This appeal raises the issue whether an objection to the use of peremptory challenges under
Batson v. Kentucky,
Petitioner George McCrory was convicted after a jury trial in New York State court. McCrory, who is African-American, first objected to the prosecutor’s use of his peremptory challenges to strike black venirepersons three and a half months after jury selection and more than three months after trial. The New York State courts found no constitutional violation. On McCrary's petition for a writ of habeas corpus to the United States District Court for the Western District of New York, Judge John T. Curtin held that McCrory had put forth a prima facie case of intentional discrimination under Batson. Thus, despite the fact that McCrary did not raise his objection during jury selection or even during his trial, the district court shifted the burden of going forward to the prosecutor to put forth race-neutral explanations for his challenges. As the prosecutor had no memory of a jury selection which occurred almost ten years earlier, he was unable to explain his challenges. The district court *1245 granted McCrary’s petition and ordered the State to either retry him or release him. The State appeals.
We hold that the failure to object to an adversary’s use of peremptory challenges until after the completion of jury selection waives the right to do so. We therefore reverse the judgment of the district court and reinstate McCrary’s conviction.
Background
McCrary was tried before a jury in New York State Supreme Court, Erie County. Jury selection occurred on September 24, 1984. On October 1, 1984, the jury found McCrary guilty of sexual abuse in the first degree and criminal trespass in the second degree. Because of his several previous robbery convictions, he was sentenced as a persistent violent felony offender to a term of fifteen years to life. McCrary made no objection at trial to the prosecutor’s use of his peremptory challenges.
On January 11, 1985, McCrary first protested the prosecutor’s use of peremptory challenges to strike black jurors. Citing our then-recent decision in
McCray v. Abrams,
Because no party had requested that the voir dire be recorded and McCrary made no contemporaneous objection, the facts surrounding the jury selection were (and remain) unclear. The showing made by McCrary in support of his motion was extremely vague. In an affidavit, McCrary asserted that “approximately four Black ven-irepersons were called to the jury box for examination. To the best of my recollection, approximately three of the Black venireper-sons were found satisfactory to [the defendant]_” The affidavit went on to state that the prosecutor struck the black jurors who were satisfactory to McCrary, and did so solely because of their race. McCrary did not identify the “approximately four” black jurors nor the “approximately three” who were challenged by the prosecutor.
McCrary also failed to submit an affidavit from the attorney who represented him during jury selection. He did submit an affidavit “upon information and belief’ of his new attorney, Lester G. Seoniers, which alleged,
the Defendant was tried before an all White middle aged jury [comprised] of seven females and five males. Upon information and belief, four Black venirepersons were called to the jury box during the jury selection process. It is further [believed] that the Assistant District Attorney systematically excluded Black jurors solely on the basis of their racial affiliation through an impermissible use of the peremptory challenge.
The prosecutor, Christopher J. Belling, submitted an affidavit in opposition to McCrary’s motion. He acknowledged that the jury at McCrary’s trial was all white, but denied that he had “exereis[ed] any peremptory challenges based solely on the race of the prospective venireperson.” The prosecutor stated that although he had kept his notes from the jury selection, they did not reflect how many black venirepersons were called. He also called to the court’s attention McCrary’s implicit acknowledgement in his affidavit that the prosecutor had not challenged all the black jurors called. 1 (According to McCrary’s affidavit not all the black jurors were satisfactory to him.)
Justice Frederick M. Marshall, who presided over McCrary’s trial, denied McCrary’s motion to vacate. McCrary filed a timely notice of appeal to the Appellate Division of the New York State Supreme Court. On April 30, 1986, while his appeal was pending, the United States Supreme Court decided
Batson v. Kentucky,
On October 30, 1986, six months after the Batson decision, McCrory renewed his motion in state court to vacate his conviction. Justice Marshall again denied the motion, reasoning that Batson “requires the defendant to develop a record setting forth a prima facie case of purposeful racial discrimination in selection of his petit jury.... No record of systematic exclusion of blacks from the jury venire was developed in the instant case, as this court previously ruled.”
McCrary's conviction was affirmed, without opinion, by the Appellate Division, and the Court of Appeals denied leave to appeal.
In 1989, McCrary filed this petition for a writ of habeas corpus. The petition was referred to United States Magistrate Judge Leslie G. Fosehio. Finding that McCrary failed to establish a prima facie case, Magistrate Judge Fosehio recommended that the petition be denied. The magistrate judge found that although McCrary did establish that he was a member of a cognizable racial group and that the prosecutor excluded black venirepersons, “Petitioner could not articulate any other facts or other relevant circumstances, as required by Batson, to establish ... a prima facie ease.” The magistrate judge concluded that it would be inappropriate to hold an evidentiary hearing because “[g]iven the lack of a record of the voir dire and the passage of almost eight years since the trial, it is improbable that counsel or the venirepersons, if recalled, could remember, with a sufficient degree of clarity, any of-the relevant circumstances surrounding the jury selection process in this case.”
On review of the magistrate judge’s report and recommendation, Judge Curtin made a preliminary assessment that McCrary had established a prima facie case and ordered an evidentiary hearing for the prosecutor to come forward with race-neutral reasons for his peremptory challenges to black jurors. At the hearing, which was held on May 25, 1994, nearly ten years after the trial, the prosecutor testified that he had no recollection of the race of any of the challenged jurors or of the reasons for any of his challenges; that at the time of his initial affidavit four months after the jury selection, he had had no such recollection; and that his jury selection notes did not reflect the races of any of the prospective jurors or the reasons for his challenges. Accordingly, he could proffer no reasons for his challenges.
Deeming it a “close call,” Judge Curtin found that, although McCrary had offered no evidence “to establish the identity of the excluded jurors, the questions they were asked, or the answers they gave during voir dire,” 2 McCrary had nonetheless established a prima facie case. Judge Curtin ruled that this shifted the burden to the prosecution to prove by a preponderance of the evidence race-neutral reasons for its challenges. 3 Because the prosecutor was unable to provide reasons, the district court granted the writ.
Discussion
I. Is a Batson Challenge Timely If Raised For The First Time After The Completion Of Jury Selection?
Because McCrary did not raise his objection to the prosecutor’s use of his perempto *1247 ry challenges until long after trial, we face the question whether a Batson objection raised for the first time after the conclusion of jury selection is timely.
In
Batson,
the Supreme Court ruled that a criminal defendant’s rights under the Equal Protection Clause are violated if the prosecutor uses peremptory challenges to strike jurors on account of their race.
Batson,
We recognize that the Court has never defined timeliness for a
Batson
claim.
4
The Court’s discussion in
Batson,
however, makes clear that it envisioned an objection raised during the jury selection process. The Court stated that it would leave it to trial courts to determine “whether it is more appropriate ... upon a finding of discrimination ... to discharge the venire and select a new jury from a panel not previously associated with the case ...
orto disallow the discriminatory challenges and resume selection with the improperly challenged jurors reinstated on the
venire.”
Batson,
In addition to this language in
Batson,
there are strong arguments in favor of requiring that a
Batson
objection be raised before the completion of jury selection. If the objection is raised during jury.selection, the error is remediable in any one of a number of ways. Challenges found to be abusive might be disallowed; if this is not feasible because the challenged jurors have already been released, additional jurors might be called to the venire and additional challenges granted to the defendant; or in cases where those remedies are insufficient, the jury selection might begin anew with a fresh panel.
See Batson,
Furthermore, the nature of the peremptory challenge mandates that any objection to its use be raised and ruled upon promptly.
See Jones,
Furthermore, the trial judge must rule on whether the proffered justifications for the challenges are bona fide or are a subterfuge for discrimination.
See Brown,
In view of the problems caused by tardy
Batson
challenges, the Third and Fifth Circuits have held that a defendant who fails to object to the prosecutor’s use of peremptory challenges during jury selection waives the right to assert a
Batson
claim.
Jones,
In addition, the Eighth Circuit has expressed support for a rule requiring that
Batson
challenges be raised during jury selection. In
United States v. Dobynes,
Three state supreme courts which held, prior to
Batson,
that a prosecutor’s use of peremptory challenges on the basis of race violated provisions of their state constitutions all appear to have recognized that such an objection must be raised during jury selection when it can easily be remedied.
See State v. Neil,
Although we have never before expressly held that
Batson
challenges are waived if not raised during jury selection, our prior decisions also support this view. In
Wilson v. Hoke,
In view of the problems of responding to, ruling on, and remedying belated Batson challenges, we hold that the failure to object to the discriminatory use of peremptory challenges prior to the conclusion of jury selection waives the objection. As McCrary did not raise his objection to the prosecutor’s use of his peremptory challenges until three and one half months after the conclusion of jury selection, he forfeited his Batson claim. Thus, the grant of habeas must be reversed and his conviction reinstated.
McCrary argues that it is unfair to penalize him for not objecting during jury selection because the prevailing law at the time of his trial precluded him from mounting a successful challenge to the exercise of perempto-ries unless he could show a pattern of dis
*1250
criminatory challenges continuing from case to case.
See Swain v. Alabama,
First, as we noted in
Roman,
in which we declined to excuse a default by a defendant who was tried three years before McCrory, “the issue had been perceived by other defendants and ... was a live one in the courts at the time.”
Roman,
Second, the prejudice to the prosecution is at least as great as to the defendant. The question would ultimately be whether the prosecutor had cast illegal discriminatory challenges. Because McCrory failed to raise the question contemporaneously, the prosecutor had no notice of the need to make a record of the reasons for his challenges. The delay in raising his objection led the district court to vacate McCrary’s conviction not on the basis of a finding that the prosecutor in fact exercised discriminatory challenges, but, following Batson’s burden-shifting rule, simply because the prosecutor was understandably unable at the hearing, 10 years after trial, to explain his challenges. Accordingly, the conviction was vacated for a violation that may never have occurred. The unfair prejudice to the prosecution from allowing tardy objections is as severe as the prejudice to the defendant that results from enforcement of a timeliness rule.
*1251 II. Is A Defendant Who Belatedly Raises A Batson Claim Entitled To The Benefit Of The Burden-Shifting Rule ?
Even were we not to rule that a Batson objection is untimely if made after the conclusion of jury selection, we doubt that we would allow the grant of the writ to stand. Rather, we would need to consider whether the aspect of Batson that shifts the burden of explanation to the prosecutor applies regardless how long after jury selection the defendant first raises the contention.
According to the evidentiary formula laid out in Batson,
Once the defendant makes a prima facie showing [of purposeful discrimination], the burden shifts to the State to come forward with a neutral explanation for challenging black jurors.... The trial court then will have the duty to determine if the defendant has established purposeful discrimination.
Id.
at 97-98,
Batson’s burden-shifting formula makes sense when applied to an objection raised sufficiently promptly that the attorney exercising the challenges can reasonably be expected to remember the reasons for the challenges. On the other hand, it would be altogether unreasonable to shift the burden of explanation if the objection is so tardily made that the challenging attorney cannot be reasonably expected to remember.
The reasons lawyers prefer one juror over another can involve subtle fleeting impressions. During jury selection, lawyers observe a large number of jurors (here 40) over a relatively short time, and form the impressions that will determine which ones they challenge. While the jurors selected for trial remain under the lawyer’s scrutiny throughout the trial, those challenged disappear from view after only a brief observation. Lawyers, excepting those possessing remarkable capacity for memory, are unlikely to remember the challenged jurors or the decision to challenge for veiy long.
For these reasons, even were we not ruling that MeCrory’s protest was itself untimely because it was not made until after the completion of jury selection, we doubt very much that we would find that McCrory was entitled to receive the benefit of the burden-shifting rule based on an objection raised so long after jury selection. 10
Without benefit of the burden shifting, McCrory would have failed to establish entitlement to the writ. The district judge found that McCrory had barely succeeded in making out a prima facie showing, and had not shown illegal discrimination by a preponderance of the evidence. We agree. Thus, if the burden of explanation were not shifted to the prosecution, McCrory’s failure to carry his burden of showing illegal discrimination would require the dismissal of his petition.
Conclusion
The judgment of the district court granting a writ of habeas corpus is reversed. McCrory’s conviction is reinstated and the petition is dismissed.
Notes
. Belling’s affidavit also pointed out that Sconi-ers' information-and-belief assertions about the demographics of the trial jury were inaccurate in various respects not relevant to this appeal.
. In an attorney's affidavit submitted in opposition to the magistrate judge's report and recommendation, MeCrory, for the first time, purported to identify the African-American venirepersons that were struck by the prosecutor. MeCrory based his allegations on addresses reflected in the prosecutor’s jury selection notes and his attorney's belief that certain streets were in "predominantly black" neighborhoods. However, because MeCrory had known of the existence of the prosecutor’s notes for almost eight years and had never previously requested them, Judge Curtin found it unfair to the prosecutor to obligate him to defend against inferences drawn from his notes, and disallowed this evidence.
. We note that the district court misapplied
Bat-son
as to the burden of proof. The court stated that the shifted burden required the prosecutor "to demonstrate by a preponderance of the evidence that the prosecution employed race-neutral reasons for excluding prospective jurors.”
Batson
does not go so far. Under
Batson,
the burden that shifts to the prosecution is only the burden of going forward by providing an explanation.
Batson,
. Indeed, in
Ford v. Georgia,
. The Tenth Circuit has also stated that the failure to raise a
Batson
claim in the trial court waives the objection.
Sledd v. McKune,
. In
Neil,
the Supreme Court of Florida held that in order to preserve such a claim the defendant "must make a timely objection."
Neil,
Similarly, in recognizing the right to object to the prosecutor's discriminatory use of peremptory challenges, both the Massachusetts and California Supreme Courts contemplated an objection made during jury selection. In Wheeler, the court first noted the obligation of defense counsel to make a timely objection and to "make as complete a record of the circumstances as is feasible.” Wheeler,22 Cal.3d at 280 ,148 Cal. Rptr. at 905 ,583 P.2d at 764 . The Court went on to hold that if a trial court found that the prosecutor’s challenges violated the state constitution, the trial court must dismiss the jurors thus far selected. So too it must quash any remaining venire, since the. complaining party is entitled to a random draw from an entire venire not one that has been partially or totally stripped of members of a cognizable group by the improper use of peremptory challenges. Upon such dismissal a different venire shall be drawn and the jury selection process may begin anew.
Wheeler, 22
Cal.3d at 282,
. We note also that the decision in which the Fifth Circuit held that objections to the use of peremptory challenges must be raised contemporaneously involved a defendant who, like McCrory, was tried prior to the Supreme Court’s decision in
Batson. Jones,
. In addition to providing McCrory the tools with which he could have constructed his claim, prior decisions put him on notice of the need for a timely objection. In
Thompson,
the court explained that "[i]f, as the jury selection proceeds, the defendant believes that the prosecutor’s use of peremptory challenges is constitutionally improper, he must raise the issue in a timely manner at the risk of waiver, and make as complete a record in support of his claim as is possible.”
Thompson,
.As noted above, the Supreme Court of Florida also found a similar violation of its constitution.
Neil,
. We would need to consider whether it was necessary to remand to the district court for findings on whether, at the time of McCrory’s motion, Belling had in fact forgotten, and if so whether the passage of three and one half months made it unreasonable to expect him to remember, the reasons for his challenges.
