*3 COFFEY, Before CUDAHY and Circuit GRANT, Judges, Senior District Judge.*
GRANT, Judge. Senior District Hibma, Plaintiff-Appellant, appeals the granting trial intervening court’s De- fendant-Appellee’s, Sawyer County’s, mo- judgment notwithstanding tion for the ver- dict, the trial court’s denial of Hibma’s jury’s motions to increase the award of or, alternatively, for a trial new damages, on the issue of and the trial attorney’s court’s award of fees under 42 U.S.C. 1988. For the reasons stated be- low, this Court reverses the trial court’s granting judgment notwithstanding order the verdict and affirms the trial court’s respects. decision in all other
Facts During action, the time relevant to this Sawyer County employed Defendants-Ap- Nikodem, pellees, Odegaard. Szula and Odegaard Deputy served as full-time Chief County, Sawyer Sheriff of and the other * Grant, ting by designation. Honorable Robert A. Senior District Indiana, Judge for the Northern District of sit- hours, two served as full-time sheriffs. Over the next several deputies having burgla- After committed a series of repeatedly interrogated Hibma as Hibma’s Sawyer County, deputies ries in the three drug violently him withdrawal made ill. plotted to frame Hibma for their crimes. finally consented a search of his They prior chose Hibma because had residence. burglary conviction and also because he Upon searching home, Hibma’s the Saw- carpenter worked as a son yer County Department Sheriff’s claimed Lien, County, Sheriff of Sheriff to find property Odegaard, stolen Niko- deputies hoped
whom the to discredit. The dem and planted Szula which the three had deputies pre- disliked Lien and had Sheriff deputies Hibma’s house earlier. The viously attempted poison lyser- him with confronted Hibma with the stolen property (LSD) gic diethylamide acid and to murder tried coerce him into confessing him redirecting system exhaust burglaries. They again ignored his *4 squad his car into heater. plea for help medical and him in left deputies The help solicited the of one holding cell when he refused to confess. Proffitt, Sawyer County Jail inmate serv- Hibma, in order to to draw attention his ing time under a work release for sentence condition, medical broke his eyeglasses and forgery. They promised Proffitt that he superficially cut his jailor wrist. The sum- favorable, receive would treatment moned a doctor who obtained a court order he sentence if could talk Hibma into steal- to hospital transfer Hibma to a for drug gun a hand sup- which Proffitt would dependency Sawyer treatment. County posedly fence. Jail transferred Hibma sixteen hours after did Proffitt contact Hibma several times his arrest. Deputy Odegaard Chief Sheriff couple the next over and even- weeks transported ordered that he in full re- tually convinced him to particular steal a trip and straints be prolonged. gun from one of Hibma’s construction day On the that Hibma was moved gun sites. stole the Hibma and delivered it hospital, investigative Nikodem filed to Proffitt who it depu- transferred to the reports administrative which concluded ties. When Hibma met with Proffitt perpetrated many Hibma had of the proceeds sale, deputies divide the of the Sawyer burglaries. unsolved Szula him, gun point, arrested at for suspicion of complaint swore out a criminal accusing burglary They Hibma, and theft. searched burglaries. Hibma handcuffed him and took him to the Saw- yer County drug Jail. After a in a pro- month treatment gram, Hibma returned was to the deputies placed The Dep- Hibma Chief 29, County Jail. 1977, pled On June he uty Odegaard’s questioned him office guilty handgun to the pursuant theft handgun about the theft as as well un- agreement to a plea under which the bur- Sawyer County solved burglaries, including glary charges Odegaard were dismissed. they those that themselves had committed. against plea testified Hibma hearing. theft, handgun Hibma admitted the but two-year Hibma received a sentence in a any denied burglaries. involvement in the security prison maximum Bay, Green deputies ignored request Hibma’s Wisconsin. sexually After two inmates as- attorney entreaty and refused his Bay, saulted Hibma in Green he was trans- Hibma, medical narcoleptic, treatment. ferred to prison. another actually He physically dependent was legal on various year day served a and a of his sentence. illegal drugs. stimulant He needed begin- 1980, medical attention because was In years two after Hibma’s release ning go through stimulant prison, withdrawal. the Federal Bureau of Investi- Hibma, The deputies strip gation instigated booked probe searched into certain activi- him, gave him jail a cold Sawyer County. investiga- shower and a ties in The FBI uniform, and holding locked him in a eventually cell. tion led to the convictions of (l)(a) If the any on various defendant in action and Szula or Odegaard, Nikodem conspir- charges special proceeding as well public is a officer federal criminal or crimes. for their ing to frame Hibma employe proceeded against and is in an capacity proceeded against official isor present filed the then as an individual because of acts commit- August under U.S.C. action carrying ted while out duties as an offi- stipulated and Szula Nikodem employe jury and the or the cer and that he would they entrapped Hibma entrap- finds that the defendant was with- gone prison but for the not have Sawyer County employment, judg- intervened because ment. liable, by way of indemni- potentially damages ment as to and costs entered fication, deputies for the acts employe the officer or in excess employ- were done within applicable insurance to the officer (West Supp. 895.46 ment. Wis.Stat.Ann. § employe paid by shall be the state or trial, 1983). day After a three and one-half political subdivision which the defend- $166,500.00 for awarded Hibma employe. ant is an officer or suffered the actions color of deputies which did under law, $86,500 attributed of that
state per- On and after March all performed sum to acts sheriffs, employed sons as de- January deputies’ employment. On 40.02(48)(b)3, fined in s. are covered court, F.Supp. the district *5 this subsection. judgment notwithstanding the ver- granted (West Supp.1983). 895.46 Wis.Stat.Ann. § finding all Sawyer County to that acts dict incorrectly The Dissent assumes scope outside deputies were ap that the 1977 version of section 895.46 employment under Wisconsin law. also denied Hibma’s mo- The district court plies the instant case because the unlaw attorney’s county, fees from the tion deputies place ful actions of the took granted attorney’s the indi- fees from but doing, ignores In so the Dissent deputies. vidual plain language of section 895.46 which political state or
Issues
makes
defendant’s
sub
after,
financially
among
division
liable
presents
appeal:
three issues on
Hibma
things,
jury
other
“the
or the court finds
acting
that the defendant was
within
Odegaard,
I.
Nikodem and
Whether
scope
employment,____”
In the instant
scope
acted
of their
Szula
within
case,
employment
they
Sawyer County
only potential
had
when
violated Hib-
rights;
ma’s constitutional
liability
September
until
1983 when
deputies
acting
found that the
were
deny-
the trial court erred in
II. Whether
scope
employment.
within the
of their
post-trial motions to in-
Hibma’s
Nothing in the statute indicates that
alternatively
crease
or
for a
legislature
that
Wisconsin
intended
section
damages;
issue of
new trial on the
apply only to officials’ unlawful acts
895.46
and,
occurring
1983. On the
after March
III. Whether
U.S.C.
1988 entitles
§
language of the statute
contrary, the clear
to an award of all his attor-
Hibma
legislature intended that
indicates that the
ney’s fees and costs?
an official’s actions
apply
the statute
once
Odegaard,
Issue I.
Nikodem
Whether
scope
of em-
to
within
were found
be
scope
of their
and Szula acted within
jury or a court. Because
ployment by a
employment
they violated Hibma’s
when
acting
found to be
within
deputies
were
rights?
constitutional
employment
Septem-
scope of their
1983, the 1983version of section 895.46
provides
pertinent
Wis.Stat.
895.46
ber
applies to the instant case.
part:
jury in
it,
While the
the instant case found
reasonably incidental to
they may
deputies
had
acted
regarded
methods,
though
even
scope
employment
of their
when
de-
quite
ones,
improper
of carrying out the
prived
rights,
his constitutional
objectives
the employment.” Prosser,
granted Sawyer County’s
the district court
(4th
Torts,
ed.)
460-61,
pp.
Law
sec. 70
notwithstanding
judgment
motion for
(hornbook series).
deputies
verdict
it found
because
... Conduct within the
of em-
were not
ployment is limited to those acts which
employment
required by
section 895.46.
by law are attributable to the master or
The district
reasoned that
employer.
an employee’s tortious
is not within
act
City Milwaukee,
Cameron v.
102 Wis.2d
of his or her
un-
307 N.W.2d
168-69
less two criteria are satisfied:
the act
While the
part
predecessor
or reasonably
must have been
of section 895.46
provided
'to the
or
public
incidental
duties he
she
indemnification if
em-
hired, directed,
expected
perform ployee
good faith,
acted
see Wis.Stat.
and it must have
270.58,
been intended to bene-
legislature
amended the stat-
employer.
fit the
ute in
present
1973 and substituted the
scope of employment requirement for the
Odegaard,
F.Supp.
Hibma v.
good
requirement.
faith
(W.D.Wis.1984).
See
Wis.
The district court
Laws
173p.
ch. 333
In certain circum-
deputies
concluded that
acted at all
stances,
and,
require
the courts still
purposes
employ-
times for their own
there-
fore,
ee
good
could not have
exercise
faith in carrying
intended
benefit
out his
their employer.
duties in
protection
order
receive the
the indemnification
good
statute. Absent
Supreme
Wisconsin
Court has de-
faith,
employee’s
actions in these in-
“scope
employment”
fined
in the follow-
objectives
stances
would
further the
ing manner:
“ ‘
See,
the employment.
Schroeder,
e.g.,
every
agent
“Not
act which an
*6
Gedlen,
Schoessow,
Riester & Moerke v.
may do
place
servant
while he is in the
49,
(the
108
(1982)
Wis.2d
H53 inferences, Milwaukee, F.Supp. its considered as a whole and City v. Bell light (E.D.Wis.1982), policemen viewed most favorable to the involved two evidence, reports nonmoving party, support only filed false can one planted who testimony to conceal gave moving fabricated reasonable conclusion—that the and shooting. The judgment of a fatal party true nature is entitled to notwith- to indemni- responsibility its city standing contested the adverse verdict. Neither officers, Grady, police be- fy one of the the district court nor this court is free to “knowingly police lied to officials cause he weigh the evidence or reach a result that shooting during investigation of the long it finds more reasonable as as the during inquest, perjured himself jury’s supported by verdict is substantial ____” city argued that at 477. The Id. evidence. outside the Grady’s actions were Inc., Airweld, Airco, Inc. v. 742 F.2d employment under section 895.46 because (9th Cir.1984) (citations omitted); see behalf, Grady “was on his own Gibb, (7th also 741 F.2d Selle employer.” of his Id. on behalf Cir.1984). The evidence here before us re- contentions, considering city’s Odegaard, veals that Nikodem and Szula court stated: investigations, participated reported to by Grady during the
The actions taken gave superiors, testimony hearings at shooting of Daniel Bell and chase regarding and in court Hibma. While the subsequent investigation, had during the deputies’ unquestionably actions were de- faith, un- good done in would been signed objectives to further their own among the duties of a questionably be escaping punishment wrong- for their own police officer and thus within doing, they designed also were to further police The duties of a employment. objectives Sawyer County. They prevention are not limited to the officer performing were their duties as apprehension of crime and of criminals. using quite improper sheriffs but methods Rather, they participation include in in- carrying out those duties. The vestigations, reporting superiors, deputies found that the undertook some of giving testimony hearings and in their actions while court. $86,500 employment and attributed $166,500 Grady’s The court found that actions award to those actions. Id. employ- objectives carried out the of his granted The district court Coun- Grady’s ment under ac- Cameron: “[w]hile notwithstanding ty’s judgment motion for unquestionably designed to fur- tions were the verdict because it determined that sec- objective escaping punish- ther his own requires deputies tion 895.46 that the act wrongdoing, they for his also were ment *7 Sawyer County. with the intent to benefit designed objectives to further the of his However, recognize Cameron and Bell employment. performing He may require that section 895.46 indemnifi- police quite duties as a officer but used cation for actions which are not intended to improper carrying methods of out those employer the those actions benefit when required duties.” Id. at 478. The court objectives employment. the further of the City indemnify Grady. squarely Because the instant case falls reviewing propriety holding of Bell because granting judgment notwithstanding jury’s supported by verdict was substantial verdict, evidence, finds that the district this Court if, granted Sawyer affirm Coun- we must the district court with- court erred when notwithstanding accounting credibility judgment ty’s out for the motion witnesses, find that the evidence and the verdict.1 we employment” jury “scope element of section 895.- have 1. The Dissent asserts we and true, jury commingled would have If this were confused and the “under color of $166,500.00 to Hibma rather the full state law” element of section 1983 with the awarded 1154 “a
Issue II.
the trial court erred
motion for a new
is
Whether
trial
addressed to
denying
post-trial
judge,”
sound discretion of the
motions
trial
Hibma’s
damages
alternatively
Surety
Corp.,
v.
Durant
Homes
582
for a
increase
1081,
(7th Cir.1978),
F.2d
1088
the stan-
damages?
new trial on the issue
dard of
is
review abuse
that discre-
The trial court denied Hibma’s motions
question
tion. “The
before us is
damages
or for
on
increase
a new trial
whether the district court abused its dis-
damages
issue
because it found that
concluding
cretion in
jury
did
damages
“the total amount of
awarded
not abuse its discretion.” Galard v.
the jury
clearly
was neither
excessive nor
Johnson,
(7th
1155 Greer, Sawyer 101, trial, granted tort.” Johnson v. 477 F.2d 105 the trial court (5th Cir.1973). deputies’ entrapment evi- If the limine and excluded County’s motion upon by resulting imprisonment arrest and Hibma and a sexual assault dence of Bay Reformatory. naturally proximately or his the Green caused prisoners at Bay Reformatory, the rape the evidence be- Green excluded The trial court legal rape a the be irrelevant actions formed cause of found the evidence cause it excluding it did and the trial court erred in the prejudicial and because unduly and it. opened regarding had evidence not believe subject. questioning the the door assessing propriety the exclusion, “a willful general principles tort liabili this Court notes that (sic) liability imposed 42 intentional feasor does not govern the under or be ty tort 1983, Rowlen, safety the Joseph 425 F.2d come an insurer of those v. U.S.C. § (7th Cir.1970); wronged.” v. at 106. Carey see whom has Id. While 1013 also 247, 257-58, tort-feasor must exercise ut 435 U.S. S.Ct. the intentional Piphus, (1978), they pro prevent most caution to his victim from L.Ed.2d 252 harm, sustaining instant further “even he remains guidance vide the case. by injuries wholly insulated from caused necessary a ele- constitutes Causation occurring unforeseen accidents without his To tort ment in all tort cases. establish way, another agency.” Id. at Stated the victim must show liability, person who commits a tort [a] tort-feasor caused wrongful act of the purpose causing another for Sys- injury. v. Four-Phase Schlanger See particular harm to other is liable for (S.D.N.Y. Inc., F.Supp. tems results, such harm if it or whether not 1982); (Second) of Torts Restatement § except expectable, is where the harm re (1965). legal cause harm to To be from an outside sults force risk another, con- a tort-feasor’s conduct must by is increased which not defendant’s bringing factor a substantial stitute act. (Second) of harm. Restatement about the (Second) Torts 435A Torts 431. “The word ‘substantial’ Restatement that the defendant’s where the harm would not used to denote fact “[E]ven act, producing tortious such an effect have occurred but conduct has if, regard liability although is no harm to lead reasonable men to there result- as cause, popu- general harm of the same nature using it as a that word intended, sense, always lar in which there lurks the as that the defendant’s act did ____” through risk of responsibility, idea Id. comment not increase the harm means which it occurred.” Id. comment a. Though this section of the Restatement a. recovery damages actions for “The (Second) relationship considers casual recovery for imprisonment false includes inju- intentional torts and intended between physical injury, and mental ... as well ries, principle logically applies an where jail____ long physical discomfort in So from an inten- injury unintended results injury as a finds that was the tort, Johnson, (quot- ill F.2d at 107 tional imprison- consequence of the false natural ing Restatement of Torts com- proximately ment and related to it ...” g). ment legal tort-feasor’s conduct constitutes a or may The intentional torts criminal injury cause of the victim Kern, person may constitute a 407 F.2d 797 acts of third recover. Whirl (citations omitted). may (5th Cir.1969) superseding of harm and relieve cause “[T]he (sic) liability for harm imprisonment tort in a false a tort-feasor from feasor or person’s are third torts acts. may action be liable for caused foreseen, original applies principle This when anticipated, apprehended an negligence opportu creates probable tort-feasor’s long so are natural person to commit nity for the third consequences of intentional direct *9 act, may give guidance listed factors to courts tort or criminal Gillot v. intentional contemplating liability the of Washington Metropolitan Area Transit intentional (D.D.C. Authority, F.Supp. tort-feasors. 1981), original the well as when tort-fea- court has the exclusive func opportu- the sor’s intentional action creates tion or to declare the existence non-exist Keeton, nity, see W. Prosser and Keeton rules, pertaining of such as ence those to 1984); Torts, (5th 44 at 317-18 ed. see § causes, superseding which the restrict re (Second) Restatement of Torts
generally sponsibility of of tort-feasor short mak (1965). 448 and comment a § ing him for of liable harm which his actions
Further, legal are a cause. Id. If the facts undisputed, are duty the court has the required to by who is law to take or [o]ne apply determining to them the rules voluntarily custody who takes the of an- existence or extent of the tort-feasor’s other under such as to lia circumstances However, deprive bility. if reasonable men could power the other of his normal of subject as to whether the or self-protection to him to asso- differ torts criminal him, persons likely person to harm acts a third ciation of were intentional or with duty foreseeable, is under a to exercise reasonable ap the court should leave the plication care so to control the conduct of third jury. to the rules Id. com persons prevent as to them from inten- ment b. tionally harming so the other or conduct- case, Sawyer In the instant create an unreason- themselves to custody transferred from the him, to if able risk of harm the actor deputies System. to the Wisconsin Prison (a) knows or has reason to know During Hibma’s incarceration at the Green ability he has the to control conduct Bay Reformatory, protect to duty Hib persons, third and deputies ma shifted from the to the Wis (b) knows or should neces- know the (Sec System. consin Prison Restatement sity opportunity exercising such ond) (1965). of Torts While §§ control. protection Hibma was under the (Second) (1965). Restatement of Torts Wisconsin Prison System, other inmates duty prevent When the to harm to a tort- sexually Though depu assaulted him. feasor’s victim shifts the tort-feasor ties’ actions set motion the events which a third party, party’s third failure to led to Hibma’s confinement the Green prevent may harm to the victim become a Bay Reformatory, duty protection superseding cause and relieve the tort-fea- System assumed the Wisconsin Prison liability. (Second) sor from Restatement and the criminal acts the other inmates f
Torts Comment of Section superseding prevent formed causes 452 sets forth the factors that a court must deputies’ being legal actions from determining duty consider whether the bringing cause in about the sexual assault. has shifted: Keeton, (Sec supra; See W. Restatement degree danger magnitude and the ond) 440, 441, 448, Torts 452. Be §§ harm, of the risk of the character and undisputed cause these facts were and be position person the third who cause reasonable men could not differ as to responsibility, knowledge take the of whether sexual assault was an inten danger likelihood that he will duty act tional and as to whether the care, proper or will not exercise his rela- protect Hibma had shifted to Wisconsin defendant, plaintiff tion to the System, properly Prison trial court de time, the lapse perhaps con- other termined whether the evidence of the sexu siderations. jury. al assault should be considered Though Id. comment f. Section Finally, correctly 452 dis- the trial court held duty shifting negligent cusses of a the sexual assault evidence was irrelevant tort-feasor, underlying principles purpose assessing dam- Hibma’s
1157
above,
because,
depu-
liability portion
in the
the
of the trial to
set forth
the
ages
legal
jury
evidence
the
were not a
cause of the
heard
the dam-
actions
ties’
Therefore,
age portion.
the
upon Hibma.
trial court did
assault
submitting
its discretion in
abuse
these
Special
questions.
verdict
2.
special
questions.
verdict
Finally,
ought
not be
Issue
42
III. Whether
1988
U.S.C.
en-
granted a new trial on the basis that the trial
titles Hibma to an award of all his attor-
special
improper
submitted an
verdict
court
ney’s fees and costs?
jury.
Federal
Under
Rule
form to
49(a),
gives
42 U.S.C.
Procedure
district court
1988
courts
Civil
“[t]he
authority
to
broad
to
discretion as
the nature
award reasonable attor
has considerable
ney’s
“prevailing parties”
to
to
scope of
issues to be submitted
fees
federal
special
rights
Robinson,
civil
actions.
jury
ques
in the form of
verdict
Smith v.
—
Limited,
-,
3457, 3466,
104
v. Bombardier
U.S.
S.Ct.
82
tions.” Sadowski
Cir.1976)
(1984);
615,
(7th
(citation
622
L.Ed.2d 746
Illinois
539 F.2d
Welfare
omitted);
Miller,
Rights Organization
also
v. A.H. Rob
v.
723
see
Worsham
F.2d
676,
(11th
564,
Cir.1983).
(7th
F.2d
690
Cir.
1988
Company, 734
566
Section
en
ins
1984);
Bank
Fire
trusts
determination
fee
Progressive
Central
v.
of a
award to
Company,
Fund
658
sound discretion of the district
man’s
Insurance
court
(5th Cir.1981).
377,
reviewing
A
superior
381
because of “the district court’s
F.2d
limit
to
inquiry
understanding
litigation
must
its
whether the
and the
court
de
avoiding
sirability
frequent appellate
trial court abused its discretion.
Central
re
Bank,
Spe
F.2d at
Progressive
essentially
658
381.
view of what
are factual mat
questions
pose
Eckerhart,
“must
ters.”
ques
Hensley
424,
cial verdict
v.
461 U.S.
103
76
presented
accurately
(1983);
tion
the case
S.Ct.
L.Ed.2d 40
in a
po
Congressional
stated
fashion that ‘avoids the
In re
Illinois
Districts Re
Cases,
380,
confusing
misleading
apportionment
F.2d
tential
704
382
”
(7th
Worsham,
Cir.1983). However,
F.2d at
jury.’
(quot
734
690
the district court
523,
(5th
Hayes,
F.2d
has
ing
only
Petes v.
664
525
a narrow discretion and should
Cir.1981));
deny
only
see
Progressive
also Central
fees
where an award would be
Bank,
unjust.
Argento,
874,
658 F.2d
v.
F.2d
at 381.
Lenard
699
—
(7th Cir.),
denied,
U.S.-,
899
cert.
liability portion
After the
(1983).
A
S.Ct.
though there was evidence the acts were
Conclusion
solely
private purpose
done
for the
employee.
Beaudry,
State v.
123 Wis.2d
above,
For the
stated
reasons
this Court
addition,
jected gang homosexual relies, or, said, is instructive. majority night been even jail, has cases, however, [prior] Neither these from his hand, actions. On the other proper applied focused on the rule to acting officers with malice or bad intent in determining whether ought additionálly to responsible be held proximately wrong related injuries for those which have a more Thus, consequence foreseeable thereof. relationship attenuated causal to their guidance to “the prevailing we look for Thus, willful misconduct. ain im- false country” view tort in this [of law] prisonment action brought under Section determining proper federal rule to 1983, the tort feasor color under apply to this case. of law with malice or bad intent must be responsible held injuries all for prevented opinion not on the We focus our meta- could have been exer- by the sequence physical “but for” of events cise the utmost caution characteris- preceding injury Johnson’s but rather on men, very though tic even careful question principles of whether the remains injuries insulated from caused logic, fairness, justice dictate the by wholly unforeseen occurring accidents *13 given defendant should be held in a liable agency. without his respon- Nor is he are situation. The cases in accord that injuries against sible for which no human even a willful intentional tort feasor foresight guard care or could and which safety does not an insurer of become the any degree by are in gross not caused his of wronged. those whom he has For neglect or intentional conduct. example, if [prison] the had been de- stroyed by an earthquake, no one could The correct rule of applied law be rationally contend Greer should be liable this cause analogy is indicated in the injuries befalling Johnson. On the Torts, Restatement of Section 870. hand, other the generally courts have person A who does tortious act for held that where the acts of a defendant the purpose causing harm to anoth- constitute an intentional tort or reckless things er toor his or to pecuniary the misconduct, as distinguished from mere another, interest of is liable to the oth- negligence, aggravated nature of his er results, except such harm if it action is a matter which should be taken where the harm results an out- from into account in determining whether side the risk which is not force there is a sufficient relationship between increased act. defendant’s wrong plaintiff’s harm to render [Emphasis added.] actor Specifically, liable. the factors “g” Comment to that amplifies section to be taken into account are the tort this rule. feasor’s wrongful intention to commit a Even where the defendant’s act is in act, degree wrong his moral in so a harm, fact cause of that sense acting, and the seriousness the harm the harm would not otherwise have intended. The touchstone for deciding occurred, person he is not liable ato liability the defendant’s in a whom he intended to harm and who imprisonment false properly action harmed, has been unless from the brought under a federal statute is the standpoint man, of a reasonable act his object intent and of the officer in detain- in degree some increased the risk While, ing plaintiff. as we have iter- that harm. ated, good mere intentions do not in Though themselves create a defense to section the Restatement the ac- tion, justice, fairness, expressly deals necessary with the policy sound caus- coalesce relationship to indicate that an al officer between an intentional under wrong color law without resulting malice bad and a injury, intended intent where, should be liable principle for those a applies fortiori injuries here, which an ordinarily prudent man injury an unintended results from reasonably would foresee would result an intentional tort.
H61 COFFEY, (first Judge, concurring in Circuit Greer, 106-07 477 F.2d at v. Johnson dissenting part. in part and omitted). added) (citations emphasis opinion II I concur in Section that deputies intend- No one contends judge court did not abuse his the district raped prison, in but be that Hibma ed denying plaintiff’s in motion discretion in- substantially obviously and actions did damage deny- award or to increase Therefore, it that harm. the risk of crease I, motion for a new trial. ing plaintiff’s jury whether fact for the question of is a likewise, opin- III of the concur Section probable a natural assault sexual judge did not district court ion prison for an being sent consequence of awarding plain- discretion in abuse Haynes, v. period. See Wade extended dissent, $32,643 attorney’s fees. I tiff Cir.1981), (8th on other F.2d 778 affd however, majority’s conclusion 30, 103 S.Ct. 461 U.S. grounds, opinion I the district Section Greer, (1983); su- Johnson L.Ed.2d entering judgment erred in not- judge view, not, consequence my pra. It is withstanding the in favor of the verdict matter of law can excluded as a defendant, intervening Sawyer County, theory. One who superseding cause clearly The record reveals that Wisconsin. prison may sends another to wrongfully defendants, Odegaard, Richard James ug- resulting from the justly bear Szula, Nikodem, and Michael were not act- prison life. lier features employment, on the majority disagree I with also deputies Sawyer County, as sheriff plaintiff attorney’s fees. award plaintiff of they deprived when his con- right to a trial. It action has a *14 Thus, pursuant rights. stitutional to Wis. for an abuse of discretion was therefore (1977-78), Sawyer County Stat. 895.46 is to reduce the award be- the district court any damages liable for assessed day to have taken one cause it would defendants. damages in a bench justify an award of Further, Sawyer County did not limit trial. I employ- the issue of its defense to in The record reveals that the de- ment, the amount of dam- but contested fendants, Odegaard, Niko- Richard James the individual defendants ages for which Szula, dem, employed by and Michael were county liable whether or not the would be Wisconsin, County, as full-time Sawyer required indemnify them. This de- to was early April In deputy sheriffs. both the individual defend- fense benefited burglarized sev- defendant sheriffs reason, county. this and the For ants Spider in Lake cottages summer eral discretion to reduce also an abuse of was stealing, Sawyer County, inter area of ground on the that much the fee award alia, animal skins. Soon firearms and plaintiff’s work would have been unnec- thereafter, deputy sheriffs the defendant coun- essary but for the intervention Sawyer County concerned that the became ty. accepted The defendants individual sheriff discover their criminal activi- would county’s on their benefit of the intervention to they thus devised a scheme ties and They should not be allowed to behalf. Hibma, George with plaintiff, frame the profit theory plain- on the that the further had, fact, com- burglaries they if the have had an easier time tiff would chose Hibma mitted. The defendants proper county had not intervened. The cover-up conspiracy be- target defense, presenting the issue is not who is recently convicted of a had been cause he plaintiff being claim the on which but burglary involving the theft ani- similar through expend to additional effort forced skins, serving probation still mal and was intervening defendant. of the action addition, Hibma had for that crime. in Federal court previously been convicted respectfully dissent as to I therefore a controlled conspiracy to manufacture indicated. matters was, they chemi- April as of skins and firearms that had stolen in substance and cally dependent upon various stimulant Spider burglaries Lake around Hibma’s Methadrine, cocaine, drugs, including and premises. Ritalin, prescribed his nar- a medication Following signing Hibma’s of the con- colepsy. form, Hibma, sent the defendants booked conspir- of the cover-up furtherance photograph fingerprints, took his and acy, Prof- the defendants contacted William shower, placed him a cold dressed him in fitt, acquaintance was Hibma’s who uniform, jailhouse and locked him in a serving Sawyer County sentence cell. holding The then left defendants jail daytime program. on a work release jail “couple for a of hours” to search Hib- initially defendants asked Proffitt premises, ma’s at no providing time Hibma Hibma, purchase quantity drugs drug with medical treatment for with- assuring cooperated Proffitt that if he symptoms. drawal When defendants the scheme his sentence would be reduced. jail, they returned to the hauled Hibma into drugs Proffitt solicit the but did refused Odegaard’s office questioned and him con- agree approach if he Hibma and ask cerning animal and rifles skins would steal firearms sale some for later to have at claimed discovered his residence. through operation a fence in Minnesota. deny knowledge Hibma continued to separate On at least seven occasions participation Spider items or early April, contacted Proffitt Hibma burglaries. Lake sepa- On three four urged Finally, him to steal firearms. on occasions, rate the defendants informed April 1977, Hibma stole a handgun that he going charged to be delivered Proffitt it to who turned the with one count of theft and fourteen counts handgun over to the defendants. Two and, burglary guilty, if found that he later, days approximately a.m. 8:30 approximately would serve ninety-four April 21, 1977, morning Hibma met years prison. Throughout question- payment with Proffitt to receive his cash ing period, Hibma continued suffer from and at ap- time the defendants withdrawal, drug chills, experiencing vom- prehended Hibma, arrest, placed him under diarrhea, iting, during but the entire rights, read him his Miranda handcuffed period Hibma insisted that had no him, transported him to the *15 knowledge of Spider burglaries. Lake County jail. confession, to coerce a Unable the defend- Upon jail, arrival at the Hibma informed transported ants to holding Hibma back his suffering drug defendants that he was request cell and continued to his refuse for symptoms withdrawal and needed medical medical assistance. Odegaard attention. Defendant responded, holding cell, While confined in the Hibma “Gee, bad,” persisted that is too and though felt “nothing going was to be interrogating concerning Hibma theft illness, done” for his so he decided to draw handgun of the his knowledge and of the by to his breaking attention condition his Spider burglaries Lake deputy that eyeglasses, placing superficial a cut on his had, fact, sheriffs committed. Hibma wrist, screaming and he was that commit- stealing handgun admitted to de- but ting immediately suicide. defendants knowledge of, any in, nied or participation doctor, superficial called a who treated the Spider burglaries. Lake Defendant and, realizing wrist that wound Hibma was Odegaard suggested if was Hibma drug suffering symptoms, withdrawal
truly previous burglaries, innocent of the arrangements made for Hibma to receive he sign authorizing should consent a form professional depend- care for chemical his defendants search his to house without 22, ency problem. April responded ap- a warrant. On Hibma that he “had nothing hide,” proximately morning, to and 3:00 a.m. in signed thus he some Hibma, consent eighteen form. Unknown hours after had to Hibma been ar- secretly placed defendants, defendants had the animal transport- rested he was Jury Care Center Grand violation of 18 U.S.C. to the Dunn Health ed §§ Menomonie, Wisconsin, where under- one defendant Szula with count of dependen- his for chemical went treatment making false statements to the Federal Bu- deputy day, same defendant cy. Later that Investigation reau in violation of 18 knowingly filed a false sheriff Nikodem 1001, and Odegaard U.S.C. defendant Hibma report stating that was sheriffs depriving with one count of Hibma of his Spider burglaries. Lake responsible for the rights civil in violation of 18 241. U.S.C. § Similarly, sheriff deputy defendant Szula guilty All plead three defendants to the a criminal knowingly signed false com- and, charged crimes egre- view the plaint, charging Hibma with firearm gious offenses, nature of the district burglaries. Spider Lake theft and the court judge sentenced Nikodem a three later, April days on Some five term, year to a prison year Szula four deputy Odegaard sheriffs defendant term, prison Odegaard to a year five knowingly press a false prepared Nikodem prison term. Sawyer County release for the local news- In July filed a Hibma section 1983 paper, stating that Hibma’s arrest “result- against the deputy lawsuit defendant sher- burglaries clearing ed in numerous in [sic] iffs, a his alleging violation of Fourth plagued Sawyer County has with been right to free from Amendment unrea- beginning year.” since the See Saw- searches and sonable seizures his Four- Gazette, yer County April right process teenth Amendment due 29,1977, April appeared in On Hibma sought Sawyer County law. and was Sawyer County, his Circuit Court of waived granted party leave to as a intervene de- and, hearing pursu- right preliminary to a potential liability, fendant because of its guilty plea agreement, plead ant to a to the 895.46, pay under the dam- Wis.Stat. § handgun in return for a dismissal of theft ages against Sawyer County assessed offi- charges. response burglary to a carrying cers “acts committed while out request judge circuit that the employee acting duties as an officer or ... factual State of Wisconsin introduce evi- scope of employment.” At the charge, support dence to theft defend- time of the defendants’ unlawful actions testified, Odegaard deputy ant sheriff in- 1977, deputy employed April sheriffs alia, that, informed us ter informant “[a]n basis, defendants, civil service such as the gun Mr. him Hibma wanted to sell scope of were included within the Wis.Stat. price gun for a and the was deliv- certain provided 895.46. The statute money was ered Mr. Hibma and trans- county’s payment assessed picked up ferred and Mr. Hibma was on it.” sheriff, employed “an on a The court sentenced Hibma to indeter- basis, years” carrying minate not to two civil out term exceed service who actually charge the theft served of his duties and *16 period year “discretionary a of confinement of one and not employment, day county one state various institu- mandatory.” purpose The of the discre- tions. determination, part tionary on the pay county, as to whether or not to for the 1980, May In Bureau In- Federal against deputy sheriff damages assessed a vestigation probe commenced an unrelated basis, on a civil is to employed service Sawyer County Depart- Sheriffs VI, 4 of the Wiscon- accommodate art. sec. and, liquor alleged ment for law violations provides that “the sin Constitution which following thorough year-and-a-half inves- responsible made county shall never be tigation, the Federal officials uncovered the sheriff,” with Wis.Stat. the acts of defendants’ unlawful scheme frame Hib- 895.46, to include the is intended Spider Burglaries. ma for § Lake possi- greatest public officials 1981, number charged December the Government Bablitch v. Lincoln ble. Bablitch and defendant Nikodem two counts of See with 582-83, 574, 263 N.W.2d making 82 Wis.2d County, false declarations to Federal 1164 218, Thus, (1978). (1984). present case, under the 1977 ver- 223 Wis.Stat. 895.46, Sawyer County’s of section substantive, sion clearly 895.46 is rather § any damages against assessed
payment procedural statute, than a or remedial as it be, at deputy defendant sheriffs would provides payment for the judgments ren- best, discretionary mandatory only and not against dered officer or the State majority. as directed political Moreover, other subdivision. 1983, legislature, amending Wisconsin section legisla-
I note that in the Wisconsin 895.46, did pro- expressly ture amended Wis.Stat. 895.46 to nor state much § imply vide: less that the amended statute was to apply “(d) 1, 1983, retroactively. Accordingly, On after March this all sheriffs, employed deputy compelled as persons controlling is under the 40.02(48)(b)3, in s. are defined covered apply Wisconsin state law to ver- the 1977 county this subsection. The board sion of Wis.Stat. 895.46 to the facts § adopt policies payments shall written case, April See, this which arose in under this subsection on behalf of e.g., 1549, Odegaard, F.Supp. Hibma v. 576 person, provided person other has (1984) (applying the 1977 version of satisfied the minimum standards of the ease). Wis.Stat. 895.46 to the facts in this board, law enforcement standards who Judge Cudahy asserts that no makes serves the discretion of the sheriff as difference whether the 1977 or 1983 ver- a law enforcement officer defined in s. applies sion of Wis.Stat. 895.46 in this 165.85(2)(c), county may make Sawyer County case because deeply “is too payments upon approval by the coun- involved try defense this case to ty board.” point depu- at this to wash its hands of the actions____” Judge incorrectly Grant claims “the disagree Judge ties’ I with applies 1983 version of section 895.46 to the Cudahy’s theory that because instant case.” The law in Wisconsin ex- County properly intervened action to pressly provides amendatory that “[a]n against potential liability defend pro- and to statute, acts, legislative like other takes taxpayers, tect the financial interests itsof passage, effect from its and will not precluded it is exercising now discre- be construed as applying retroactive or as in indemnifying deputy tion sheriffs for transactions, prior or to pend- facts damages. thorough analysis A ing proceedings, contrary unless a inten- Wisconsin case law reveals that the 1977 is expressly tion or necessarily stated im- version of applies Wis.Stat. 895.46 in this plied.” State, 481, Truesdale v. 60 Wis.2d Sawyer County case and allows to exercise (1973) (emphasis N.W.2d payment discretion as- added) (quoting Department Wisconsin sessed deputy sheriffs found to Dziubek, 499, 505, Revenue v. 45 Wis.2d employ- (1970)). 173 N.W.2d See also ment. Noll, Briggs State ex rel. Stratton & Prior trial on Hibma’s section 1983 650, 655, 100 Wis.2d 302 N.W.2d claim, parties agreed that the defend- (1981); Dallman, Dallman v. 159 Wis. unlawfully ants had entrapped into 149 N.W. The stealing handgun and thus Hibma was only exception to is this rule when the wrongfully pris- convicted and sentenced procedural remedial, statute “is rather parties on. stipulated that: substantive, than in which case the statute “the activities the three sheriff generally given retroactive effect.” *17 defendants, Odegaard, T. Richard James 1, Hathaway v. Joint 116 School Dist. No. Szula, 388, Nikodem 4, 682, and Michael Paul did in- Wis.2d 400 n. 342 N.W.2d 688 (1984) (citing Seamandel, entrapment. entrap- n. 4 deed amount to An Gutter v. 1, 17, 403, 103 Wis.2d 308 ment is a defense which can N.W.2d 411 be offered (1981)). Morden, by a if Boggs See also 117 defendant and it is successful will 490, Wis.2d 345 N.W.2d 491 not allow a conviction. The Court be- arrest, planting his evidence and steal- stipulation of the upon the lieves based home, denying him ing property from his had did occur and entrapment parties during drug medical attention withdraw- brought to the attention that been al, complaint seeking the issuance County, there Sawyer authorities burglaries charging him with scores of a conviction not have been would he had not committed and they knew pleaded Mr. Hibma for which offense guilty plea and finally securing his con- on June convicted guilty and was and false testi- through coercion viction year 1979; have served he not would ex-deputies’ plot to hide their mony. The prisons.” state day in the and a they burglaries did not evolve own after they admitted further The defendants Hibma; entrapped and arrested rath- had him with the charged Hibma and arrested er, plot purpose was the cause and attempt in an burglaries Spider Lake very beginning actions from the their fact, had, in they conceal the crimes illegal conduct.” their Thus, stip- parties further committed. F.Supp. at Odegaard, 576 Hibma v. ulated that: original). Accordingly, the dis- (emphasis for such or motivations “The reasons granted County’s judge Sawyer trict court Defendants, Richard acts committed notwithstanding the judgment motion for Nikodem, Mi- Odegaard, James T. verdict, ruling that because the defendants Szula, George Hibma were chael scope of acting not within the were (a) removing them- purpose of for the deprived when Hibma of employment crimi- suspects for the possible selves rights, Sawyer County his constitutional De- burglary and theft which nal acts of 895.46, liable, under Wis.Stat. Odegaard, Ni- T. James fendants Richard damages. for of the defendants’ Szula, had them- kodem, Michael committed____” selves II trial, presented evidence upon the Based rights in a civil action under prevail To had the defendants jury found that plaintiff must estab U.S.C. § rights of his constitutional deprived Hibma acting “under defendant was lish that the of 42 U.S.C. in violation deprived color of state law” when $166,500 damages, allo- awarded rights. This plaintiff of his constitutional $86,500 by the to acts committed cating element of a color of state law” “under scope of their em- defendants within even when 1983 action is satisfied section $80,000 committed to acts ployment and power, misuses or abuses the defendant employment. scope of their outside the conferred state long power as that so judg- County filed a motion for Sawyer defendant is clothed with law and the verdict, arguing notwithstanding the ment Indeed, the law. Su authority of state acting were at no time that the defendants ruled in States v. preme Court United employment. The scope of their Classic, 313 U.S. 61 S.Ct. the relevant judge reviewed district court (1941), power, L.Ed. 1368 “[m]isuse case law and the evidence Wisconsin and made possessed by of state law virtue at trial to determine whether presented wrongdoer is possible only because fact could have not a reasonable trier of law, is authority of state with the clothed acting the defendants found that were of’ state law.” ‘under color action taken when (citing at 1043 Ex 61 S.Ct. 313 U.S. at of his constitutional they deprived Hibma Otto) 339, 346, (10 100 U.S. parte Virginia, concluded that: rights. The district court (1880)). Lugar v. also L.Ed. 676 See 922, 929, 102 Co., support- 457 U.S. no facts or inferences Edmondson Oil “there are (1982). In 2744, 2748, L.Ed.2d 482 Odegaard, finding that defendants S.Ct. all case, were at any- the defendants present were Nikodem and Szula deputy sheriffs employed as full-time purposes times than their own thing other County, with the author- Hibma, vested engineering plaintiff entrapping *18 arrests, political ity to make lawful detain criminal subdivision which the de- , suspects Sawyer County jail, at the and file fendant is an officer or employe. that the defendants violated their oath criminal complaints. The record reveals [******] Deputy sheriffs completely
office and abused their authori- those counties ty, they unlawfully entrapped they as where serve not at the will of the stealing handgun, placed into him under sheriff but on civil service basis shall arrest, transported Sawyer him to the be covered subsection, except jail car, County squad in a sheriffs booked provision that the relating to payment him, cell, holding detained him in a denied judgment discretionary shall be attention, request his for medical filed a and not mandatory. In such counties complaint, signed false sheriffs a false judgment to damages as and costs report, prepared press criminal a false re- may paid by the if county approved lease, guilty plea and secured Hibma’s county board.” upon conviction based their conspiracy (Emphasis added).1 Pursuant to Wisconsin entrapment. The record further reveals law, Sawyer state County may be liable for power that the defendants’ misuse of damages any against assessed the defend- possible only because were “clothed carrying duties, ants for out as officers of authority with the of state law” deputy as Sawyer County, within the of their Thus, according sheriffs. Supreme to the employment. majority opinion sug- analysis Court’s in United States Clas- gests that once officers are found to be sic, the defendants acted “under color of acting “under color of state law” is it im- state law” they deprived when Hibma of plicitly assumed that the officers are also rights. constitutional the scope within employ- The majority commingles confuses and ment for purposes of Wis.Stat. 895.46. § this “under color of state law” element a According majority: to the section completely sep- 1983 action with the “Odegaard, Nikodem partici- and Szula arate and distinct of damage liability issue pated investigations, reported supe- under Wisconsin state law. Wis.Stat. riors, gave testimony at hearings (1977-78) provides, 895.46 pertinent and in regarding Hibma. While part, that: deputies’ unquestiona- actions were “(1) any Where the defendant action designed bly objec- further their own special or proceeding public is a officer escaping punishment tives of for their or employe proceeded against and is wrongdoing, own they also were de- capacity an official proceeded is signed objectives to further the of Saw- against as an individual because of yer County. They were performing their acts carrying committed while out deputy duties as quite sheriffs but using duties employe officer or and the improper carrying methods of out those jury or the court finds that such de- duties.” fendant was acting I judgment dissent from the majority’s as to dam- unreasoned ages and costs entered of- conclusion that the defendants’ actions ficer or employe in excess of designed objectives were to further the insure applicable anee to such Sawyer officer or em- County when the purpose sole ploye paid by shall be state unlawful conduct defendants’ was to April damages discretionary, the defendants were mandatory. those Thus, employed by Sawyer County sheriffs majority’s a civil analysis even under $86,500 service basis and thus fall within the ambit of damages, is liable for Wis.Stat. 895.46. according The 1977 version Wis.Stat. 895.46 as existed at expressly provides conduct, statute if are the time of the defendants’ unlawful sheriffs, against deputy assessed defendants, county’s payment such dam- defendants’ is, best, ages for acts committed discretionary and not man- employment, county's payment datory. See discussion in section I.
1167 scope to an inno- is lim- liability criminal transfer their of positions by their ited to those acts which law are and thus retain cent Hibma admit- employer. The defendants attributable to the master or as sheriffs. However, con- purposes actions were of sec. trial that acts ted at exclusive, out for the under color of law are not limited to ceived and carried removing themselves purpose by of conduct to the state vir- unlawful attributable Spider burglaries. suspects employer-employee in the Lake tue of the relation- Moreover, majority’s I from the ship.” dissent distinguish the “under complete refusal to 456-57, 307 at 168- 102 Wis.2d at N.W.2d of a section of state law” element color added). (emphasis 69 The Wisconsin Dis- limiting from the defined and 1983 action Racine, Court, v. trict Harris employment,” scope
phrase, “within the
(E.D.Wis.1981), likewise,
F.Supp.
512
1273
used in
895.46.
Wis.Stat. §
concluded that:
damage
County’s potential
liabili-
interpreting
phrase ‘acting
with-
“[i]n
law,
under
state
ty
solely
arises
Wisconsin
scope
employment’
as used
law, and thus I turn to
under Federal
895.46(1), the relevant case law does
§
properly
in order to
case law
Wisconsin
equivalent
suggest
phrase
that the
phrase
“within the
interpret
acting
carrying
‘while
out duties as an
used in Wis.Stat.
895.-
employment,” as
§
employe’
officer or
and does not encom-
Milwaukee,
City
v.
46.2
Cameron
pass
employee
taken
an
all actions
”
(1981)
448,
A servant or
ing
superiors, filing
paperwork,
outside the
tes-
of his
trial,
when he
tifying
objectives
deviates or
etc. furthered the
steps
prosecution
aside from the
Sawyer County.”
of his
It is
to even
absurd
purpose
master's
imagine
business
of do-
three
sheriffs who
ing an
or rendering
burglarize homes,
act
a service intend-
investigative
file false
accomplish
ed to
independent purpose
complaint,
reports, file a false criminal
file
superiors, testify
employment,”
agent
reports
their
state
false
with
proceeding, and may easily
in a state criminal
falsely
violate U.S.C. 1983 outside
public,
member of the
frame an innocent
employment.
of his
For exam-
objectives
Sawyer
furthering the
are
ple,
(7th
Harvey,
Harris v.
pose them- liability and to remove
of criminal Lake suspects Spider bur-
selves the dis- Accordingly, agree I with
glaries. that, law, as a matter
trict actions were not
defendants’ result, and, as a liable, under
Sawyer County is not Wis. 895.46, as-
Stat. against the defendants.
sessed
Johnny BASS, LEWIS, by Mary Lee Estate,
Administrator of his
Plaintiff-Appellee, WALLENSTEIN,
Arthur Assistant Ward Center, of Stateville Correctional
en Such, Adminis Medical Unit
William Center,
trator of Stateville Correctional Joliet, First National Bank Ex ecutor Estate of Dr. Charles
Hoffman,* Defendants-Appellants. 83-2392,
Nos. 83-2404. Appeals,
United States Court of
Seventh Circuit.
Argued Sept. 1984. July
Decided
Rehearing Aug. Denied * Joliet, Defendant-appellant Dr. died Charles Hoffman the First National Bank Executor Estate, appeal pending. By order dated defendant-appellant while Dr. as a Hoffman’s granted this court Dr. Hoff- October appeal. in this man’s counsel's motion for leave substitute
