’s deferential framework. Under AEDPA, a federal court cannot grant
habeas relief on any claim adjudicated on the merits by a state court unless the
state court’s adjudication “resulted in a decision that was contrary to, or involved
an unreasonable application of, clearly established Federal law, as determined
by the Supreme Court,” or “resulted in a decision that was based on an
unreasonable determination of the facts in light of the evidence presented in the
State court proceeding.”
Cullen v. Pinholster
, 131 S. Ct. 1388, 1398 (2011)
(quoting
III
Rivas requests a COA on ten issues: (1) whether trial counsel rendered
ineffective assistance by failing to object to an improper closing argument by the
prosecutor; (2) whether trial counsel rendered ineffective assistance by failing
to make a “fair cross-section” objection to the jury pool; (3) whether trial counsel
rendered ineffective assistance by failing to object to the prosecutor’s use of out-
of-court statements by Rivas’s co-defendants at the punishment phase of trial;
(4) whether the trial court erroneously admitted expert testimony on sentencing
regarding future dangerousness; (5) whether Texas’s lethal injection protocol
violates the Eighth Amendment; (6) whether Rivas’s due process rights were
violated by the trial court’s failure to instruct the jury on the burden of proof
regarding the mitigating factors contained in the jury charge; (7) whether the
trial court’s jury instructions used terms that were unconstitutionally vague and
undefined; (8) whether Texas’s death penalty statute, which does not require
that the jury be instructed on the consequences of its failure to agree on a
punishment phase special issue, is unconstitutional; (9) whether the trial court
erred in instructing the jury in sentencing that it was not to consider how long
Rivas might serve in prison if sentenced to life; and (10) whether
A
Rivas first claims that his trial counsel rendered constitutionally ineffective assistance at trial when he failed to object to the prosecutor’s closing argument.
We evaluate this claim, and the two ineffective assistance claims that
follow, under the familiar standard set out in
Strickland v. Washington
, 466 U.S.
668 (1984). To prevail, Rivas must show by a preponderance of the evidence that
his attorney’s performance was deficient and that the deficient performance
prejudiced his defense.
Id.
at 687. In assessing trial counsel’s performance, we
give deference to the strategic decisions made by counsel, applying the strong
presumption that counsel’s performance “falls within the wide range of
reasonable professional assistance.”
Id.
at 689. In doing so, we evaluate trial
counsel’s conduct from counsel’s perspective at the time of trial, endeavoring to
“eliminate the distorting effects of hindsight.”
Id.
To show prejudice, Rivas
must show that “there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.”
Id.
at 694. “Reasonable probability” is defined as a probability sufficient to
undermine confidence in the outcome.
Id.
Ultimately,
Strickland
’s prejudice
inquiry focuses on whether counsel’s deficient performance “renders the result
of the trial unreliable or the proceeding fundamentally unfair.”
Williams
, 529
U.S. at 393 n.17. And unless Rivas makes both showings under
Strickland
—deficient performance and prejudice—it cannot be said that his
conviction or death sentence “resulted from a breakdown in the adversary
process that renders the result unreliable” and requires reversal.
Strickland
,
Rivas claims that the prosecutor’s summation was improper because the prosecutor did not discuss the specific intent required of Rivas’s co-conspirators in causing Hawkins’s death. Rivas contends that this omission was contrary to the law contained in the jury instructions and “invited the jury to engage in jury nullification.” Pet. Br. at 8. Rivas takes issue with the following portion of the prosecutor’s argument, specifically, those parts in bold:
The evidence in this case is overwhelming. It is a case which you—it has been explained to you that the State can prove one of two ways, or both, and I submit to you that we have done both. We can prove to you that [Rivas] intentionally killed Aubrey Hawkins because he was a police officer and he knew that. We can prove to you that he killed Aubrey Hawkins because he murdered him in the course of a robbery. Or we can prove to you that he entered into this conspiracy, and even if he didn’t have the intent—let’s just take for a moment that ludicrous explanation in his confession that he didn’t have the intent to kill anyone out there. If you agree with that, he is still guilty under the law because he entered into a conspiracy to commit robbery and he should have anticipated that someone would die. And this is a plan destined to fail, folks. According to Rivas, the State did not establish beyond a reasonable doubt that either Rivas or any of his co-conspirators shot at Hawkins with the specific intent to cause his death. The State erred, Rivas contends, in failing to explain the specific intent requirement to the jury, and Rivas’s counsel was therefore ineffective for failing to object to the prosecutor’s argument containing the alleged omission.
The trial court correctly instructed the jury that the State could prove
Rivas’s guilt by proving either: (1) that Rivas murdered Hawkins with
knowledge that Hawkins was a police officer, or (2) that Rivas entered into a
conspiracy to commit robbery and that one of Rivas’s co-conspirators
intentionally and knowingly killed Hawkins in furtherance of that conspiracy.
See
The crux of Rivas’s claim is that the prosecutor misstated the law in his closing argument to the jury, and that his trial counsel was ineffective for failing to object. The state habeas court rejected this claim, finding that the prosecutor did not misstate Texas law governing the culpability of party conspirators. The court found that Rivas had misinterpreted the prosecutor’s argument, and that the argument was not improper because the prosecutor was “simply focusing on [Rivas’s] mental state” at the time. The court found in addition that Rivas’s [2]
trial counsel was making a strategic decision in not objecting to the prosecutor’s
argument and noted that trial counsel’s informed strategic decisions rarely
constitute grounds for an ineffective assistance of counsel claim. The court
concluded that Rivas’s trial counsel was not deficient for failing to proffer what
would have been a meritless objection.
See Turner v. Quarterman
,
The state habeas court alternatively addressed prejudice under
Strickland
’s second prong, and found that Rivas’s claim failed in that regard as
well. It is well settled that jurors are presumed to follow the trial court’s
instructions.
See, e.g., Galvan v. Cockrell
,
Rivas has not demonstrated that an objection to the prosecutor’s closing argument would have been meritorious had it been made. As such, Rivas’s trial counsel cannot have rendered ineffective assistance by failing to object. Because this claim fails under Strickland ’s first prong, we need not consider prejudice under Strickland ’s second prong. Rivas has not made a substantial showing of the denial of a constitutional right. We deny his request for a COA on this issue accordingly.
B
Next, Rivas contends that his trial counsel rendered ineffective assistance
by failing to make a “fair cross-section” objection to the jury pool. Specifically,
Rivas claims that Dallas County’s method of convening jury panels results in a
systematic exclusion of Hispanics and young adults (i.e., persons 18–34 years
old), and that counsel failed to protect Rivas’s Sixth and Fourteenth Amendment
rights to have a fair cross-section of the community on the panel from which his
jury was chosen. We must first determine whether Rivas’s fair cross-section
claim has merit, since it would not be deficient for counsel to withhold a
meritless objection.
See Turner
,
To establish a prima facie fair cross-section claim, Rivas must make three
showings. First, he must demonstrate “that the group alleged to be excluded is
a ‘distinctive’ group in the community.”
Duren v. Missouri
,
The state habeas court found that although Hispanics qualify as a distinctive group in Dallas County, persons 18 to 34—or persons of any particular age group—do not qualify as a “distinctive group” for Duren purposes. The district court set this issue aside, finding that Rivas’s claim [3]
relating to both groups failed under Duren ’s third prong. We begin our analysis there.
The state habeas court analyzed
Duren
’s “systematic exclusion”
requirement and found that Rivas failed to show an underrepresentation of
either Hispanics or persons 18 to 34 that was inherent in Dallas County’s jury
selection process.
See Duren
,
Rivas urges that a defendant need not show purposeful discrimination to
make out a fair cross-section claim, and argues, instead, that systematic
exclusion can be proven through any jury selection process that has the net
effect of yielding a venire that fails to reasonably represent the community.
See
Pet. Br. at 11 (“[I]f the state’s duty is to mean anything, it must mean at a
minimum that it cannot stand by and suffer significant racial groups to ignore
their jury summonses, if such inaction has the result, as it did here, of
dramatically skewing the venire’s racial makeup.”). Here, Rivas points to Dallas
County’s low juror pay and inconsistent enforcement of jury summonses as
evidence of systemic exclusion of Hispanics and young adults from participation
in jury service. But whether a showing of economic discrimination would be
sufficient to establish a prima facie
Duren
violation is an issue that the Supreme
Court has expressly reserved.
See Castaneda v. Partida
,
Rivas has not shown that any underrepresentation of Hispanics or persons
18 to 34 on his jury venire was due to their “systematic exclusion in [Dallas
County’s] jury-selection process.”
Duren
,
C
Rivas’s third, and final, ineffective assistance of counsel claim alleges that
trial counsel rendered ineffective assistance during the punishment phase of
trial when he failed to object to the prosecutor’s use of out-of-court statements
made by Rivas’s co-defendants. During sentencing, the prosecutor read parts of
Halpern’s, Rodriguez’s, and Murphy’s statements to Rivas on cross-examination,
trying to impeach Rivas’s claim that he did not intend to kill Officer Hawkins.
Rivas maintains that these out-of-court statements were inadmissible hearsay
and used in violation of his Confrontation Clause rights.
See
Although counsel’s alleged ineffectiveness occurred during the punishment
phase,
Strickland
remains the governing standard.
See Wiggins v. Smith
, 539
U.S. 510, 521 (2003). In addition, where the prejudice inquiry takes place in the
context of a capital-sentencing hearing, the relevant question is whether “there
is a reasonable probability that, absent the errors, the [sentencing authority] .
. . would have concluded that the balance of aggravating and mitigating
circumstances did not warrant death.”
Strickland
,
In rejecting Rivas’s claim, the state habeas court credited trial counsel’s testimony that it was his strategy to object as little as possible on cross- examination in order to appear open and honest with the jury. At the state writ hearing, Rivas’s trial counsel explained, in pertinent part, that:
We felt it was critical that the jury feel like we were being above board and open with them and that, therefore, if we started objecting to a lot of things, then we felt we would lose that impact and that effect.
And we thought that the only chance we had of having one juror hold out against the death penalty was to have someone on the jury, or maybe more than one, you know, convinced that we were—we were shooting straight and weren’t trying to hide the ball.
Moreover, trial counsel explained that he thought Rivas’s testimony before
the jury was one of the defense’s strengths and that Rivas was doing a better job
parrying the prosecutor’s cross-examination than would have been served by
objecting. The state habeas court found that even assuming the prosecutor’s use
of the co-defendants disputed statements was objectionable, Rivas’s trial counsel
made a reasonable, strategic decision not to object to this evidence, and that that
decision constituted a valid trial strategy. The district court likewise found that
trial counsel’s decision was based on a reasonable trial strategy and did not
constitute deficient performance under
Strickland
’s first prong.
See generally
Cotton v. Cockrell
, 343 F.3d 746, 752–53 (5th Cir. 2003) (“‘A conscious and
informed decision on trial tactics and strategy cannot be the basis for
constitutionally ineffective assistance of counsel unless it is so ill chosen that it
permeates the entire trial with obvious unfairness.’”) (quoting
United States v.
Jones
,
D
In his next claim for relief, Rivas contends that the trial court violated his
due process rights by admitting improper expert testimony during sentencing
from the State’s expert regarding future dangerousness. Specifically, Rivas
argues that the State failed to satisfy the test for reliability of expert witness
testimony set forth in
Daubert v. Merrell Dow Pharm., Inc.
,
E
Next, Rivas contends that Texas’s lethal injection protocol violates the
Eighth Amendment’s guarantees against cruel and unusual punishment. Rivas
acknowledges that the lethal injection protocol upheld by the Supreme Court in
Baze v. Rees
,
F
In his sixth claim for relief, Rivas contends that his Sixth and Fourteenth
Amendment rights were violated by the trial court’s failure to instruct the jury
on the burden of proof regarding the mitigating factors contained in the jury
charge. Specifically, Rivas relies on
Ring v. Arizona
,
G
In this claim, Rivas complains that his due process rights were violated by the trial court’s instructions to the jury with special issues that contained allegedly vague and undefined terms. Specifically, Rivas complains of the trial court’s failure to define the terms “probability,” “criminal acts of violence,” and “continuing threat to society,” included in the first special issue submitted to the jury. As with his previous claim, Rivas acknowledges that this claim is [4]
foreclosed by circuit precedent holding that these terms are not
unconstitutionally vague and that their meanings may be readily understood.
See, e.g., Woods v. Johnson
,
H
Rivas next contends that Texas’s death penalty statute is unconstitutional
because it does not require the trial court to instruct a capital jury on the
consequences of its failure to agree on a punishment-phase special issue.
Specifically, Rivas claims that
I
In his ninth claim for relief, Rivas contends that his due process rights
were violated by the trial court’s instruction to the jury that it was not to
consider how long Rivas might serve in prison if sentenced to life. Rivas claims
that the trial court’s instructions violated his due process rights because jurors
were told not to consider how long he might serve in prison if sentenced to life,
even though they were informed that Rivas would be eligible for parole in forty
years. Essentially, Rivas argues that
Simmons v. South Carolina
,
Rivas recognizes that this claim is foreclosed by circuit precedent,
see
Turner v. Quarterman
,
J
Finally, in his tenth claim for relief, Rivas contends that the standard of
review set forth in
After the Texas Court of Criminal Appeals denied Rivas’s state habeas
application on February 15, 2006,
see Ex parte Rivas
,
On January 29, 2008, eleven months after filing his initial habeas
application and without leave of court, Rivas filed a separate pleading in the
district court entitled “Argument in Support of Petition for Writ of Habeas
Corpus Asserting that
The magistrate judge opined that because Respondent had already
answered Rivas’s
We have already determined that AEDPA does not violate the Separation
of Powers doctrine on several occasions.
See, e.g., Dufrene v. Brazoria Cnty. Dist.
Attorney Office
,
IV
Rivas has not made a substantial showing that his constitutional rights were denied. His request for a COA is DENIED accordingly.
Notes
[*] Pursuant to 5 TH C IR . R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5 TH C IR . R. 47.5.4.
[1] The following factual and procedural history is taken substantially verbatim from the
magistrate judge’s findings and recommendations.
See Rivas v. Thaler
, No. 3:06-CV-344-B,
[2] The state habeas court found, in pertinent part, that: 252. . . . the prosecutor did not discuss what mental state the co-conspirator who actually killed Officer Hawkins had to possess, but this admission [sic] did not render his argument improper. The Court finds that at this point in the argument, the prosecutor was simply focusing on [Rivas’s] mental state, rather than his co-conspirators; thus, the omission was not noteworthy. 253. Moreover, the Court finds that the argument’s silence on the matter of the killing co-conspirator’s mental state does not, in itself, convey the message that proof of an intentional or knowing killing was not a prerequisite to [Rivas’s] conviction for capital murder. And, the Court finds that such an inference would be illogical.
[3] In reaching this conclusion, the state habeas court relied on
Weaver v. State
, 823
S.W.2d 371, 373 (Tex. App.—Dallas 1992). We note that several federal circuit courts have
also considered this issue and found that persons between the ages of 18 and 34 do not
constitute a recognizable, distinct class under
Duren
.
See, e.g., Johnson v. McCaughtry
, 92
F.3d 585, 590–93 (7th Cir. 1996);
Wysinger v. Davis
,
[4] Special Issue No. 1, as read to the jury, asked, “Do you find from the evidence beyond
a reasonable doubt that there is a probability that the defendant, George Rivas, would commit
criminal acts of violence that would constitute a continuing threat to society?”
See
[5]
See